Ballast Rock Private Wealth LLC Top Holdings and 13F Report (2026)

About Ballast Rock Private Wealth LLC

Investment Activity

Ballast Rock Private Wealth LLC has $214.23 million in total holdings as of September 30, 2026.
Ballast Rock Private Wealth LLC owns shares of 202 different stocks, but just 86 companies or ETFs make up 80% of its holdings.
Approximately 8.51% of the portfolio was purchased this quarter.
About 9.19% of the portfolio was sold this quarter.
This quarter, Ballast Rock Private Wealth LLC has purchased 192 new stocks and bought additional shares in 95 stocks.
Ballast Rock Private Wealth LLC sold shares of 35 stocks and completely divested from 11 stocks this quarter.

Largest Holdings

Apple: $10,628,730
PGIM ETF TR: $8,431,659
Janus Henderson AAA CLO ETF: $5,443,174
SPDR S&P 500 ETF Trust: $5,425,641
JPMorgan U.S. Quality Factor ETF: $4,798,286

Largest New Holdings this Quarter

360852107 - FUNDRISE INNOVATION FD LLC: $858,980 Holding
45783Y533 - INNOVATOR ETFS TRUST: $614,738 Holding
25239Y196 - DFA INVT DIMENSIONS GROUP IN: $583,743 Holding
82889N764 - Simplify Hedged Equity ETF: $500,214 Holding
84615Q103 - SPACE EXPLORATION TECHN CORP: $488,474 Holding

Largest Purchases this Quarter

SPDR S&P 500 ETF Trust: 1,666 shares (about $1.27M)
Energy Select Sector SPDR Fund: 20,298 shares (about $1.25M)
iShares MSCI EAFE ETF: 11,596 shares (about $1.20M)
FUNDRISE INNOVATION FD LLC: 29,000 shares (about $858.98K)
Innovator Equity Managed Floor ETF: 16,943 shares (about $660.27K)

