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First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership

First Trust Small Cap Core AlphaDEX Fund logo
$110.46 +0.78 (+0.71%)
Closing price 10/3/2025 03:50 PM Eastern
Extended Trading
$110.46 0.00 (0.00%)
As of 10/3/2025 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)

Number of
Institutional Buyers
(last 12 months)
100
Total
Institutional Inflows
(last 12 months)
$209.24M
Number of
Institutional Sellers
(last 12 months)
70
Total
Institutional Outflows
(last 12 months)
$91.77M
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FYX Institutional Buying and Selling by Quarter

First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/1/2025 Park National Corp OH23,955$2.61M0.1%-11.4%0.287%
9/11/2025Milestones Private Investment Advisors LLC14,652$1.43M1.1%N/A0.175%
9/4/2025Osaic Holdings Inc.62,361$6.07M0.0%+10.8%0.747%
8/19/2025B. Riley Wealth Advisors Inc.13,647$1.33M0.1%N/A0.163%
8/18/2025Geneos Wealth Management Inc.66,693$6.49M0.2%+315.2%0.799%
8/15/2025Captrust Financial Advisors6,321$615K0.0%+2.5%0.076%
8/15/2025MML Investors Services LLC15,626$1.52M0.0%-23.0%0.187%
8/15/2025Bank of America Corp DE408,888$39.78M0.0%-8.1%4.897%
8/14/2025Jane Street Group LLC22,778$2.22M0.0%-30.0%0.273%
8/14/2025Raymond James Financial Inc.361,632$35.18M0.0%-18.3%4.331%
8/14/2025Potentia Wealth8,344$812K0.5%-19.3%0.100%
8/14/2025NewEdge Advisors LLC1,123$109K0.0%-61.9%0.013%
8/13/2025Per Stirling Capital Management LLC.33,271$3.24M0.4%+14.5%0.398%
8/13/2025Flow Traders U.S. LLC22,680$2.21M0.1%+457.1%0.272%
8/13/2025Cresset Asset Management LLC2,363$230K0.0%-5.0%0.028%
8/13/2025Baird Financial Group Inc.94,701$9.21M0.0%+12.4%1.134%
8/13/2025Twin Peaks Wealth Advisors LLC578$59K0.0%N/A0.007%
8/13/2025Northwestern Mutual Wealth Management Co.168,836$16.42M0.0%+183.0%2.022%
8/12/2025JPMorgan Chase & Co.42,554$4.14M0.0%-68.4%0.510%
8/11/2025Perennial Investment Advisors LLC11,864$1.15M0.1%-34.8%0.142%
8/11/2025Pinnacle Wealth Planning Services Inc.2,123$207K0.0%N/A0.025%
8/11/2025Western Wealth Management LLC27,752$2.70M0.2%+2.6%0.332%
8/8/2025MTM Investment Management LLC35,223$3.43M1.2%+3.6%0.422%
8/8/2025Cetera Investment Advisers133,400$12.98M0.0%-4.6%1.598%
8/8/2025Creative Planning4,447$433K0.0%-10.8%0.053%
8/7/2025Lakeridge Wealth Management LLC52,221$5.08M2.3%+358.7%0.625%
8/6/2025Atlas Legacy Advisors LLC4,682$455K0.1%+94.9%0.056%
8/5/2025GPS Wealth Strategies Group LLC6,134$597K0.1%+9.7%0.073%
8/4/2025IFG Advisory LLC21,552$2.10M0.1%-49.9%0.258%
8/4/2025Arkadios Wealth Advisors3,638$354K0.0%+7.6%0.044%
8/4/2025Daymark Wealth Partners LLC7,723$751K0.0%-3.8%0.092%
8/1/2025Envestnet Asset Management Inc.40,582$3.95M0.0%-9.3%0.486%
7/29/2025Chicago Partners Investment Group LLC69,615$7.12M0.2%-0.9%0.834%
7/29/2025Private Trust Co. NA3,080$300K0.0%+3.6%0.037%
7/28/2025Harbour Investments Inc.2,767$269K0.0%-21.3%0.033%
7/25/2025Envestnet Portfolio Solutions Inc.4,695$457K0.0%-12.7%0.056%
7/25/2025Genesee Capital Advisors LLC60,083$5.85M2.6%+2.5%0.720%
7/25/2025CWM LLC28,199$2.74M0.0%-49.8%0.338%
7/25/2025Concurrent Investment Advisors LLC70,057$6.82M0.1%N/A0.839%
7/24/2025Blair William & Co. IL758$74K0.0%N/A0.009%
7/23/2025REAP Financial Group LLC911$89K0.0%-37.4%0.011%
7/23/2025Tcfg Wealth Management LLC7,450$725K0.3%-4.0%0.089%
7/21/2025Ameritas Advisory Services LLC1,236$120K0.0%-50.8%0.015%
7/21/2025TFG Advisers LLC3,002$292K0.1%-13.3%0.036%
7/18/2025QTR Family Wealth LLC3,012$293K0.2%+4.6%0.036%
7/18/2025Truist Financial Corp12,577$1.22M0.0%-2.3%0.151%
7/17/2025Mainsail Financial Group LLC38,555$3.78M1.8%+2.5%0.462%
7/17/2025Janney Montgomery Scott LLC141,628$13.78M0.0%-43.6%1.696%
7/17/2025City Holding Co.21,223$2.06M0.3%+15.0%0.254%
7/16/2025Maridea Wealth Management LLC6,209$604K0.2%N/A0.074%
7/15/2025Wealth Effects LLC2,709$264K0.1%-8.4%0.032%
7/15/2025Farrell Financial LLC2,182$212K0.1%N/A0.026%
7/14/2025Main Line Retirement Advisors LLC4,551$443K0.3%-96.0%0.055%
7/11/2025Farther Finance Advisors LLC1,618$157K0.0%-42.2%0.019%
7/11/2025Silver Oak Securities Incorporated30,439$2.96M0.2%+1.7%0.362%
7/10/2025Three Seasons Wealth LLC14,638$1.42M0.2%-4.0%0.174%
7/10/2025Wealth Enhancement Advisory Services LLC31,693$3.19M0.0%+4.0%0.377%
7/9/2025Keystone Wealth Services LLC5,258$511K0.1%-12.9%0.063%
7/9/2025Triumph Capital Management8,526$829K0.2%+32.6%0.102%
7/7/2025Wealth Alliance Advisory Group LLC62,227$6.05M1.2%+4.0%0.741%
7/1/2025 Park National Corp OH27,044$2.63M0.1%-25.8%0.304%
5/21/2025Main Line Retirement Advisors LLC113,690$10.24M6.7%+0.6%1.322%
5/21/2025Geneos Wealth Management Inc.16,064$1.45M0.0%-1.4%0.187%
5/20/2025Belpointe Asset Management LLC4,193$378K0.0%-15.7%0.047%
5/20/2025Flaharty Asset Management LLC652$59K0.0%N/A0.007%
5/19/2025Jane Street Group LLC32,560$2.93M0.0%+707.1%0.366%
5/16/2025Coppell Advisory Solutions LLC3,646$319K0.0%-75.2%0.041%
5/16/2025Goldman Sachs Group Inc.20,641$1.86M0.0%+366.6%0.232%
5/16/2025Jones Financial Companies Lllp6,643$598K0.0%-53.6%0.075%
5/16/2025NewEdge Advisors LLC2,946$265K0.0%-21.8%0.033%
5/16/2025Integrated Wealth Concepts LLC9,568$862K0.0%+5.1%0.108%
5/15/2025Royal Bank of Canada377,317$33.99M0.0%-0.3%4.240%
5/15/2025Baird Financial Group Inc.84,233$7.59M0.0%+2.5%0.946%
5/15/2025OLD Mission Capital LLC16,992$1.53M0.0%N/A0.191%
5/14/2025Per Stirling Capital Management LLC.29,069$2.62M0.4%+2.4%0.327%
5/14/2025Comerica Bank24,893$2.24M0.0%+2.7%0.280%
5/14/2025Synovus Financial Corp3,883$350K0.0%-18.2%0.044%
5/14/2025Northwestern Mutual Wealth Management Co.59,665$5.38M0.0%+280.6%0.670%
5/14/2025Kestra Advisory Services LLC63,327$5.71M0.0%-2.4%0.712%
5/14/2025Flow Traders U.S. LLC4,071$367K0.0%+49.8%0.046%
5/14/2025Venture Visionary Partners LLC2,339$211K0.0%-50.0%0.026%
5/13/2025Raymond James Financial Inc.442,791$39.89M0.0%-0.2%4.975%
5/13/2025Nations Financial Group Inc. IA ADV6,086$548K0.0%-5.4%0.068%
5/13/2025Vestmark Advisory Solutions Inc.53,674$4.84M0.1%-8.3%0.603%
5/13/2025HighTower Advisors LLC37,725$3.40M0.0%-1.9%0.424%
5/12/2025Virtu Financial LLC22,383$2.02M0.1%N/A0.251%
5/12/2025Potentia Wealth10,335$931K0.4%-6.8%0.116%
5/9/2025Chicago Partners Investment Group LLC70,237$6.21M0.2%+1.0%0.789%
5/9/2025Tidemark LLC3,042$274K0.1%-27.7%0.034%
5/9/2025Three Seasons Wealth LLC15,251$1.37M0.7%-4.0%0.171%
5/8/2025IFG Advisory LLC42,995$3.87M0.2%-5.4%0.483%
5/8/2025Harbour Investments Inc.3,517$317K0.0%+48.6%0.040%
5/8/2025Arkadios Wealth Advisors3,380$304K0.0%+12.4%0.038%
5/8/2025Geneos Wealth Management Inc.45,934$4.14M0.1%+181.9%0.516%
5/7/2025Atlas Legacy Advisors LLC2,402$216K0.1%-48.7%0.027%
5/7/2025LPL Financial LLC602,895$54.32M0.0%+1.4%6.774%
5/6/2025Cetera Investment Advisers139,804$12.60M0.0%+43.0%1.571%
5/6/2025Triumph Capital Management6,430$579K0.2%-33.7%0.072%
5/5/2025IFP Advisors Inc924$83K0.0%-28.6%0.010%
5/5/2025PCG Wealth Advisors LLC2,287$206K0.1%N/A0.026%
(Data available from 1/1/2016 forward)

