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Aethlon Medical (AEMD) 10K Form and Latest SEC Filings 2026

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$5.29 -0.29 (-5.20%)
Closing price 11/13/2026 04:00 PM Eastern
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$5.30 +0.00 (+0.09%)
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Latest Aethlon Medical SEC Filings & Recent Activity

Aethlon Medical (NASDAQ:AEMD) has submitted 375+ documents to the U.S. Securities and Exchange Commission (SEC) since 2017. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. Key figures from these filings, including revenue, earnings, and cash flow, are summarized in Aethlon Medical's financial statements. The most recent filing was a Form 10-Q submitted on November 12, 2026.

Form 4
AETHLON MEDICAL INC Reports Ownership Change on Oct. 15, 2026

Form 4 filings disclose changes in stock ownership by company insiders, including purchases, sales, grants, and option exercises.

View insider ownership

8-K
Aethlon Medical Files Current Report on Nov. 12, 2026

An 8-K is filed when a material corporate event occurs, such as an acquisition, leadership change, or financial update.

View filing

10-Q
Aethlon Medical Files Quarterly Report on Nov. 12, 2026

The 10-Q contains Aethlon Medical's unaudited quarterly financial statements, revenue, earnings updates, and cash flow changes between annual reports.

View earnings history

Aethlon Medical SEC Filing History

Browse Aethlon Medical's complete SEC filing history using the filters below. Filter by form type - 10-K, 10-Q, 8-K, Form 4, and more - or set a custom date range to find a filing.