Largest Sales this Quarter

PGIM ETF TR: 92,655 shares (about $4.77M)
Janus Henderson AAA CLO ETF: 91,587 shares (about $4.64M)
iShares Core S&P Mid-Cap ETF: 15,616 shares (about $1.12M)
iShares Short-Term National Muni Bond ETF: 9,664 shares (about $1.01M)
Vanguard Short-Term Tax-Exempt Bond ETF: 8,873 shares (about $875.05K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
AAPL Apple	$10,628,730	$9,658 ▲	0.1%	31,916	5.0%	Technology
PGIM ETF TR	$8,431,659	$4,769,651 ▼	-36.1%	163,793	3.9%	AAA CLO ETF
JAAA Janus Henderson AAA CLO ETF	$5,443,174	$4,640,886 ▼	-46.0%	107,420	2.5%	ETF
SPY SPDR S&P 500 ETF Trust	$5,425,641	$1,273,653 ▲	30.7%	7,097	2.5%	ETF
JQUA JPMorgan U.S. Quality Factor ETF	$4,798,286	$354,980 ▲	8.0%	65,017	2.2%	ETF
VANGUARD CALIF TAX FREE FDS	$4,755,776	$37,241 ▲	0.8%	50,443	2.2%	TAX EXEMPT BD FD
VOO Vanguard S&P 500 ETF	$4,644,831	$248,818 ▲	5.7%	6,627	2.2%	ETF
BALT Innovator Defined Wealth Shield ETF	$4,491,353	$26,981 ▼	-0.6%	128,508	2.1%	ETF
SCHX Schwab US Large-Cap ETF	$4,100,513	$2,340 ▲	0.1%	136,684	1.9%	ETF
NVDA NVIDIA	$4,001,010	$77,505 ▲	2.0%	17,500	1.9%	Technology
JPM JPMorgan Chase & Co.	$3,830,559	$662 ▲	0.0%	11,579	1.8%	Finance
IVV iShares Core S&P 500 ETF	$3,663,810	$3,829 ▲	0.1%	4,784	1.7%	ETF
QQQ Invesco QQQ	$3,497,021	$7,406 ▲	0.2%	4,722	1.6%	ETF
SCHF Schwab International Equity ETF	$3,421,971	$214,459 ▲	6.7%	124,571	1.6%	ETF
VONE Vanguard Russell 1000 ETF	$3,257,666	$409,702 ▲	14.4%	9,470	1.5%	ETF
VTI Vanguard Total Stock Market ETF	$3,154,088	$26,571 ▲	0.8%	8,428	1.5%	ETF
LAM RESEARCH CORP	$3,078,929	$329 ▼	0.0%	9,363	1.4%	COM NEW
VIGI Vanguard International Dividend Appreciation ETF	$3,043,128	$266,262 ▲	9.6%	32,230	1.4%	ETF
DFAU Dimensional US Core Equity Market ETF	$2,989,396	$145,195 ▼	-4.6%	57,093	1.4%	ETF
CMF iShares California Muni Bond ETF	$2,949,284	$15,100 ▲	0.5%	54,495	1.4%	ETF
MSFT Microsoft	$2,854,691	$12,309 ▼	-0.4%	5,566	1.3%	Technology
AMAT Applied Materials	$2,663,778	$2,046 ▲	0.1%	5,209	1.2%	Technology
GOOGL Alphabet	$2,600,684	$1,720 ▲	0.1%	7,558	1.2%	Communication Services
SCHO Schwab Short-Term U.S. Treasury ETF	$2,568,454	$154,517 ▲	6.4%	107,647	1.2%	ETF
SFLR Innovator Equity Managed Floor ETF	$2,507,357	$660,266 ▲	35.7%	64,341	1.2%	ETF
DFCF Dimensional Core Fixed Income ETF	$2,381,105	$153,699 ▲	6.9%	59,350	1.1%	ETF
DYNF iShares U.S. Equity Factor Rotation Active ETF	$2,213,246	$291,858 ▲	15.2%	31,956	1.0%	ETF
GLD SPDR Gold Shares	$2,130,627	$26,657 ▼	-1.2%	5,595	1.0%	ETF
AMERICAN CENTY ETF TR	$1,975,487	$17,290 ▲	0.9%	41,818	0.9%	CALIF MUN BD ETF
XLE Energy Select Sector SPDR Fund	$1,835,617	$1,248,345 ▲	212.6%	29,847	0.9%	ETF
IEFA iShares Core MSCI EAFE ETF	$1,787,677	$108,993 ▲	6.5%	18,452	0.8%	ETF
RSP Invesco S&P 500 Equal Weight ETF	$1,676,449	$284,158 ▲	20.4%	8,059	0.8%	ETF
SCHW Charles Schwab	$1,623,657		0.0%	16,612	0.8%	Finance
