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Lumentum (LITE) 10K Form and Latest SEC Filings 2026

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Latest Lumentum SEC Filings & Recent Activity

Lumentum (NASDAQ:LITE) has submitted 691+ documents to the U.S. Securities and Exchange Commission (SEC) since 2017. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. Key figures from these filings, including revenue, earnings, and cash flow, are summarized in Lumentum's financial statements. The most recent filing was a Form 4 submitted on May 22, 2026.

Form 4
Lumentum Holdings Inc. Reports Ownership Change on May. 22, 2026

Form 4 filings disclose changes in stock ownership by company insiders, including purchases, sales, grants, and option exercises.

View insider ownership

8-K
Lumentum Files Current Report on Apr. 8, 2026

An 8-K is filed when a material corporate event occurs, such as an acquisition, leadership change, or financial update.

View filing

10-K
Lumentum Files Annual Report on Aug. 19, 2025

The 10-K contains Lumentum's audited financial statements, revenue, earnings, and risk factors for the prior fiscal year.

View earnings history

Lumentum SEC Filing History

Browse Lumentum's complete SEC filing history using the filters below. Filter by form type - 10-K, 10-Q, 8-K, Form 4, and more - or set a custom date range to find a filing.

DateFilerForm TypeView
05/22/2026 3:37 PM
Lumentum (1633978) Issuer
Small Ian (1714910) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/19/2026 7:09 PM
Lumentum (1633978) Issuer
Retort Vincent (1648256) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/19/2026 7:10 PM
Lumentum (1633978) Issuer
Wupen Yuen (1489550) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/19/2026 7:02 PM
Ali Wajid (1561100) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/19/2026 7:05 PM
HURLSTON MICHAEL E. (1573338) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/19/2026 7:07 PM
Kim Jae (1570465) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/18/2026 3:51 PM
Kim Jae (1570465) Reporting
Lumentum (1633978) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/18/2026 3:20 PM
Lumentum (1633978) Subject
Retort Vincent (1648256) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/18/2026 3:04 PM
Lumentum (1633978) Subject
Wupen Yuen (1489550) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/18/2026 3:06 PM
Ali Wajid (1561100) Reporting
Lumentum (1633978) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/15/2026 4:56 PM
Fletcher Pamela (1711035) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2026 12:55 PM
Capital World Investors (1422849) Filed by
Lumentum (1633978) Subject
Form SCHEDULE 13G/A
05/12/2026 6:08 PM
Lillie Brian (1648231) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/12/2026 6:10 PM
Lumentum (1633978) Issuer
Small Ian (1714910) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/12/2026 6:04 PM
Kim Jae (1570465) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/12/2026 6:06 PM
Lillie Brian (1648231) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/11/2026 3:13 PM
Kim Jae (1570465) Reporting
Lumentum (1633978) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/11/2026 3:13 PM
Lillie Brian (1648231) Reporting
Lumentum (1633978) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/06/2026 10:30 AM
FMR LLC (315066) Filed by
Lumentum (1633978) Subject
Form SCHEDULE 13G/A
04/30/2026 10:01 AM
Lumentum (1633978) Subject
VANGUARD CAPITAL MANAGEMENT LLC (2100119) Filed by
Form SCHEDULE 13G
04/29/2026 1:11 PM
Lumentum (1633978) Subject
VANGUARD PORTFOLIO MANAGEMENT LLC (2100121) Filed by
Form SCHEDULE 13G
04/08/2026 5:04 AM
Lumentum (1633978) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/27/2026 9:33 AM
Lumentum (1633978) Subject
VANGUARD GROUP INC (102909) Filed by
Form SCHEDULE 13G/A
03/03/2026 6:12 PM
Harris Isaac Hosojiro (1866503) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
03/02/2026 4:28 PM
Ali Wajid (1561100) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/18/2026 5:20 PM
Ali Wajid (1561100) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/18/2026 5:21 PM
Chang Eric (1664898) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/18/2026 5:22 PM
Kim Jae (1570465) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/18/2026 5:23 PM
Lumentum (1633978) Issuer
Retort Vincent (1648256) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
02/18/2026 5:26 PM
Lumentum (1633978) Issuer
Wupen Yuen (1489550) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
02/18/2026 3:44 PM
Lumentum (1633978) Subject
Sepe Matthew Joseph (1743176) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/17/2026 5:30 PM
Lumentum (1633978) Subject
Sepe Matthew Joseph (1743176) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/17/2026 3:13 PM
Lumentum (1633978) Subject
Retort Vincent (1648256) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/13/2026 5:44 PM
HERSCHER PENNY (1232019) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2026 5:45 PM
Lumentum (1633978) Issuer
Retort Vincent (1648256) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
02/10/2026 4:24 PM
HERSCHER PENNY (1232019) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/10/2026 4:26 PM
HURLSTON MICHAEL E. (1573338) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/10/2026 4:35 PM
Chang Eric (1664898) Reporting
Lumentum (1633978) Issuer
Form 3
Initial statement of beneficial ownership of securities  
02/06/2026 11:32 AM
HERSCHER PENNY (1232019) Reporting
Lumentum (1633978) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/02/2026 6:22 PM
