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Great Elm Capital SEC Filings & 10K Form (NASDAQ:GECC)

$7.93
+0.05 (+0.63 %)
(As of 01/21/2020 04:00 PM ET)
Today's Range
$7.90
Now: $7.93
$7.98
50-Day Range
$7.69
MA: $7.90
$8.20
52-Week Range
$7.50
Now: $7.93
$9.05
Volume62,900 shs
Average Volume45,688 shs
Market Capitalization$79.80 million
P/E RatioN/A
Dividend Yield12.61%
Beta0.69

SEC Filings

Great Elm Capital (NASDAQ:GECC) SEC Filings

DateFilerForm TypeView
01/16/2020
3:27 PM
Great Elm Capital (Filer)
Great Elm Capital Management, Inc. (Filer)
Great Elm Opportunities Fund I, LP (Filer)
Form 40-APP/A
12/20/2019
5:02 AM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/06/2019
5:03 AM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/21/2019
5:48 PM
Great Elm Capital (Issuer)
Kleinman Adam M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/21/2019
5:45 PM
Davis Keri (Reporting)
Great Elm Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/21/2019
5:45 PM
Great Elm Capital (Issuer)
Speller Michael C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/21/2019
3:16 PM
Great Elm Capital (Subject)
Mast Capital Management, LLC (Filed by)
Form SC 13D/A
11/14/2019
5:02 AM
Great Elm Capital (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
11/14/2019
5:02 AM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/12/2019
3:00 PM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/04/2019
7:00 AM
Great Elm Capital (Subject)
Mast Capital Management, LLC (Filed by)
Form SC 13D/A
10/02/2019
3:44 PM
Great Elm Capital (Filer)
Great Elm Capital Management, Inc. (Filer)
Great Elm Opportunities Fund I, LP (Filer)
Form 40-APP/A
09/26/2019
5:02 AM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/18/2019
7:00 AM
Great Elm Capital (Subject)
Mast Capital Management, LLC (Filed by)
Form SC 13D/A
09/03/2019
3:28 PM
Great Elm Capital (Issuer)
Kleinman Adam M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/29/2019
6:59 PM
Great Elm Capital (Issuer)
Horsey Randall Revell (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/28/2019
3:11 PM
Great Elm Capital (Issuer)
Reed Peter A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/21/2019
3:59 PM
Great Elm Capital (Issuer)
Reed Peter A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/13/2019
5:04 AM
Great Elm Capital (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
08/13/2019
5:01 AM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/01/2019
5:04 AM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/22/2019
4:00 PM
Great Elm Capital (Filer)
Form 40-17G
06/19/2019
12:55 PM
Great Elm Capital (Filer)
Form CERT
06/18/2019
4:14 PM
Great Elm Capital (Filer)
Form POS EX
06/12/2019
3:59 PM
Great Elm Capital (Filer)
Form 497
06/11/2019
11:15 PM
Great Elm Capital (Filer)
Form EFFECT
06/11/2019
9:00 PM
Great Elm Capital (Filer)
Form 497AD
06/11/2019
9:00 PM
Great Elm Capital (Filer)
Form 497AD
06/10/2019
3:44 PM
Great Elm Capital (Filer)
Form 497AD
06/07/2019
4:25 PM
Great Elm Capital (Issuer)
Reed Peter A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/07/2019
9:40 AM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/06/2019
3:59 PM
Great Elm Capital (Subject)
Mast Capital Management, LLC (Filed by)
Form SC 13D/A
06/06/2019
3:37 PM
Great Elm Capital (Issuer)
Kleinman Adam M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/06/2019
6:32 AM
Great Elm Capital (Filer)
Form POS 8C
06/05/2019
5:01 AM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/04/2019
4:15 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/04/2019
3:18 PM
Great Elm Capital (Issuer)
Reed Peter A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/30/2019
4:05 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/24/2019
6:04 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/21/2019
5:44 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/20/2019
7:46 AM
Great Elm Capital (Subject)
Mast Capital Management, LLC (Filed by)
Form SC 13D/A
05/16/2019
4:24 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2019
3:28 PM
Great Elm Capital (Subject)
Mast Capital Management, LLC (Filed by)
Form SC 13D/A
05/14/2019
5:06 AM
Great Elm Capital (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
05/14/2019
5:03 AM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/13/2019
4:59 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2019
5:34 AM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/29/2019
