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Innovator U.S. Equity Ultra Buffer ETF - November (UNOV) Institutional Ownership

$41.26 +0.16 (+0.39%)
As of 09/3/2026 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Innovator U.S. Equity Ultra Buffer ETF - November (BATS:UNOV)

Number of
Institutional Buyers
(last 12 months)
61
Total
Institutional Inflows
(last 12 months)
$176.55M
Number of
Institutional Sellers
(last 12 months)
24
Total
Institutional Outflows
(last 12 months)
$6.89M
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UNOV Institutional Buying and Selling by Quarter

Innovator U.S. Equity Ultra Buffer ETF - November Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/2/2026 Citadel Advisors LLC62,005$2.49M0.0%+170.0%2.696%
8/26/2026 HORAN Wealth LLC11,838$475K0.1%N/A0.515%
8/26/2026 Schulz Wealth LTD.17,285$694K0.4%N/A0.752%
8/23/2026 Ameritas Advisory Services LLC22,998$924K0.0%N/A1.000%
8/23/2026 Straight Path Wealth Management11,755$472K0.1%N/A0.511%
8/23/2026 Yarger Wealth Strategies LLC97,559$3.92M1.4%N/A4.242%
8/23/2026 HB Wealth Management LLC21,701$872K0.0%N/A0.944%
8/23/2026 Clay Northam Wealth Management LLC32,729$1.31M0.6%N/A1.423%
8/22/2026 Three Seasons Wealth LLC106,657$4.28M0.4%+859.4%4.637%
8/22/2026 Wheelhouse Advisory Group LLC6,020$242K0.1%N/A0.262%
8/22/2026 Concurrent Investment Advisors LLC70,607$2.84M0.0%N/A3.070%
8/21/2026 KFG Wealth Management LLC155,410$6.24M0.7%+250.3%6.757%
8/21/2026 WorthPointe LLC16,039$644K0.2%N/A0.697%
8/21/2026 Continuum Advisory LLC51,503$2.07M0.2%N/A2.239%
8/21/2026 Orion Capital Management LLC63,522$2.55M0.8%N/A2.762%
8/21/2026 Firestone Capital Management23,478$943K0.2%N/A1.021%
8/21/2026 Atticus Wealth Management LLC79,093$3.18M0.8%+263.2%3.439%
8/21/2026 Beacon Financial Advisory LLC44,694$1.80M0.4%N/A1.943%
8/21/2026 Retirement Income Solutions Inc.53,693$2.36M0.4%N/A2.334%
8/21/2026 Bedel Financial Consulting Inc.27,135$1.09M0.1%N/A1.180%
8/21/2026 Triumph Capital Management23,944$962K0.2%+7.9%1.041%
8/20/2026 Gill Capital Partners LLC227,816$9.15M2.4%N/A9.905%
7/10/2026 Buska Wealth Management LLC10,464$420K0.2%-23.4%0.455%
7/10/2026 FC Advisory LLC5,235$210K0.1%-23.5%0.228%
5/19/2026 Arkadios Wealth Advisors14,524$541K0.0%+10.8%0.631%
5/18/2026Talon Private Wealth LLC966,804$36.03M4.8%N/A42.035%
5/13/2026 Cetera Investment Advisers24,072$897K0.0%-43.8%1.047%
5/6/2026 Independent Financial Group LLC7,300$272K0.0%N/A0.317%
5/4/2026 Kellett Wealth Advisors LLC70,769$2.64M1.4%-12.5%3.077%
5/1/2026 WealthShield Partners LLC11,257$420K0.0%-8.2%0.489%
4/30/2026 ATX Financial Planning LLC8,113$302K0.2%-18.2%0.353%
4/30/2026 Kestra Advisory Services LLC68,182$2.54M0.0%+4.2%2.964%
4/30/2026 Money Concepts Capital Corp22,668$845K0.0%N/A0.986%
4/22/2026 Cornerstone Wealth Group LLC10,280$399K0.0%-2.5%0.447%
4/21/2026 KFG Wealth Management LLC44,361$1.65M0.2%-5.1%1.929%
4/17/2026 Financial Management Network Inc.7,950$303K0.0%-5.0%0.346%
4/17/2026 Brookstone Capital Management1,707,236$63.63M0.7%+0.7%74.228%
4/16/2026 CWC Advisors LLC.12,446$464K0.2%+10.4%0.541%
2/19/2026 ATX Financial Planning LLC9,923$378K0.3%N/A0.431%
2/18/2026 OLD Mission Capital LLC20,633$785K0.0%-50.3%0.897%
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2/18/2026 IHT Wealth Management LLC69,462$2.67M0.1%+274.0%3.020%
2/17/2026 Cetera Investment Advisers42,817$1.63M0.0%+101.9%1.862%
2/17/2026 Osaic Holdings Inc.149,524$5.69M0.0%+16.4%6.501%
2/17/2026 Advisory Services Network LLC8,178$311K0.0%+22.5%0.356%
2/16/2026 MML Investors Services LLC36,084$1.37M0.0%+24.0%1.569%
2/16/2026 Barclays PLC1,231$47K0.0%-68.9%0.054%
2/16/2026 Aptus Capital Advisors LLC2,700$103K0.0%+500.0%0.117%
2/13/2026 Kestra Advisory Services LLC65,409$2.49M0.0%+155.7%2.844%
2/13/2026 Arkadios Wealth Advisors13,106$499K0.0%N/A0.570%
2/12/2026 Triumph Capital Management21,264$809K0.2%N/A0.925%
2/12/2026 Commonwealth Equity Services LLC63,401$2.41M0.0%+1.4%2.757%
2/11/2026 Capital Analysts LLC2,639$100K0.0%N/A0.115%
2/11/2026 LPL Financial LLC23,777$905K0.0%+31.8%1.034%
2/10/2026 Foundations Investment Advisors LLC22,025$838K0.0%+88.7%0.958%
2/9/2026 Harbour Investments Inc.1,028$39K0.0%-27.3%0.045%
2/6/2026 IFP Advisors Inc94,828$3.61M0.1%N/A4.123%
2/6/2026 HighTower Advisors LLC48,952$1.86M0.0%N/A2.128%
2/5/2026 IMG Wealth Management Inc.12,822$488K0.3%+71.8%0.557%
2/5/2026 Castle Rock Wealth Management LLC24,649$942K0.2%-7.5%1.072%
2/4/2026 Trek Financial LLC42,365$1.61M0.1%+398.2%1.842%
2/3/2026 MGO One Seven LLC60,561$2.31M0.0%-37.6%2.633%
2/3/2026 WealthShield Partners LLC12,266$467K0.1%N/A0.533%
2/2/2026 Truist Financial Corp14,347$546K0.0%-2.7%0.624%
1/30/2026 Sigma Planning Corp5,275$201K0.0%N/A0.229%
1/30/2026 Archer Investment Corp1,919$73K0.0%+287.7%0.083%
1/27/2026 Berger Financial Group Inc22,040$839K0.0%N/A0.958%
1/26/2026 CWC Advisors LLC.11,276$429K0.2%N/A0.490%
1/26/2026 O Connor Financial Group LLC35,972$1.38M0.5%N/A1.564%
1/26/2026 Cornerstone Wealth Group LLC10,542$401K0.0%N/A0.458%
1/26/2026 WorthPointe LLC6,591$251K0.1%-32.3%0.287%
1/23/2026 Optima Capital LLC700$27K0.0%N/A0.030%
1/23/2026 Kellett Wealth Advisors LLC80,900$3.08M1.8%N/A3.517%
1/23/2026 DHJJ Financial Advisors Ltd.5,532$211K0.1%+1,375.2%0.241%
1/22/2026 Buska Wealth Management LLC18,396$700K0.3%-26.0%0.800%
1/20/2026 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors144,030$5.48M0.3%-5.9%6.262%
1/15/2026 4J Wealth Management LLC135,531$5.16M3.0%N/A5.893%
1/15/2026 Brookstone Capital Management1,695,601$64.53M0.7%+1,901.5%73.722%
1/14/2026 Lantz Financial LLC17,087$650K0.1%N/A0.743%
1/14/2026 Spire Wealth Management63,725$2.43M0.1%+265.0%2.771%
1/14/2026 Chris Bulman Inc7,050$268K0.1%N/A0.307%
1/12/2026 Central Valley Advisors LLC82,218$3.13M0.9%+68.5%3.575%
11/17/2025 Susquehanna International Group LLP40,666$1.52M0.0%+74.2%1.768%
11/17/2025 Citadel Advisors LLC5,812$218K0.0%N/A0.253%
11/14/2025 Raymond James Financial Inc.6,772$254K0.0%-8.3%0.294%
11/13/2025 UBS Group AG37,729$1.41M0.0%+23.1%1.640%
11/13/2025 SageView Advisory Group LLC37,408$1.40M0.0%-10.8%1.626%
11/12/2025 Arete Wealth Advisors LLC14,280$535K0.0%-18.3%0.621%
11/12/2025 Buska Wealth Management LLC24,854$931K0.3%-21.3%1.081%
11/5/2025 IMG Wealth Management Inc.7,465$280K0.2%-6.1%0.325%
11/5/2025 Envestnet Asset Management Inc.9,043$339K0.0%-70.8%0.393%
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11/3/2025 Foundations Investment Advisors LLC11,675$437K0.0%N/A0.508%
10/31/2025 Trek Financial LLC8,504$319K0.0%-61.4%0.370%
10/24/2025 MGO One Seven LLC97,006$3.64M0.1%-2.6%4.218%
10/23/2025 Spire Wealth Management17,461$654K0.0%-11.0%0.759%
10/21/2025 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors153,045$5.74M0.3%+8.7%6.654%
10/16/2025 Castle Rock Wealth Management LLC26,657$1M0.2%-1.1%1.159%
10/7/2025 KFG Wealth Management LLC47,002$1.76M0.3%-10.3%2.044%
9/4/2025 Osaic Holdings Inc.133,083$4.80M0.0%+4.8%5.786%
8/29/2025 Evolution Wealth Management Inc.1,336$48K0.1%N/A0.058%
8/15/2025 IHT Wealth Management LLC82,802$2.99M0.1%-15.8%3.600%


UNOV Institutional Ownership - Frequently Asked Questions

During the previous two years, 89 institutional investors and hedge funds held shares of Innovator U.S. Equity Ultra Buffer ETF - November. The most heavily invested institutionals were Brookstone Capital Management ($63.63M), Talon Private Wealth LLC ($36.03M), Gill Capital Partners LLC ($9.15M), Tableaux LLC ($8.38M), KFG Wealth Management LLC ($6.24M), Osaic Holdings Inc. ($5.69M), and C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($5.48M).Learn more on Innovator U.S. Equity Ultra Buffer ETF - November's institutional investors.

Of the 84 institutional investors that purchased Innovator U.S. Equity Ultra Buffer ETF - November's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Brookstone Capital Management ($3.19M), Talon Private Wealth LLC ($1.65M), Tableaux LLC ($232.21K), Gill Capital Partners LLC ($227.82K), KFG Wealth Management LLC ($154.32K), 4J Wealth Management LLC ($135.53K), and RK Capital Management LLC FL ($107.13K).

Institutional investors have bought a total of 4,599,692 shares in the last 24 months. This purchase volume represents approximately $176.55M in transactions.

Of the 24 institutional investors that sold Innovator U.S. Equity Ultra Buffer ETF - November's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: MGO One Seven LLC ($39.01K), Envestnet Asset Management Inc. ($21.95K), OLD Mission Capital LLC ($20.92K), Cetera Investment Advisers ($18.75K), Buska Wealth Management LLC ($16.38K), Trek Financial LLC ($13.53K), and Kellett Wealth Advisors LLC ($10.13K).

Institutional investors have sold a total of 182,495 shares in the last 24 months. This volume of shares sold represents approximately $6.89M in transactions.


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Institutional ownership data for BATS:UNOV is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/2/2026. New 13F filings are added each quarter as they're published.
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