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Innovator U.S. Equity Ultra Buffer ETF - November (UNOV) Institutional Ownership

$41.08 +0.01 (+0.02%)
As of 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for Innovator U.S. Equity Ultra Buffer ETF - November (BATS:UNOV)

Number of
Institutional Buyers
(last 12 months)
44
Total
Institutional Inflows
(last 12 months)
$132.44M
Number of
Institutional Sellers
(last 12 months)
25
Total
Institutional Outflows
(last 12 months)
$7.45M
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UNOV Institutional Buying and Selling by Quarter

Innovator U.S. Equity Ultra Buffer ETF - November Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/10/2026 Buska Wealth Management LLC10,464$420K0.2%-23.4%0.455%
7/10/2026 FC Advisory LLC5,235$210K0.1%-23.5%0.228%
5/19/2026 Arkadios Wealth Advisors14,524$541K0.0%+10.8%0.631%
5/18/2026Talon Private Wealth LLC966,804$36.03M4.8%N/A42.035%
5/13/2026 Cetera Investment Advisers24,072$897K0.0%-43.8%1.047%
5/6/2026 Independent Financial Group LLC7,300$272K0.0%N/A0.317%
5/4/2026 Kellett Wealth Advisors LLC70,769$2.64M1.4%-12.5%3.077%
5/1/2026 WealthShield Partners LLC11,257$420K0.0%-8.2%0.489%
4/30/2026ATX Financial Planning LLC8,113$302K0.2%-18.2%0.353%
4/30/2026 Kestra Advisory Services LLC68,182$2.54M0.0%+4.2%2.964%
4/30/2026 Money Concepts Capital Corp22,668$845K0.0%N/A0.986%
4/22/2026 Cornerstone Wealth Group LLC10,280$399K0.0%-2.5%0.447%
4/21/2026 KFG Wealth Management LLC44,361$1.65M0.2%-5.1%1.929%
4/17/2026 Financial Management Network Inc.7,950$303K0.0%-5.0%0.346%
4/17/2026 Brookstone Capital Management1,707,236$63.63M0.7%+0.7%74.228%
4/16/2026 CWC Advisors LLC.12,446$464K0.2%+10.4%0.541%
2/19/2026ATX Financial Planning LLC9,923$378K0.3%N/A0.431%
2/18/2026OLD Mission Capital LLC20,633$785K0.0%-50.3%0.897%
2/18/2026IHT Wealth Management LLC69,462$2.67M0.1%+274.0%3.020%
2/17/2026 Cetera Investment Advisers42,817$1.63M0.0%+101.9%1.862%
2/17/2026Osaic Holdings Inc.149,524$5.69M0.0%+16.4%6.501%
2/17/2026 Advisory Services Network LLC8,178$311K0.0%+22.5%0.356%
2/16/2026 MML Investors Services LLC36,084$1.37M0.0%+24.0%1.569%
2/16/2026Barclays PLC1,231$47K0.0%-68.9%0.054%
2/16/2026 Aptus Capital Advisors LLC2,700$103K0.0%+500.0%0.117%
2/13/2026 Kestra Advisory Services LLC65,409$2.49M0.0%+155.7%2.844%
2/13/2026 Arkadios Wealth Advisors13,106$499K0.0%N/A0.570%
2/12/2026 Triumph Capital Management21,264$809K0.2%N/A0.925%
2/12/2026 Commonwealth Equity Services LLC63,401$2.41M0.0%+1.4%2.757%
2/11/2026 Capital Analysts LLC2,639$100K0.0%N/A0.115%
2/11/2026 LPL Financial LLC23,777$905K0.0%+31.8%1.034%
2/10/2026Foundations Investment Advisors LLC22,025$838K0.0%+88.7%0.958%
2/9/2026 Harbour Investments Inc.1,028$39K0.0%-27.3%0.045%
2/6/2026 IFP Advisors Inc94,828$3.61M0.1%N/A4.123%
2/6/2026 HighTower Advisors LLC48,952$1.86M0.0%N/A2.128%
2/5/2026 IMG Wealth Management Inc.12,822$488K0.3%+71.8%0.557%
2/5/2026 Castle Rock Wealth Management LLC24,649$942K0.2%-7.5%1.072%
2/4/2026 Trek Financial LLC42,365$1.61M0.1%+398.2%1.842%
2/3/2026 MGO One Seven LLC60,561$2.31M0.0%-37.6%2.633%
2/3/2026 WealthShield Partners LLC12,266$467K0.1%N/A0.533%
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2/2/2026 Truist Financial Corp14,347$546K0.0%-2.7%0.624%
1/30/2026 Sigma Planning Corp5,275$201K0.0%N/A0.229%
1/30/2026 Archer Investment Corp1,919$73K0.0%+287.7%0.083%
1/27/2026 Berger Financial Group Inc22,040$839K0.0%N/A0.958%
1/26/2026 CWC Advisors LLC.11,276$429K0.2%N/A0.490%
1/26/2026 O Connor Financial Group LLC35,972$1.38M0.5%N/A1.564%
