Ballast Rock Private Wealth LLC Top Holdings and 13F Report (2026)

About Ballast Rock Private Wealth LLC

Investment Activity

Ballast Rock Private Wealth LLC has $180.80 million in total holdings as of March 31, 2026.
Ballast Rock Private Wealth LLC owns shares of 177 different stocks, but just 78 companies or ETFs make up 80% of its holdings.
Approximately 19.89% of the portfolio was purchased this quarter.
About 6.80% of the portfolio was sold this quarter.
This quarter, Ballast Rock Private Wealth LLC has purchased 171 new stocks and bought additional shares in 82 stocks.
Ballast Rock Private Wealth LLC sold shares of 44 stocks and completely divested from 12 stocks this quarter.

Largest Holdings

Apple: $8,013,235
PGIM ETF TR: $7,060,521
VANGUARD CALIF TAX FREE FDS: $4,919,527
iShares California Muni Bond ETF: $4,808,556
Innovator Defined Wealth Shield ETF: $4,402,206

Largest New Holdings this Quarter

025072117 - AMERICAN CENTY ETF TR: $1,973,764 Holding
46435G326 - iShares Core MSCI International Developed Markets ETF: $726,116 Holding
45784N320 - INNOVATOR ETFS TRUST: $594,633 Holding
46432F339 - iShares MSCI USA Quality Factor ETF: $537,643 Holding
464287440 - iShares 7-10 Year Treasury Bond ETF: $536,373 Holding

Largest Purchases this Quarter

VANGUARD CALIF TAX FREE FDS: 43,475 shares (about $4.31M)
iShares California Muni Bond ETF: 44,403 shares (about $2.52M)
PGIM ETF TR: 48,465 shares (about $2.49M)
AMERICAN CENTY ETF TR: 39,617 shares (about $1.97M)
Janus Henderson AAA CLO ETF: 39,011 shares (about $1.97M)

