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Prospect Capital (PSEC) Institutional Ownership

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$3.63 -0.04 (-1.09%)
As of 05/20/2025 04:00 PM Eastern

Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

Current
Institutional Ownership
Percentage
9.06%
Number of
Institutional Buyers
(last 12 months)
114
Total
Institutional Inflows
(last 12 months)
$105.18M
Number of
Institutional Sellers
(last 12 months)
60
Total
Institutional Outflows
(last 12 months)
$63.64M
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PSEC Institutional Buying and Selling by Quarter

Prospect Capital Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/19/2025 Palogic Value Management L.P.365,066$1.50M0.6%+3.9%0.082%
5/16/2025 Empowered Funds LLC88,397$362K0.0%+140.0%0.020%
5/16/2025 Caxton Associates LLP370,075$1.52M0.1%N/A0.083%
5/16/2025 Goldman Sachs Group Inc.393,034$1.61M0.0%+29.3%0.088%
5/16/2025 Concorde Asset Management LLC72,900$299K0.2%+149.2%0.016%
5/15/2025 Focus Partners Advisor Solutions LLC47,878$196K0.0%+89.8%0.011%
5/15/2025 Cubist Systematic Strategies LLC308,764$1.27M0.0%+91.9%0.069%
5/15/2025 Royal Bank of Canada63,146$259K0.0%-98.3%0.014%
5/15/2025 Palogic Value Management L.P.365,066$1.50M0.6%+3.9%0.082%
5/15/2025 Trexquant Investment LP915,452$3.75M0.0%+176.1%0.205%
5/14/2025 Ieq Capital LLC28,998$119K0.0%N/A0.007%
5/14/2025 Samalin Investment Counsel LLC24,276$100K0.0%+67.4%0.005%
5/14/2025 Thomas J. Herzfeld Advisors Inc.2,315,582$9.49M3.2%+26.6%0.519%
5/14/2025 Comerica Bank50,883$209K0.0%+96.6%0.011%
5/14/2025 BI Asset Management Fondsmaeglerselskab A S514,076$2.11M0.0%-27.4%0.115%
5/13/2025 Ethos Financial Group LLC43,520$178K0.0%N/A0.010%
5/13/2025 Raymond James Financial Inc.840,585$3.45M0.0%-7.2%0.189%
5/13/2025 Philadelphia Trust Co.65,700$269K0.0%-8.4%0.015%
5/12/2025 Aigen Investment Management LP50,127$206K0.0%N/A0.011%
5/12/2025 Virtu Financial LLC21,966$90K0.0%-89.3%0.005%
5/9/2025 Headlands Technologies LLC63,025$258K0.0%+6,611.9%0.014%
5/9/2025 Blair William & Co. IL45,600$187K0.0%-56.4%0.010%
5/9/2025 PNC Financial Services Group Inc.104,338$428K0.0%+187.4%0.023%
5/8/2025 IFG Advisory LLC33,195$136K0.0%N/A0.007%
5/8/2025 Harbour Investments Inc.37,817$155K0.0%-41.1%0.008%
5/8/2025 Arkadios Wealth Advisors37,335$153K0.0%+213.7%0.008%
5/7/2025 LPL Financial LLC1,001,866$4.11M0.0%-22.6%0.225%
5/7/2025 Inspire Advisors LLC23,417$96K0.0%+46.8%0.005%
5/6/2025 Cetera Investment Advisers257,741$1.06M0.0%-43.2%0.058%
5/6/2025 Avantax Advisory Services Inc.60,352$247K0.0%-70.2%0.014%
5/6/2025 Kovack Advisors Inc.139,972$574K0.1%-3.5%0.031%
5/6/2025 Universal Beteiligungs und Servicegesellschaft mbH105,900$434K0.0%N/A0.024%
5/6/2025 VSM Wealth Advisory LLC6,162$25K0.0%N/A0.001%
5/6/2025 Choreo LLC308,801$1.28M0.0%+22.2%0.069%
5/6/2025 Garner Asset Management Corp54,917$225K0.1%-43.7%0.012%
5/5/2025 Kestra Private Wealth Services LLC198,072$812K0.0%-5.3%0.044%
5/5/2025 Denali Advisors LLC128,237$526K0.1%+16.4%0.029%
5/5/2025 Carnegie Lake Advisors LLC12,800$52K0.0%-29.3%0.003%
5/5/2025 Private Advisor Group LLC589,686$2.42M0.0%+48.0%0.132%
5/2/2025 Sigma Planning Corp43,745$179K0.0%-82.1%0.010%
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4/30/2025 Cerity Partners LLC15,400$63K0.0%-78.2%0.003%
4/30/2025 M&T Bank Corp25,000$102K0.0%N/A0.006%
4/29/2025 Envestnet Asset Management Inc.1,181,787$4.85M0.0%+24.8%0.265%
4/29/2025 Generali Investments CEE investicni spolecnost a.s.109,962$451K0.0%N/A0.025%
4/29/2025 Catalyst Capital Advisors LLC95,140$390K0.0%-97.7%0.021%
4/28/2025 D.A. Davidson & CO.346,881$1.42M0.0%+1.2%0.078%