Harris Isaac Hosojiro (1866503) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
01/20/2026 6:17 PM
Lumentum (1633978) Issuer
Sepe Matthew Joseph (1743176) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
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01/05/2026 3:45 PM
Lumentum (1633978) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/30/2025 6:35 PM
Lumentum (1633978) Issuer
Thad Trent (1607990) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/22/2025 8:37 PM
Lumentum (1633978) Issuer
Thad Trent (1607990) Reporting
Form 3
Initial statement of beneficial ownership of securities  
12/22/2025 3:01 PM
Lumentum (1633978) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/24/2025 3:11 PM
Lumentum (1633978) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/21/2025 6:14 PM
Johnson Julia Suzanne (1722289) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
11/21/2025 6:15 PM
Lillie Brian (1648231) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
11/21/2025 6:17 PM
Lumentum (1633978) Issuer
Lundstrom Paul (1688179) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
11/21/2025 6:18 PM
Lumentum (1633978) Issuer
Small Ian (1714910) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
11/21/2025 6:19 PM
Lumentum (1633978) Issuer
Wupen Yuen (1489550) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
11/21/2025 6:11 PM
Fletcher Pamela (1711035) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
11/21/2025 6:12 PM
Harris Isaac Hosojiro (1866503) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
11/21/2025 6:13 PM
HERSCHER PENNY (1232019) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
11/20/2025 3:20 PM
COVERT HAROLD L (1229072) Reporting
Lumentum (1633978) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/19/2025 4:28 PM
Fletcher Pamela (1711035) Reporting
Lumentum (1633978) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/19/2025 3:02 PM
Lumentum (1633978) Subject
Wupen Yuen (1489550) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/19/2025 3:03 PM
Lumentum (1633978) Filer
Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans  
11/18/2025 8:08 PM
Ali Wajid (1561100) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2025 8:10 PM
Fletcher Pamela (1711035) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2025 8:11 PM
Kim Jae (1570465) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2025 8:13 PM
Lumentum (1633978) Issuer
Retort Vincent (1648256) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2025 8:14 PM
Lumentum (1633978) Issuer
Sepe Matthew Joseph (1743176) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2025 8:16 PM
Lumentum (1633978) Issuer
Wupen Yuen (1489550) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
11/17/2025 4:54 PM
Fletcher Pamela (1711035) Reporting
Lumentum (1633978) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/17/2025 3:07 PM
Kim Jae (1570465) Reporting
Lumentum (1633978) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/17/2025 3:03 PM
Lumentum (1633978) Subject
Wupen Yuen (1489550) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/13/2025 6:06 PM
Capital World Investors (1422849) Filed by
Lumentum (1633978) Subject
Form SCHEDULE 13G/A
11/12/2025 4:41 PM
Harris Isaac Hosojiro (1866503) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
11/12/2025 4:43 PM
Johnson Julia Suzanne (1722289) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
11/10/2025 3:13 PM
Lumentum (1633978) Issuer
Sepe Matthew Joseph (1743176) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
11/07/2025 6:24 PM
Harris Isaac Hosojiro (1866503) Reporting
Lumentum (1633978) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/07/2025 4:01 PM
Lumentum (1633978) Subject
Sepe Matthew Joseph (1743176) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/07/2025 10:13 AM
FMR LLC (315066) Filed by
Lumentum (1633978) Subject
Form SCHEDULE 13G/A
11/06/2025 3:46 PM
Invesco Ltd. (914208) Filed by
Lumentum (1633978) Subject
Form SCHEDULE 13G/A
11/05/2025 10:40 AM
FMR LLC (315066) Filed by
Lumentum (1633978) Subject
Form SCHEDULE 13G/A
10/07/2025 3:10 PM
Lumentum (1633978) Filer
Form DEF 14A
10/07/2025 3:11 PM
Lumentum (1633978) Filer
Form DEFA14A
10/07/2025 3:12 PM
Lumentum (1633978) Filer
Form ARS
08/28/2025 8:29 PM
Ali Wajid (1561100) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/28/2025 8:31 PM
Lumentum (1633978) Issuer
Wupen Yuen (1489550) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2025 4:04 PM
Lumentum (1633978) Subject
Wupen Yuen (1489550) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/26/2025 6:50 PM
Ali Wajid (1561100) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/26/2025 6:51 PM
Kim Jae (1570465) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/26/2025 6:52 PM
Lumentum (1633978) Issuer
Retort Vincent (1648256) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/26/2025 6:53 PM
Lumentum (1633978) Issuer
Sepe Matthew Joseph (1743176) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/26/2025 6:54 PM
Lumentum (1633978) Issuer
Wupen Yuen (1489550) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/26/2025 3:06 PM
Lumentum (1633978) Subject
Wupen Yuen (1489550) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/26/2025 3:11 PM
Ali Wajid (1561100) Reporting
Lumentum (1633978) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/22/2025 3:02 PM
Kim Jae (1570465) Reporting
Lumentum (1633978) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/21/2025 8:48 PM
Kim Jae (1570465) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
I was right about SpaceX (Ad)