Largest Sales this Quarter

Microsoft: 2,257 shares (about $835.55K)
iShares MSCI Intl Quality Factor ETF: 13,437 shares (about $621.24K)
SPDR Portfolio Short Term Treasury ETF: 12,259 shares (about $357.73K)
Vanguard Value ETF: 993 shares (about $194.81K)
SPDR S&P 500 ETF Trust: 279 shares (about $181.95K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
AAPL Apple	$8,013,235	$577,377 â–²	7.8%	31,574	4.4%	Computer and Technology
PGIM ETF TR	$7,060,521	$2,490,325 â–²	54.5%	137,407	3.9%	AAA CLO ETF
VANGUARD CALIF TAX FREE FDS	$4,919,527	$4,307,509 â–²	703.8%	49,652	2.7%	TAX EXEMPT BD FD
CMF iShares California Muni Bond ETF	$4,808,556	$2,524,765 â–²	110.6%	84,568	2.7%	ETF
BALT Innovator Defined Wealth Shield ETF	$4,402,206	$1,478,077 â–²	50.5%	131,547	2.4%	ETF
JAAA Janus Henderson AAA CLO ETF	$4,178,487	$1,972,877 â–²	89.4%	82,624	2.3%	ETF
VOO Vanguard S&P 500 ETF	$3,756,786	$84,852 â–²	2.3%	6,287	2.1%	ETF
SCHX Schwab US Large-Cap ETF	$3,500,674	$1,846 â–²	0.1%	136,532	1.9%	ETF
SPY SPDR S&P 500 ETF Trust	$3,460,248	$181,947 â–¼	-5.0%	5,306	1.9%	Finance
JPM JPMorgan Chase & Co.	$3,403,372	$1,177 â–¼	0.0%	11,570	1.9%	Finance
JQUA JPMorgan U.S. Quality Factor ETF	$3,347,728	$1,077,584 â–²	47.5%	54,594	1.9%	ETF
IVV iShares Core S&P 500 ETF	$3,121,618	$6,532 â–²	0.2%	4,779	1.7%	ETF
NVDA NVIDIA	$3,048,035	$236,329 â–²	8.4%	17,476	1.7%	Computer and Technology
SCHF Schwab International Equity ETF	$2,778,627	$824,940 â–²	42.2%	112,268	1.5%	ETF
DFAU Dimensional US Core Equity Market ETF	$2,742,489	$113,342 â–¼	-4.0%	60,782	1.5%	ETF
QQQ Invesco QQQ	$2,719,664	$89,463 â–²	3.4%	4,712	1.5%	Finance
VTI Vanguard Total Stock Market ETF	$2,672,951	$91,109 â–²	3.5%	8,332	1.5%	ETF
SCHO Schwab Short-Term U.S. Treasury ETF	$2,606,748	$773,171 â–²	42.2%	107,406	1.4%	ETF
GLD SPDR Gold Shares	$2,565,012	$48,624 â–¼	-1.9%	5,961	1.4%	Finance
VIGI Vanguard International Dividend Appreciation ETF	$2,341,325	$373,473 â–²	19.0%	26,468	1.3%	ETF
DFCF Dimensional Core Fixed Income ETF	$2,304,338	$31,074 â–¼	-1.3%	54,579	1.3%	ETF
VONE Vanguard Russell 1000 ETF	$2,255,087	$890,702 â–²	65.3%	7,641	1.2%	ETF
GOOGL Alphabet	$2,169,065	$115,599 â–²	5.6%	7,543	1.2%	Computer and Technology
LAM RESEARCH CORP	$2,070,600		0.0%	9,679	1.1%	COM NEW
MSFT Microsoft	$2,064,247	$835,546 â–¼	-28.8%	5,576	1.1%	Computer and Technology
XLE Energy Select Sector SPDR Fund	$2,023,498	$1,392,269 â–²	220.6%	33,031	1.1%	ETF
BIV Vanguard Intermediate-Term Bond ETF	$2,001,837	$445,564 â–²	28.6%	25,937	1.1%	ETF
AMERICAN CENTY ETF TR	$1,973,764	$1,973,764 â–²	New Holding	39,617	1.1%	CALIF MUN BD ETF
AMZN Amazon.com	$1,787,879	$894,981 â–²	100.2%	8,584	1.0%	Retail/Wholesale
SFLR Innovator Equity Managed Floor ETF	$1,783,973	$376,450 â–²	26.7%	50,337	1.0%	ETF
AMAT Applied Materials	$1,779,017	$6,494 â–¼	-0.4%	5,205	1.0%	Computer and Technology
SUB iShares Short-Term National Muni Bond ETF	$1,727,421	$426 â–²	0.0%	16,220	1.0%	ETF
SCHW Charles Schwab	$1,560,068		0.0%	16,600	0.9%	Finance