BIV Vanguard Intermediate-Term Bond ETF	$1,609,653	$297,056 ▼	-15.6%	22,092	0.8%	ETF
EFA iShares MSCI EAFE ETF	$1,603,686	$1,204,738 ▲	302.0%	15,436	0.7%	ETF
FIRST TR EXCHNG TRADED FD VI	$1,569,518		0.0%	35,739	0.7%	FT VEST U.S EQT
SPAB SPDR Portfolio Aggregate Bond ETF	$1,517,885	$50,839 ▲	3.5%	62,311	0.7%	ETF
XLK Technology Select Sector SPDR Fund	$1,479,643	$19,966 ▼	-1.3%	7,559	0.7%	ETF
IWM iShares Russell 2000 ETF	$1,448,696		0.0%	5,213	0.7%	ETF
IVW iShares S&P 500 Growth ETF	$1,443,389	$285 ▲	0.0%	10,146	0.7%	ETF
AMZN Amazon.com	$1,436,456	$210,049 ▼	-12.8%	5,765	0.7%	Consumer Discretionary
IEMG iShares Core MSCI Emerging Markets ETF	$1,407,288	$50,237 ▲	3.7%	17,340	0.7%	ETF
IJH iShares Core S&P Mid-Cap ETF	$1,375,845	$1,123,585 ▼	-45.0%	19,122	0.6%	ETF
VTV Vanguard Value ETF	$1,331,118	$7,563 ▼	-0.6%	6,160	0.6%	ETF
DXJ WisdomTree Japan Hedged Equity Fund	$1,301,732		0.0%	7,210	0.6%	ETF
PMAR Innovator U.S. Equity Power Buffer ETF - March	$1,297,215	$21,591 ▼	-1.6%	26,496	0.6%	ETF
SCHB Schwab US Broad Market ETF	$1,243,987	$39,276 ▼	-3.1%	42,442	0.6%	ETF
INNOVATOR ETFS TRUST	$1,232,725	$196,909 ▲	19.0%	57,389	0.6%	EQUI DU DI 5 ETF
VIG Vanguard Dividend Appreciation ETF	$1,199,699	$30,331 ▲	2.6%	5,142	0.6%	ETF
DFAI Dimensional International Core Equity Market ETF	$1,171,177	$26,639 ▼	-2.2%	28,269	0.5%	ETF
RBB FUND TRUST	$1,098,898	$232,555 ▲	26.8%	20,437	0.5%	FIRS EAGL OV ETF
TIDAL TRUST II	$1,029,429		0.0%	34,678	0.5%	RET STCKD GL STK
SPYG SPDR Portfolio S&P 500 Growth ETF	$1,009,784	$1,108 ▲	0.1%	8,204	0.5%	ETF
MUC BlackRock MuniHoldings California Quality Fund	$1,004,051	$62,381 ▲	6.6%	102,415	0.5%	Finance
VB Vanguard Small-Cap ETF	$992,805	$23,611 ▲	2.4%	3,490	0.5%	ETF
VO Vanguard Mid-Cap ETF	$986,488	$3,372 ▲	0.3%	12,580	0.5%	ETF
VTEB Vanguard Tax-Exempt Bond ETF	$975,744	$117,120 ▲	13.6%	20,603	0.5%	ETF
TLH iShares 10-20 Year Treasury Bond ETF	$963,482	$13,181 ▲	1.4%	10,453	0.4%	ETF
XME SPDR S&P Metals & Mining ETF	$955,460	$104 ▲	0.0%	9,226	0.4%	ETF
FLOT iShares Floating Rate Bond ETF	$896,971	$29,712 ▼	-3.2%	17,570	0.4%	ETF
QQQE Direxion NASDAQ-100 Equal Weighted Index ETF	$894,720	$220,047 ▲	32.6%	7,449	0.4%	ETF
BMAR Innovator U.S. Equity Buffer ETF - March	$882,846		0.0%	14,932	0.4%	ETF
FUNDRISE INNOVATION FD LLC	$858,980	$858,980 ▲	New Holding	29,000	0.4%	COM SHS
IJR iShares Core S&P Small-Cap ETF	$814,489	$57,274 ▲	7.6%	5,987	0.4%	ETF
DFSD Dimensional Short-Duration Fixed Income ETF	$812,742	$54,511 ▲	7.2%	17,489	0.4%	ETF
IDEV iShares Core MSCI International Developed Markets ETF	$804,047	$26,306 ▲	3.4%	8,986	0.4%	ETF
INTC Intel	$803,497	$9,017 ▲	1.1%	6,683	0.4%	Technology
QUAL iShares MSCI USA Quality Factor ETF	$798,064	$175,125 ▲	28.1%	3,591	0.4%	ETF
VXUS Vanguard Total International Stock ETF	$792,375	$1,359 ▲	0.2%	9,326	0.4%	ETF
