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First Trust RiverFront Dynamic Emerging Markets ETF (RFEM) Institutional Ownership

First Trust RiverFront Dynamic Emerging Markets ETF logo
$94.86 +0.80 (+0.85%)
As of 06/12/2026 12:06 PM Eastern

Institutional Ownership Changes (13F Filings) for First Trust RiverFront Dynamic Emerging Markets ETF (NASDAQ:RFEM)

Number of
Institutional Buyers
(last 12 months)
21
Total
Institutional Inflows
(last 12 months)
$33.90M
Number of
Institutional Sellers
(last 12 months)
7
Total
Institutional Outflows
(last 12 months)
$1.45M
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RFEM Institutional Buying and Selling by Quarter

First Trust RiverFront Dynamic Emerging Markets ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/13/2026 Cetera Investment Advisers28,554$2.35M0.0%+6.1%3.359%
5/2/2026 International Assets Investment Management LLC853$70K0.0%+27.3%0.100%
4/27/2026 World Investment Advisors11,160$917K0.0%-6.9%1.313%
4/24/2026 Ferguson Shapiro LLC217,818$17.90M5.5%+126.6%25.626%
4/16/2026 Triad Wealth Partners LLC4,882$401K0.0%-18.1%0.574%
3/13/2026 World Investment Advisors11,982$949K0.0%+4.7%1.712%
2/18/2026 Maia Wealth LLC14,334$1.26M0.2%+10.6%2.048%
2/17/2026 Cetera Investment Advisers26,909$2.13M0.0%+8.2%3.844%
2/17/2026 Osaic Holdings Inc.14,133$1.12M0.0%+1,255.0%2.019%
2/16/2026 MML Investors Services LLC16,401$1.30M0.0%+27.1%2.343%
2/13/2026 Wells Fargo & Company MN8,559$678K0.0%+3,296.4%1.223%
2/12/2026 Wagner Wealth Management Corp5,724$453K0.4%N/A0.818%
2/11/2026 Janney Montgomery Scott LLC72,344$5.73M0.0%+4.3%10.335%
2/11/2026 LPL Financial LLC77,302$6.12M0.0%+46.7%11.043%
2/11/2026 J.W. Cole Advisors Inc.26,392$2.09M0.0%+2.5%3.770%
2/9/2026 Prospera Financial Services Inc37,417$2.96M0.0%+4.7%5.345%
2/4/2026 World Investment Advisors11,982$949K0.0%+4.7%1.712%
2/3/2026 International Assets Investment Management LLC670$53K0.0%N/A0.096%
2/3/2026 MGO One Seven LLC4,170$330K0.0%N/A0.596%
2/2/2026 Truist Financial Corp27,064$2.14M0.0%-3.4%3.866%
1/27/2026 Elevated Capital Advisors LLC597$47K0.0%N/A0.085%
1/26/2026 Ferguson Shapiro LLC96,110$7.61M2.3%N/A13.730%
1/22/2026 Triad Wealth Partners LLC5,961$472K0.0%N/A0.852%
11/14/2025 Raymond James Financial Inc.4,019$305K0.0%-75.1%0.670%
11/14/2025 Maia Wealth LLC12,959$1.02M0.2%+55.7%2.160%
11/6/2025 Prospera Financial Services Inc35,733$2.71M0.0%+6.0%5.956%
11/5/2025 J.W. Cole Advisors Inc.25,741$1.95M0.0%-1.8%4.290%
11/5/2025 Envestnet Asset Management Inc.57,120$4.33M0.0%+1.7%9.520%
11/3/2025 Truist Financial Corp28,011$2.12M0.0%-1.1%4.669%
10/15/2025 World Investment Advisors11,448$868K0.0%+10.3%1.908%
10/14/2025 Farther Finance Advisors LLC17,201$1.31M0.0%+163.6%2.867%
8/20/2025 Coppell Advisory Solutions LLC15,115$1.08M0.1%+85.7%3.023%
8/14/2025 Raymond James Financial Inc.16,173$1.16M0.0%+125.5%3.235%
8/13/2025 Baird Financial Group Inc.47,655$3.40M0.0%+3.3%9.531%
8/13/2025 Maia Wealth LLC8,323$595K0.1%+37.8%1.665%
8/12/2025 J.W. Cole Advisors Inc.26,211$1.87M0.0%-5.3%5.242%
8/12/2025 RiverFront Investment Group LLC37,499$2.68M0.1%-3.1%7.500%
8/8/2025 Cetera Investment Advisers22,033$1.57M0.0%+153.7%4.407%
8/6/2025 Prospera Financial Services Inc33,698$2.41M0.0%+2.6%6.740%
8/4/2025 World Investment Advisors10,378$741K0.0%+6.2%2.076%
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8/1/2025 Envestnet Asset Management Inc.56,187$4.01M0.0%+23.6%11.237%
7/30/2025 Freedom Investment Management Inc.3,921$280K0.0%-7.3%0.784%
7/18/2025 Truist Financial Corp28,327$2.02M0.0%-1.2%5.665%
