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Prospect Capital (PSEC) Institutional Ownership

Prospect Capital logo
$2.85 -0.01 (-0.35%)
Closing price 08/14/2025 04:00 PM Eastern
Extended Trading
$2.87 +0.02 (+0.56%)
As of 08:03 AM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
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Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

Current
Institutional Ownership
Percentage
9.06%
Number of
Institutional Buyers
(last 12 months)
132
Total
Institutional Inflows
(last 12 months)
$170.91M
Number of
Institutional Sellers
(last 12 months)
67
Total
Institutional Outflows
(last 12 months)
$66.59M
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PSEC Institutional Buying and Selling by Quarter

Prospect Capital Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/15/2025Ameriprise Financial Inc.60,659$193K0.0%-20.2%0.014%
8/14/2025Raymond James Financial Inc.844,465$2.69M0.0%+0.5%0.189%
8/14/2025Glenview Trust co14,788$47K0.0%-83.7%0.003%
8/14/2025Qube Research & Technologies Ltd36,561$116K0.0%N/A0.008%
8/14/2025 Navis Wealth Advisors LLC50,000$159K0.1%+16.7%0.011%
8/13/2025 Jump Financial LLC27,463$87K0.0%N/A0.006%
8/13/2025 Marshall Wace LLP3,907,025$12.42M0.0%N/A0.876%
8/13/2025 Philadelphia Trust Co.48,200$153K0.0%-26.6%0.011%
8/13/2025 Quantbot Technologies LP240,709$765K0.0%+45,575.3%0.054%
8/13/2025 Fisher Asset Management LLC20,384$65K0.0%N/A0.005%
8/13/2025 Lido Advisors LLC135,073$435K0.0%+222.7%0.030%
8/13/2025 Virtus Investment Advisers LLC424,478$1.35M0.5%+12.7%0.095%
8/13/2025 Garner Asset Management Corp49,267$157K0.1%-10.3%0.011%
8/12/2025 Legal & General Group Plc3,048,527$9.68M0.0%+7.1%0.684%
8/12/2025 JPMorgan Chase & Co.22,475$71K0.0%-58.1%0.005%
8/11/2025 Inspire Advisors LLC27,432$87K0.0%+17.1%0.006%
8/8/2025 Cetera Investment Advisers262,719$835K0.0%+1.9%0.059%
8/8/2025 Creative Planning188,464$599K0.0%+15.0%0.042%
8/8/2025 Foundations Investment Advisors LLC11,832$38K0.0%N/A0.003%
8/8/2025 PNC Financial Services Group Inc.16,806$53K0.0%-83.9%0.004%
8/7/2025 Allworth Financial LP28,348$90K0.0%+1,485.5%0.006%
8/6/2025 Prospera Financial Services Inc60,036$191K0.0%-20.9%0.013%
8/6/2025 AE Wealth Management LLC11,792$37K0.0%-31.1%0.003%
8/4/2025 Kovack Advisors Inc.345,080$1.10M0.1%+146.5%0.077%
8/4/2025 IFG Advisory LLC19,045$61K0.0%-42.6%0.004%
8/4/2025 FWG Investments LLC.27,945$89K0.1%N/A0.006%
8/4/2025 Spire Wealth Management157,875$502K0.0%+40.5%0.035%
8/4/2025 Arkadios Wealth Advisors44,218$141K0.0%+18.4%0.010%
8/1/2025 Envestnet Asset Management Inc.18,975$60K0.0%-98.4%0.004%
7/31/2025 Wealthfront Advisers LLC38,988$124K0.0%+130.8%0.009%
7/31/2025 Focus Partners Advisor Solutions LLC86,730$276K0.0%+81.1%0.019%
7/31/2025 Moloney Securities Asset Management LLC120,239$382K0.0%+388.9%0.027%
7/31/2025 180 Wealth Advisors LLC83,839$267K0.0%+368.7%0.019%
7/30/2025 Denali Advisors LLC124,960$397K0.0%-2.6%0.028%
7/30/2025 D.A. Davidson & CO.351,494$1.12M0.0%+1.3%0.079%
7/29/2025 Stephens Inc. AR16,421$52K0.0%-21.5%0.004%
7/29/2025 International Assets Investment Management LLC120,045$382K0.0%-13.8%0.027%
7/29/2025 Tweedy Browne Co LLC67,032$213K0.0%+119.3%0.015%
7/29/2025 Private Trust Co. NA11,639$37K0.0%+38.5%0.003%
7/28/2025 Naviter Wealth LLC680,135$2.18M0.3%+50.3%0.153%
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7/25/2025 Cypress Capital Group56,400$179K0.0%N/A0.013%
7/25/2025 CWM LLC18,241$58K0.0%+2,528.4%0.004%
7/24/2025 Inspire Investing LLC123,278$392K0.0%+47.0%0.028%
7/24/2025 IFP Advisors Inc20,319$65K0.0%+2,609.2%0.005%
7/24/2025 Blair William & Co. IL53,473$170K0.0%+17.3%0.012%
