Free Trial

First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) Institutional Ownership

First Trust Emerging Markets Small Cap AlphaDEX Fund logo
$39.28 +0.05 (+0.11%)
Closing price 05/23/2025 03:55 PM Eastern
Extended Trading
$39.28 0.00 (0.00%)
As of 05/23/2025 04:04 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.

Institutional Ownership Changes (13F Filings) for First Trust Emerging Markets Small Cap AlphaDEX Fund (NASDAQ:FEMS)

Number of
Institutional Buyers
(last 12 months)
40
Total
Institutional Inflows
(last 12 months)
$80.84M
Number of
Institutional Sellers
(last 12 months)
24
Total
Institutional Outflows
(last 12 months)
$36.78M
Get FEMS Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Emerging Markets Small Cap AlphaDEX Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Skip Chart & View Institutional Buying and Selling Data

FEMS Institutional Buying and Selling by Quarter

First Trust Emerging Markets Small Cap AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/19/2025 Jane Street Group LLC25,596$951K0.0%-69.9%0.416%
5/16/2025 Jones Financial Companies Lllp14,137$525K0.0%-79.6%0.223%
5/16/2025 Integrated Wealth Concepts LLC113,951$4.24M0.0%+25.6%1.795%
5/15/2025 Royal Bank of Canada96,673$3.59M0.0%+4.6%1.522%
5/15/2025 OLD Mission Capital LLC131,159$4.88M0.1%-5.4%2.065%
5/14/2025 Flow Traders U.S. LLC31,495$1.17M0.0%N/A0.496%
5/13/2025 SFI Advisors LLC20,862$775K0.6%-1.8%0.329%
5/13/2025 Steward Partners Investment Advisory LLC232,813$8.65M0.1%+2.5%3.666%
5/13/2025 Raymond James Financial Inc.455,275$16.92M0.0%-18.5%7.170%
5/13/2025 Nations Financial Group Inc. IA ADV9,198$342K0.0%-10.7%0.145%
5/13/2025 Trivium Point Advisory LLC56,549$2.10M0.3%+47.9%0.891%
5/9/2025 Beta Wealth Group Inc.235,509$8.75M3.1%N/A3.709%
5/8/2025 RVW Wealth LLC15,475$575K0.1%-55.4%0.244%
5/7/2025 LPL Financial LLC427,432$15.89M0.0%+0.7%6.731%
5/6/2025 Cetera Investment Advisers63,377$2.36M0.0%+9.0%0.998%
5/6/2025 Avantax Advisory Services Inc.17,795$661K0.0%+27.0%0.280%
5/5/2025 Private Advisor Group LLC109,339$4.06M0.0%+0.4%1.722%
5/5/2025 Archer Investment Corp67,078$2.49M0.6%-0.5%1.056%
4/30/2025 Cornerstone Planning Group LLC310,707$11.34M2.7%+8.7%4.893%
4/29/2025 Envestnet Asset Management Inc.77,323$2.87M0.0%+6.9%1.218%
4/22/2025 Cambridge Investment Research Advisors Inc.69,494$2.58M0.0%+44.2%1.069%
4/22/2025 World Equity Group Inc.23,302$866K0.2%+16.2%0.358%
4/17/2025 Janney Montgomery Scott LLC11,701$435K0.0%+2.8%0.180%
4/11/2025 626 Financial LLC159,873$5.94M3.1%+10.4%2.334%
4/9/2025 HBW Advisory Services LLC33,405$1.24M0.2%-1.2%0.488%
4/9/2025 Quad Cities Investment Group LLC44,994$1.67M0.8%+3.8%0.657%
2/19/2025 Richmond Investment Services LLC5,954$225K0.1%N/A0.080%
2/17/2025 Cetera Investment Advisers58,162$2.19M0.0%-69.9%0.781%
2/17/2025 Captrust Financial Advisors28,308$1.07M0.0%-12.0%0.380%
2/17/2025 Citadel Advisors LLC28,677$1.08M0.0%N/A0.385%
2/14/2025 Jane Street Group LLC85,030$3.21M0.0%+191.1%1.141%
2/14/2025 Two Sigma Securities LLC5,688$215K0.0%N/A0.076%
2/14/2025 Integrated Wealth Concepts LLC90,690$3.42M0.0%-29.6%1.217%
2/14/2025 Stifel Financial Corp42,586$1.61M0.0%+3.5%0.572%
2/13/2025 Stonehaven Wealth & Tax Solutions LLC10,278$388K0.4%N/A0.138%
2/13/2025 Raymond James Financial Inc.558,447$21.07M0.0%N/A7.496%
2/13/2025 Envestnet Asset Management Inc.72,326$2.73M0.0%+55.1%0.971%
2/13/2025 Wells Fargo & Company MN548,130$20.68M0.0%-39.3%7.357%
2/12/2025 OLD Mission Capital LLC138,717$5.23M0.1%+348.1%1.862%
2/11/2025 LPL Financial LLC424,504$16.02M0.0%+1.0%5.698%
A grave, grave error. (Ad)

I thought what happened 25 years ago was a once- in-a-lifetime event… but how wrong I was. Because here we are, a quarter of a century later, almost to the exact day, and it’s happening again.

