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First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership

First Trust Small Cap Core AlphaDEX Fund logo
$89.37 +1.83 (+2.09%)
As of 05/2/2025 03:59 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)

Number of
Institutional Buyers
(last 12 months)
92
Total
Institutional Inflows
(last 12 months)
$185.70M
Number of
Institutional Sellers
(last 12 months)
53
Total
Institutional Outflows
(last 12 months)
$48.94M
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FYX Institutional Buying and Selling by Quarter

First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/1/2025 MTM Investment Management LLC33,994$3.08M1.2%+1.0%0.382%
5/1/2025 CWM LLC56,209$5.06M0.0%+4.6%0.632%
5/1/2025 Gateway Wealth Partners LLC2,464$222K0.0%-8.4%0.028%
4/29/2025 Envestnet Asset Management Inc.44,764$4.03M0.0%+2.2%0.503%
4/29/2025 Silver Oak Securities Incorporated29,939$2.72M0.2%+0.9%0.336%
4/28/2025 D.A. Davidson & CO.45,399$4.09M0.0%+2.2%0.510%
4/28/2025 Hapanowicz & Associates Financial Services Inc70,292$6.33M3.5%-71.7%0.790%
4/23/2025 Western Wealth Management LLC27,038$2.44M0.2%+2.1%0.302%
4/23/2025 Oppenheimer & Co. Inc.5,058$456K0.0%-15.6%0.057%
4/22/2025 Genesee Capital Advisors LLC58,628$5.28M2.6%-4.8%0.655%
4/21/2025 Silver Oak Securities Incorporated29,939$2.72M0.2%+0.9%0.335%
4/17/2025 Janney Montgomery Scott LLC250,935$22.61M0.1%-8.9%2.758%
4/17/2025 American Institute for Advanced Investment Management LLP2,380$214K0.2%-30.0%0.026%
4/16/2025 Lakeridge Wealth Management LLC11,384$1.03M0.5%+5.9%0.125%
4/16/2025 Wealth Enhancement Advisory Services LLC30,467$2.75M0.0%+4.4%0.335%
4/15/2025 Mainsail Financial Group LLC37,605$3.39M1.9%+4.8%0.413%
4/14/2025 Farther Finance Advisors LLC2,800$254K0.0%+6.0%0.031%
4/14/2025 City Holding Co.18,458$1.66M0.2%+14.0%0.203%
4/14/2025 ARS Wealth Advisors Group LLC12,475$1.12M0.2%-3.0%0.137%
4/10/2025 Wealth Alliance Advisory Group LLC59,835$5.39M1.1%-51.9%0.650%
4/9/2025 NBC Securities Inc.2,335$210K0.0%+116,650.0%0.025%
4/7/2025 GAMMA Investing LLC126,576$11.40M0.0%+8,909.0%1.383%
4/2/2025 Park National Corp OH36,467$3.29M0.1%-4.8%0.386%
3/17/2025 Wealth Enhancement Advisory Services LLC29,188$2.95M0.0%+33.3%0.309%
2/26/2025Capital A Wealth Management LLC1,075$109K0.2%N/A0.011%
2/25/2025B. Riley Wealth Advisors Inc.12,164$1.23M0.0%+6.9%0.129%
2/25/2025Armis Advisers LLC2,030$205K0.0%N/A0.021%
2/18/2025Mpwm Advisory Solutions LLC574$58K0.0%N/A0.006%
2/17/2025Two Sigma Investments LP8,900$899K0.0%N/A0.094%
2/17/2025Royal Bank of Canada378,492$38.25M0.0%-1.8%4.005%
2/17/2025Cresset Asset Management LLC2,487$251K0.0%N/A0.026%
2/17/2025Cetera Investment Advisers97,743$9.88M0.0%+1.1%1.034%
2/17/2025Captrust Financial Advisors6,600$667K0.0%-25.0%0.070%
2/17/2025Baird Financial Group Inc.82,172$8.30M0.0%+2.9%0.870%
2/17/2025Bank of America Corp DE427,386$43.19M0.0%-5.6%4.523%
2/17/2025Benjamin Edwards Inc.11,245$1.14M0.0%-2.6%0.119%
2/14/2025Jane Street Group LLC4,034$408K0.0%-47.1%0.043%
2/14/2025Triumph Capital Management9,696$980K0.3%-27.8%0.103%
2/14/2025Comerica Bank24,229$2.45M0.0%+2.7%0.256%
2/14/2025Lido Advisors LLC5,798$586K0.0%N/A0.061%
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2/14/2025Three Seasons Wealth LLC15,894$1.61M0.8%N/A0.168%
2/14/2025Integrated Wealth Concepts LLC9,103$920K0.0%+9.7%0.096%
2/14/2025Coppell Advisory Solutions LLC14,675$1.48M0.2%-4.4%0.155%
2/14/2025Susquehanna International Group LLP29,914$3.02M0.0%-2.3%0.317%
2/14/2025IHT Wealth Management LLC2,622$265K0.0%+23.9%0.028%
