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First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership

First Trust Small Cap Core AlphaDEX Fund logo
$91.28 -0.04 (-0.04%)
As of 03:59 PM Eastern

Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)

Number of
Institutional Buyers
(last 12 months)
99
Total
Institutional Inflows
(last 12 months)
$202.67M
Number of
Institutional Sellers
(last 12 months)
65
Total
Institutional Outflows
(last 12 months)
$52.91M
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FYX Institutional Buying and Selling by Quarter

First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/21/2025 Main Line Retirement Advisors LLC113,690$10.24M6.7%+0.6%1.322%
5/21/2025 Geneos Wealth Management Inc.16,064$1.45M0.0%-1.4%0.187%
5/20/2025 Belpointe Asset Management LLC4,193$378K0.0%-15.7%0.047%
5/20/2025 Flaharty Asset Management LLC652$59K0.0%N/A0.007%
5/19/2025 Jane Street Group LLC32,560$2.93M0.0%+707.1%0.366%
5/16/2025 Coppell Advisory Solutions LLC3,646$319K0.0%-75.2%0.041%
5/16/2025 Goldman Sachs Group Inc.20,641$1.86M0.0%+366.6%0.232%
5/16/2025 Jones Financial Companies Lllp6,643$598K0.0%-53.6%0.075%
5/16/2025 NewEdge Advisors LLC2,946$265K0.0%-21.8%0.033%
5/16/2025 Integrated Wealth Concepts LLC9,568$862K0.0%+5.1%0.108%
5/15/2025 Royal Bank of Canada377,317$33.99M0.0%-0.3%4.240%
5/15/2025 Baird Financial Group Inc.84,233$7.59M0.0%+2.5%0.946%
5/15/2025 OLD Mission Capital LLC16,992$1.53M0.0%N/A0.191%
5/14/2025 Per Stirling Capital Management LLC.29,069$2.62M0.4%+2.4%0.327%
5/14/2025 Comerica Bank24,893$2.24M0.0%+2.7%0.280%
5/14/2025 Synovus Financial Corp3,883$350K0.0%-18.2%0.044%
5/14/2025 Northwestern Mutual Wealth Management Co.59,665$5.38M0.0%+280.6%0.670%
5/14/2025 Kestra Advisory Services LLC63,327$5.71M0.0%-2.4%0.712%
5/14/2025 Flow Traders U.S. LLC4,071$367K0.0%+49.8%0.046%
5/14/2025 Venture Visionary Partners LLC2,339$211K0.0%-50.0%0.026%
5/13/2025 Raymond James Financial Inc.442,791$39.89M0.0%-0.2%4.975%
5/13/2025 Nations Financial Group Inc. IA ADV6,086$548K0.0%-5.4%0.068%
5/13/2025 Vestmark Advisory Solutions Inc.53,674$4.84M0.1%-8.3%0.603%
5/13/2025 HighTower Advisors LLC37,725$3.40M0.0%-1.9%0.424%
5/12/2025 Virtu Financial LLC22,383$2.02M0.1%N/A0.251%
5/12/2025 Potentia Wealth10,335$931K0.4%-6.8%0.116%
5/9/2025 Chicago Partners Investment Group LLC70,237$6.21M0.2%+1.0%0.789%
5/9/2025 Tidemark LLC3,042$274K0.1%-27.7%0.034%
5/9/2025 Three Seasons Wealth LLC15,251$1.37M0.7%-4.0%0.171%
5/8/2025 IFG Advisory LLC42,995$3.87M0.2%-5.4%0.483%
5/8/2025 Harbour Investments Inc.3,517$317K0.0%+48.6%0.040%
5/8/2025 Arkadios Wealth Advisors3,380$304K0.0%+12.4%0.038%
5/8/2025 Geneos Wealth Management Inc.45,934$4.14M0.1%+181.9%0.516%
5/7/2025 Atlas Legacy Advisors LLC2,402$216K0.1%-48.7%0.027%
5/7/2025 LPL Financial LLC602,895$54.32M0.0%+1.4%6.774%
5/6/2025 Cetera Investment Advisers139,804$12.60M0.0%+43.0%1.571%
5/6/2025 Triumph Capital Management6,430$579K0.2%-33.7%0.072%
5/5/2025 IFP Advisors Inc924$83K0.0%-28.6%0.010%
5/5/2025 PCG Wealth Advisors LLC2,287$206K0.1%N/A0.026%
5/5/2025 Private Advisor Group LLC5,914$533K0.0%-15.1%0.066%
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5/1/2025 MTM Investment Management LLC33,994$3.08M1.2%+1.0%0.382%
5/1/2025 CWM LLC56,209$5.06M0.0%+4.6%0.632%
5/1/2025 Gateway Wealth Partners LLC2,464$222K0.0%-8.4%0.028%
4/29/2025 Envestnet Asset Management Inc.44,764$4.03M0.0%+2.2%0.503%
4/29/2025 Silver Oak Securities Incorporated29,939$2.72M0.2%+0.9%0.336%
4/28/2025 D.A. Davidson & CO.45,399$4.09M0.0%+2.2%0.510%