7/24/2025 Capital Advisors Ltd. LLC12,352$39K0.0%N/A0.003%
7/22/2025 Beacon Financial Advisory LLC15,406$49K0.0%N/A0.003%
7/18/2025 PFG Investments LLC13,864$44K0.0%-97.8%0.003%
7/18/2025 Generali Investments CEE investicni spolecnost a.s.116,251$370K0.0%+5.7%0.026%
7/17/2025 Elwood & Goetz Wealth Advisory Group LLC16,437$52K0.0%N/A0.004%
7/17/2025 XML Financial LLC644,604$2.05M0.2%-28.3%0.145%
7/16/2025 American National Bank & Trust10,000$32K0.0%N/A0.002%
7/16/2025 Littlejohn Financial Services Inc.58,936$187K0.1%N/A0.013%
7/15/2025 Significant Wealth Partners LLC11,283$36K0.0%N/A0.003%
7/15/2025 Family Wealth Partners LLC81,186$258K0.1%+91.8%0.018%
7/11/2025 Kingstone Capital Partners Texas LLC23,798,618$75.68M0.0%N/A5.339%
7/10/2025 Wealth Enhancement Advisory Services LLC33,694$112K0.0%-9.6%0.008%
7/7/2025 Teamwork Financial Advisors LLC15,874$50K0.0%-49.2%0.004%
6/3/2025 Inspire Investing LLC83,864$344K0.0%-10.0%0.019%
5/19/2025 Palogic Value Management L.P.365,066$1.50M0.6%+3.9%0.082%
5/16/2025 Empowered Funds LLC88,397$362K0.0%+140.0%0.020%
5/16/2025Caxton Associates LLP370,075$1.52M0.1%N/A0.083%
5/16/2025Goldman Sachs Group Inc.393,034$1.61M0.0%+29.3%0.088%
5/16/2025Concorde Asset Management LLC72,900$299K0.2%+149.2%0.016%
5/15/2025 Focus Partners Advisor Solutions LLC47,878$196K0.0%+89.8%0.011%
5/15/2025Cubist Systematic Strategies LLC308,764$1.27M0.0%+91.9%0.069%
5/15/2025Royal Bank of Canada63,146$259K0.0%-98.3%0.014%
5/15/2025 Palogic Value Management L.P.365,066$1.50M0.6%+3.9%0.082%
5/15/2025 Trexquant Investment LP915,452$3.75M0.0%+176.1%0.205%
5/14/2025Ieq Capital LLC28,998$119K0.0%N/A0.007%
5/14/2025 Samalin Investment Counsel LLC24,276$100K0.0%+67.4%0.005%
5/14/2025 Thomas J. Herzfeld Advisors Inc.2,315,582$9.49M3.2%+26.6%0.519%
5/14/2025Comerica Bank50,883$209K0.0%+96.6%0.011%
5/14/2025BI Asset Management Fondsmaeglerselskab A S514,076$2.11M0.0%-27.4%0.115%
5/13/2025 Ethos Financial Group LLC43,520$178K0.0%N/A0.010%
5/13/2025Raymond James Financial Inc.840,585$3.45M0.0%-7.2%0.189%
5/13/2025 Philadelphia Trust Co.65,700$269K0.0%-8.4%0.015%
5/12/2025 Aigen Investment Management LP50,127$206K0.0%N/A0.011%
5/12/2025 Virtu Financial LLC21,966$90K0.0%-89.3%0.005%
5/9/2025Headlands Technologies LLC63,025$258K0.0%+6,611.9%0.014%
5/9/2025 Blair William & Co. IL45,600$187K0.0%-56.4%0.010%
5/9/2025 PNC Financial Services Group Inc.104,338$428K0.0%+187.4%0.023%
5/8/2025 IFG Advisory LLC33,195$136K0.0%N/A0.007%
5/8/2025 Harbour Investments Inc.37,817$155K0.0%-41.1%0.008%
5/8/2025 Arkadios Wealth Advisors37,335$153K0.0%+213.7%0.008%
5/7/2025 LPL Financial LLC1,001,866$4.11M0.0%-22.6%0.225%
5/7/2025 Inspire Advisors LLC23,417$96K0.0%+46.8%0.005%
5/6/2025 Cetera Investment Advisers257,741$1.06M0.0%-43.2%0.058%
5/6/2025 Avantax Advisory Services Inc.60,352$247K0.0%-70.2%0.014%
5/6/2025 Kovack Advisors Inc.139,972$574K0.1%-3.5%0.031%
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5/6/2025 Universal Beteiligungs und Servicegesellschaft mbH105,900$434K0.0%N/A0.024%
5/6/2025 VSM Wealth Advisory LLC6,162$25K0.0%N/A0.001%
5/6/2025 Choreo LLC308,801$1.28M0.0%+22.2%0.069%
5/6/2025 Garner Asset Management Corp54,917$225K0.1%-43.7%0.012%
5/5/2025 Kestra Private Wealth Services LLC198,072$812K0.0%-5.3%0.044%
5/5/2025 Denali Advisors LLC128,237$526K0.1%+16.4%0.029%
5/5/2025 Carnegie Lake Advisors LLC12,800$52K0.0%-29.3%0.003%
5/5/2025 Private Advisor Group LLC589,686$2.42M0.0%+48.0%0.132%
5/2/2025 Sigma Planning Corp43,745$179K0.0%-82.1%0.010%
4/30/2025 Cerity Partners LLC15,400$63K0.0%-78.2%0.003%
(Data available from 1/1/2016 forward)