IEFA iShares Core MSCI EAFE ETF	$1,555,079	$2,535 â–¼	-0.2%	17,177	0.9%	ETF
SPAB SPDR Portfolio Aggregate Bond ETF	$1,534,525	$72,837 â–²	5.0%	59,896	0.8%	ETF
EFA iShares MSCI EAFE ETF	$1,484,983	$1,064,518 â–²	253.2%	15,289	0.8%	Finance
FIRST TR EXCHNG TRADED FD VI	$1,467,450		0.0%	35,739	0.8%	FT VEST U.S EQT
RSP Invesco S&P 500 Equal Weight ETF	$1,305,085	$9,788 â–²	0.8%	6,800	0.7%	ETF
IWM iShares Russell 2000 ETF	$1,292,859	$30,505 â–¼	-2.3%	5,213	0.7%	Finance
DYNF iShares U.S. Equity Factor Rotation Active ETF	$1,278,172	$431,119 â–²	50.9%	21,969	0.7%	ETF
IJH iShares Core S&P Mid-Cap ETF	$1,242,254	$2,296 â–²	0.2%	18,396	0.7%	ETF
VTV Vanguard Value ETF	$1,214,392	$194,813 â–¼	-13.8%	6,190	0.7%	ETF
EEM iShares MSCI Emerging Markets ETF	$1,203,796		0.0%	21,197	0.7%	Finance
PMAR Innovator U.S. Equity Power Buffer ETF - March	$1,201,929	$218,683 â–²	22.2%	26,937	0.7%	Transportation
IVW iShares S&P 500 Growth ETF	$1,147,250	$226 â–²	0.0%	10,143	0.6%	ETF
DFAI Dimensional International Core Equity Market ETF	$1,146,235	$50,492 â–¼	-4.2%	29,421	0.6%	ETF
DXJ WisdomTree Japan Hedged Equity Fund	$1,143,332	$63,430 â–¼	-5.3%	7,210	0.6%	Finance
VTES Vanguard Short-Term Tax-Exempt Bond ETF	$1,109,832	$405 â–²	0.0%	10,973	0.6%	ETF
SCHB Schwab US Broad Market ETF	$1,098,839	$100 â–²	0.0%	43,778	0.6%	ETF
VIG Vanguard Dividend Appreciation ETF	$1,070,867	$301,968 â–²	39.3%	4,979	0.6%	ETF
IEMG iShares Core MSCI Emerging Markets ETF	$1,041,232	$33,759 â–¼	-3.1%	14,928	0.6%	ETF
XLK Technology Select Sector SPDR Fund	$1,021,227	$199,886 â–²	24.3%	7,684	0.6%	ETF
XME SPDR S&P Metals & Mining ETF	$996,271	$108 â–²	0.0%	9,224	0.6%	ETF
FLOT iShares Floating Rate Bond ETF	$968,972	$60,987 â–²	6.7%	19,018	0.5%	ETF
MUC BlackRock MuniHoldings California Quality Fund	$958,635	$520,081 â–²	118.6%	91,705	0.5%	Finance
TLH iShares 10-20 Year Treasury Bond ETF	$939,009	$342,749 â–²	57.5%	9,323	0.5%	ETF
MUB iShares National Muni Bond ETF	$926,247	$490,404 â–²	112.5%	8,726	0.5%	ETF
VTEB Vanguard Tax-Exempt Bond ETF	$912,838	$17,262 â–²	1.9%	18,297	0.5%	ETF
VO Vanguard Mid-Cap ETF	$892,886	$2,872 â–²	0.3%	3,109	0.5%	ETF
SPYG SPDR Portfolio S&P 500 Growth ETF	$801,302	$1,077 â–²	0.1%	8,184	0.4%	ETF
BMAR Innovator U.S. Equity Buffer ETF - March	$783,757	$61,359 â–²	8.5%	14,932	0.4%	ETF
VB Vanguard Small-Cap ETF	$781,177	$131,200 â–²	20.2%	2,983	0.4%	ETF
DFSD Dimensional Short-Duration Fixed Income ETF	$766,887	$10,150 â–¼	-1.3%	16,017	0.4%	ETF
FALN iShares Fallen Angels USD Bond ETF	$752,142	$34,950 â–²	4.9%	28,149	0.4%	Manufacturing
SPIB SPDR Portfolio Intermediate Term Corporate Bond ETF	$751,336	$246,890 â–²	48.9%	22,401	0.4%	ETF
IDEV iShares Core MSCI International Developed Markets ETF	$726,116	$726,116 â–²	New Holding	8,689	0.4%	ETF
BRK.A Berkshire Hathaway	$718,140		0.0%	1	0.4%	Finance
VXUS Vanguard Total International Stock ETF	$714,630	$193,848 â–²	37.2%	9,268	0.4%	ETF
IVE iShares S&P 500 Value ETF	$713,701	$845 â–²	0.1%	3,380	0.4%	ETF