2/10/2025 Commonwealth Equity Services LLC36,994$1.40M0.0%-30.4%0.497%
2/10/2025 Avantax Advisory Services Inc.14,012$529K0.0%+38.4%0.188%
2/7/2025 Independent Advisor Alliance74,261$2.80M0.0%N/A0.997%
2/6/2025 Raymond James Financial Inc.558,447$21.07M0.0%N/A7.496%
2/6/2025 Steward Partners Investment Advisory LLC227,025$8.57M0.1%-8.9%3.047%
2/6/2025 Jones Financial Companies Lllp69,410$2.62M0.0%+94.4%0.932%
2/5/2025 SRS Capital Advisors Inc.79,399$3.00M0.2%N/A1.066%
2/5/2025 Private Trust Co. NA5,489$207K0.0%-23.9%0.074%
2/5/2025 Oppenheimer & Co. Inc.19,420$733K0.0%+1.7%0.261%
2/4/2025 World Equity Group Inc.20,045$756K0.2%+7.2%0.269%
2/3/2025 Private Advisor Group LLC108,943$4.11M0.0%-4.2%1.462%
1/30/2025 Nations Financial Group Inc. IA ADV10,297$389K0.0%+4.1%0.138%
1/30/2025 Blue Trust Inc.1,137$43K0.0%+1,237.6%0.015%
1/29/2025 Gladstone Institutional Advisory LLC6,219$235K0.0%-15.0%0.083%
1/29/2025 Cornerstone Planning Group LLC285,729$10.72M2.6%+5.9%3.835%
1/28/2025 Archer Investment Corp67,415$2.54M0.7%+1.5%0.905%
1/23/2025 RVW Wealth LLC34,701$1.31M0.1%-1.1%0.466%
1/17/2025 Janney Montgomery Scott LLC11,377$429K0.0%-11.7%0.153%
1/15/2025 Merit Financial Group LLC82,130$3.10M0.1%+564.1%1.088%
1/14/2025 626 Financial LLC144,845$5.46M2.9%+0.6%1.918%
1/14/2025 Quad Cities Investment Group LLC43,327$1.64M0.8%+2.3%0.574%
1/10/2025 HBW Advisory Services LLC33,821$1.28M0.2%+6.6%0.448%
11/15/2024 MML Investors Services LLC53,429$2.20M0.0%+42.2%0.656%
11/15/2024 Jane Street Group LLC29,214$1.20M0.0%-31.7%0.358%
11/15/2024 Stifel Financial Corp41,153$1.69M0.0%+9.3%0.505%
11/15/2024 Integrated Wealth Concepts LLC128,846$5.29M0.1%+1.3%1.581%
11/14/2024 Flow Traders U.S. LLC34,822$1.43M0.1%+16.6%0.427%
11/14/2024 Captrust Financial Advisors32,179$1.32M0.0%-15.5%0.395%
11/6/2024 Archer Investment Corp66,423$2.73M0.7%+0.8%0.815%
11/6/2024 Cornerstone Planning Group LLC269,734$10.54M2.3%+6.4%3.310%
10/30/2024 World Equity Group Inc.18,703$768K0.3%+2.5%0.229%
10/24/2024 AllGen Financial Advisors Inc.66,104$2.72M0.9%+4.1%0.811%
10/22/2024 Private Advisor Group LLC113,766$4.67M0.0%-5.8%1.396%
10/19/2024Cedrus LLC61,574$2.53M0.9%+12.9%0.756%
10/18/2024Raymond James & Associates70,096$2.88M0.0%+2.1%0.860%
10/16/2024 Quad Cities Investment Group LLC42,347$1.74M0.9%+1.1%0.520%
10/16/2024 626 Financial LLC144,013$5.92M3.3%-4.1%1.767%
10/4/2024 HBW Advisory Services LLC31,734$1.30M0.2%+11.0%0.389%
10/2/2024M&R Capital Management Inc.3,120$128K0.0%-9.4%0.038%
10/1/2024Bridge Advisory LLC16,712$687K0.3%-6.0%0.205%
8/22/2024 Cetera Investment Advisers188,414$7.65M0.0%+8.5%2.312%
8/16/2024 Northwestern Mutual Wealth Management Co.27,060$1.10M0.0%+36.6%0.332%
8/12/2024 AllGen Financial Advisors Inc.63,510$2.58M1.0%+7.8%0.779%
8/5/2024 Private Advisor Group LLC120,769$4.90M0.0%-34.7%1.482%
8/2/2024 Archer Investment Corp65,914$2.68M0.8%+0.8%0.809%
7/31/2024 Commonwealth Equity Services LLC71,784$2.91M0.0%-16.9%0.881%
7/30/2024 International Assets Investment Management LLC1,116$45K0.0%N/A0.014%
7/29/2024 Nations Financial Group Inc. IA ADV10,097$410K0.0%-12.1%0.124%
7/26/2024 Cambridge Investment Research Advisors Inc.67,245$2.73M0.0%+0.8%0.825%
7/23/2024Bridge Advisory LLC17,784$722K0.4%-24.9%0.218%
Trump wipes out trillions overnight… (Ad)