IVE iShares S&P 500 Value ETF	$773,645	$913 ▲	0.1%	3,389	0.4%	ETF
CRWD CrowdStrike	$763,283	$572,396 ▲	299.9%	2,883	0.4%	Technology
RBB FUND TRUST	$759,297		0.0%	15,128	0.4%	FIRST EAGLE GBL
FALN iShares Fallen Angels USD Bond ETF	$758,296	$22,092 ▲	3.0%	29,244	0.4%	ETF
OEF iShares S&P 100 ETF	$756,655	$34,393 ▲	4.8%	1,980	0.4%	ETF
BRK.A Berkshire Hathaway	$747,005		0.0%	1	0.3%	Finance
COWZ Pacer US Cash Cows 100 ETF	$743,375	$601 ▲	0.1%	11,135	0.3%	ETF
SPIB SPDR Portfolio Intermediate Term Corporate Bond ETF	$720,427	$6,069 ▲	0.8%	22,318	0.3%	ETF
XLI Industrial Select Sector SPDR Fund	$718,014		0.0%	4,300	0.3%	ETF
BAPR Innovator U.S. Equity Buffer ETF - April	$716,158		0.0%	13,109	0.3%	ETF
INNOVATOR ETFS TRUST	$704,940	$43,694 ▲	6.6%	20,409	0.3%	U S EQ 10 BUFFER
VYM Vanguard High Dividend Yield ETF	$701,640	$24,521 ▲	3.6%	4,521	0.3%	ETF
AMD Advanced Micro Devices	$669,265	$3,059 ▲	0.5%	1,094	0.3%	Technology
BJAN Innovator U.S. Equity Buffer ETF - January	$662,530		0.0%	10,946	0.3%	ETF
AMLP Alerian MLP ETF	$661,809		0.0%	12,759	0.3%	ETF
SUB iShares Short-Term National Muni Bond ETF	$654,655	$1,010,314 ▼	-60.7%	6,262	0.3%	ETF
J P MORGAN EXCHANGE TRADED F	$629,146	$408,508 ▲	185.1%	12,307	0.3%	ACTIVE BOND ETF
UMAR Innovator U.S. Equity Ultra Buffer ETF - March	$625,777		0.0%	14,499	0.3%	ETF
BLACKROCK ETF TRUST	$624,529	$236,769 ▲	61.1%	12,756	0.3%	ISHA LA CORE ETF
BFEB Innovator U.S. Equity Buffer ETF - February	$621,246	$8,487 ▼	-1.3%	11,492	0.3%	ETF
VUG Vanguard Growth ETF	$619,806		0.0%	6,878	0.3%	ETF
INNOVATOR ETFS TRUST	$614,738	$614,738 ▲	New Holding	17,605	0.3%	INNOVATOR INTER
BMY Bristol Myers Squibb	$593,549	$936 ▼	-0.2%	9,512	0.3%	Healthcare
PFEB Innovator U.S. Equity Power Buffer ETF - February	$585,879	$1,101 ▼	-0.2%	13,300	0.3%	ETF
DFA INVT DIMENSIONS GROUP IN	$583,743	$583,743 ▲	New Holding	13,928	0.3%	U.S. HIGH RELATI
SPHQ Invesco S&P 500 Quality ETF	$583,475	$258,528 ▲	79.6%	6,940	0.3%	ETF
IWF iShares Russell 1000 Growth ETF	$555,861	$32,816 ▲	6.3%	4,438	0.3%	ETF
XLV Health Care Select Sector SPDR Fund	$551,839	$337 ▲	0.1%	3,277	0.3%	ETF
BJUN Innovator U.S. Equity Buffer ETF - June	$544,748		0.0%	10,965	0.3%	ETF
IEF iShares 7-10 Year Treasury Bond ETF	$544,344	$3,126 ▲	0.6%	6,095	0.3%	ETF
MELI MercadoLibre	$534,116		0.0%	309	0.2%	Consumer Discretionary

Showing largest 100 holdings. View all holdings.

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Ballast Rock Private Wealth LLC Top Holdings and 13F Report (2026)

About Ballast Rock Private Wealth LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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Ballast Rock Private Wealth LLC Top Holdings and 13F Report (2026)

About Ballast Rock Private Wealth LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofBallast Rock Private Wealth LLC

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools