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Cathay General Bancorp (CATY) Institutional Ownership

Cathay General Bancorp logo
$59.55 -0.31 (-0.51%)
As of 11:40 AM Eastern
This is a fair market value price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Cathay General Bancorp (NASDAQ:CATY)

Current
Institutional Ownership
Percentage
75.01%
Number of
Institutional Buyers
(last 12 months)
139
Total
Institutional Inflows
(last 12 months)
$957.29M
Number of
Institutional Sellers
(last 12 months)
106
Total
Institutional Outflows
(last 12 months)
$203.42M
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CATY Institutional Buying and Selling by Quarter

Cathay General Bancorp Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/9/2026WINTON GROUP Ltd11,461$710K0.0%-53.6%0.017%
9/9/2026Engineers Gate Manager LP9,440$585K0.0%-44.1%0.014%
9/9/2026Integrated Wealth Concepts LLC481$30K0.0%N/A0.001%
9/9/2026NewEdge Advisors LLC8,431$523K0.0%+4.5%0.013%
9/9/2026Squarepoint Ops LLC5,704$354K0.0%N/A0.009%
9/8/2026Arizona State Retirement System17,552$1.09M0.0%-1.1%0.026%
9/8/2026Nykredit A S756$47K0.0%N/A0.001%
9/2/2026Allianz Asset Management GmbH30,477$1.89M0.0%N/A0.046%
8/26/2026HighTower Advisors LLC4,138$257K0.0%-44.9%0.006%
8/25/2026VIRGINIA RETIREMENT SYSTEMS ET Al59,487$3.69M0.0%N/A0.089%
8/22/2026denkapparat Operations GmbH3,666$227K0.1%N/A0.005%
8/21/2026iSAM Funds UK Ltd14,300$886K0.6%+5.7%0.021%
8/21/2026Nykredit A S756$47K0.0%N/A0.001%
8/19/2026UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC126,768$7.86M0.0%+2.5%0.190%
8/19/2026Wellington Management Group LLP120,340$7.46M0.0%+0.7%0.180%
8/18/2026Jefferies Financial Group Inc.6,461$401K0.0%N/A0.010%
8/18/2026Public Employees Retirement System of Ohio1,225$76K0.0%N/A0.002%
8/17/2026Capstone Investment Advisors LLC9,156$568K0.0%N/A0.014%
8/17/2026Bank of America Corp DE410,545$25.45M0.0%N/A0.615%
8/15/2026Man Group plc3,395$210K0.0%N/A0.005%
8/15/2026Jupiter Topco LLC28,326$1.76M0.0%N/A0.042%
8/14/2026Legal & General Group Plc156,248$9.69M0.0%N/A0.234%
8/14/2026The Manufacturers Life Insurance Company32,549$2.02M0.0%N/A0.049%
8/14/2026Algert Global LLC75,706$4.69M0.1%+339.2%0.113%
8/12/2026Commerce Bank9,081$563K0.0%N/A0.014%
8/12/2026Evolve Private Wealth LLC15,959$989K0.1%N/A0.024%
8/12/2026William Blair Investment Management LLC420,258$26.05M0.1%N/A0.630%
8/11/2026Allworth Financial LP851$53K0.0%N/A0.001%
8/11/2026NFJ Investment Group LLC16,471$1.02M0.0%N/A0.025%
8/11/2026Vise Technologies Inc.4,438$275K0.0%N/A0.007%
8/10/2026Denali Advisors LLC140,297$8.70M0.9%-11.8%0.210%
8/10/2026NewEdge Wealth LLC26,314$1.63M0.0%N/A0.039%
8/7/2026BlackRock Inc.9,753,895$604.64M0.0%N/A14.549%
8/7/2026Deutsche Bank AG68,451$4.24M0.0%N/A0.102%
8/6/2026Global Retirement Partners LLC502$31K0.0%N/A0.001%
8/6/2026Bank of New York Mellon Corp658,156$40.80M0.0%N/A0.982%
7/10/2026Wedge Capital Management L L P NC44,076$2.73M0.0%-28.4%0.066%
7/7/2026GAMMA Investing LLC3,583$222K0.0%+6.2%0.005%
6/3/2026NewEdge Advisors LLC8,068$402K0.0%+3.0%0.012%
5/26/2026Glenmede Trust Co. NA322,793$16.09M0.1%-8.4%0.481%
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5/19/2026Bank of America Corp DE351,195$17.51M0.0%+35.4%0.524%
5/19/2026Edgestream Partners L.P.254,118$12.67M0.4%-2.3%0.379%
5/18/2026Amundi12,305$614K0.0%+13.6%0.018%
5/18/2026California State Teachers Retirement System68,258$3.40M0.0%+12.1%0.102%
5/18/2026Royal Bank of Canada20,810$1.04M0.0%+290.0%0.031%
5/16/2026The Manufacturers Life Insurance Company29,936$1.49M0.0%-4.5%0.045%
