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Capital Southwest (CSWC) Institutional Ownership

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$22.15 +0.11 (+0.49%)
As of 03:43 PM Eastern
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Institutional Ownership Changes (13F Filings) for Capital Southwest (NASDAQ:CSWC)

Current
Institutional Ownership
Percentage
23.42%
Number of
Institutional Buyers
(last 12 months)
102
Total
Institutional Inflows
(last 12 months)
$150.92M
Number of
Institutional Sellers
(last 12 months)
48
Total
Institutional Outflows
(last 12 months)
$28.04M
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CSWC Institutional Buying and Selling by Quarter

Capital Southwest Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
6/27/2025Goldman Sachs Group Inc.257,672$5.75M0.0%+246.5%0.480%
5/19/2025Jane Street Group LLC10,133$226K0.0%-53.4%0.020%
5/16/2025Northeast Financial Consultants Inc21,867$488K0.0%N/A0.043%
5/16/2025Caxton Associates LLP14,257$318K0.0%N/A0.028%
5/16/2025Sciencast Management LP11,696$261K0.1%N/A0.023%
5/16/2025First Dallas Securities Inc.71,925$1.61M0.7%+7.2%0.142%
5/16/2025Goldman Sachs Group Inc.257,672$5.75M0.0%+246.5%0.509%
5/16/2025Punch & Associates Investment Management Inc.686,513$15.32M1.0%+2.1%1.357%
5/16/2025NewEdge Advisors LLC18,158$405K0.0%-5.1%0.036%
5/16/2025Advisors Asset Management Inc.148,565$3.32M0.1%-0.7%0.294%
5/15/2025First Manhattan CO. LLC.287,136$6.41M0.0%-4.9%0.568%
5/15/2025FJ Capital Management LLC40,081$895K0.1%N/A0.079%
5/15/2025Cubist Systematic Strategies LLC54,015$1.21M0.0%N/A0.107%
5/15/2025Royal Bank of Canada69,139$1.54M0.0%+13.4%0.137%
5/15/2025Quarry LP1,351$30K0.0%-36.5%0.003%
5/15/2025DRW Securities LLC10,070$225K0.0%N/A0.020%
5/15/2025Vident Advisory LLC17,997$402K0.0%+72.7%0.036%
5/15/2025Lansforsakringar Fondforvaltning AB publ 16,133$360K0.0%N/A0.032%
5/14/2025CreativeOne Wealth LLC92,019$2.05M0.1%N/A0.182%
5/14/2025Zuckerman Investment Group LLC427,020$9.53M1.0%-36.5%0.844%
5/14/2025Samalin Investment Counsel LLC23,955$535K0.2%+5.5%0.047%
5/14/2025Kestra Advisory Services LLC46,888$1.05M0.0%+4.9%0.093%
5/14/2025Quantbot Technologies LP61,553$1.37M0.0%+68.0%0.122%
5/13/2025Raymond James Financial Inc.300,600$6.71M0.0%+54.3%0.594%
5/12/2025Invesco Ltd.27,909$623K0.0%-11.4%0.055%
5/12/2025Benjamin Edwards Inc.84,780$1.89M0.0%+2.9%0.168%
5/12/2025AlphaCore Capital LLC27,810$621K0.1%N/A0.055%
5/9/2025Argent Trust Co80,816$1.80M0.1%+3.6%0.160%
5/8/2025Dearborn Partners LLC18,424$411K0.0%-2.8%0.036%
5/8/2025Cozad Asset Management Inc.47,151$1.05M0.1%+12.7%0.093%
5/7/2025Foundations Investment Advisors LLC106,671$2.38M0.0%+5.4%0.211%
5/7/2025Melia Wealth LLC422,308$9.43M4.9%+5.2%0.835%
5/7/2025LPL Financial LLC197,678$4.41M0.0%+16.9%0.391%
5/6/2025Cetera Investment Advisers71,944$1.61M0.0%+34.4%0.142%
5/6/2025Avantax Advisory Services Inc.11,157$249K0.0%-30.8%0.022%
5/5/2025Denali Advisors LLC116,404$2.60M0.3%+11.4%0.230%
5/5/2025Muzinich & Co. Inc.137,371$3.07M1.7%+24.4%0.272%
5/2/2025Legacy Capital Wealth Partners LLC60,238$1.35M0.3%-3.3%0.119%
5/2/2025Tectonic Advisors LLC440,473$9.83M0.6%+10.7%0.871%
5/2/2025Apollon Wealth Management LLC21,498$480K0.0%+4.0%0.043%
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4/29/2025Generali Investments CEE investicni spolecnost a.s.12,628$282K0.0%N/A0.025%
4/28/2025Mutual Advisors LLC17,379$388K0.0%N/A0.034%
4/28/2025Redmont Wealth Advisors LLC53,623$1.20M2.3%-19.9%0.106%
4/25/2025Naviter Wealth LLC81,753$1.88M0.2%-2.1%0.162%
