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Cathay General Bancorp (CATY) Institutional Ownership

Cathay General Bancorp logo
$56.48 -0.56 (-0.97%)
As of 12:52 PM Eastern
This is a fair market value price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Cathay General Bancorp (NASDAQ:CATY)

Current
Institutional Ownership
Percentage
75.01%
Number of
Institutional Buyers
(last 12 months)
153
Total
Institutional Inflows
(last 12 months)
$324.39M
Number of
Institutional Sellers
(last 12 months)
121
Total
Institutional Outflows
(last 12 months)
$291.93M
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CATY Institutional Buying and Selling by Quarter

Cathay General Bancorp Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/8/2026 Convergence Investment Partners LLC44,316$2.21M0.4%+42.5%0.066%
5/7/2026 Dimensional Fund Advisors LP4,050,007$201.93M0.0%+0.4%6.047%
5/7/2026 Swiss National Bank127,900$6.38M0.0%-0.9%0.191%
5/6/2026 Zhang Financial LLC6,000$299K0.0%N/A0.009%
5/5/2026 Bank of New York Mellon Corp641,506$31.99M0.0%-4.2%0.958%
5/5/2026 Illinois Municipal Retirement Fund36,078$1.80M0.0%+1.2%0.054%
5/4/2026 Principal Financial Group Inc.326,562$16.28M0.0%+0.7%0.488%
5/4/2026 Teachers Retirement System of The State of Kentucky16,965$846K0.0%-3.4%0.025%
5/1/2026 Commonwealth of Pennsylvania Public School Empls Retrmt SYS16,618$829K0.0%-1.3%0.025%
5/1/2026 Fifth Third Bancorp32,121$1.60M0.0%+3,728.5%0.048%
4/30/2026 Hsbc Holdings PLC39,469$1.97M0.0%-74.2%0.059%
4/30/2026 Oregon Public Employees Retirement Fund15,400$768K0.0%-1.3%0.023%
4/28/2026 DGS Capital Management LLC9,149$456K0.1%-19.5%0.014%
4/28/2026 Ascentis Independent Advisors30,815$1.54M0.1%N/A0.046%
4/27/2026 New York State Teachers Retirement System101,585$5.07M0.0%-15.6%0.152%
4/27/2026 Y Intercept Hong Kong Ltd43,419$2.17M0.0%+150.6%0.065%
4/25/2026 Boston Trust Walden Corp525,817$26.22M0.2%-12.7%0.785%
4/22/2026 Pictet Asset Management Holding SA10,485$523K0.0%+10.9%0.016%
4/22/2026 Sterling Capital Management LLC9,519$475K0.0%-38.3%0.014%
4/21/2026 Louisiana State Employees Retirement System29,800$1.49M0.0%N/A0.044%
4/20/2026 Blue Trust Inc.1,829$91K0.0%N/A0.003%
4/16/2026 Evolve Private Wealth LLC18,837$939K0.1%+3.4%0.028%
3/20/2026 Hsbc Holdings PLC153,091$7.43M0.0%N/A0.229%
3/17/2026Rockefeller Capital Management L.P.1,809$88K0.0%+158.1%0.003%
3/9/2026EMC Capital Management2,520$122K0.1%-15.0%0.004%
3/6/2026 Hsbc Holdings PLC153,091$7.43M0.0%N/A0.229%
2/24/2026 DGS Capital Management LLC11,367$550K0.1%N/A0.017%
2/20/2026Dean Capital Management39,721$1.92M0.8%-41.9%0.058%
2/19/2026T. Rowe Price Investment Management Inc.1,099,418$53.20M0.0%-13.3%1.616%
2/19/2026Invesco Ltd.1,685,203$81.55M0.0%+6.7%2.477%
2/18/2026Mercer Global Advisors Inc. ADV35,984$1.74M0.0%+3.3%0.053%
2/18/2026State of Tennessee Department of Treasury27,643$1.42M0.0%-8.3%0.041%
2/18/2026Mackenzie Financial Corp4,223$206K0.0%-5.3%0.006%
2/18/2026NewEdge Advisors LLC7,831$379K0.0%+384.9%0.012%
2/18/2026Wellington Management Group LLP260,016$12.58M0.0%-61.0%0.382%
2/18/2026Polymer Capital Management US LLC6,895$334K0.0%N/A0.010%
2/18/2026Millennium Management LLC261,930$12.68M0.0%-37.7%0.385%
2/18/2026Man Group plc20,038$970K0.0%N/A0.029%
2/18/2026 Evolve Private Wealth LLC18,218$882K0.1%N/A0.027%
2/18/2026Balyasny Asset Management L.P.31,051$1.50M0.0%+304.6%0.046%
2/18/2026Bridgeway Capital Management LLC30,500$1.48M0.0%-14.1%0.045%
2/17/2026AQR Capital Management LLC79,523$3.85M0.0%+14.0%0.117%
2/17/2026 Abel Hall LLC5,433$263K0.1%N/A0.008%
2/17/2026Amundi10,833$524K0.0%-23.3%0.016%