4/25/2025 Naviter Wealth LLC452,540$1.88M0.2%-11.1%0.102%
4/23/2025 KG&L Capital Management LLC10,097$41K0.0%N/A0.002%
4/23/2025 Creative Financial Designs Inc. ADV9,026$37K0.0%-59.5%0.002%
4/23/2025 Spire Wealth Management112,389$461K0.0%+22.0%0.025%
4/23/2025 Global Assets Advisory LLC24,995$96K0.0%+56.2%0.006%
4/23/2025 International Assets Investment Management LLC139,252$571K0.0%-19.9%0.031%
4/23/2025 Navis Wealth Advisors LLC42,837$176K0.2%-29.9%0.010%
4/23/2025 Oppenheimer & Co. Inc.17,078$70K0.0%N/A0.004%
4/22/2025 XML Financial LLC898,508$3.68M0.3%-5.0%0.202%
4/22/2025 TrueMark Investments LLC564,932$2.32M0.6%+12.6%0.127%
4/22/2025 Cambridge Investment Research Advisors Inc.308,331$1.26M0.0%-53.4%0.069%
4/22/2025 PFG Investments LLC624,419$2.56M0.2%+3,430.6%0.140%
4/17/2025 Sowell Financial Services LLC20,989$86K0.0%N/A0.005%
4/17/2025 Exchange Traded Concepts LLC24,711$101K0.0%+1,311.3%0.006%
4/17/2025 Family Wealth Partners LLC42,333$174K0.1%+99.5%0.009%
4/17/2025 Tcfg Wealth Management LLC274,657$1.13M0.6%+1.9%0.062%
4/15/2025 Wealthcare Advisory Partners LLC10,414$43K0.0%-26.1%0.002%
4/10/2025 Teamwork Financial Advisors LLC31,237$128K0.0%-12.0%0.007%
4/9/2025 180 Wealth Advisors LLC17,887$73K0.0%N/A0.004%
4/8/2025 Parallel Advisors LLC6,473$27K0.0%-33.7%0.001%
3/21/2025 Prostatis Group LLC22,732$98K0.0%N/A0.005%
3/12/2025 Palogic Value Management L.P.351,294$1.51M0.0%+50.8%0.079%
3/4/2025 Comprehensive Money Management Services LLC16,800$72K0.1%N/A0.004%
2/24/2025 Ameriflex Group Inc.14,486$62K0.0%N/A0.003%
2/18/2025 Alpine Global Management LLC80,300$346K0.1%N/A0.018%
2/18/2025 Focus Partners Advisor Solutions LLC25,229$109K0.0%+21.8%0.006%
2/17/2025 Squarepoint Ops LLC137,288$592K0.0%+33.3%0.031%
2/17/2025 Two Sigma Advisers LP313,600$1.35M0.0%+1,149.4%0.072%
2/17/2025 Two Sigma Investments LP684,812$2.95M0.0%+115.9%0.157%
2/17/2025 ProShare Advisors LLC69,988$302K0.0%+18.5%0.016%
2/17/2025 Global Assets Advisory LLC15,998$69K0.0%+33.4%0.004%
2/17/2025 D. E. Shaw & Co. Inc.136,238$587K0.0%N/A0.031%
2/17/2025 Cubist Systematic Strategies LLC160,882$693K0.0%N/A0.037%
2/17/2025 Brevan Howard Capital Management LP247,658$1.07M0.0%+1,161.6%0.057%
2/17/2025 Balyasny Asset Management L.P.2,478,914$10.68M0.0%+6,177.6%0.568%
2/17/2025 BNP Paribas Financial Markets259,449$1.12M0.0%+90.4%0.059%
2/14/2025 Mercer Global Advisors Inc. ADV21,458$92K0.0%-46.9%0.005%
2/14/2025 Northern Trust Corp598,848$2.58M0.0%+1.1%0.137%
2/14/2025 Aquatic Capital Management LLC73,024$315K0.0%+518.8%0.017%
2/14/2025 Oxford Asset Management LLP19,561$84K0.0%N/A0.004%
2/14/2025 Virtus ETF Advisers LLC279,372$1.20M0.5%+38.2%0.064%
2/14/2025 Two Sigma Securities LLC36,340$157K0.0%-57.8%0.008%
2/14/2025 Dark Forest Capital Management LP66,047$285K0.0%+311.1%0.015%
2/14/2025 Alpine Global Management LLC80,300$346K0.1%N/A0.018%
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2/14/2025 Tower Research Capital LLC TRC14,560$63K0.0%+732.0%0.003%
2/14/2025 BI Asset Management Fondsmaeglerselskab A S707,827$3.05M0.0%+49.4%0.162%
2/13/2025 CANADA LIFE ASSURANCE Co248,301$1.07M0.0%-7.1%0.057%
2/13/2025 Cravens & Co Advisors LLC20,000$86K0.1%N/A0.005%
2/13/2025 Garden State Investment Advisory Services LLC77,448$334K0.1%-12.8%0.018%
2/13/2025 Guggenheim Capital LLC88,830$383K0.0%+8.2%0.020%
2/13/2025 XTX Topco Ltd172,329$743K0.1%+943.8%0.040%
2/13/2025 Garner Asset Management Corp97,583$421K0.2%-8.4%0.022%
2/13/2025 Envision Financial Planning LLC12,999$56K0.0%N/A0.003%
2/13/2025 Townsquare Capital LLC12,097$52K0.0%-62.2%0.003%
(Data available from 1/1/2016 forward)

