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Capital Southwest (CSWC) Institutional Ownership

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$20.40 +0.07 (+0.34%)
Closing price 10/17/2025 04:00 PM Eastern
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$20.42 +0.03 (+0.12%)
As of 10/17/2025 07:58 PM Eastern
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Institutional Ownership Changes (13F Filings) for Capital Southwest (NASDAQ:CSWC)

Current
Institutional Ownership
Percentage
23.42%
Number of
Institutional Buyers
(last 12 months)
114
Total
Institutional Inflows
(last 12 months)
$460.18M
Number of
Institutional Sellers
(last 12 months)
60
Total
Institutional Outflows
(last 12 months)
$46.45M
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CSWC Institutional Buying and Selling by Quarter

Capital Southwest Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/17/2025Apollon Wealth Management LLC24,551$537K0.0%+3.2%0.044%
10/16/2025 Columbus Macro LLC318,887$6.97M0.8%+9.7%0.573%
10/16/2025 Blue Trust Inc.2,648$58K0.0%-15.9%0.005%
10/15/2025 CWM LLC11,652$255K0.0%+297.7%0.021%
10/14/2025 Farther Finance Advisors LLC5,275$115K0.0%+42.6%0.009%
10/14/2025 Confluence Investment Management LLC86,665$1.89M0.0%-15.1%0.156%
10/10/2025 Sound Income Strategies LLC756,786$15.07M0.8%+7.8%1.360%
10/8/2025 FCG Investment Co19,314$422K0.2%N/A0.035%
10/7/2025 Union Bancaire Privee UBP SA9,349$204K0.0%-34.8%0.017%
10/7/2025 Sanders Morris Harris LLC1,368,607$29.92M4.0%-1.6%2.460%
9/4/2025Osaic Holdings Inc.25,645$565K0.0%-2.3%0.046%
8/19/2025B. Riley Wealth Advisors Inc.92,163$2.03M0.1%N/A0.166%
8/19/2025Newbridge Financial Services Group Inc.3,176$70K0.0%N/A0.006%
8/15/2025CANADA LIFE ASSURANCE Co51,018$1.13M0.0%+5.7%0.092%
8/15/2025Tower Research Capital LLC TRC 1,877$41K0.0%+13,307.1%0.003%
8/15/2025Prevail Innovative Wealth Advisors LLC56,395$1.24M0.3%N/A0.101%
8/15/2025Zuckerman Investment Group LLC460,375$10.15M1.0%+7.8%0.828%
8/15/2025Vident Advisory LLC19,087$421K0.0%+6.1%0.034%
8/15/2025HRT Financial LP242,080$5.34M0.0%+176.0%0.435%
8/15/2025Engineers Gate Manager LP41,379$912K0.0%+111.3%0.074%
8/15/2025Benjamin Edwards Inc.87,765$1.93M0.0%+3.5%0.158%
8/15/2025Brevan Howard Capital Management LP54,503$1.20M0.0%N/A0.098%
8/15/2025Balyasny Asset Management L.P.546,280$12.04M0.0%-32.0%0.982%
8/15/2025Bank of America Corp DE28,036$618K0.0%-54.5%0.050%
8/15/2025Ameriprise Financial Inc.69,501$1.53M0.0%-23.3%0.125%
8/14/2025Raymond James Financial Inc.286,597$6.32M0.0%-4.7%0.515%
8/14/2025FJ Capital Management LLC35,067$773K0.1%-12.5%0.063%
8/14/2025Nebula Research & Development LLC25,907$571K0.0%N/A0.047%
8/14/2025Dearborn Partners LLC15,787$348K0.0%-14.3%0.028%
8/14/2025Qube Research & Technologies Ltd63,474$1.40M0.0%-73.2%0.114%
8/13/2025Marshall Wace LLP147,162$3.24M0.0%-40.8%0.265%
8/13/2025Invesco Ltd.34,003$749K0.0%+21.8%0.061%
8/13/2025PharVision Advisers LLC11,249$248K0.4%N/A0.020%
8/13/2025Beacon Pointe Advisors LLC226,212$4.99M0.1%-45.4%0.407%
8/13/2025Quantbot Technologies LP75,546$1.67M0.0%+22.7%0.136%
8/13/2025OMERS ADMINISTRATION Corp34,900$769K0.0%N/A0.063%
8/13/2025Legacy Capital Wealth Partners LLC59,024$1.30M0.3%-2.0%0.106%
8/13/2025Virtus Investment Advisers LLC41,064$905K0.3%-7.0%0.074%
8/12/2025Advisors Asset Management Inc.112,511$2.48M0.0%-24.3%0.202%
8/12/2025CreativeOne Wealth LLC98,874$2.18M0.1%+7.4%0.178%
8/12/2025Global Retirement Partners LLC12,695$280K0.0%N/A0.023%
8/12/2025Cozad Asset Management Inc.49,161$1.08M0.1%+4.3%0.088%
8/12/2025Franklin Resources Inc.290,762$6.41M0.0%-2.6%0.523%