2/14/2025Stifel Financial Corp46,628$4.71M0.0%-16.9%0.493%
2/14/2025 OneDigital Investment Advisors LLC28,391$2.87M0.0%+1.8%0.300%
2/14/2025MML Investors Services LLC16,669$1.69M0.0%+15.2%0.176%
2/13/2025NewEdge Advisors LLC3,766$381K0.0%-26.9%0.040%
2/13/2025Regal Investment Advisors LLC30,741$3.11M0.2%+1.4%0.325%
2/13/2025Belpointe Asset Management LLC4,976$492K0.0%+5.2%0.053%
2/13/2025Mariner LLC3,476$351K0.0%-15.8%0.037%
2/13/2025Keystone Financial Group13,665$1.38M0.1%N/A0.145%
2/13/2025Synovus Financial Corp4,749$481K0.0%N/A0.050%
2/13/2025 Sagespring Wealth Partners LLC2,769$280K0.0%N/A0.029%
2/13/2025Solano Wealth Investment Advisors LLC4,337$438K0.3%N/A0.046%
2/13/2025Raymond James Financial Inc.443,861$44.86M0.0%N/A4.697%
2/13/2025 Envestnet Asset Management Inc.43,801$4.43M0.0%+9.5%0.464%
2/13/2025Perennial Investment Advisors LLC23,160$2.34M0.3%-3.0%0.245%
2/13/2025Wells Fargo & Company MN641,305$64.81M0.0%+3.4%6.786%
2/12/2025JPMorgan Chase & Co.129,585$13.10M0.0%+49.6%1.371%
2/12/2025 Morey & Quinn Wealth Partners LLC4,793$484K0.4%N/A0.051%
2/12/2025Potentia Wealth11,093$1.12M0.5%N/A0.117%
2/11/2025Signature Estate & Investment Advisors LLC2,346$237K0.0%+14.8%0.025%
2/11/2025LPL Financial LLC594,657$60.10M0.0%+13.9%6.293%
2/10/2025Tidemark LLC4,206$425K0.2%+17.3%0.045%
2/10/2025Commonwealth Equity Services LLC87,977$8.89M0.0%+10.1%0.931%
2/10/2025 HBK Sorce Advisory LLC2,284$231K0.0%-5.0%0.024%
2/10/2025 Farther Finance Advisors LLC2,642$267K0.0%-3.6%0.028%
2/7/2025HighTower Advisors LLC38,454$3.89M0.0%-2.6%0.407%
2/7/2025Independent Advisor Alliance36,332$3.67M0.0%N/A0.384%
2/6/2025Vestmark Advisory Solutions Inc.58,564$5.92M0.2%+0.6%0.620%
2/6/2025Raymond James Financial Inc.443,861$44.86M0.0%N/A4.697%
2/6/2025 LVZ Inc.11,627$1.18M0.2%-1.5%0.123%
2/6/2025Atria Investments Inc2,006$203K0.0%N/A0.021%
2/6/2025 Synergy Investment Management LLC532$54K0.0%N/A0.006%
2/6/2025Jones Financial Companies Lllp14,321$1.45M0.0%+74.6%0.152%
2/5/2025SRS Capital Advisors Inc.4,770$482K0.0%N/A0.050%
2/5/2025US Bancorp DE4,919$497K0.0%-2.0%0.052%
2/5/2025 Private Trust Co. NA2,943$297K0.0%+14.3%0.031%
2/5/2025 Oppenheimer & Co. Inc.5,991$605K0.0%+62.4%0.063%
2/4/2025IFP Advisors Inc1,294$131K0.0%+28.4%0.014%
2/4/2025 Partners Wealth Management LLC2,874$290K0.3%N/A0.030%
2/4/2025MONECO Advisors LLC4,526$457K0.0%-40.9%0.048%
2/3/2025 Hapanowicz & Associates Financial Services Inc248,192$25.08M12.6%+0.3%2.626%
2/3/2025Private Advisor Group LLC6,967$704K0.0%-6.6%0.074%
1/31/2025Global Retirement Partners LLC350$35K0.0%-26.9%0.004%
1/31/2025Atlas Legacy Advisors LLC4,682$473K0.1%N/A0.050%
1/31/2025 Truist Financial Corp20,619$2.08M0.0%+8.9%0.218%
1/30/2025 Principal Securities Inc.6,010$607K0.0%-8.9%0.064%
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1/30/2025 Lakeridge Wealth Management LLC10,749$1.09M0.6%+1.8%0.114%
1/30/2025 Root Financial Partners LLC7,447$753K0.1%-9.8%0.079%
1/29/2025 MTM Investment Management LLC33,655$3.40M1.3%+1.4%0.356%
1/28/2025 Mainsail Financial Group LLC35,888$3.63M2.1%+2.4%0.380%
1/27/2025 Silver Oak Securities Incorporated29,662$2.99M0.3%-3.3%0.314%
1/24/2025 GPS Wealth Strategies Group LLC5,568$563K0.1%+4.3%0.059%
1/23/2025 American Institute for Advanced Investment Management LLP3,400$344K0.3%-13.8%0.036%
1/22/2025 Genesee Capital Advisors LLC61,552$6.22M2.9%+1.9%0.651%
1/22/2025Main Line Retirement Advisors LLC113,053$11.43M7.5%-4.4%1.196%
1/21/2025Geneos Wealth Management Inc.16,293$1.65M0.1%N/A0.172%
(Data available from 1/1/2016 forward)