5/16/2026Quantinno Capital Management LP39,542$1.97M0.0%+16.5%0.059%
5/16/2026Lazard Asset Management LLC32,804$1.64M0.0%N/A0.049%
5/15/2026Dean Capital Management13,659$681K0.3%-65.6%0.020%
5/15/2026Weiss Asset Management LP43,628$2.18M0.0%N/A0.065%
5/15/2026Waverly Advisors LLC127,850$6.38M0.0%N/A0.191%
5/14/2026Renaissance Technologies LLC34,271$1.71M0.0%+186.3%0.051%
5/14/2026Sei Investments Co.35,498$1.77M0.0%+60.3%0.053%
5/13/2026Cetera Investment Advisers34,429$1.72M0.0%+5.5%0.051%
5/13/2026NewEdge Wealth LLC21,129$1.05M0.0%+45.9%0.032%
5/13/2026First Trust Advisors LP127,143$6.34M0.0%+14.4%0.190%
5/8/2026Convergence Investment Partners LLC44,316$2.21M0.4%+42.5%0.066%
5/7/2026Dimensional Fund Advisors LP4,050,007$201.93M0.0%+0.4%6.047%
5/7/2026Swiss National Bank127,900$6.38M0.0%-0.9%0.191%
5/6/2026Zhang Financial LLC6,000$299K0.0%N/A0.009%
5/5/2026Bank of New York Mellon Corp641,506$31.99M0.0%-4.2%0.958%
5/5/2026Illinois Municipal Retirement Fund36,078$1.80M0.0%+1.2%0.054%
5/4/2026Principal Financial Group Inc.326,562$16.28M0.0%+0.7%0.488%
5/4/2026Teachers Retirement System of The State of Kentucky16,965$846K0.0%-3.4%0.025%
5/1/2026Commonwealth of Pennsylvania Public School Empls Retrmt SYS16,618$829K0.0%-1.3%0.025%
5/1/2026Fifth Third Bancorp32,121$1.60M0.0%+3,728.5%0.048%
4/30/2026Hsbc Holdings PLC39,469$1.97M0.0%-74.2%0.059%
4/30/2026Oregon Public Employees Retirement Fund15,400$768K0.0%-1.3%0.023%
4/28/2026DGS Capital Management LLC9,149$456K0.1%-19.5%0.014%
4/28/2026Ascentis Independent Advisors30,815$1.54M0.1%N/A0.046%
4/27/2026New York State Teachers Retirement System101,585$5.07M0.0%-15.6%0.152%
4/27/2026Y Intercept Hong Kong Ltd43,419$2.17M0.0%+150.6%0.065%
4/25/2026Boston Trust Walden Corp525,817$26.22M0.2%-12.7%0.785%
4/22/2026Pictet Asset Management Holding SA10,485$523K0.0%+10.9%0.016%
4/22/2026Sterling Capital Management LLC9,519$475K0.0%-38.3%0.014%
4/21/2026Louisiana State Employees Retirement System29,800$1.49M0.0%N/A0.044%
4/20/2026Blue Trust Inc.1,829$91K0.0%N/A0.003%
4/16/2026Evolve Private Wealth LLC18,837$939K0.1%+3.4%0.028%
3/20/2026Hsbc Holdings PLC153,091$7.43M0.0%N/A0.229%
3/17/2026Rockefeller Capital Management L.P.1,809$88K0.0%+158.1%0.003%
3/9/2026EMC Capital Management2,520$122K0.1%-15.0%0.004%
3/6/2026Hsbc Holdings PLC153,091$7.43M0.0%N/A0.229%
2/24/2026DGS Capital Management LLC11,367$550K0.1%N/A0.017%
2/20/2026Dean Capital Management39,721$1.92M0.8%-41.9%0.058%
2/19/2026T. Rowe Price Investment Management Inc.1,099,418$53.20M0.0%-13.3%1.616%
2/19/2026Invesco Ltd.1,685,203$81.55M0.0%+6.7%2.477%
2/18/2026Mercer Global Advisors Inc. ADV35,984$1.74M0.0%+3.3%0.053%
2/18/2026State of Tennessee Department of Treasury27,643$1.42M0.0%-8.3%0.041%
2/18/2026Mackenzie Financial Corp4,223$206K0.0%-5.3%0.006%
2/18/2026NewEdge Advisors LLC7,831$379K0.0%+384.9%0.012%
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2/18/2026Wellington Management Group LLP260,016$12.58M0.0%-61.0%0.382%
2/18/2026Polymer Capital Management US LLC6,895$334K0.0%N/A0.010%
2/18/2026Millennium Management LLC261,930$12.68M0.0%-37.7%0.385%
2/18/2026Man Group plc20,038$970K0.0%N/A0.029%
2/18/2026Evolve Private Wealth LLC18,218$882K0.1%N/A0.027%
2/18/2026Balyasny Asset Management L.P.31,051$1.50M0.0%+304.6%0.046%
2/18/2026Bridgeway Capital Management LLC30,500$1.48M0.0%-14.1%0.045%
2/17/2026AQR Capital Management LLC79,523$3.85M0.0%+14.0%0.117%
2/17/2026Abel Hall LLC5,433$263K0.1%N/A0.008%
2/17/2026Amundi10,833$524K0.0%-23.3%0.016%


