Free Trial
→ URGENT: If you own a home, please review the map below. (From Paradigm Press) (Ad)tc pixel Free CATY Stock Alerts

Cathay General Bancorp (CATY) Institutional Ownership

Cathay General Bancorp logo
$65.65 +0.38 (+0.58%)
Closing price 11/13/2026 04:00 PM Eastern
Extended Trading
$63.81 -1.84 (-2.80%)
As of 11/13/2026 07:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Cathay General Bancorp (NASDAQ:CATY)

Current
Institutional Ownership
Percentage
75.01%
Number of
Institutional Buyers
(last 12 months)
122
Total
Institutional Inflows
(last 12 months)
$982.15M
Number of
Institutional Sellers
(last 12 months)
89
Total
Institutional Outflows
(last 12 months)
$364.37M
Get CATY Insider Trade Alerts

Want to know when executives and insiders are buying or selling Cathay General Bancorp stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

CATY Institutional Buying and Selling by Quarter

Cathay General Bancorp Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/13/2026Empowered Funds LLC33,708$2.01M0.0%N/A0.051%
11/12/2026 First Trust Advisors LP136,543$8.12M0.0%-0.4%0.207%
11/12/2026 State Street Corp3,528,801$209.96M0.0%-50.0%5.355%
11/12/2026 TIAA CREF Individual & Institutional Services LLC14,594$868K0.0%+137.2%0.022%
11/11/2026 GW&K Investment Management LLC673,158$40.05M0.3%+2.6%1.009%
11/11/2026 Boston Partners478,154$28.48M0.0%N/A0.726%
11/10/2026 Voya Investment Management LLC46,203$2.75M0.0%-3.5%0.069%
11/10/2026 Public Sector Pension Investment Board319,328$18.92M0.0%+13.0%0.479%
11/10/2026 Edgestream Partners L.P.198,198$11.79M0.3%N/A0.297%
11/9/2026 Hantz Financial Services Inc.2,241$133K0.0%+9.1%0.003%
11/9/2026 Royce & Associates LP3,626$216K0.0%N/A0.005%
11/6/2026 William Blair Investment Management LLC279,342$16.62M0.1%-33.5%0.419%
11/6/2026 Russell Investments Group Ltd.67,749$4.03M0.0%-1.0%0.102%
11/5/2026 Maryland State Retirement & Pension System14,807$881K0.0%+51.9%0.022%
11/5/2026Jefferies Financial Group Inc.12,300$732K0.0%+90.4%0.018%
11/4/2026 Allspring Global Investments Holdings LLC15,651$940K0.0%+40.3%0.023%
11/3/2026 Ethic Inc.4,590$273K0.0%-9.7%0.007%
10/31/2026 Boston Trust Walden Corp473,447$28.17M0.2%-5.3%0.710%
10/30/2026 Oregon Public Employees Retirement Fund15,000$892K0.0%-1.3%0.022%
10/29/2026 Profund Advisors LLC4,522$269K0.0%-5.7%0.007%
10/29/2026 ProShare Advisors LLC9,023$537K0.0%-3.9%0.014%
10/29/2026 Vise Technologies Inc.11,550$687K0.0%+160.3%0.017%
10/28/2026 VIRGINIA RETIREMENT SYSTEMS ET Al58,087$3.46M0.0%-2.4%0.087%
10/28/2026 Choreo LLC20,715$1.23M0.0%+7.7%0.031%
10/28/2026 AK Global Asset Management LLC5,800$345K0.3%-29.3%0.000%
10/27/2026 Moody Aldrich Partners LLC97,030$5.77M1.1%-7.1%0.145%
10/24/2026 Access Investment Management LLC21,896$1.30M0.3%+3.0%0.033%
10/23/2026 Sterling Capital Management LLC1,286$77K0.0%-85.2%0.002%
10/22/2026 Yousif Capital Management LLC16,930$1.01M0.0%-5.5%0.025%
10/22/2026 Root Financial Partners LLC568$34K0.0%N/A0.001%
10/17/2026 SummerHaven Investment Management LLC20,444$1.22M0.8%+33.2%0.031%
10/15/2026 State of Alaska Department of Revenue13,801$820K0.0%-45.1%0.021%
10/9/2026 GAMMA Investing LLC3,791$226K0.0%+5.8%0.006%
9/9/2026 WINTON GROUP Ltd11,461$710K0.0%-53.6%0.017%
9/9/2026Engineers Gate Manager LP9,440$585K0.0%-44.1%0.014%
9/9/2026Integrated Wealth Concepts LLC481$30K0.0%N/A0.001%
9/9/2026NewEdge Advisors LLC8,431$523K0.0%+4.5%0.013%
9/9/2026 Squarepoint Ops LLC5,704$354K0.0%N/A0.009%
9/8/2026 Arizona State Retirement System17,552$1.09M0.0%-1.1%0.026%
9/8/2026 Nykredit A S756$47K0.0%N/A0.001%
Your free book is about to disappear (Ad)

Bill Poulos is giving away his 'Safe Trade Options Formula' book for free - but only for a limited time through a temporary download link. He plans to charge for it soon. Download your copy now and lock it in at no cost, regardless of future pricing.tc pixel

Download the Safe Trade Options Formula book for free before access closes
9/2/2026Allianz Asset Management GmbH30,477$1.89M0.0%N/A0.046%
8/26/2026 HighTower Advisors LLC4,138$257K0.0%-44.9%0.006%
8/25/2026 VIRGINIA RETIREMENT SYSTEMS ET Al59,487$3.69M0.0%N/A0.089%
8/22/2026 denkapparat Operations GmbH3,666$227K0.1%N/A0.005%
8/21/2026iSAM Funds UK Ltd14,300$886K0.6%+5.7%0.021%
8/21/2026 Nykredit A S756$47K0.0%N/A0.001%
8/19/2026UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC126,768$7.86M0.0%+2.5%0.190%
8/19/2026Wellington Management Group LLP120,340$7.46M0.0%+0.7%0.180%
8/18/2026Jefferies Financial Group Inc.6,461$401K0.0%N/A0.010%
8/18/2026Public Employees Retirement System of Ohio1,225$76K0.0%N/A0.002%
8/17/2026Capstone Investment Advisors LLC9,156$568K0.0%N/A0.014%
8/17/2026Bank of America Corp DE410,545$25.45M0.0%N/A0.615%
8/15/2026Man Group plc3,395$210K0.0%N/A0.005%
8/15/2026Jupiter Topco LLC28,326$1.76M0.0%N/A0.042%
8/14/2026Legal & General Group Plc156,248$9.69M0.0%N/A0.234%
8/14/2026The Manufacturers Life Insurance Company32,549$2.02M0.0%N/A0.049%
8/14/2026Algert Global LLC75,706$4.69M0.1%+339.2%0.113%
8/12/2026 Commerce Bank9,081$563K0.0%N/A0.014%
8/12/2026Evolve Private Wealth LLC15,959$989K0.1%N/A0.024%
8/12/2026 William Blair Investment Management LLC420,258$26.05M0.1%N/A0.630%
8/11/2026 Allworth Financial LP851$53K0.0%N/A0.001%
8/11/2026 NFJ Investment Group LLC16,471$1.02M0.0%N/A0.025%
8/11/2026 Vise Technologies Inc.4,438$275K0.0%N/A0.007%
8/10/2026Denali Advisors LLC140,297$8.70M0.9%-11.8%0.210%
8/10/2026NewEdge Wealth LLC26,314$1.63M0.0%N/A0.039%
8/7/2026BlackRock Inc.9,753,895$604.64M0.0%N/A14.549%
8/7/2026 Deutsche Bank AG68,451$4.24M0.0%N/A0.102%
8/6/2026 Global Retirement Partners LLC502$31K0.0%N/A0.001%
8/6/2026 Bank of New York Mellon Corp658,156$40.80M0.0%N/A0.982%
7/10/2026 Wedge Capital Management L L P NC44,076$2.73M0.0%-28.4%0.066%
7/7/2026 GAMMA Investing LLC3,583$222K0.0%+6.2%0.005%
6/3/2026NewEdge Advisors LLC8,068$402K0.0%+3.0%0.012%
5/26/2026Glenmede Trust Co. NA322,793$16.09M0.1%-8.4%0.481%
5/19/2026Bank of America Corp DE351,195$17.51M0.0%+35.4%0.524%
5/19/2026 Edgestream Partners L.P.254,118$12.67M0.4%-2.3%0.379%
5/18/2026 Amundi12,305$614K0.0%+13.6%0.018%
5/18/2026California State Teachers Retirement System68,258$3.40M0.0%+12.1%0.102%
5/18/2026Royal Bank of Canada20,810$1.04M0.0%+290.0%0.031%
5/16/2026The Manufacturers Life Insurance Company29,936$1.49M0.0%-4.5%0.045%
5/16/2026Quantinno Capital Management LP39,542$1.97M0.0%+16.5%0.059%
5/16/2026Lazard Asset Management LLC32,804$1.64M0.0%N/A0.049%
5/15/2026Dean Capital Management13,659$681K0.3%-65.6%0.020%
5/15/2026Weiss Asset Management LP43,628$2.18M0.0%N/A0.065%
5/15/2026Waverly Advisors LLC127,850$6.38M0.0%N/A0.191%
5/14/2026 Renaissance Technologies LLC34,271$1.71M0.0%+186.3%0.051%
5/14/2026 Sei Investments Co.35,498$1.77M0.0%+60.3%0.053%
5/13/2026Cetera Investment Advisers34,429$1.72M0.0%+5.5%0.051%
5/13/2026NewEdge Wealth LLC21,129$1.05M0.0%+45.9%0.032%
5/13/2026 First Trust Advisors LP127,143$6.34M0.0%+14.4%0.190%
5/8/2026 Convergence Investment Partners LLC44,316$2.21M0.4%+42.5%0.066%
Why I'm selling my Snapback Indicator for just $7 (Ad)