2/17/2026Price T Rowe Associates Inc. MD60,640$2.94M0.0%+2.1%0.089%
2/17/2026T. Rowe Price Investment Management Inc.431,061$20.86M0.0%-66.0%0.634%
2/17/2026Dean Investment Associates LLC58,403$2.83M0.4%-29.5%0.086%
2/17/2026Osaic Holdings Inc.31,224$1.51M0.0%-6.3%0.046%
2/17/2026 Russell Investments Group Ltd.37,951$1.84M0.0%-3.5%0.056%
2/17/2026ExodusPoint Capital Management LP101,477$4.91M0.0%-14.2%0.149%
2/17/2026Royal Bank of Canada5,336$258K0.0%+28.5%0.008%
2/16/2026Squarepoint Ops LLC6,662$322K0.0%N/A0.010%
2/16/2026NFJ Investment Group LLC114,683$5.55M0.2%N/A0.169%
2/16/2026Arax Advisory Partners554$27K0.0%-60.0%0.001%
2/16/2026Barclays PLC123,298$5.97M0.0%+22.1%0.181%
2/13/2026Marshall Wace LLP20,791$1.01M0.0%+55.5%0.031%
2/13/2026The Manufacturers Life Insurance Company 31,362$1.52M0.0%-5.4%0.046%
2/13/2026CANADA LIFE ASSURANCE Co57,646$2.79M0.0%+0.5%0.085%
2/13/2026Smartleaf Asset Management LLC5,073$248K0.0%+45.7%0.007%
2/13/2026Public Sector Pension Investment Board277,909$13.45M0.0%-8.9%0.408%
2/13/2026Rafferty Asset Management LLC54,900$2.66M0.0%-21.7%0.081%
2/13/2026First Trust Advisors LP111,140$5.38M0.0%-6.1%0.163%
2/13/2026Headlands Technologies LLC12,439$602K0.1%+89.4%0.018%
2/13/2026Charles Schwab Investment Management Inc.2,936,272$142.09M0.0%+0.0%4.316%
2/13/2026State Street Corp3,406,970$164.86M0.0%-2.1%5.007%
2/13/2026UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC128,084$6.20M0.0%+1.0%0.188%
2/13/2026Wells Fargo & Company MN79,706$3.86M0.0%+41.4%0.117%
2/12/2026Jane Street Group LLC51,659$2.50M0.0%-56.2%0.076%
2/12/2026DRW Securities LLC6,365$308K0.0%N/A0.009%
2/12/2026MetLife Investment Management LLC36,414$1.76M0.0%-7.1%0.054%
2/12/2026Cibc World Markets Corp4,401$213K0.0%N/A0.006%
2/12/2026 Commonwealth Equity Services LLC7,378$357K0.0%-12.4%0.011%
2/12/2026Renaissance Technologies LLC11,971$579K0.0%N/A0.018%
2/12/2026 Dimensional Fund Advisors LP4,032,563$195.14M0.0%-0.9%5.927%
2/12/2026Ensign Peak Advisors Inc4,775$231K0.0%-67.7%0.007%
2/12/2026Bank of Montreal Can5,733$277K0.0%-5.0%0.008%
2/12/2026 Nuveen LLC414,279$20.05M0.0%-1.7%0.609%
2/11/2026CSM Advisors LLC179,883$8.71M0.2%+5.3%0.264%
2/11/2026 Illinois Municipal Retirement Fund35,654$1.73M0.0%-4.0%0.052%
2/11/2026 Deutsche Bank AG55,559$2.69M0.0%+4.5%0.082%
2/11/2026GW&K Investment Management LLC601,183$29.09M0.3%-1.9%0.884%
2/11/2026Cerity Partners LLC10,305$499K0.0%+35.6%0.015%
2/11/2026 LPL Financial LLC8,685$420K0.0%+5.6%0.013%
2/11/2026Franklin Resources Inc.88,202$4.27M0.0%+3.0%0.130%
2/11/2026Brandywine Global Investment Management LLC148,259$7.17M0.0%-3.6%0.218%
2/11/2026O Shaughnessy Asset Management LLC17,139$829K0.0%+10.9%0.025%
2/11/2026JPMorgan Chase & Co.165,785$8.02M0.0%+10.1%0.244%
2/11/2026WINTON GROUP Ltd15,246$738K0.0%N/A0.022%
2/10/2026Cibc World Market Inc.131,335$6.36M0.0%N/A0.193%
2/10/2026CIBC Asset Management Inc6,781$328K0.0%+51.9%0.010%
2/10/2026 Bank of New York Mellon Corp669,527$32.40M0.0%+7.7%0.984%
2/10/2026Goldman Sachs Group Inc.580,038$28.07M0.0%+13.3%0.852%
2/10/2026Natixis Advisors LLC16,986$822K0.0%-15.9%0.025%
2/10/2026 Commonwealth of Pennsylvania Public School Empls Retrmt SYS16,844$815K0.0%-4.3%0.025%
2/10/2026Norges Bank850,180$41.14M0.0%N/A1.250%
2/10/2026 Northwestern Mutual Wealth Management Co.484,187$23.43M0.0%+1,274,076.3%0.712%
2/10/2026IFG Advisory LLC7,955$385K0.0%-21.4%0.012%
2/9/2026Geode Capital Management LLC1,724,741$83.47M0.0%-0.9%2.535%
2/9/2026 AlphaQuest LLC26,470$1.28M0.1%-7.9%0.039%
2/9/2026Royce & Associates LP30,535$1.48M0.0%-35.2%0.045%