TIDAL TRUST II	$704,152	$465,027 â–²	194.5%	25,878	0.4%	RET STCKD GL STK
COWZ Pacer US Cash Cows 100 ETF	$695,854	$5,443 â–¼	-0.8%	11,123	0.4%	ETF
XLI Industrial Select Sector SPDR Fund	$695,439		0.0%	4,300	0.4%	ETF
MCD McDonald's	$693,062	$1,243 â–¼	-0.2%	2,230	0.4%	Retail/Wholesale
IJR iShares Core S&P Small-Cap ETF	$682,352	$1,865 â–¼	-0.3%	5,489	0.4%	ETF
AMLP Alerian MLP ETF	$671,634		0.0%	12,759	0.4%	ETF
RBB FUND TRUST	$662,474	$246,518 â–²	59.3%	14,095	0.4%	FIRST EAGLE GBL
VYM Vanguard High Dividend Yield ETF	$661,571	$148 â–¼	0.0%	4,467	0.4%	Financial Services
BAPR Innovator U.S. Equity Buffer ETF - April	$642,067		0.0%	13,109	0.4%	ETF
INNOVATOR ETFS TRUST	$607,274	$171,295 â–²	39.3%	18,708	0.3%	U S EQ 10 BUFFER
OEF iShares S&P 100 ETF	$601,815	$251,286 â–²	71.7%	1,892	0.3%	ETF
APPLOVIN CORP	$597,000		0.0%	1,500	0.3%	COM CL A
INNOVATOR ETFS TRUST	$594,633	$594,633 â–²	New Holding	29,881	0.3%	EQUITY DUAL DIRE
BJAN Innovator U.S. Equity Buffer ETF - January	$583,769	$327,350 â–²	127.7%	10,946	0.3%	ETF
UMAR Innovator U.S. Equity Ultra Buffer ETF - March	$576,190	$19,751 â–²	3.5%	14,499	0.3%	ETF
BFEB Innovator U.S. Equity Buffer ETF - February	$566,727	$85,915 â–²	17.9%	11,880	0.3%	ETF
QQQE Direxion NASDAQ-100 Equal Weighted Index Shares	$553,187		0.0%	5,614	0.3%	ETF
BMY Bristol Myers Squibb	$550,338	$77,268 â–²	16.3%	9,074	0.3%	Medical
MELI MercadoLibre	$544,641	$22,477 â–²	4.3%	315	0.3%	Retail/Wholesale
QUAL iShares MSCI USA Quality Factor ETF	$537,643	$537,643 â–²	New Holding	2,803	0.3%	ETF
IEF iShares 7-10 Year Treasury Bond ETF	$536,373	$536,373 â–²	New Holding	5,620	0.3%	ETF
PFEB Innovator U.S. Equity Power Buffer ETF - February	$534,505	$75,831 â–²	16.5%	13,329	0.3%	ETF
DUHP Dimensional US High Profitability ETF	$524,997	$20,438 â–¼	-3.7%	14,282	0.3%	ETF
VUG Vanguard Growth ETF	$500,656		0.0%	1,146	0.3%	ETF
XLV Health Care Select Sector SPDR Fund	$495,125	$3,959 â–¼	-0.8%	3,377	0.3%	ETF
CLOA iShares AAA CLO Active ETF	$494,247	$494,247 â–²	New Holding	9,535	0.3%	ETF
ET Energy Transfer	$493,739	$19 â–²	0.0%	25,582	0.3%	Energy
BND Vanguard Total Bond Market ETF	$490,761	$3,903 â–¼	-0.8%	6,664	0.3%	ETF
CB Chubb	$490,350		0.0%	1,500	0.3%	Finance
DFAE Dimensional Emerging Core Equity Market ETF	$484,107	$23,059 â–¼	-4.5%	14,297	0.3%	ETF
INNOVATOR ETFS TRUST	$466,767	$194,731 â–²	71.6%	16,079	0.3%	INNOVATOR INTL D

Showing largest 100 holdings. View all holdings.

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Ballast Rock Private Wealth LLC Top Holdings and 13F Report (2026)

About Ballast Rock Private Wealth LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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Ballast Rock Private Wealth LLC Top Holdings and 13F Report (2026)

About Ballast Rock Private Wealth LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofBallast Rock Private Wealth LLC

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools