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First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership

First Trust Small Cap Core AlphaDEX Fund logo
$100.09 +0.41 (+0.41%)
As of 02:55 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)

Number of
Institutional Buyers
(last 12 months)
98
Total
Institutional Inflows
(last 12 months)
$186.35M
Number of
Institutional Sellers
(last 12 months)
65
Total
Institutional Outflows
(last 12 months)
$64.70M
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FYX Institutional Buying and Selling by Quarter

First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/14/2025Main Line Retirement Advisors LLC4,551$443K0.3%-96.0%0.055%
7/11/2025Farther Finance Advisors LLC1,618$157K0.0%-42.2%0.019%
7/11/2025Silver Oak Securities Incorporated30,439$2.96M0.2%+1.7%0.362%
7/10/2025 Three Seasons Wealth LLC14,638$1.42M0.2%-4.0%0.174%
7/10/2025 Wealth Enhancement Advisory Services LLC31,693$3.19M0.0%+4.0%0.377%
7/9/2025 Keystone Wealth Services LLC5,258$511K0.1%-12.9%0.063%
7/9/2025 Triumph Capital Management8,526$829K0.2%+32.6%0.102%
7/7/2025 Wealth Alliance Advisory Group LLC62,227$6.05M1.2%+4.0%0.741%
7/1/2025 Park National Corp OH27,044$2.63M0.1%-25.8%0.304%
5/21/2025Main Line Retirement Advisors LLC113,690$10.24M6.7%+0.6%1.322%
5/21/2025Geneos Wealth Management Inc.16,064$1.45M0.0%-1.4%0.187%
5/20/2025Belpointe Asset Management LLC4,193$378K0.0%-15.7%0.047%
5/20/2025Flaharty Asset Management LLC652$59K0.0%N/A0.007%
5/19/2025Jane Street Group LLC32,560$2.93M0.0%+707.1%0.366%
5/16/2025Coppell Advisory Solutions LLC3,646$319K0.0%-75.2%0.041%
5/16/2025Goldman Sachs Group Inc.20,641$1.86M0.0%+366.6%0.232%
5/16/2025Jones Financial Companies Lllp6,643$598K0.0%-53.6%0.075%
5/16/2025NewEdge Advisors LLC2,946$265K0.0%-21.8%0.033%
5/16/2025Integrated Wealth Concepts LLC9,568$862K0.0%+5.1%0.108%
5/15/2025Royal Bank of Canada377,317$33.99M0.0%-0.3%4.240%
5/15/2025Baird Financial Group Inc.84,233$7.59M0.0%+2.5%0.946%
5/15/2025OLD Mission Capital LLC16,992$1.53M0.0%N/A0.191%
5/14/2025Per Stirling Capital Management LLC.29,069$2.62M0.4%+2.4%0.327%
5/14/2025Comerica Bank24,893$2.24M0.0%+2.7%0.280%
5/14/2025Synovus Financial Corp3,883$350K0.0%-18.2%0.044%
5/14/2025Northwestern Mutual Wealth Management Co.59,665$5.38M0.0%+280.6%0.670%
5/14/2025Kestra Advisory Services LLC63,327$5.71M0.0%-2.4%0.712%
5/14/2025Flow Traders U.S. LLC4,071$367K0.0%+49.8%0.046%
5/14/2025Venture Visionary Partners LLC2,339$211K0.0%-50.0%0.026%
5/13/2025Raymond James Financial Inc.442,791$39.89M0.0%-0.2%4.975%
5/13/2025Nations Financial Group Inc. IA ADV6,086$548K0.0%-5.4%0.068%
5/13/2025Vestmark Advisory Solutions Inc.53,674$4.84M0.1%-8.3%0.603%
5/13/2025HighTower Advisors LLC37,725$3.40M0.0%-1.9%0.424%
5/12/2025Virtu Financial LLC22,383$2.02M0.1%N/A0.251%
5/12/2025Potentia Wealth10,335$931K0.4%-6.8%0.116%
5/9/2025Chicago Partners Investment Group LLC70,237$6.21M0.2%+1.0%0.789%
5/9/2025Tidemark LLC3,042$274K0.1%-27.7%0.034%
5/9/2025 Three Seasons Wealth LLC15,251$1.37M0.7%-4.0%0.171%
5/8/2025IFG Advisory LLC42,995$3.87M0.2%-5.4%0.483%
5/8/2025Harbour Investments Inc.3,517$317K0.0%+48.6%0.040%
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5/8/2025Arkadios Wealth Advisors3,380$304K0.0%+12.4%0.038%
5/8/2025Geneos Wealth Management Inc.45,934$4.14M0.1%+181.9%0.516%
5/7/2025Atlas Legacy Advisors LLC2,402$216K0.1%-48.7%0.027%
5/7/2025LPL Financial LLC602,895$54.32M0.0%+1.4%6.774%
5/6/2025Cetera Investment Advisers139,804$12.60M0.0%+43.0%1.571%
5/6/2025 Triumph Capital Management6,430$579K0.2%-33.7%0.072%
5/5/2025IFP Advisors Inc924$83K0.0%-28.6%0.010%
5/5/2025PCG Wealth Advisors LLC2,287$206K0.1%N/A0.026%
5/5/2025Private Advisor Group LLC5,914$533K0.0%-15.1%0.066%
5/1/2025MTM Investment Management LLC33,994$3.08M1.2%+1.0%0.382%
5/1/2025CWM LLC56,209$5.06M0.0%+4.6%0.632%
5/1/2025Gateway Wealth Partners LLC2,464$222K0.0%-8.4%0.028%
4/29/2025Envestnet Asset Management Inc.44,764$4.03M0.0%+2.2%0.503%
4/29/2025Silver Oak Securities Incorporated29,939$2.72M0.2%+0.9%0.336%
4/28/2025D.A. Davidson & CO.45,399$4.09M0.0%+2.2%0.510%
4/28/2025Hapanowicz & Associates Financial Services Inc70,292$6.33M3.5%-71.7%0.790%
4/23/2025Western Wealth Management LLC27,038$2.44M0.2%+2.1%0.302%
4/23/2025Oppenheimer & Co. Inc.5,058$456K0.0%-15.6%0.057%
4/22/2025Genesee Capital Advisors LLC58,628$5.28M2.6%-4.8%0.655%
4/21/2025Silver Oak Securities Incorporated29,939$2.72M0.2%+0.9%0.335%
4/17/2025Janney Montgomery Scott LLC250,935$22.61M0.1%-8.9%2.758%
4/17/2025American Institute for Advanced Investment Management LLP2,380$214K0.2%-30.0%0.026%
4/16/2025Lakeridge Wealth Management LLC11,384$1.03M0.5%+5.9%0.125%
4/16/2025 Wealth Enhancement Advisory Services LLC30,467$2.75M0.0%+4.4%0.335%
4/15/2025Mainsail Financial Group LLC37,605$3.39M1.9%+4.8%0.413%
4/14/2025Farther Finance Advisors LLC2,800$254K0.0%+6.0%0.031%
4/14/2025City Holding Co.18,458$1.66M0.2%+14.0%0.203%
4/14/2025 ARS Wealth Advisors Group LLC12,475$1.12M0.2%-3.0%0.137%
4/10/2025 Wealth Alliance Advisory Group LLC59,835$5.39M1.1%-51.9%0.650%
4/9/2025 NBC Securities Inc.2,335$210K0.0%+116,650.0%0.025%
4/7/2025GAMMA Investing LLC126,576$11.40M0.0%+8,909.0%1.383%
4/2/2025 Park National Corp OH36,467$3.29M0.1%-4.8%0.386%
3/17/2025 Wealth Enhancement Advisory Services LLC29,188$2.95M0.0%+33.3%0.309%
2/26/2025Capital A Wealth Management LLC1,075$109K0.2%N/A0.011%
2/25/2025B. Riley Wealth Advisors Inc.12,164$1.23M0.0%+6.9%0.129%
2/25/2025Armis Advisers LLC2,030$205K0.0%N/A0.021%
2/18/2025Mpwm Advisory Solutions LLC574$58K0.0%N/A0.006%
2/17/2025Two Sigma Investments LP8,900$899K0.0%N/A0.094%
2/17/2025Royal Bank of Canada378,492$38.25M0.0%-1.8%4.005%
2/17/2025Cresset Asset Management LLC2,487$251K0.0%N/A0.026%
2/17/2025Cetera Investment Advisers97,743$9.88M0.0%+1.1%1.034%
2/17/2025Captrust Financial Advisors6,600$667K0.0%-25.0%0.070%
2/17/2025Baird Financial Group Inc.82,172$8.30M0.0%+2.9%0.870%
2/17/2025Bank of America Corp DE427,386$43.19M0.0%-5.6%4.523%
2/17/2025Benjamin Edwards Inc.11,245$1.14M0.0%-2.6%0.119%
2/14/2025Jane Street Group LLC4,034$408K0.0%-47.1%0.043%
2/14/2025 Triumph Capital Management9,696$980K0.3%-27.8%0.103%
2/14/2025Comerica Bank24,229$2.45M0.0%+2.7%0.256%
2/14/2025Lido Advisors LLC5,798$586K0.0%N/A0.061%
2/14/2025 Three Seasons Wealth LLC15,894$1.61M0.8%N/A0.168%
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2/14/2025Integrated Wealth Concepts LLC9,103$920K0.0%+9.7%0.096%
2/14/2025Coppell Advisory Solutions LLC14,675$1.48M0.2%-4.4%0.155%
2/14/2025Susquehanna International Group LLP29,914$3.02M0.0%-2.3%0.317%
2/14/2025IHT Wealth Management LLC2,622$265K0.0%+23.9%0.028%
2/14/2025Stifel Financial Corp46,628$4.71M0.0%-16.9%0.493%
2/14/2025OneDigital Investment Advisors LLC28,391$2.87M0.0%+1.8%0.300%
2/14/2025MML Investors Services LLC16,669$1.69M0.0%+15.2%0.176%
2/13/2025NewEdge Advisors LLC3,766$381K0.0%-26.9%0.040%
2/13/2025Regal Investment Advisors LLC30,741$3.11M0.2%+1.4%0.325%
2/13/2025Belpointe Asset Management LLC4,976$492K0.0%+5.2%0.053%
(Data available from 1/1/2016 forward)