CATY Institutional Ownership - Frequently Asked Questions

During the previous two years, 257 institutional investors and hedge funds held shares of Cathay General Bancorp. The most heavily invested institutionals were Vanguard Group Inc. ($364.61M), Dimensional Fund Advisors LP ($201.93M), State Street Corp ($164.86M), Charles Schwab Investment Management Inc. ($142.09M), Geode Capital Management LLC ($83.47M), Invesco Ltd. ($81.55M), and American Century Companies Inc. ($62.07M).Learn more on Cathay General Bancorp's institutional investors.

75.01% of Cathay General Bancorp's stock is owned by institutional investors. Learn more on CATY's institutional investor holdings.

Of the 210 institutional investors that purchased Cathay General Bancorp's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Norges Bank ($2.41M), Northwestern Mutual Wealth Management Co. ($968.30K), Wellington Management Group LLP ($600.89K), Nuveen LLC ($538.89K), Assenagon Asset Management S.A. ($448.10K), Hsbc Holdings PLC ($349.84K), and Millennium Management LLC ($332.00K).

Institutional investors have bought a total of 6,901,989 shares in the last 24 months. This purchase volume represents approximately $324.39M in transactions.

Of the 121 institutional investors that sold Cathay General Bancorp's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: T. Rowe Price Investment Management Inc. ($1.02M), First Trust Advisors LP ($922.15K), Wellington Management Group LLP ($502.67K), Millennium Management LLC ($394.52K), Goldman Sachs Group Inc. ($348.12K), State Street Corp ($265.21K), and Vanguard Group Inc. ($265.15K).

Institutional investors have sold a total of 6,217,043 shares in the last 24 months. This volume of shares sold represents approximately $291.93M in transactions.


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This page (NASDAQ:CATY) was last updated on 5/12/2026 by MarketBeat.com Staff.
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