1/26/2026 Cornerstone Wealth Group LLC10,542$401K0.0%N/A0.458%
1/26/2026 WorthPointe LLC6,591$251K0.1%-32.3%0.287%
1/23/2026 Optima Capital LLC700$27K0.0%N/A0.030%
1/23/2026 Kellett Wealth Advisors LLC80,900$3.08M1.8%N/A3.517%
1/23/2026 DHJJ Financial Advisors Ltd.5,532$211K0.1%+1,375.2%0.241%
1/22/2026 Buska Wealth Management LLC18,396$700K0.3%-26.0%0.800%
1/20/2026 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors144,030$5.48M0.3%-5.9%6.262%
1/15/2026 4J Wealth Management LLC135,531$5.16M3.0%N/A5.893%
1/15/2026 Brookstone Capital Management1,695,601$64.53M0.7%+1,901.5%73.722%
1/14/2026 Lantz Financial LLC17,087$650K0.1%N/A0.743%
1/14/2026 Spire Wealth Management63,725$2.43M0.1%+265.0%2.771%
1/14/2026 Chris Bulman Inc7,050$268K0.1%N/A0.307%
1/12/2026 Central Valley Advisors LLC82,218$3.13M0.9%+68.5%3.575%
11/17/2025Susquehanna International Group LLP40,666$1.52M0.0%+74.2%1.768%
11/17/2025Citadel Advisors LLC5,812$218K0.0%N/A0.253%
11/14/2025Raymond James Financial Inc.6,772$254K0.0%-8.3%0.294%
11/13/2025 UBS Group AG37,729$1.41M0.0%+23.1%1.640%
11/13/2025 SageView Advisory Group LLC37,408$1.40M0.0%-10.8%1.626%
11/12/2025 Arete Wealth Advisors LLC14,280$535K0.0%-18.3%0.621%
11/12/2025 Buska Wealth Management LLC24,854$931K0.3%-21.3%1.081%
11/5/2025 IMG Wealth Management Inc.7,465$280K0.2%-6.1%0.325%
11/5/2025 Envestnet Asset Management Inc.9,043$339K0.0%-70.8%0.393%
11/3/2025Foundations Investment Advisors LLC11,675$437K0.0%N/A0.508%
10/31/2025 Trek Financial LLC8,504$319K0.0%-61.4%0.370%
10/24/2025 MGO One Seven LLC97,006$3.64M0.1%-2.6%4.218%
10/23/2025 Spire Wealth Management17,461$654K0.0%-11.0%0.759%
10/21/2025 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors153,045$5.74M0.3%+8.7%6.654%
10/16/2025 Castle Rock Wealth Management LLC26,657$1M0.2%-1.1%1.159%
10/7/2025 KFG Wealth Management LLC47,002$1.76M0.3%-10.3%2.044%
9/4/2025Osaic Holdings Inc.133,083$4.80M0.0%+4.8%5.786%
8/29/2025 Evolution Wealth Management Inc.1,336$48K0.1%N/A0.058%
8/15/2025IHT Wealth Management LLC82,802$2.99M0.1%-15.8%3.600%
8/14/2025Jane Street Group LLC8,573$309K0.0%N/A0.373%
8/14/2025Raymond James Financial Inc.7,387$267K0.0%N/A0.321%
8/13/2025 SageView Advisory Group LLC41,922$1.54M0.1%-2.4%1.823%
8/13/2025RK Capital Management LLC FL107,130$3.87M0.0%N/A4.658%
8/12/2025 Tableaux LLC232,212$8.38M0.6%N/A10.096%
8/8/2025 Cetera Investment Advisers21,023$759K0.0%+1.5%0.914%
8/6/2025 AE Wealth Management LLC22,374$808K0.0%-7.0%0.973%
8/5/2025 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors140,841$5.08M0.5%+9.9%6.124%
8/4/2025 Spire Wealth Management19,629$708K0.0%-34.0%0.853%
8/1/2025 Envestnet Asset Management Inc.30,993$1.12M0.0%-3.2%1.348%
7/30/2025 Brookstone Capital Management84,887$3.06M0.0%-94.9%3.691%
7/30/2025 IMG Wealth Management Inc.7,946$287K0.2%-6.6%0.345%
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7/25/2025 MGO One Seven LLC99,574$3.59M0.1%-1.1%4.329%
7/23/2025 Castle Rock Wealth Management LLC26,947$981K0.2%-2.9%1.172%
7/21/2025Ameritas Advisory Services LLC1,100$40K0.0%N/A0.048%
7/14/2025 CRA Financial Services LLC5,875$212K0.0%N/A0.255%
7/14/2025 Buska Wealth Management LLC31,577$1.14M0.3%-24.8%1.373%
7/14/2025 KFG Wealth Management LLC52,386$1.89M0.3%-1.6%2.278%
7/9/2025 Central Valley Advisors LLC48,804$1.76M0.6%-2.9%2.122%
5/19/2025SageView Advisory Group LLC42,946$1.46M0.1%-0.7%1.040%
5/16/2025Arete Wealth Advisors LLC18,347$623K0.0%-10.2%0.444%
5/16/2025Talon Private Wealth LLC966,673$32.83M4.4%+242.3%23.406%