CATY Institutional Ownership - Frequently Asked Questions

During the previous two years, 267 institutional investors and hedge funds held shares of Cathay General Bancorp. The most heavily invested institutionals were BlackRock Inc. ($604.64M), Vanguard Group Inc. ($364.61M), Dimensional Fund Advisors LP ($201.93M), State Street Corp ($164.86M), Charles Schwab Investment Management Inc. ($142.09M), Geode Capital Management LLC ($83.47M), and Invesco Ltd. ($81.55M).Learn more on Cathay General Bancorp's institutional investors.

75.01% of Cathay General Bancorp's stock is owned by institutional investors. Learn more on CATY's institutional investor holdings.

Of the 220 institutional investors that purchased Cathay General Bancorp's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: BlackRock Inc. ($9.75M), Norges Bank ($2.41M), Northwestern Mutual Wealth Management Co. ($968.30K), Bank of New York Mellon Corp ($706.19K), Bank of America Corp DE ($607.23K), Wellington Management Group LLP ($601.72K), and Nuveen LLC ($538.89K).

Institutional investors have bought a total of 16,462,522 shares in the last 24 months. This purchase volume represents approximately $957.29M in transactions.

Of the 106 institutional investors that sold Cathay General Bancorp's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: T. Rowe Price Investment Management Inc. ($1.01M), Wellington Management Group LLP ($502.67K), First Trust Advisors LP ($399.55K), Vanguard Group Inc. ($265.15K), UBS Group AG ($222.68K), Millennium Management LLC ($158.58K), and Boston Trust Walden Corp ($125.62K).

Institutional investors have sold a total of 4,188,169 shares in the last 24 months. This volume of shares sold represents approximately $203.42M in transactions.


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Institutional ownership data for NASDAQ:CATY is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/9/2026. New 13F filings are added each quarter as they're published.
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