Filing Date
0 Results
DateFilerForm TypeView
11/12/2026 3:30 PM
Aethlon Medical (882291) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/12/2026 3:30 PM
Aethlon Medical (882291) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
11/12/2026 8:15 AM
Aethlon Medical (882291) Filer
Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans  
10/15/2026 3:08 PM
Aethlon Medical (882291) Issuer
LAROSA STEVEN P (1839524) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
10/15/2026 11:48 AM
Aethlon Medical (882291) Issuer
BROENNIMAN EDWARD G (1284599) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
10/15/2026 11:49 AM
Aethlon Medical (882291) Issuer
Gikakis Nicolas (1982603) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
10/15/2026 11:49 AM
Aethlon Medical (882291) Issuer
Rossetti Angela (1580657) Reporting
Form 4/A
10/15/2026 11:50 AM
Aethlon Medical (882291) Issuer
Shah Chetan (1566040) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
10/13/2026 8:13 PM
Aethlon Medical (882291) Issuer
FRAKES JAMES B (1185553) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
10/13/2026 3:36 PM
Aethlon Medical (882291) Subject
JANE STREET GROUP, LLC (1595888) Filed by
Form SCHEDULE 13G
10/09/2026 3:15 PM
Aethlon Medical (882291) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/05/2026 3:10 PM
Aethlon Medical (882291) Filer
Form 8-K/A
10/01/2026 4:24 PM
Aethlon Medical (882291) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/17/2026 7:03 AM
Aethlon Medical (882291) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/17/2026 7:07 AM
Aethlon Medical (882291) Subject
Form 425
09/15/2026 7:17 AM
Aethlon Medical (882291) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/04/2026 3:22 PM
Aethlon Medical (882291) Filer
Form DEFA14A
08/31/2026 8:15 AM
Aethlon Medical (882291) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/13/2026 4:10 PM
Aethlon Medical (882291) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
08/13/2026 9:14 AM
Aethlon Medical (882291) Subject
INTRACOASTAL CAPITAL, LLC (1646799) Filed by
Form SCHEDULE 13G/A
07/31/2026 7:00 AM
Aethlon Medical (882291) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/07/2026 6:07 PM
Aethlon Medical (882291) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/07/2026 9:58 AM
Aethlon Medical (882291) Filer
Form 424B3
07/06/2026 11:15 PM
Aethlon Medical (882291) Filer
Form EFFECT
07/01/2026 4:15 PM
Aethlon Medical (882291) Issuer
BROENNIMAN EDWARD G (1284599) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
07/01/2026 4:15 PM
Aethlon Medical (882291) Issuer
Gikakis Nicolas (1982603) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
07/01/2026 4:16 PM
Aethlon Medical (882291) Issuer
Shah Chetan (1566040) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
07/01/2026 1:24 PM
Aethlon Medical (882291) Filer
Form S-1/A
07/01/2026 7:47 AM
Aethlon Medical (882291) Filer
Form S-1/A
06/22/2026 8:15 AM
Aethlon Medical (882291) Filer
Form S-1
Registration statement under Securities Act of 1933  
06/10/2026 4:10 PM
Aethlon Medical (882291) Filer
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
06/10/2026 4:15 PM
Aethlon Medical (882291) Filer
Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans  
06/10/2026 3:15 PM
Aethlon Medical (882291) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/04/2026 8:00 AM
Aethlon Medical (882291) Filer
Form 424B5
06/04/2026 8:00 AM
Aethlon Medical (882291) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/15/2026 10:01 AM
Aethlon Medical (882291) Subject
ARMISTICE CAPITAL, LLC (1601086) Filed by
Form SCHEDULE 13G/A
04/21/2026 4:00 PM
Aethlon Medical (882291) Issuer
Gikakis Nicolas (1982603) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/21/2026 4:00 PM
Aethlon Medical (882291) Issuer
BROENNIMAN EDWARD G (1284599) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/21/2026 4:00 PM
Aethlon Medical (882291) Issuer
Shah Chetan (1566040) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/21/2026 4:00 PM
Aethlon Medical (882291) Issuer
Rossetti Angela (1580657) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2026 6:27 PM
Aethlon Medical (882291) Issuer
BROENNIMAN EDWARD G (1284599) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
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04/01/2026 6:27 PM
Aethlon Medical (882291) Issuer
Gikakis Nicolas (1982603) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2026 6:27 PM
Aethlon Medical (882291) Issuer
Shah Chetan (1566040) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2026 8:15 AM
Aethlon Medical (882291) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/17/2026 8:54 PM
Aethlon Medical (882291) Subject
ARMISTICE CAPITAL, LLC (1601086) Filed by
Form SCHEDULE 13G
02/17/2026 7:22 PM
Aethlon Medical (882291) Subject
Alumni Capital LP (1912606) Filed by
Form SCHEDULE 13G/A
01/27/2026 3:15 PM
Aethlon Medical (882291) Filer
Form DEFA14A
01/27/2026 3:15 PM
Aethlon Medical (882291) Filer
Form 424B3
01/26/2026 4:15 PM
Aethlon Medical (882291) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/19/2026 11:15 PM
Aethlon Medical (882291) Filer
Form EFFECT
01/16/2026 4:14 PM
Aethlon Medical (882291) Filer
Form 424B3
01/16/2026 3:15 PM
Aethlon Medical (882291) Filer
Form DEF 14A
01/07/2026 3:15 PM
Aethlon Medical (882291) Filer
Form S-1
Registration statement under Securities Act of 1933  
01/04/2026 11:15 PM
Aethlon Medical (882291) Filer
Form EFFECT
01/02/2026 5:41 PM
Aethlon Medical (882291) Issuer
BROENNIMAN EDWARD G (1284599) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
01/02/2026 5:42 PM
Aethlon Medical (882291) Issuer
Gikakis Nicolas (1982603) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
01/02/2026 5:43 PM
Aethlon Medical (882291) Issuer
Shah Chetan (1566040) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/23/2025 1:26 PM
Aethlon Medical (882291) Filer
Form D
Notice of Exempt Offering of Securities 
(Data available from 1/1/2016 forward)

Aethlon Medical SEC Filings - Frequently Asked Questions

Aethlon Medical (AEMD) has submitted 375+ filings to the SEC since 2017. You can browse the complete history or filter by form type using the tools above.

Aethlon Medical's fiscal year ends on March 31. The company typically files its 10-K annual report by the end of May, covering the prior fiscal year's financial results. Key financial data from these reports is available on Aethlon Medical's financial statements page.

The most recent filing was a Form 10-Q submitted on November 12, 2026. This was a quarterly financial update for 2025.

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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SEC filings for NASDAQ:AEMD are sourced directly from the U.S. Securities and Exchange Commission (SEC), with the most recent filing dated 11/12/2026. New filings are added as they're published.
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