Is there anybody more powerful than Donald Trump right now? In a single tariff announcement, he wiped out nearly $5 trillion in wealth from the S&P 500 and $6.4 trillion from the Dow Jones… Not to mention the countless trillions of dollars lost in every market around the world… leaving the major political powers scrambling in fear of Trump’s next move.

Whether you take some of that wealth for yourself depends on if you watch this controversial exposé
7/20/2024Raymond James Financial Services Advisors Inc.534,904$21.71M0.0%-2.4%6.563%
7/19/2024Raymond James & Associates68,631$2.79M0.0%-5.5%0.842%
7/13/2024 Quad Cities Investment Group LLC41,898$1.70M0.9%+0.8%0.514%
7/8/2024 RVW Wealth LLC35,736$1.45M0.1%-9.1%0.441%
7/5/2024 HBW Advisory Services LLC28,600$1.16M0.2%+15.9%0.353%
5/24/2024Cetera Advisors LLC37,830$1.46M0.0%+21.2%0.467%
5/24/2024 Cetera Investment Advisers173,610$6.72M0.0%+195.8%2.143%
5/17/2024 Comerica Bank3,000$116K0.0%-16.7%0.037%
5/16/2024 Jane Street Group LLC196,367$7.60M0.0%+417.7%2.424%
5/8/2024 Cornerstone Planning Group LLC236,577$9.55M3.0%+9.6%2.921%
(Data available from 1/1/2016 forward)

FEMS Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FEMS shares?

During the previous two years, 74 institutional investors and hedge funds held shares of First Trust Emerging Markets Small Cap AlphaDEX Fund. The most heavily invested institutionals were Raymond James Financial Services Advisors Inc. ($21.71M), Wells Fargo & Company MN ($20.68M), Raymond James Financial Inc. ($16.92M), LPL Financial LLC ($15.89M), Cornerstone Planning Group LLC ($11.34M), Beta Wealth Group Inc. ($8.75M), and Steward Partners Investment Advisory LLC ($8.65M).Learn more on FEMS's institutional investors.

Which institutional investors have been buying First Trust Emerging Markets Small Cap AlphaDEX Fund stock?

Of the 65 institutional investors that purchased First Trust Emerging Markets Small Cap AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($1.12M), Beta Wealth Group Inc. ($235.51K), Jane Street Group LLC ($214.26K), Merit Financial Group LLC ($190.63K), Raymond James Financial Services Advisors Inc. ($190.20K), Cetera Investment Advisers ($134.95K), and LPL Financial LLC ($133.18K).

How much institutional buying is happening at First Trust Emerging Markets Small Cap AlphaDEX Fund?

Institutional investors have bought a total of 3,544,257 shares in the last 24 months. This purchase volume represents approximately $133.90M in transactions.

Which First Trust Emerging Markets Small Cap AlphaDEX Fund major shareholders have been selling company stock?

Of the 38 institutional investors that sold First Trust Emerging Markets Small Cap AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Wells Fargo & Company MN ($354.88K), Private Advisor Group LLC ($168.71K), Cetera Investment Advisers ($135.18K), Raymond James Financial Inc. ($103.17K), Jane Street Group LLC ($73.01K), RVW Wealth LLC ($67.21K), and Jones Financial Companies Lllp ($55.27K).

How much institutional selling is happening at First Trust Emerging Markets Small Cap AlphaDEX Fund?

Institutional investors have sold a total of 1,324,611 shares in the last 24 months. This volume of shares sold represents approximately $50.39M in transactions.



This page (NASDAQ:FEMS) was last updated on 5/25/2025 by MarketBeat.com Staff
From Our Partners