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Nuwellis (NUWE) 10K Form and Latest SEC Filings 2026

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Latest Nuwellis SEC Filings & Recent Activity

Nuwellis (NASDAQ:NUWE) has submitted 373+ documents to the U.S. Securities and Exchange Commission (SEC) since 2017. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. The most recent filing was a Form 4 submitted on April 29, 2026.

Form 4
Nuwellis, Inc. Reports Ownership Change on Apr. 29, 2026

Form 4 filings disclose changes in stock ownership by company insiders, including purchases, sales, grants, and option exercises.

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8-K
Nuwellis Files Current Report on Apr. 24, 2026

An 8-K is filed when a material corporate event occurs, such as an acquisition, leadership change, or financial update.

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10-K
Nuwellis Files Annual Report on Mar. 11, 2026

The 10-K contains Nuwellis's audited financial statements, revenue, earnings, and risk factors for the prior fiscal year.

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Nuwellis SEC Filing History

Browse Nuwellis' complete SEC filing history using the filters below. Filter by form type - 10-K, 10-Q, 8-K, Form 4, and more - or set a custom date range to find a filing.

DateFilerForm TypeView
04/29/2026 8:12 PM
Nuwellis (1506492) Issuer
WALLER GREGORY D (1204144) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/29/2026 4:16 PM
McDonald David (1455136) Reporting
Nuwellis (1506492) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/29/2026 4:16 PM
Feldshon Archelle Georgiou (1500842) Reporting
Nuwellis (1506492) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/29/2026 4:16 PM
Emerson Martin J (1230453) Reporting
Nuwellis (1506492) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/24/2026 4:00 PM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/06/2026 3:30 PM
Nuwellis (1506492) Filer
Form DEFA14A
04/02/2026 4:01 PM
Nuwellis (1506492) Filer
Form DEF 14A
04/02/2026 4:03 PM
Nuwellis (1506492) Filer
Form ARS
04/01/2026 3:45 PM
Nuwellis (1506492) Filer
Form 8-K/A
03/27/2026 3:55 PM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/18/2026 3:26 PM
Emerson Martin J (1230453) Reporting
Nuwellis (1506492) Issuer
Form 3
Initial statement of beneficial ownership of securities  
03/17/2026 8:13 AM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/11/2026 4:24 PM
Nuwellis (1506492) Filer
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
03/11/2026 4:24 PM
Nuwellis (1506492) Filer
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
02/26/2026 7:49 AM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/11/2026 2:31 PM
Grasso Mika (2109231) Reporting
Nuwellis (1506492) Issuer
Form 3
Initial statement of beneficial ownership of securities  
02/11/2026 2:35 PM
Field Katharyn (2029888) Reporting
Nuwellis (1506492) Issuer
Form 3
Initial statement of beneficial ownership of securities  
02/09/2026 11:15 PM
Nuwellis (1506492) Filer
Form EFFECT
02/09/2026 4:22 PM
Nuwellis (1506492) Filer
Form 424B3
02/03/2026 8:44 PM
Nuwellis (1506492) Filer
Form S-3
Registration statement under Securities Act of 1933  
01/30/2026 8:08 AM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/23/2026 4:02 PM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/20/2026 6:54 PM
Nuwellis (1506492) Subject
SABBY MANAGEMENT, LLC (1535610) Filed by
Form SCHEDULE 13G
11/12/2025 10:49 AM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/08/2025 4:10 PM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/30/2025 7:55 AM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/18/2025 8:18 AM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/09/2025 8:20 AM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/03/2025 7:55 AM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/03/2025 7:49 AM
Nuwellis (1506492) Filer
Form 424B5
08/21/2025 7:55 AM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/19/2025 7:52 AM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/14/2025 10:01 AM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/23/2025 7:50 AM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/14/2025 7:55 AM
Nuwellis (1506492) Filer
Form DEF 14A
07/03/2025 4:15 PM
Nuwellis (1506492) Filer
Form PRE 14A
07/02/2025 7:49 AM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/01/2025 7:30 PM
ERB JOHN L (1213867) Reporting
Nuwellis (1506492) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/23/2025 3:40 PM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/16/2025 7:30 PM
ERB JOHN L (1213867) Filed by
Nuwellis (1506492) Subject
Form SCHEDULE 13D
06/13/2025 4:31 PM
INTRACOASTAL CAPITAL, LLC (1646799) Filed by
Nuwellis (1506492) Subject
Form SCHEDULE 13G
06/11/2025 7:43 PM
ERB JOHN L (1213867) Reporting
Nuwellis (1506492) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/09/2025 8:44 PM
Nuwellis (1506492) Filer
Form 424B4
06/09/2025 11:15 PM
Nuwellis (1506492) Filer
Form EFFECT
06/09/2025 8:11 AM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/02/2025 7:42 PM
Nuwellis (1506492) Filer
Form S-1/A
05/30/2025 8:26 AM
Nuwellis (1506492) Filer
Form S-1
Registration statement under Securities Act of 1933  
05/22/2025 3:40 PM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/21/2025 3:50 PM
McCormick Michael Kendrick (1980195) Reporting
Nuwellis (1506492) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/21/2025 3:31 PM
Nuwellis (1506492) Issuer
WALLER GREGORY D (1204144) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/21/2025 3:38 PM
Feldshon Archelle Georgiou (1500842) Reporting
Nuwellis (1506492) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/13/2025 4:00 PM
Nuwellis (1506492) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
05/12/2025 3:45 PM
Nuwellis (1506492) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/09/2025 4:15 PM
Nuwellis (1506492) Filer
Form DEFR14A
(Data available from 1/1/2016 forward)

Nuwellis SEC Filings - Frequently Asked Questions

Nuwellis (NUWE) has submitted 373+ filings to the SEC since 2017. You can browse the complete history or filter by form type using the tools above.

Nuwellis's fiscal year ends on December 31. The company typically files its 10-K annual report by the end of February, covering the prior fiscal year's financial results.

The most recent filing was a Form 4 submitted on April 29, 2026. This was an insider ownership change filed by 4 - Nuwellis, Inc. (0001506492) (Issuer).

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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This page (NASDAQ:NUWE) was last updated on 5/5/2026 by MarketBeat.com Staff.
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