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First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) Institutional Ownership

First Trust Emerging Markets Small Cap AlphaDEX Fund logo
$43.62 +0.10 (+0.23%)
Closing price 03:59 PM Eastern
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$43.62 0.00 (-0.01%)
As of 04:04 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Emerging Markets Small Cap AlphaDEX Fund (NASDAQ:FEMS)

Number of
Institutional Buyers
(last 12 months)
43
Total
Institutional Inflows
(last 12 months)
$80.53M
Number of
Institutional Sellers
(last 12 months)
27
Total
Institutional Outflows
(last 12 months)
$47.21M
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Skip Chart & View Institutional Buying and Selling Data

FEMS Institutional Buying and Selling by Quarter

First Trust Emerging Markets Small Cap AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/18/2025 Geneos Wealth Management Inc.1,066$43K0.0%+100.0%0.017%
8/15/2025 Captrust Financial Advisors24,862$1.01M0.0%-3.0%0.388%
8/15/2025 MML Investors Services LLC14,956$607K0.0%-1.6%0.234%
8/14/2025 Jane Street Group LLC31,172$1.27M0.0%+21.8%0.487%
8/14/2025 Raymond James Financial Inc.373,424$15.17M0.0%-18.0%5.835%
8/14/2025 Stonehaven Wealth & Tax Solutions LLC7,810$317K0.3%-26.7%0.122%
8/13/2025 Baird Financial Group Inc.30,783$1.25M0.0%+2.5%0.481%
8/13/2025 VestGen Advisors LLC42,191$1.71M0.1%-1.1%0.659%
8/12/2025 Richmond Investment Services LLC10,864$441K0.1%+100.3%0.170%
8/12/2025 Steward Partners Investment Advisory LLC3,983$162K0.0%-98.3%0.062%
8/11/2025 SFI Advisors LLC20,340$826K0.6%-2.5%0.318%
8/11/2025 Beta Wealth Group Inc.193,353$7.85M2.9%-17.9%3.021%
8/8/2025 Cetera Investment Advisers62,344$2.53M0.0%-1.6%0.974%
8/4/2025 Spire Wealth Management4,138$168K0.0%-15.7%0.065%
8/4/2025 626 Financial LLC159,492$6.48M3.0%-0.2%2.492%
8/1/2025 Envestnet Asset Management Inc.83,237$3.38M0.0%+7.6%1.301%
7/29/2025 Private Trust Co. NA5,935$241K0.0%+9.4%0.093%
7/25/2025 CWM LLC19,529$793K0.0%+1.3%0.305%
7/23/2025 626 Financial LLC159,492$6.48M3.5%-0.2%2.492%
7/21/2025 Ameritas Advisory Services LLC1,494$61K0.0%N/A0.023%
7/17/2025 Trivium Point Advisory LLC59,745$2.43M0.3%+5.7%0.934%
7/17/2025 Janney Montgomery Scott LLC10,592$430K0.0%-9.5%0.166%
7/15/2025 RVW Wealth LLC13,602$552K0.0%-12.1%0.213%
7/11/2025 Quad Cities Investment Group LLC45,376$1.84M0.8%+0.8%0.744%
7/2/2025 HBW Advisory Services LLC34,927$1.42M0.2%+4.6%0.573%
5/19/2025 Jane Street Group LLC25,596$951K0.0%-69.9%0.416%
5/16/2025 Jones Financial Companies Lllp14,137$525K0.0%-79.6%0.223%
5/16/2025 Integrated Wealth Concepts LLC113,951$4.24M0.0%+25.6%1.795%
5/15/2025 Royal Bank of Canada96,673$3.59M0.0%+4.6%1.522%
5/15/2025 OLD Mission Capital LLC131,159$4.88M0.1%-5.4%2.065%
5/14/2025 Flow Traders U.S. LLC31,495$1.17M0.0%N/A0.496%
5/13/2025 SFI Advisors LLC20,862$775K0.6%-1.8%0.329%
5/13/2025 Steward Partners Investment Advisory LLC232,813$8.65M0.1%+2.5%3.666%
5/13/2025 Raymond James Financial Inc.455,275$16.92M0.0%-18.5%7.170%
5/13/2025 Nations Financial Group Inc. IA ADV9,198$342K0.0%-10.7%0.145%
5/13/2025 Trivium Point Advisory LLC56,549$2.10M0.3%+47.9%0.891%
5/9/2025 Beta Wealth Group Inc.235,509$8.75M3.1%N/A3.709%
5/8/2025 RVW Wealth LLC15,475$575K0.1%-55.4%0.244%
5/7/2025 LPL Financial LLC427,432$15.89M0.0%+0.7%6.731%
5/6/2025 Cetera Investment Advisers63,377$2.36M0.0%+9.0%0.998%
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5/6/2025 Avantax Advisory Services Inc.17,795$661K0.0%+27.0%0.280%
5/5/2025 Private Advisor Group LLC109,339$4.06M0.0%+0.4%1.722%
5/5/2025 Archer Investment Corp67,078$2.49M0.6%-0.5%1.056%
4/30/2025 Cornerstone Planning Group LLC310,707$11.34M2.7%+8.7%4.893%