4/28/2025 Hapanowicz & Associates Financial Services Inc70,292$6.33M3.5%-71.7%0.790%
4/23/2025 Western Wealth Management LLC27,038$2.44M0.2%+2.1%0.302%
4/23/2025 Oppenheimer & Co. Inc.5,058$456K0.0%-15.6%0.057%
4/22/2025 Genesee Capital Advisors LLC58,628$5.28M2.6%-4.8%0.655%
4/21/2025 Silver Oak Securities Incorporated29,939$2.72M0.2%+0.9%0.335%
4/17/2025 Janney Montgomery Scott LLC250,935$22.61M0.1%-8.9%2.758%
4/17/2025 American Institute for Advanced Investment Management LLP2,380$214K0.2%-30.0%0.026%
4/16/2025 Lakeridge Wealth Management LLC11,384$1.03M0.5%+5.9%0.125%
4/16/2025 Wealth Enhancement Advisory Services LLC30,467$2.75M0.0%+4.4%0.335%
4/15/2025 Mainsail Financial Group LLC37,605$3.39M1.9%+4.8%0.413%
4/14/2025 Farther Finance Advisors LLC2,800$254K0.0%+6.0%0.031%
4/14/2025 City Holding Co.18,458$1.66M0.2%+14.0%0.203%
4/14/2025 ARS Wealth Advisors Group LLC12,475$1.12M0.2%-3.0%0.137%
4/10/2025 Wealth Alliance Advisory Group LLC59,835$5.39M1.1%-51.9%0.650%
4/9/2025 NBC Securities Inc.2,335$210K0.0%+116,650.0%0.025%
4/7/2025 GAMMA Investing LLC126,576$11.40M0.0%+8,909.0%1.383%
4/2/2025 Park National Corp OH36,467$3.29M0.1%-4.8%0.386%
3/17/2025 Wealth Enhancement Advisory Services LLC29,188$2.95M0.0%+33.3%0.309%
2/26/2025 Capital A Wealth Management LLC1,075$109K0.2%N/A0.011%
2/25/2025B. Riley Wealth Advisors Inc.12,164$1.23M0.0%+6.9%0.129%
2/25/2025 Armis Advisers LLC2,030$205K0.0%N/A0.021%
2/18/2025 Mpwm Advisory Solutions LLC574$58K0.0%N/A0.006%
2/17/2025 Two Sigma Investments LP8,900$899K0.0%N/A0.094%
2/17/2025 Royal Bank of Canada378,492$38.25M0.0%-1.8%4.005%
2/17/2025 Cresset Asset Management LLC2,487$251K0.0%N/A0.026%
2/17/2025 Cetera Investment Advisers97,743$9.88M0.0%+1.1%1.034%
2/17/2025 Captrust Financial Advisors6,600$667K0.0%-25.0%0.070%
2/17/2025 Baird Financial Group Inc.82,172$8.30M0.0%+2.9%0.870%
2/17/2025 Bank of America Corp DE427,386$43.19M0.0%-5.6%4.523%
2/17/2025 Benjamin Edwards Inc.11,245$1.14M0.0%-2.6%0.119%
2/14/2025 Jane Street Group LLC4,034$408K0.0%-47.1%0.043%
2/14/2025 Triumph Capital Management9,696$980K0.3%-27.8%0.103%
2/14/2025 Comerica Bank24,229$2.45M0.0%+2.7%0.256%
2/14/2025 Lido Advisors LLC5,798$586K0.0%N/A0.061%
2/14/2025 Three Seasons Wealth LLC15,894$1.61M0.8%N/A0.168%
2/14/2025 Integrated Wealth Concepts LLC9,103$920K0.0%+9.7%0.096%
2/14/2025 Coppell Advisory Solutions LLC14,675$1.48M0.2%-4.4%0.155%
2/14/2025 Susquehanna International Group LLP29,914$3.02M0.0%-2.3%0.317%
2/14/2025 IHT Wealth Management LLC2,622$265K0.0%+23.9%0.028%
2/14/2025 Stifel Financial Corp46,628$4.71M0.0%-16.9%0.493%
2/14/2025 OneDigital Investment Advisors LLC28,391$2.87M0.0%+1.8%0.300%
2/14/2025 MML Investors Services LLC16,669$1.69M0.0%+15.2%0.176%
2/13/2025 NewEdge Advisors LLC3,766$381K0.0%-26.9%0.040%
2/13/2025 Regal Investment Advisors LLC30,741$3.11M0.2%+1.4%0.325%
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2/13/2025 Belpointe Asset Management LLC4,976$492K0.0%+5.2%0.053%
2/13/2025 Mariner LLC3,476$351K0.0%-15.8%0.037%
2/13/2025 Keystone Financial Group13,665$1.38M0.1%N/A0.145%
2/13/2025 Synovus Financial Corp4,749$481K0.0%N/A0.050%
2/13/2025 Sagespring Wealth Partners LLC2,769$280K0.0%N/A0.029%
2/13/2025 Solano Wealth Investment Advisors LLC4,337$438K0.3%N/A0.046%
2/13/2025 Raymond James Financial Inc.443,861$44.86M0.0%N/A4.697%
2/13/2025 Envestnet Asset Management Inc.43,801$4.43M0.0%+9.5%0.464%
2/13/2025 Perennial Investment Advisors LLC23,160$2.34M0.3%-3.0%0.245%
2/13/2025 Wells Fargo & Company MN641,305$64.81M0.0%+3.4%6.786%
(Data available from 1/1/2016 forward)