PSEC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PSEC shares?

During the previous two years, 212 institutional investors and hedge funds held shares of Prospect Capital. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($75.68M), Van ECK Associates Corp ($35.03M), Y.D. More Investments Ltd ($29.06M), Balyasny Asset Management L.P. ($18.00M), Marshall Wace LLP ($12.42M), Legal & General Group Plc ($9.68M), and Thomas J. Herzfeld Advisors Inc. ($9.49M).Learn more on Prospect Capital's institutional investors.

What percentage of Prospect Capital's stock is owned by institutional investors?

9.06% of Prospect Capital's stock is owned by institutional investors. Learn more on PSEC's institutional investor holdings.

Which institutional investors have been buying Prospect Capital's stock?

Of the 179 institutional investors that purchased Prospect Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($23.80M), Balyasny Asset Management L.P. ($4.84M), Van ECK Associates Corp ($4.41M), Marshall Wace LLP ($3.91M), Y.D. More Investments Ltd ($3.81M), Thomas J. Herzfeld Advisors Inc. ($2.32M), and Envestnet Asset Management Inc. ($1.16M).

How much institutional buying is happening at Prospect Capital?

Institutional investors have bought a total of 49,885,921 shares in the last 24 months. This purchase volume represents approximately $181.00M in transactions.

Which of Prospect Capital's major shareholders have been selling company stock?

Of the 67 institutional investors that sold Prospect Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Catalyst Capital Advisors LLC ($4.08M), Royal Bank of Canada ($3.66M), XML Financial LLC ($1.40M), Envestnet Asset Management Inc. ($1.16M), International Assets Investment Management LLC ($813.04K), Van ECK Associates Corp ($811.25K), and PFG Investments LLC ($610.56K).

How much institutional selling is happening at Prospect Capital?

Institutional investors have sold a total of 16,466,184 shares in the last 24 months. This volume of shares sold represents approximately $66.59M in transactions.


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This page (NASDAQ:PSEC) was last updated on 8/15/2025 by MarketBeat.com Staff
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