4/25/2025Sumitomo Mitsui Trust Group Inc.134,178$3.00M0.0%+30.4%0.265%
4/24/2025Sunbelt Securities Inc.39,229$876K0.1%+5.4%0.078%
4/24/2025Mirae Asset Global Investments Co. Ltd.14,000$313K0.0%+28.7%0.028%
4/22/2025Cambridge Investment Research Advisors Inc.32,481$725K0.0%-2.5%0.064%
4/22/2025Garde Capital Inc.2,401$54K0.0%N/A0.005%
4/22/2025PFG Investments LLC9,264$207K0.0%N/A0.018%
4/21/2025Autumn Glory Partners LLC26,000$580K0.3%+30.0%0.051%
4/18/2025Cornerstone Wealth Management LLC42,319$945K0.1%+8.1%0.084%
4/17/2025Grimes & Company Inc.18,599$415K0.0%N/A0.037%
4/17/2025Janney Montgomery Scott LLC11,603$259K0.0%N/A0.023%
4/17/2025Sound Income Strategies LLC616,016$13.75M0.8%+6.5%1.218%
4/14/2025Harbor Capital Advisors Inc.403,826$9.01M0.4%+1.2%0.798%
4/11/2025Epiq Partners LLC255,400$5.70M3.0%N/A0.505%
4/10/2025Hennion & Walsh Asset Management Inc.129,273$2.89M0.1%-28.0%0.256%
4/9/2025Sanders Morris Harris LLC1,433,064$31.99M4.9%+75.9%2.833%
4/1/2025Confluence Investment Management LLC101,522$2.27M0.0%+1.3%0.201%
2/25/2025B. Riley Wealth Advisors Inc.50,626$1.11M0.0%+8.4%0.100%
2/24/2025Ameriflex Group Inc.1,462$33K0.0%N/A0.003%
2/18/2025Sunbelt Securities Inc.37,215$811K0.1%+52.4%0.074%
2/17/2025Vident Advisory LLC10,421$227K0.0%-28.5%0.021%
2/17/2025Sovereign s Capital Management LLC67,575$1.47M0.9%N/A0.134%
2/17/2025Two Sigma Advisers LP774,600$16.90M0.0%+17.3%1.531%
2/17/2025Two Sigma Investments LP673,778$14.70M0.0%+42.2%1.332%
2/17/2025Focus Partners Wealth9,464$207K0.0%+6.6%0.019%
2/17/2025First Manhattan CO. LLC.301,950$6.59M0.0%-1.6%0.597%
2/17/2025D. E. Shaw & Co. Inc.101,638$2.22M0.0%N/A0.201%
2/17/2025Cetera Investment Advisers53,524$1.17M0.0%+56.5%0.106%
2/17/2025Balyasny Asset Management L.P.1,001,199$21.85M0.0%N/A1.979%
2/17/2025Bank of America Corp DE17,710$386K0.0%+135.3%0.035%
2/17/2025Benjamin Edwards Inc.82,375$1.80M0.0%+2.7%0.163%
2/17/2025Ameriprise Financial Inc.91,237$1.99M0.0%+8.0%0.180%
2/14/2025Jane Street Group LLC21,748$475K0.0%N/A0.043%
2/14/2025Schonfeld Strategic Advisors LLC103,043$2.25M0.0%N/A0.204%
2/14/2025Lido Advisors LLC9,244$202K0.0%-36.0%0.018%
2/14/2025Northern Trust Corp29,382$641K0.0%+20.8%0.058%
2/14/2025Beacon Pointe Advisors LLC490,291$10.70M0.1%+1,481.6%0.969%
2/14/2025Quarry LP2,126$46K0.0%+52.5%0.004%
2/14/2025Aquatic Capital Management LLC58,864$1.28M0.0%+488.6%0.116%
2/14/2025Virtus ETF Advisers LLC35,931$784K0.3%+36.3%0.071%
2/14/2025Capital Analysts LLC2,550$56K0.0%+35.6%0.005%
2/14/2025MML Investors Services LLC119,721$2.61M0.0%+16.5%0.237%
2/13/2025CANADA LIFE ASSURANCE Co34,994$763K0.0%-7.0%0.069%
2/13/2025Marshall Wace LLP102,485$2.24M0.0%+41.6%0.203%
2/13/2025NewEdge Advisors LLC19,129$417K0.0%N/A0.038%
2/13/2025Guggenheim Capital LLC23,612$515K0.0%+5.6%0.047%
2/13/2025Mariner LLC14,914$325K0.0%-3.7%0.029%
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2/13/2025Barclays PLC77,436$1.69M0.0%+1.8%0.153%
2/13/2025Melia Wealth LLC401,581$8.76M4.6%+3.3%0.794%
2/13/2025Argent Trust Co77,998$1.70M0.1%-7.5%0.154%
2/13/2025Zuckerman Investment Group LLC672,468$14.98M1.5%+4.8%1.330%
2/13/2025Raymond James Financial Inc.194,755$4.25M0.0%N/A0.385%
2/13/2025Legal & General Group Plc310,285$6.77M0.0%-6.7%0.613%
2/13/2025Invesco Ltd.31,493$687K0.0%-92.1%0.062%
2/13/2025Moerus Capital Management LLC73,983$1.61M0.6%-9.9%0.146%
2/12/2025Franklin Resources Inc.207,330$4.52M0.0%+34.6%0.410%
2/12/2025Brown Brothers Harriman & Co.2,683$59K0.0%N/A0.005%
(Data available from 1/1/2016 forward)