FYX Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYX shares?

During the previous two years, 160 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($64.81M), LPL Financial LLC ($54.32M), Bank of America Corp DE ($43.19M), Raymond James Financial Inc. ($39.89M), Royal Bank of Canada ($33.99M), Janney Montgomery Scott LLC ($22.61M), and Raymond James & Associates ($21.03M).Learn more on FYX's institutional investors.

Which institutional investors have been buying First Trust Small Cap Core AlphaDEX Fund stock?

Of the 130 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($887.72K), Cetera Investment Advisers ($141.55K), Janney Montgomery Scott LLC ($133.68K), GAMMA Investing LLC ($126.58K), Main Line Retirement Advisors LLC ($105.55K), LPL Financial LLC ($80.63K), and Raymond James & Associates ($80.29K).

How much institutional buying is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have bought a total of 2,884,184 shares in the last 24 months. This purchase volume represents approximately $272.63M in transactions.

Which First Trust Small Cap Core AlphaDEX Fund major shareholders have been selling company stock?

Of the 94 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Hapanowicz & Associates Financial Services Inc ($185.28K), LPL Financial LLC ($185.25K), Wells Fargo & Company MN ($77.79K), Wealth Alliance Advisory Group LLC ($65.60K), Raymond James & Associates ($55.93K), Park National Corp OH ($51.42K), and Janney Montgomery Scott LLC ($49.55K).

How much institutional selling is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have sold a total of 1,110,321 shares in the last 24 months. This volume of shares sold represents approximately $99.07M in transactions.



This page (NASDAQ:FYX) was last updated on 5/23/2025 by MarketBeat.com Staff
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