FYX Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYX shares?

During the previous two years, 161 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($64.81M), LPL Financial LLC ($60.10M), Raymond James Financial Inc. ($44.86M), Bank of America Corp DE ($43.19M), Royal Bank of Canada ($38.25M), Janney Montgomery Scott LLC ($22.61M), and Raymond James & Associates ($21.03M).Learn more on FYX's institutional investors.

Which institutional investors have been buying First Trust Small Cap Core AlphaDEX Fund stock?

Of the 128 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($887.72K), Janney Montgomery Scott LLC ($133.68K), GAMMA Investing LLC ($126.58K), Main Line Retirement Advisors LLC ($104.92K), Cetera Investment Advisers ($99.49K), LPL Financial LLC ($82.07K), and Raymond James & Associates ($80.29K).

How much institutional buying is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have bought a total of 2,711,319 shares in the last 24 months. This purchase volume represents approximately $260.34M in transactions.

Which First Trust Small Cap Core AlphaDEX Fund major shareholders have been selling company stock?

Of the 89 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Hapanowicz & Associates Financial Services Inc ($185.28K), LPL Financial LLC ($185.25K), Wells Fargo & Company MN ($77.79K), Wealth Alliance Advisory Group LLC ($65.60K), Raymond James & Associates ($55.93K), Park National Corp OH ($51.42K), and Janney Montgomery Scott LLC ($49.55K).

How much institutional selling is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have sold a total of 1,078,294 shares in the last 24 months. This volume of shares sold represents approximately $97.14M in transactions.


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This page (NASDAQ:FYX) was last updated on 5/3/2025 by MarketBeat.com Staff
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