PSEC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PSEC shares?

During the previous two years, 205 institutional investors and hedge funds held shares of Prospect Capital. The most heavily invested institutionals were Van ECK Associates Corp ($35.03M), Y.D. More Investments Ltd ($29.06M), Legal & General Group Plc ($12.51M), Balyasny Asset Management L.P. ($10.68M), Thomas J. Herzfeld Advisors Inc. ($9.49M), LSV Asset Management ($4.93M), and Envestnet Asset Management Inc. ($4.85M).Learn more on PSEC's institutional investors.

What percentage of Prospect Capital stock is owned by institutional investors?

9.06% of Prospect Capital stock is owned by institutional investors. Learn more on PSEC's institutional investor holdings.

Which institutional investors have been buying Prospect Capital stock?

Of the 166 institutional investors that purchased Prospect Capital stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank Julius Baer & Co. Ltd Zurich ($9.83M), Van ECK Associates Corp ($5.20M), Y.D. More Investments Ltd ($3.81M), Balyasny Asset Management L.P. ($2.44M), Thomas J. Herzfeld Advisors Inc. ($2.32M), Envestnet Asset Management Inc. ($1.16M), and Trexquant Investment LP ($915.45K).

How much institutional buying is happening at Prospect Capital?

Institutional investors have bought a total of 39,794,642 shares in the last 24 months. This purchase volume represents approximately $212.04M in transactions.

Which Prospect Capital major shareholders have been selling company stock?

Of the 86 institutional investors that sold Prospect Capital stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Catalyst Capital Advisors LLC ($4.08M), Royal Bank of Canada ($3.66M), XML Financial LLC ($1.20M), LSV Asset Management ($1.20M), Van ECK Associates Corp ($811.25K), International Assets Investment Management LLC ($801.41K), and Sumitomo Mitsui Trust Holdings Inc. ($523.49K).

How much institutional selling is happening at Prospect Capital?

Institutional investors have sold a total of 18,030,887 shares in the last 24 months. This volume of shares sold represents approximately $81.96M in transactions.



This page (NASDAQ:PSEC) was last updated on 5/21/2025 by MarketBeat.com Staff
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