4/29/2025 Envestnet Asset Management Inc.77,323$2.87M0.0%+6.9%1.218%
4/22/2025 Cambridge Investment Research Advisors Inc.69,494$2.58M0.0%+44.2%1.069%
4/22/2025 World Equity Group Inc.23,302$866K0.2%+16.2%0.358%
4/17/2025 Janney Montgomery Scott LLC11,701$435K0.0%+2.8%0.180%
4/11/2025 626 Financial LLC159,873$5.94M3.1%+10.4%2.334%
4/9/2025 HBW Advisory Services LLC33,405$1.24M0.2%-1.2%0.488%
4/9/2025 Quad Cities Investment Group LLC44,994$1.67M0.8%+3.8%0.657%
2/19/2025 Richmond Investment Services LLC5,954$225K0.1%N/A0.080%
2/17/2025 Cetera Investment Advisers58,162$2.19M0.0%-69.9%0.781%
2/17/2025 Captrust Financial Advisors28,308$1.07M0.0%-12.0%0.380%
2/17/2025 Citadel Advisors LLC28,677$1.08M0.0%N/A0.385%
2/14/2025 Jane Street Group LLC85,030$3.21M0.0%+191.1%1.141%
2/14/2025 Two Sigma Securities LLC5,688$215K0.0%N/A0.076%
2/14/2025 Integrated Wealth Concepts LLC90,690$3.42M0.0%-29.6%1.217%
2/14/2025 Stifel Financial Corp42,586$1.61M0.0%+3.5%0.572%
2/13/2025 Stonehaven Wealth & Tax Solutions LLC10,278$388K0.4%N/A0.138%
2/13/2025 Raymond James Financial Inc.558,447$21.07M0.0%N/A7.496%
2/13/2025 Envestnet Asset Management Inc.72,326$2.73M0.0%+55.1%0.971%
2/13/2025 Wells Fargo & Company MN548,130$20.68M0.0%-39.3%7.357%
2/12/2025 OLD Mission Capital LLC138,717$5.23M0.1%+348.1%1.862%
2/11/2025 LPL Financial LLC424,504$16.02M0.0%+1.0%5.698%
2/10/2025 Commonwealth Equity Services LLC36,994$1.40M0.0%-30.4%0.497%
2/10/2025 Avantax Advisory Services Inc.14,012$529K0.0%+38.4%0.188%
2/7/2025 Independent Advisor Alliance74,261$2.80M0.0%N/A0.997%
2/6/2025 Raymond James Financial Inc.558,447$21.07M0.0%N/A7.496%
2/6/2025 Steward Partners Investment Advisory LLC227,025$8.57M0.1%-8.9%3.047%
2/6/2025 Jones Financial Companies Lllp69,410$2.62M0.0%+94.4%0.932%
2/5/2025 SRS Capital Advisors Inc.79,399$3.00M0.2%N/A1.066%
2/5/2025 Private Trust Co. NA5,489$207K0.0%-23.9%0.074%
2/5/2025 Oppenheimer & Co. Inc.19,420$733K0.0%+1.7%0.261%
2/4/2025 World Equity Group Inc.20,045$756K0.2%+7.2%0.269%
2/3/2025 Private Advisor Group LLC108,943$4.11M0.0%-4.2%1.462%
1/30/2025 Nations Financial Group Inc. IA ADV10,297$389K0.0%+4.1%0.138%
1/30/2025 Blue Trust Inc.1,137$43K0.0%+1,237.6%0.015%
1/29/2025 Gladstone Institutional Advisory LLC6,219$235K0.0%-15.0%0.083%
1/29/2025 Cornerstone Planning Group LLC285,729$10.72M2.6%+5.9%3.835%
1/28/2025 Archer Investment Corp67,415$2.54M0.7%+1.5%0.905%
1/23/2025 RVW Wealth LLC34,701$1.31M0.1%-1.1%0.466%
1/17/2025 Janney Montgomery Scott LLC11,377$429K0.0%-11.7%0.153%
1/15/2025 Merit Financial Group LLC82,130$3.10M0.1%+564.1%1.088%
1/14/2025 626 Financial LLC144,845$5.46M2.9%+0.6%1.918%
1/14/2025 Quad Cities Investment Group LLC43,327$1.64M0.8%+2.3%0.574%
1/10/2025 HBW Advisory Services LLC33,821$1.28M0.2%+6.6%0.448%
11/15/2024 MML Investors Services LLC53,429$2.20M0.0%+42.2%0.656%
11/15/2024 Jane Street Group LLC29,214$1.20M0.0%-31.7%0.358%
11/15/2024 Stifel Financial Corp41,153$1.69M0.0%+9.3%0.505%
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11/15/2024 Integrated Wealth Concepts LLC128,846$5.29M0.1%+1.3%1.581%
11/14/2024 Flow Traders U.S. LLC34,822$1.43M0.1%+16.6%0.427%
11/14/2024 Captrust Financial Advisors32,179$1.32M0.0%-15.5%0.395%
11/6/2024 Archer Investment Corp66,423$2.73M0.7%+0.8%0.815%
11/6/2024 Cornerstone Planning Group LLC269,734$10.54M2.3%+6.4%3.310%
10/30/2024 World Equity Group Inc.18,703$768K0.3%+2.5%0.229%
10/24/2024 AllGen Financial Advisors Inc.66,104$2.72M0.9%+4.1%0.811%
10/22/2024 Private Advisor Group LLC113,766$4.67M0.0%-5.8%1.396%
10/19/2024Cedrus LLC61,574$2.53M0.9%+12.9%0.756%
10/18/2024Raymond James & Associates70,096$2.88M0.0%+2.1%0.860%
(Data available from 1/1/2016 forward)