FYX Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYX shares?

During the previous two years, 165 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($64.81M), LPL Financial LLC ($54.32M), Bank of America Corp DE ($39.78M), Raymond James Financial Inc. ($35.18M), Royal Bank of Canada ($33.99M), Raymond James & Associates ($21.03M), and UBS Group AG ($19.86M).Learn more on First Trust Small Cap Core AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Small Cap Core AlphaDEX Fund's stock?

Of the 134 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($887.72K), Northwestern Mutual Wealth Management Co. ($153.16K), Cetera Investment Advisers ($139.05K), GAMMA Investing LLC ($126.58K), Janney Montgomery Scott LLC ($98.84K), Geneos Wealth Management Inc. ($96.56K), and LPL Financial LLC ($80.63K).

How much institutional buying is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have bought a total of 2,125,691 shares in the last 24 months. This purchase volume represents approximately $209.24M in transactions.

Which of First Trust Small Cap Core AlphaDEX Fund's major shareholders have been selling company stock?

Of the 70 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Hapanowicz & Associates Financial Services Inc ($177.90K), Janney Montgomery Scott LLC ($158.85K), Main Line Retirement Advisors LLC ($114.29K), JPMorgan Chase & Co. ($91.99K), Raymond James Financial Inc. ($82.23K), Wealth Alliance Advisory Group LLC ($65.10K), and Bank of America Corp DE ($61.17K).

How much institutional selling is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have sold a total of 962,933 shares in the last 24 months. This volume of shares sold represents approximately $91.77M in transactions.


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This page (NASDAQ:FYX) was last updated on 10/5/2025 by MarketBeat.com Staff
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