CSWC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CSWC shares?

During the previous two years, 150 institutional investors and hedge funds held shares of Capital Southwest. The most heavily invested institutionals were Sanders Morris Harris LLC ($31.99M), Van ECK Associates Corp ($25.97M), Balyasny Asset Management L.P. ($21.85M), Two Sigma Advisers LP ($16.90M), Punch & Associates Investment Management Inc. ($15.32M), Two Sigma Investments LP ($14.70M), and Sound Income Strategies LLC ($13.75M).Learn more on Capital Southwest's institutional investors.

What percentage of Capital Southwest's stock is owned by institutional investors?

23.42% of Capital Southwest's stock is owned by institutional investors. Learn more on CSWC's institutional investor holdings.

Which institutional investors have been buying Capital Southwest's stock?

Of the 136 institutional investors that purchased Capital Southwest's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sanders Morris Harris LLC ($1.44M), Balyasny Asset Management L.P. ($1.00M), Beacon Pointe Advisors LLC ($822.27K), Melia Wealth LLC ($715.90K), Van ECK Associates Corp ($688.00K), Raymond James Financial Inc. ($495.36K), and Goldman Sachs Group Inc. ($366.63K).

How much institutional buying is happening at Capital Southwest?

Institutional investors have bought a total of 6,644,790 shares in the last 24 months. This purchase volume represents approximately $150.92M in transactions.

Which of Capital Southwest's major shareholders have been selling company stock?

Of the 48 institutional investors that sold Capital Southwest's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Invesco Ltd. ($371.44K), Zuckerman Investment Group LLC ($245.45K), Hennion & Walsh Asset Management Inc. ($110.10K), Two Sigma Advisers LP ($87.70K), Total Clarity Wealth Management Inc. ($39.48K), Cubist Systematic Strategies LLC ($38.37K), and Advisors Asset Management Inc. ($34.04K).

How much institutional selling is happening at Capital Southwest?

Institutional investors have sold a total of 1,231,551 shares in the last 24 months. This volume of shares sold represents approximately $28.04M in transactions.


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This page (NASDAQ:CSWC) was last updated on 7/1/2025 by MarketBeat.com Staff
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