8/12/2025Legal & General Group Plc332,746$7.33M0.0%+4.6%0.598%
8/12/2025MAI Capital Management3,524$78K0.0%+32.5%0.006%
8/12/2025JPMorgan Chase & Co.8,423$186K0.0%-74.4%0.015%
8/11/2025Nomura Asset Management Co. Ltd.2,135$47K0.0%+58.5%0.004%
8/8/2025Cetera Investment Advisers361,722$7.97M0.0%+402.8%0.673%
8/8/2025Creative Planning9,114$201K0.0%N/A0.017%
8/8/2025Foundations Investment Advisors LLC118,196$2.61M0.0%+10.8%0.220%
8/7/2025Hodges Capital Management Inc.106,045$2.34M0.2%+15.6%0.197%
8/7/2025Samalin Investment Counsel LLC25,864$570K0.2%+8.0%0.048%
8/7/2025First Dallas Securities Inc.77,102$1.70M0.7%+7.2%0.144%
8/7/2025Allworth Financial LP4,600$101K0.0%N/A0.009%
8/7/2025Campbell & CO Investment Adviser LLC20,873$460K0.0%-2.3%0.039%
8/6/2025Wedbush Securities Inc.11,723$258K0.0%N/A0.022%
8/6/2025First Horizon Advisors Inc.2,628$58K0.0%+1,214.0%0.005%
8/4/2025Muzinich & Co. Inc.225,790$4.98M2.2%+64.4%0.420%
8/1/2025Y Intercept Hong Kong Ltd48,215$1.06M0.0%N/A0.090%
7/31/2025Nisa Investment Advisors LLC3,500$77K0.0%+600.0%0.007%
7/31/2025Sumitomo Mitsui Trust Group Inc.172,597$3.80M0.0%+28.6%0.321%
7/30/2025Denali Advisors LLC113,850$2.51M0.3%-2.2%0.212%
7/30/2025 Sanders Morris Harris LLC1,390,339$30.64M7.3%-3.0%2.589%
7/28/2025Mutual Advisors LLC9,244$216K0.0%-46.8%0.017%
7/28/2025Melia Wealth LLC464,973$10.25M4.9%+10.1%0.866%
7/28/2025Naviter Wealth LLC100,105$2.21M0.3%+22.4%0.186%
7/25/2025Atria Wealth Solutions Inc.9,738$215K0.0%N/A0.018%
7/25/2025 CWM LLC2,930$65K0.0%+26.6%0.005%
7/25/2025Apollon Wealth Management LLC23,797$524K0.0%+10.7%0.044%
7/24/2025Grace & White Inc. NY174,597$3.85M0.7%-1.1%0.325%
7/23/2025Tectonic Advisors LLC521,686$11.50M0.7%+18.4%0.971%
7/23/2025 Columbus Macro LLC290,704$6.41M0.8%N/A0.541%
7/23/2025Mraz Amerine & Associates Inc.42,958$947K0.2%-1.8%0.080%
7/22/2025Grimes & Company Inc.13,303$293K0.0%-28.5%0.025%
7/18/2025 Union Bancaire Privee UBP SA14,349$316K0.0%+5.1%0.027%
7/17/2025 Sound Income Strategies LLC702,201$15.48M0.9%+14.0%1.307%
7/16/2025Signaturefd LLC2,483$55K0.0%+52.0%0.005%
7/15/2025Fortitude Family Office LLC1,400$31K0.0%N/A0.003%
7/11/2025 Farther Finance Advisors LLC3,698$82K0.0%+786.8%0.007%
7/11/2025 Kingstone Capital Partners Texas LLC13,089,875$311.17M0.0%N/A24.371%
7/9/2025Epiq Partners LLC266,800$5.88M3.0%+4.5%0.497%
7/1/2025 Confluence Investment Management LLC102,107$2.25M0.0%+0.6%0.190%
6/27/2025Goldman Sachs Group Inc.257,672$5.75M0.0%+246.5%0.480%
5/19/2025Jane Street Group LLC10,133$226K0.0%-53.4%0.020%
5/16/2025Northeast Financial Consultants Inc21,867$488K0.0%N/A0.043%
5/16/2025Caxton Associates LLP14,257$318K0.0%N/A0.028%
5/16/2025Sciencast Management LP11,696$261K0.1%N/A0.023%
5/16/2025First Dallas Securities Inc.71,925$1.61M0.7%+7.2%0.142%
5/16/2025Goldman Sachs Group Inc.257,672$5.75M0.0%+246.5%0.509%
5/16/2025Punch & Associates Investment Management Inc.686,513$15.32M1.0%+2.1%1.357%
5/16/2025NewEdge Advisors LLC18,158$405K0.0%-5.1%0.036%
5/16/2025Advisors Asset Management Inc.148,565$3.32M0.1%-0.7%0.294%
5/15/2025First Manhattan CO. LLC.287,136$6.41M0.0%-4.9%0.568%
5/15/2025FJ Capital Management LLC40,081$895K0.1%N/A0.079%
5/15/2025Cubist Systematic Strategies LLC54,015$1.21M0.0%N/A0.107%
5/15/2025Royal Bank of Canada69,139$1.54M0.0%+13.4%0.137%
5/15/2025Quarry LP1,351$30K0.0%-36.5%0.003%
5/15/2025DRW Securities LLC10,070$225K0.0%N/A0.020%
5/15/2025Vident Advisory LLC17,997$402K0.0%+72.7%0.036%
5/15/2025Lansforsakringar Fondforvaltning AB publ16,133$360K0.0%N/A0.032%
(Data available from 1/1/2016 forward)

