Great Elm Capital (GECC) SEC Filings & 10K Form

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Recent Great Elm Capital SEC Filings

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Date	Filer	Form Type
04/17/2024 4:29 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form CERT
04/17/2024 4:16 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-A12B
04/17/2024 3:55 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
04/12/2024 6:40 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form DEF 14A
04/12/2024 6:42 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form DEFA14A
04/10/2024 6:21 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 424B1
04/09/2024 11:15 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form EFFECT
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04/09/2024 3:39 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form N-2MEF
04/09/2024 8:07 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 497 Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
04/09/2024 7:07 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form N-2/A
03/11/2024 7:12 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/08/2024 7:28 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/07/2024 8:30 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/07/2024 4:25 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Management, Inc. (Filer) Great Elm Credit Income Fund, LLC (Filer) Great Elm Investments, LLC (Filer) Great Elm Opportunities Fund I, LP - Series A (Filer) Great Elm Opportunities Fund I, LP - Series D (Filer)	Form 40-APP/A
03/06/2024 7:14 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/05/2024 7:57 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/04/2024 8:15 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
03/04/2024 8:19 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
02/29/2024 4:29 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form N-2 Registration statement for closed-end management investment companies
02/29/2024 6:21 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
02/29/2024 6:25 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 10-K Annual report pursuant to Section 13 or 15(d)
02/22/2024 7:02 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
02/13/2024 5:48 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Northern Right Capital Management, L.P. (Filed by)	Form SC 13D/A
02/13/2024 4:28 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Strategic Partnership I, LLC (Reporting)	Form 3 Initial statement of beneficial ownership of securities
02/12/2024 8:33 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)	Form SC 13D/A
12/12/2023 3:40 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
12/06/2023 6:26 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
12/01/2023 8:22 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 144 Notice of proposed sale of securities pursuant to Rule 144
11/27/2023 8:08 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
11/21/2023 7:19 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
11/02/2023 5:30 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 10-Q General form for quarterly reports under Section 13 or 15(d)
11/02/2023 5:31 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
10/11/2023 6:14 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Kaplan Matthew D (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
09/22/2023 7:02 PM	Davis Keri (Reporting) Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer)	Form 4 Statement of changes in beneficial ownership of securities
09/22/2023 7:13 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
09/22/2023 4:25 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Group, Inc. (Filed by) Great Elm Group, Inc. (Filed by)	Form SC 13D/A
08/18/2023 3:10 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Management, Inc. (Filer) Great Elm Group, Inc. (Filer) Great Elm Group, Inc. (Filer) Great Elm Investments, LLC (Filer) Great Elm Opportunities Fund I, LP - Series A (Filer) Great Elm Opportunities Fund I, LP - Series D (Filer)	Form 40-APP
08/16/2023 7:45 PM	COHEN RICHARD M (Reporting) Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer)	Form 4 Statement of changes in beneficial ownership of securities
08/16/2023 3:42 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form CERT
08/16/2023 3:30 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-A12B
08/16/2023 3:13 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
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08/09/2023 4:30 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 424B1
08/08/2023 8:41 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
08/08/2023 8:41 PM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject)	Form FWP
08/08/2023 8:43 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 497AD Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c)
08/08/2023 11:15 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form EFFECT
08/08/2023 4:27 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form N-23C-2
08/03/2023 5:30 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 10-Q General form for quarterly reports under Section 13 or 15(d)
08/03/2023 5:32 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
07/31/2023 4:24 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 40-17G
07/24/2023 5:04 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form N-2/A
06/20/2023 4:45 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form N-2 Registration statement for closed-end management investment companies
06/16/2023 6:54 AM	Great Elm Capital (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Great Elm Capital Corp. (Subject) Lenders Funding LLC /California (Filed by)	Form SC 13G/A
05/23/2023 4:12 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Group, Inc. (Reporting) Great Elm Group, Inc. (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
05/16/2023 7:39 PM	Great Elm Capital (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Great Elm Capital Corp. (Issuer) Kuperschmid Mark (Reporting)	Form 4 Statement of changes in beneficial ownership of securities
05/04/2023 6:00 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 8-K Current report pursuant to Section 13 or 15(d)
05/04/2023 5:31 AM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form 10-Q General form for quarterly reports under Section 13 or 15(d)
04/21/2023 3:49 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form DEF 14A
04/21/2023 3:50 PM	Great Elm Capital (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer) Great Elm Capital Corp. (Filer)	Form DEFA14A

(Data available from 1/1/2016 forward)

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This page (NASDAQ:GECC) was last updated on 4/18/2024 by MarketBeat.com Staff

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