FYX Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYX shares?

During the previous two years, 159 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($64.81M), LPL Financial LLC ($54.32M), Bank of America Corp DE ($43.19M), Raymond James Financial Inc. ($39.89M), Royal Bank of Canada ($33.99M), Janney Montgomery Scott LLC ($22.61M), and Raymond James & Associates ($21.03M).Learn more on First Trust Small Cap Core AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Small Cap Core AlphaDEX Fund's stock?

Of the 129 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($887.72K), Cetera Investment Advisers ($141.55K), Janney Montgomery Scott LLC ($133.68K), GAMMA Investing LLC ($126.58K), Main Line Retirement Advisors LLC ($105.55K), LPL Financial LLC ($80.63K), and Raymond James & Associates ($80.29K).

How much institutional buying is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have bought a total of 1,899,813 shares in the last 24 months. This purchase volume represents approximately $186.35M in transactions.

Which of First Trust Small Cap Core AlphaDEX Fund's major shareholders have been selling company stock?

Of the 65 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Hapanowicz & Associates Financial Services Inc ($177.90K), Main Line Retirement Advisors LLC ($114.29K), Wealth Alliance Advisory Group LLC ($65.10K), Park National Corp OH ($59.02K), Janney Montgomery Scott LLC ($49.55K), Cetera Investment Advisers ($48.86K), and LPL Financial LLC ($32.38K).

How much institutional selling is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have sold a total of 693,994 shares in the last 24 months. This volume of shares sold represents approximately $64.70M in transactions.


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This page (NASDAQ:FYX) was last updated on 7/14/2025 by MarketBeat.com Staff
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