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B. Riley Financial SEC Filings & 10K Form (NASDAQ:RILY)

$26.66
+0.10 (+0.38 %)
(As of 01/24/2020 06:00 AM ET)
Today's Range
$26.02
Now: $26.66
$26.84
50-Day Range
$24.97
MA: $26.22
$27.99
52-Week Range
$13.70
Now: $26.66
$30.17
Volume43,687 shs
Average Volume43,392 shs
Market Capitalization$717.90 million
P/E Ratio13.40
Dividend Yield2.64%
Beta0.85

SEC Filings

B. Riley Financial (NASDAQ:RILY) SEC Filings

DateFilerForm TypeView
01/23/2020
4:29 PM
B. Riley Financial (Filed by)
HC2 HOLDINGS, INC. (Subject)
Form SC 13G/A
01/23/2020
3:37 PM
B. Riley Financial (Subject)
Elliott Investment Management L.P. (Filed by)
Form SC 13D/A
01/22/2020
7:15 AM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/17/2020
6:45 PM
B. Riley FBR, Inc. (Reporting)
B. Riley Financial (Reporting)
B. Riley Principal Merger Corp. (Issuer)
B. Riley Principal Sponsor Co., LLC (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/14/2020
6:50 PM
B. Riley Financial (Filed by)
HC2 HOLDINGS, INC. (Subject)
Form SC 13G
01/14/2020
5:35 PM
B. Riley FBR, Inc. (Reporting)
B. Riley Financial (Reporting)
B. Riley Principal Merger Corp. (Issuer)
B. Riley Principal Sponsor Co., LLC (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/13/2020
3:33 PM
B. Riley Financial (Subject)
Elliott Investment Management L.P. (Filed by)
Form SC 13D/A
01/09/2020
3:21 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/27/2019
3:14 PM
B. Riley Financial (Subject)
The Nasdaq Stock Market LLC (Filed by)
Form 25-NSE
12/05/2019
4:17 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley FBR, Inc. (Reporting)
B. Riley Financial (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
QUANTUM CORP /DE/ (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/05/2019
3:26 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/05/2019
8:09 AM
B. Riley Financial (Filer)
Form 424B5
11/27/2019
4:08 PM
B. Riley Financial (Subject)
ELLIOTT ASSOCIATES, L.P. (Filed by)
Form SC 13D/A
11/27/2019
3:11 PM
B. Riley Financial (Filed by)
Lonestar Resources US Inc. (Subject)
Form SC 13G/A
11/26/2019
3:25 PM
B. Riley Financial (Filer)
Form 8-K/A
11/14/2019
3:54 PM
B. Riley Financial (Filer)
Form 13F-HR
11/12/2019
4:12 PM
B. Riley Financial (Filed by)
SONIM TECHNOLOGIES INC (Subject)
Form SC 13D
11/01/2019
7:33 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley FBR, Inc. (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
SONIM TECHNOLOGIES INC (Issuer)
Young Kenneth M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/01/2019
4:08 PM
B. Riley Financial (Filer)
Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans  
11/01/2019
1:26 PM
B. Riley Financial (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
10/30/2019
3:17 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/28/2019
5:07 AM
B. Riley Financial (Filed by)
Franchise Group, Inc. (Subject)
Form SC 13D/A
10/25/2019
3:06 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley FBR, Inc. (Reporting)
B. Riley Financial (Reporting)
BR Dialectic Capital Management, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Dialectic Antithesis Partners, LP (Reporting)
Franchise Group, Inc. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
10/18/2019
3:39 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/15/2019
3:08 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/11/2019
4:08 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/10/2019
3:22 PM
B. Riley Financial (Filed by)
Global Ship Lease, Inc. (Subject)
Form SC 13G
10/08/2019
9:30 AM
B. Riley Financial (Filer)
Form CERT
10/07/2019
3:20 PM
B. Riley Financial (Filer)
Form 8-A12B
10/07/2019
3:10 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/03/2019
4:04 PM
B. Riley Financial (Filer)
Form 424B5
10/02/2019
4:01 PM
B. Riley Financial (Subject)
Form FWP
10/02/2019
7:07 AM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/02/2019
7:06 AM
B. Riley Financial (Filer)
Form 424B5
09/30/2019
11:15 PM
B. Riley Financial (Filer)
Form EFFECT
09/23/2019
4:21 PM
B. Riley Financial (Filer)
Form S-3
Registration statement under Securities Act of 1933  
09/23/2019
3:39 PM
B. Riley Financial (Filer)
Form CERT
09/23/2019
3:10 PM
B. Riley Financial (Filer)
Form 8-A12B
09/23/2019
3:08 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/20/2019
3:18 PM
B. Riley Financial (Filer)
Form 424B5
09/18/2019
4:02 PM
B. Riley Financial (Subject)
Form FWP
09/18/2019
7:03 AM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/18/2019
7:00 AM
B. Riley Financial (Filer)
Form 424B5
08/16/2019
3:53 PM
B. Riley FBR, Inc. (Reporting)
B. Riley Financial (Reporting)
B. Riley Principal Merger Corp. (Issuer)
B. Riley Principal Sponsor Co., LLC (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/15/2019
10:05 AM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/12/2019
4:20 PM
B. Riley Financial (Filer)
Form 13F-HR
08/01/2019
3:15 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/31/2019
5:22 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley FBR, Inc. (Reporting)
B. Riley Financial (Reporting)
Babcock & Wilcox Enterprises, Inc. (Issuer)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
07/29/2019
4:18 PM
B. Riley Financial (Filed by)
Babcock & Wilcox Enterprises, Inc. (Subject)
Form SC 13D/A
07/22/2019
7:45 PM
B. Riley Financial (Filed by)
Babcock & Wilcox Enterprises, Inc. (Subject)
Form SC 13D/A
07/22/2019
4:02 PM
B. Riley Financial (Issuer)
Williams Mikel H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/22/2019
4:02 PM
B. Riley Financial (Issuer)
Walters Marian (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/22/2019