UNOV Institutional Ownership - Frequently Asked Questions

During the previous two years, 73 institutional investors and hedge funds held shares of Innovator U.S. Equity Ultra Buffer ETF - November. The most heavily invested institutionals were Brookstone Capital Management ($63.63M), Talon Private Wealth LLC ($36.03M), Tableaux LLC ($8.38M), Osaic Holdings Inc. ($5.69M), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($5.48M), 4J Wealth Management LLC ($5.16M), and RK Capital Management LLC FL ($3.87M).Learn more on Innovator U.S. Equity Ultra Buffer ETF - November's institutional investors.

Of the 68 institutional investors that purchased Innovator U.S. Equity Ultra Buffer ETF - November's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Brookstone Capital Management ($3.19M), Talon Private Wealth LLC ($1.65M), Tableaux LLC ($232.21K), 4J Wealth Management LLC ($135.53K), RK Capital Management LLC FL ($107.13K), MGO One Seven LLC ($106.91K), and IFP Advisors Inc ($94.83K).

Institutional investors have bought a total of 3,502,044 shares in the last 24 months. This purchase volume represents approximately $132.44M in transactions.

Of the 25 institutional investors that sold Innovator U.S. Equity Ultra Buffer ETF - November's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: MGO One Seven LLC ($39.01K), Envestnet Asset Management Inc. ($21.95K), OLD Mission Capital LLC ($20.92K), Cetera Investment Advisers ($18.75K), Buska Wealth Management LLC ($16.38K), IHT Wealth Management LLC ($15.52K), and Trek Financial LLC ($13.53K).

Institutional investors have sold a total of 198,011 shares in the last 24 months. This volume of shares sold represents approximately $7.45M in transactions.


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Institutional ownership data for BATS:UNOV is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 7/10/2026. New 13F filings are added each quarter as they're published.
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