FEMS Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FEMS shares?

During the previous two years, 73 institutional investors and hedge funds held shares of First Trust Emerging Markets Small Cap AlphaDEX Fund. The most heavily invested institutionals were Raymond James Financial Services Advisors Inc. ($21.71M), Wells Fargo & Company MN ($20.68M), LPL Financial LLC ($15.89M), Raymond James Financial Inc. ($15.17M), Cornerstone Planning Group LLC ($11.34M), Beta Wealth Group Inc. ($7.85M), and UBS Group AG ($6.67M).Learn more on First Trust Emerging Markets Small Cap AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Emerging Markets Small Cap AlphaDEX Fund's stock?

Of the 60 institutional investors that purchased First Trust Emerging Markets Small Cap AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($1.12M), Beta Wealth Group Inc. ($235.51K), Jane Street Group LLC ($219.83K), Merit Financial Group LLC ($190.63K), Cetera Investment Advisers ($134.95K), International Assets Investment Management LLC ($115.59K), and OLD Mission Capital LLC ($107.76K).

How much institutional buying is happening at First Trust Emerging Markets Small Cap AlphaDEX Fund?

Institutional investors have bought a total of 2,133,361 shares in the last 24 months. This purchase volume represents approximately $80.53M in transactions.

Which of First Trust Emerging Markets Small Cap AlphaDEX Fund's major shareholders have been selling company stock?

Of the 27 institutional investors that sold First Trust Emerging Markets Small Cap AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Wells Fargo & Company MN ($354.88K), Steward Partners Investment Advisory LLC ($251.12K), Raymond James Financial Inc. ($185.02K), Cetera Investment Advisers ($136.21K), Jane Street Group LLC ($73.01K), Jones Financial Companies Lllp ($55.27K), and Beta Wealth Group Inc. ($42.16K).

How much institutional selling is happening at First Trust Emerging Markets Small Cap AlphaDEX Fund?

Institutional investors have sold a total of 1,224,171 shares in the last 24 months. This volume of shares sold represents approximately $47.21M in transactions.


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This page (NASDAQ:FEMS) was last updated on 8/28/2025 by MarketBeat.com Staff
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