Jeff Brown predicted Bitcoin before it climbed as high as 52,400%, Tesla before 2,150%, and Nvidia before 32,000%. Now he says SpaceX is shaping up to be the biggest IPO of the decade - and three key milestones just confirmed it. In the past 21 days: SpaceX crossed 10,000 active satellites, Elon filed confidential IPO paperwork with the SEC, and another rocket launched 25 more satellites. Two-thirds of every satellite in orbit now belongs to one company. The public filing could drop any day.tc pixel

See how to claim your stake in SpaceX before the public can
08/21/2025 8:49 PM
Lumentum (1633978) Issuer
Retort Vincent (1648256) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/21/2025 8:50 PM
Lumentum (1633978) Issuer
Sepe Matthew Joseph (1743176) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/21/2025 8:51 PM
Lumentum (1633978) Issuer
Wupen Yuen (1489550) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/21/2025 8:55 PM
HURLSTON MICHAEL E. (1573338) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/21/2025 8:47 PM
Ali Wajid (1561100) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/20/2025 3:42 PM
Johnson Julia Suzanne (1722289) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/19/2025 4:29 PM
Ali Wajid (1561100) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/19/2025 4:31 PM
Kim Jae (1570465) Reporting
Lumentum (1633978) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/19/2025 4:32 PM
Lumentum (1633978) Issuer
Retort Vincent (1648256) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
(Data available from 1/1/2016 forward)

Lumentum SEC Filings - Frequently Asked Questions

Lumentum (LITE) has submitted 691+ filings to the SEC since 2017. You can browse the complete history or filter by form type using the tools above.

Lumentum's fiscal year ends on June 30. The company typically files its 10-K annual report by the end of August, covering the prior fiscal year's financial results. Key financial data from these reports is available on Lumentum's financial statements page.

The most recent filing was a Form 4 submitted on May 22, 2026. This was an insider ownership change filed by 4 - Lumentum Holdings Inc. (0001633978) (Issuer).

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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This page (NASDAQ:LITE) was last updated on 5/27/2026 by MarketBeat.com Staff.
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