7/17/2025 Janney Montgomery Scott LLC68,378$4.88M0.0%N/A13.676%
7/11/2025 Farther Finance Advisors LLC6,525$466K0.0%N/A1.305%
5/19/2025Jane Street Group LLC6,882$448K0.0%-64.3%1.529%
5/16/2025Coppell Advisory Solutions LLC8,141$531K0.0%+72.8%1.809%
5/15/2025Baird Financial Group Inc.46,144$3.00M0.0%+4.7%10.254%
5/15/2025OLD Mission Capital LLC42,763$2.78M0.0%+396.4%9.503%
5/14/2025Freedom Investment Management Inc.4,232$275K0.0%+12.8%0.940%
5/14/2025Flow Traders U.S. LLC21,997$1.43M0.1%-25.5%4.888%
5/12/2025Maia Wealth LLC6,039$378K0.1%+33.6%1.342%
5/7/2025LPL Financial LLC41,122$2.68M0.0%+31.3%9.138%
5/6/2025Cetera Investment Advisers8,683$565K0.0%N/A1.930%
5/5/2025J.W. Cole Advisors Inc.27,666$1.80M0.1%+4.8%6.148%
4/29/2025Envestnet Asset Management Inc.45,456$2.96M0.0%+9.0%10.101%
4/29/2025World Investment Advisors9,772$636K0.0%+10.4%2.172%
4/24/2025Capasso Planning Partners LLC6,036$393K0.2%-22.6%1.341%
4/9/2025NBC Securities Inc.1,100$71K0.0%+109,900.0%0.244%
4/7/2025GAMMA Investing LLC123,015$8.01M0.0%+6,267.2%27.337%
2/27/2025REAP Financial Group LLC1,483$94K0.0%-56.0%0.330%
2/17/2025Baird Financial Group Inc.44,063$2.79M0.0%+3.3%9.792%
2/14/2025Jane Street Group LLC19,273$1.22M0.0%+311.2%4.283%
2/14/2025Coppell Advisory Solutions LLC4,712$299K0.0%+32.8%1.047%
2/14/2025Freedom Investment Management Inc.3,751$237K0.0%-7.0%0.834%
2/13/2025Crux Wealth Advisors4,637$293K0.2%N/A1.030%
2/13/2025Raymond James Financial Inc.7,568$479K0.0%N/A1.682%
2/13/2025Envestnet Asset Management Inc.41,700$2.64M0.0%+9.7%9.267%
2/12/2025World Investment Advisors8,848$560K0.0%+9.2%1.966%
2/12/2025OLD Mission Capital LLC8,614$545K0.0%+109.3%1.914%
2/12/2025RiverFront Investment Group LLC79,980$5.06M0.1%-4.3%17.773%
2/11/2025LPL Financial LLC31,314$1.98M0.0%-5.2%6.959%
2/10/2025Capasso Planning Partners LLC7,802$494K0.2%+12.9%1.734%
2/6/2025Raymond James Financial Inc.7,568$479K0.0%N/A1.682%
2/5/2025Maia Wealth LLC4,519$284K0.1%+36.3%1.004%
1/31/2025Truist Financial Corp29,305$1.86M0.0%-0.7%6.512%
1/31/2025J.W. Cole Advisors Inc.26,387$1.67M0.1%+1.3%5.864%
1/3/2025GAMMA Investing LLC1,932$122K0.0%+26.2%0.429%
12/2/2024Capasso Planning Partners LLC6,908$471K0.1%N/A1.535%
11/25/2024World Investment Advisors LLC8,101$552K0.0%N/A1.800%
11/15/2024Jane Street Group LLC4,687$319K0.0%-77.9%1.042%
11/15/2024Hilltop Holdings Inc.10,022$683K0.0%+2.2%2.227%
11/14/2024Flow Traders U.S. LLC29,331$2.00M0.1%-46.0%6.518%
10/30/2024Maia Wealth LLC3,316$218K0.1%N/A0.737%
10/24/2024J.W. Cole Advisors Inc.26,060$1.78M0.1%+7.6%5.791%
10/7/2024GAMMA Investing LLC1,531$104K0.0%+61.8%0.340%
8/28/2024RiverFront Investment Group LLC84,612$5.53M0.1%-5.1%18.803%
8/21/2024Truist Financial Corp30,638$2.00M0.0%-2.5%6.808%
8/8/2024Envestnet Asset Management Inc.38,676$2.53M0.0%-2.1%8.595%
8/1/2024Elevated Capital Advisors LLC7,415$485K0.1%-3.1%1.648%
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7/2/2024GAMMA Investing LLC946$62K0.0%N/A0.189%
5/14/2024OLD Mission Capital LLC97,521$5.97M0.1%+11.1%19.504%
5/2/2024RiverFront Investment Group LLC89,159$5.46M0.2%-1.3%14.860%
4/30/2024J.W. Cole Advisors Inc.24,356$1.49M0.1%-3.2%4.059%
4/29/2024Benjamin F. Edwards & Company Inc.1,685$103K0.0%-8.8%0.281%
4/15/2024Elevated Capital Advisors LLC7,654$469K0.1%-5.8%1.276%
2/21/2024Raleigh Capital Management Inc.1,108$66K0.0%+22.0%0.185%
2/5/2024RiverFront Investment Group LLC90,316$5.34M0.2%-5.2%15.053%
2/2/2024Truist Financial Corp32,062$1.90M0.0%-4.0%5.344%
1/31/2024J.W. Cole Advisors Inc.25,174$1.49M0.1%-3.0%4.196%