4:02 PM
B. Riley Financial (Issuer)
Sims Todd D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/22/2019
4:01 PM
B. Riley Financial (Issuer)
Sheldon Michael Joseph (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/22/2019
4:01 PM
B. Riley Financial (Issuer)
D Agostino Robert P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/22/2019
4:00 PM
ANTIN ROBERT L (Reporting)
B. Riley Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/22/2019
4:00 PM
B. Riley Financial (Issuer)
Walters Marian (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
07/18/2019
3:15 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/16/2019
5:18 PM
B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/16/2019
5:17 PM
B. Riley Financial (Issuer)
WEITZMAN HOWARD (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/16/2019
5:16 PM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/16/2019
5:10 PM
B. Riley Financial (Issuer)
Moore Andrew (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/16/2019
5:09 PM
B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/16/2019
5:08 PM
B. Riley Financial (Issuer)
Gumaer Andrew (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/16/2019
5:08 PM
B. Riley Financial (Issuer)
Forman Alan N (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/16/2019
5:06 PM
Ahn Phillip J. (Reporting)
B. Riley Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/12/2019
3:48 PM
B. Riley Financial (Filed by)
Liberty Tax, Inc. (Subject)
Form SC 13D/A
05/29/2019
4:02 PM
B. Riley Financial (Issuer)
WEITZMAN HOWARD (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/29/2019
4:02 PM
B. Riley Financial (Issuer)
Gumaer Andrew (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/29/2019
4:01 PM
B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/29/2019
4:01 PM
Ahn Phillip J. (Reporting)
B. Riley Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/29/2019
4:01 PM
B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/29/2019
4:01 PM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/29/2019
4:00 PM
B. Riley Financial (Issuer)
Moore Andrew (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/29/2019
4:00 PM
B. Riley Financial (Issuer)
Forman Alan N (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2019
4:00 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/10/2019
3:01 PM
B. Riley Financial (Filer)
Form 13F-HR
05/09/2019
6:19 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
SONIM TECHNOLOGIES INC (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
05/09/2019
2:05 PM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/07/2019
3:44 PM
B. Riley Financial (Filer)
Form CERT
05/07/2019
3:35 PM
B. Riley Financial (Filer)
Form 8-A12B
05/07/2019
3:03 PM
B. Riley Financial (Filed by)
Babcock & Wilcox Enterprises, Inc. (Subject)
Form SC 13D/A
05/03/2019
5:05 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
BR Dialectic Capital Management, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Dialectic Antithesis Partners, LP (Reporting)
Ranger Energy Services, Inc. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/03/2019
4:16 PM
B. Riley Financial (Filer)
Form 424B5
05/02/2019
3:25 PM
B. Riley Financial (Subject)
Form FWP
05/02/2019
7:05 AM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/02/2019
6:56 AM
B. Riley Financial (Filer)
Form 424B5
04/29/2019
6:39 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
BR Dialectic Capital Management, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Dialectic Antithesis Partners, LP (Reporting)
Ranger Energy Services, Inc. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/23/2019
4:41 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
BR Dialectic Capital Management, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Dialectic Antithesis Partners, LP (Reporting)
Ranger Energy Services, Inc. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/22/2019
6:14 AM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/15/2019
5:11 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
BR Dialectic Capital Management, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Dialectic Antithesis Partners, LP (Reporting)
Ranger Energy Services, Inc. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/15/2019
4:15 PM
B. Riley Financial (Filer)
Form DEF 14A
04/12/2019
6:02 PM
B. Riley Financial (Reporting)
B. Riley Principal Merger Corp. (Issuer)
B. Riley Principal Sponsor Co., LLC (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/11/2019
7:18 PM
B. Riley Financial (Reporting)
B. Riley Principal Merger Corp. (Issuer)
B. Riley Principal Sponsor Co., LLC (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/09/2019
3:50 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/08/2019
8:59 PM
B. Riley Financial (Reporting)
B. Riley Principal Merger Corp. (Issuer)
B. Riley Principal Sponsor Co., LLC (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
03/21/2019
3:30 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
BR Dialectic Capital Management, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Dialectic Antithesis Partners, LP (Reporting)
Ranger Energy Services, Inc. (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
03/21/2019
3:28 PM
B. Riley Financial (Filed by)
Ranger Energy Services, Inc. (Subject)
Form SC 13G/A
03/18/2019
5:49 PM
B. Riley Financial (Issuer)
Sims Todd D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/18/2019
5:49 PM
B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
This page was last updated on 1/24/2020 by MarketBeat.com Staff

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