For Black Friday, Base Camp Trading's Thomas Wood is offering lifetime access to his proprietary Snapback Indicator for a single $7 payment. Others previously paid $500. The indicator flashes a Crash Alert as a cue to exit or go short, and a Bull Run Alert as a cue to buy or go long. No strings attached, and Wood says there is an unusual reason behind the steep discount.tc pixel

Get lifetime access to the Snapback Indicator for a one-time $7 payment today.
5/7/2026 Dimensional Fund Advisors LP4,050,007$201.93M0.0%+0.4%6.047%
5/7/2026 Swiss National Bank127,900$6.38M0.0%-0.9%0.191%
5/6/2026 Zhang Financial LLC6,000$299K0.0%N/A0.009%
5/5/2026 Bank of New York Mellon Corp641,506$31.99M0.0%-4.2%0.958%
5/5/2026 Illinois Municipal Retirement Fund36,078$1.80M0.0%+1.2%0.054%
5/4/2026 Principal Financial Group Inc.326,562$16.28M0.0%+0.7%0.488%
5/4/2026 Teachers Retirement System of The State of Kentucky16,965$846K0.0%-3.4%0.025%
5/1/2026 Commonwealth of Pennsylvania Public School Empls Retrmt SYS16,618$829K0.0%-1.3%0.025%
5/1/2026 Fifth Third Bancorp32,121$1.60M0.0%+3,728.5%0.048%
4/30/2026Hsbc Holdings PLC39,469$1.97M0.0%-74.2%0.059%


CATY Institutional Ownership - Frequently Asked Questions

During the previous two years, 268 institutional investors and hedge funds held shares of Cathay General Bancorp. The most heavily invested institutionals were BlackRock Inc. ($604.64M), Vanguard Group Inc. ($364.61M), State Street Corp ($209.96M), Dimensional Fund Advisors LP ($201.93M), Charles Schwab Investment Management Inc. ($142.09M), Geode Capital Management LLC ($83.47M), and Invesco Ltd. ($81.55M).Learn more on Cathay General Bancorp's institutional investors.

75.01% of Cathay General Bancorp's stock is owned by institutional investors. Learn more on CATY's institutional investor holdings.

Of the 221 institutional investors that purchased Cathay General Bancorp's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: BlackRock Inc. ($9.75M), Norges Bank ($2.41M), Northwestern Mutual Wealth Management Co. ($968.30K), Bank of New York Mellon Corp ($706.19K), Bank of America Corp DE ($607.23K), Wellington Management Group LLP ($601.72K), and Nuveen LLC ($538.89K).

Institutional investors have bought a total of 16,787,304 shares in the last 24 months. This purchase volume represents approximately $982.15M in transactions.

Of the 85 institutional investors that sold Cathay General Bancorp's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: State Street Corp ($3.60M), T. Rowe Price Investment Management Inc. ($1.01M), Wellington Management Group LLP ($405.95K), UBS Group AG ($177.44K), Millennium Management LLC ($158.58K), Boston Trust Walden Corp ($141.21K), and William Blair Investment Management LLC ($140.92K).

Institutional investors have sold a total of 6,646,896 shares in the last 24 months. This volume of shares sold represents approximately $364.37M in transactions.


Related Companies

Institutional ownership data for NASDAQ:CATY is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 11/13/2026. New 13F filings are added each quarter as they're published.
From Our Partners
Why I'm selling my Snapback Indicator for just $7
For Black Friday, Base Camp Trading's Thomas Wood is offering lifetime access to his proprietary Snapback Indi...
Base Camp Trading | Sponsoredtc pixel
Every Starlink dish pays this stock
There's a chip inside every Tesla and Starlink dish that Elon doesn't own. He pays royalties to use it. Now...
Behind the Markets | Sponsoredtc pixel
Your free book is about to disappear
Bill Poulos is giving away his 'Safe Trade Options Formula' book for free - but only for a limited time throug...
Profits Run | Sponsoredtc pixel
My public warning after 55 years of watching the markets
Dr. Martin D. Weiss has publicly predicted six major American market crashes over his 55-year career, each war...
Weiss Ratings | Sponsoredtc pixel
Executive Order 14241 Unleashes Trump’s New Dollar
A landmark executive order, 14241, is reportedly set to reshape how Americans use money starting this December...
Porter & Company | Sponsoredtc pixel
URGENT: If you own a home, please review the map below.
More than 1,300 red dots are scattered across the country, and 2,800 more are already on the way. Jim Rickards...
Paradigm Press | Sponsoredtc pixel
Management just bought 2.8 million shares
Management just backed a $100 million buyback, repurchasing 2.8 million shares at an average price of $35.26 i...
Monument Traders Alliance | Sponsoredtc pixel
Log into Keith’s $5,000 AI Signals Trading system today
A new AI system from the TradeSmith Daily team shows trades taking shape 90 minutes before they occur, with 93...
TradeSmith | Sponsoredtc pixel