RFEM Institutional Ownership - Frequently Asked Questions

During the previous two years, 34 institutional investors and hedge funds held shares of First Trust RiverFront Dynamic Emerging Markets ETF. The most heavily invested institutionals were Ferguson Shapiro LLC ($17.90M), GAMMA Investing LLC ($8.01M), LPL Financial LLC ($6.12M), Janney Montgomery Scott LLC ($5.73M), Envestnet Asset Management Inc. ($4.33M), Baird Financial Group Inc. ($3.40M), and Prospera Financial Services Inc ($2.96M).Learn more on First Trust RiverFront Dynamic Emerging Markets ETF's institutional investors.

Of the 30 institutional investors that purchased First Trust RiverFront Dynamic Emerging Markets ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Ferguson Shapiro LLC ($217.82K), GAMMA Investing LLC ($123.02K), Janney Montgomery Scott LLC ($71.35K), OLD Mission Capital LLC ($38.65K), LPL Financial LLC ($34.43K), Cetera Investment Advisers ($25.71K), and Raymond James Financial Inc. ($24.14K).

Institutional investors have bought a total of 435,638 shares in the last 24 months. This purchase volume represents approximately $33.90M in transactions.

The following institutional investors have sold First Trust RiverFront Dynamic Emerging Markets ETF stock in the last 24 months: Raymond James Financial Inc. ($12.15K), J.W. Cole Advisors Inc. ($1.93K), Truist Financial Corp ($1.60K), RiverFront Investment Group LLC ($1.22K), Triad Wealth Partners LLC ($1.08K), World Investment Advisors ($822.00), and Freedom Investment Management Inc. ($311.00).

Institutional investors have sold a total of 19,109 shares in the last 24 months. This volume of shares sold represents approximately $1.45M in transactions.



This page (NASDAQ:RFEM) was last updated on 6/13/2026 by MarketBeat.com Staff.
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