1:42 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/24/2019
4:17 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2019
6:21 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/11/2019
5:04 AM
Great Elm Capital (Filer)
Great Elm Capital Group, Inc. (Filer)
Great Elm Capital Management, Inc. (Filer)
Great Elm Opportunities Fund I, LP (Filer)
Great Elm Opportunities GP, Inc. (Filer)
Form 40-APP
04/05/2019
5:32 AM
Great Elm Capital (Filer)
Form POS 8C
04/01/2019
1:55 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/29/2019
3:51 PM
Great Elm Capital (Filer)
Form DEFA14A
03/29/2019
3:49 PM
Great Elm Capital (Filer)
Form DEF 14A
03/27/2019
4:42 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/26/2019
3:16 PM
Great Elm Capital (Subject)
Mast Capital Management, LLC (Filed by)
Form SC 13D/A
03/25/2019
5:05 AM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/22/2019
7:09 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/18/2019
6:29 PM
Davis Keri (Reporting)
Great Elm Capital (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
03/18/2019
5:06 AM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/14/2019
4:11 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/13/2019
5:28 AM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/13/2019
5:14 AM
Great Elm Capital (Filer)
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
03/11/2019
5:16 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2019
7:12 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2019
3:07 PM
Great Elm Capital (Subject)
Mast Capital Management, LLC (Filed by)
Form SC 13D/A
03/01/2019
4:55 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2019
4:44 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/21/2019
4:40 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/15/2019
4:38 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2019
3:15 PM
Great Elm Capital (Subject)
Mast Capital Management, LLC (Filed by)
Form SC 13D/A
02/12/2019
6:14 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/11/2019
5:23 AM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/08/2019
3:44 PM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/07/2019
4:55 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/04/2019
4:30 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/31/2019
6:31 AM
Great Elm Capital (Subject)
Mast Capital Management, LLC (Filed by)
Form SC 13D/A
01/30/2019
5:09 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/25/2019
4:28 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/22/2019
4:33 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/16/2019
4:55 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/11/2019
4:19 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/08/2019
7:21 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/04/2019
3:20 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/02/2019
2:03 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/27/2018
5:04 AM
Great Elm Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/20/2018
7:19 PM
Great Elm Capital (Issuer)
Reed Peter A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/17/2018
2:53 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/12/2018
6:11 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/11/2018
11:38 AM
Great Elm Capital (Subject)
Mast Capital Management, LLC (Filed by)
Form SC 13D/A
12/10/2018
4:10 PM
Great Elm Capital (Issuer)
Mast Capital Management, LLC (Reporting)
Steinberg David J. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/04/2018
11:15 PM
Great Elm Capital (Filer)
Form EFFECT
12/04/2018
4:36 PM
Great Elm Capital (Issuer)
Kuperschmid Mark (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/04/2018
4:33 PM
Great Elm Capital (Issuer)
Kuperschmid Mark (Reporting)
Form 4/A
12/04/2018
3:31 PM
Great Elm Capital (Issuer)
Horsey Randall Revell (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/04/2018
3:28 PM
Great Elm Capital (Issuer)
Reed Peter A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/04/2018
8:21 AM
Great Elm Capital (Filer)
Form N-2/A
12/03/2018
3:21 PM
Great Elm Capital (Issuer)
Kuperschmid Mark (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/30/2018
4:51 PM
Great Elm Capital (Issuer)
Horsey Randall Revell (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
This page was last updated on 1/21/2020 by MarketBeat.com Staff

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