CSWC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CSWC shares?

During the previous two years, 171 institutional investors and hedge funds held shares of Capital Southwest. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($311.17M), Sanders Morris Harris LLC ($29.92M), Van ECK Associates Corp ($25.97M), Two Sigma Advisers LP ($16.90M), Punch & Associates Investment Management Inc. ($15.32M), Sound Income Strategies LLC ($15.07M), and Two Sigma Investments LP ($14.70M).Learn more on Capital Southwest's institutional investors.

What percentage of Capital Southwest's stock is owned by institutional investors?

23.42% of Capital Southwest's stock is owned by institutional investors. Learn more on CSWC's institutional investor holdings.

Which institutional investors have been buying Capital Southwest's stock?

Of the 156 institutional investors that purchased Capital Southwest's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($13.09M), Sanders Morris Harris LLC ($1.44M), Balyasny Asset Management L.P. ($1.00M), Beacon Pointe Advisors LLC ($822.27K), Melia Wealth LLC ($758.56K), Van ECK Associates Corp ($598.06K), and Raymond James Financial Inc. ($495.36K).

How much institutional buying is happening at Capital Southwest?

Institutional investors have bought a total of 20,801,018 shares in the last 24 months. This purchase volume represents approximately $460.18M in transactions.

Which of Capital Southwest's major shareholders have been selling company stock?

Of the 60 institutional investors that sold Capital Southwest's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Invesco Ltd. ($371.44K), Balyasny Asset Management L.P. ($256.86K), Zuckerman Investment Group LLC ($245.45K), Beacon Pointe Advisors LLC ($188.28K), Qube Research & Technologies Ltd ($173.29K), Hennion & Walsh Asset Management Inc. ($103.95K), and Marshall Wace LLP ($101.59K).

How much institutional selling is happening at Capital Southwest?

Institutional investors have sold a total of 2,088,450 shares in the last 24 months. This volume of shares sold represents approximately $46.45M in transactions.


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This page (NASDAQ:CSWC) was last updated on 10/18/2025 by MarketBeat.com Staff
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