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S&P 500   4,577.11
DOW   35,368.47
QQQ   370.55
S&P 500   4,577.11
DOW   35,368.47
QQQ   370.55
S&P 500   4,577.11
DOW   35,368.47
QQQ   370.55
NASDAQ:RILY

B. Riley Financial SEC Filings & 10K Form

$70.90
-9.91 (-12.26%)
(As of 01/18/2022 04:00 PM ET)
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$70.52
$79.85
50-Day Range
$70.90
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52-Week Range
$46.57
$91.24
Volume
858,354 shs
Average Volume
262,840 shs
Market Capitalization
$1.95 billion
P/E Ratio
3.61
Dividend Yield
4.95%
Beta
1.38

B. Riley Financial (NASDAQ:RILY) SEC Filings

DateFilerForm TypeView
09/17/2021
8:30 PM
ALTA EQUIPMENT GROUP INC. (Issuer)
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/14/2021
8:00 AM
B. Riley Financial (Issuer)
PAULSON RANDALL E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/10/2021
1:26 PM
B. Riley Financial (Issuer)
Moore Andrew (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/09/2021
8:30 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
B. Riley Principal Sponsor Co. II, LLC (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
BRF Investments, LLC (Reporting)
Eos Energy Enterprises, Inc. (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/07/2021
8:21 AM
B. Riley Financial (Subject)
Nasdaq Stock Market LLC (Filed by)
Form 25-NSE
09/03/2021
8:30 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
B. Riley Principal Sponsor Co. II, LLC (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
BRF Investments, LLC (Reporting)
Eos Energy Enterprises, Inc. (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/31/2021
3:20 PM
B. Riley Financial (Filed by)
Eos Energy Enterprises, Inc. (Subject)
Form SC 13D/A
08/30/2021
3:01 PM
B. Riley Financial (Filed by)
TILE SHOP HOLDINGS, INC. (Subject)
TILE SHOP HOLDINGS, INC. (Subject)
Form SC 13D/A
08/27/2021
6:04 AM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
B. Riley Principal Sponsor Co. II, LLC (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Eos Energy Enterprises, Inc. (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/25/2021
4:31 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
SONIM TECHNOLOGIES INC (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/20/2021
7:30 AM
B. Riley Financial (Issuer)
PAULSON RANDALL E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/19/2021
12:14 PM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/18/2021
3:58 PM
B. Riley Financial (Issuer)
Labran Renee E (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
08/13/2021
5:09 PM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/13/2021
7:50 AM
B. Riley Financial (Filed by)
Charah Solutions, Inc. (Subject)
Form SC 13D
08/11/2021
7:31 AM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/06/2021
6:02 PM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/04/2021
3:43 PM
B. Riley Financial (Filer)
Form 424B5
07/30/2021
6:59 AM
B. Riley Financial (Filer)
Form 424B5
06/29/2021
3:01 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
SYNCHRONOSS TECHNOLOGIES INC (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
06/25/2021
3:16 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/25/2021
9:06 AM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/17/2021
5:14 AM
B. Riley Financial (Filed by)
B. Riley Principal 250 Merger Corp. (Subject)
B. Riley Principal 250 Merger Corp. (Subject)
Form SC 13D/A
06/17/2021
5:10 AM
B. Riley Financial (Reporting)
B. Riley Principal 250 Merger Corp. (Issuer)
B. Riley Principal 250 Merger Corp. (Issuer)
B. Riley Principal 250 Sponsor Co., LLC (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/08/2021
11:02 AM
B. Riley Financial (Issuer)
Williams Mikel H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/08/2021
11:02 AM
B. Riley Financial (Issuer)
Walters Marian (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/08/2021
11:01 AM
B. Riley Financial (Issuer)
Sheldon Michael Joseph (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/08/2021
11:01 AM
B. Riley Financial (Issuer)
PAULSON RANDALL E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/08/2021
11:01 AM
B. Riley Financial (Issuer)
D Agostino Robert P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/08/2021
11:00 AM
ANTIN ROBERT L (Reporting)
B. Riley Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/08/2021
8:02 AM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/02/2021
5:05 PM
B. Riley Financial (Issuer)
WEITZMAN HOWARD (Reporting)
WEITZMAN HOWARD (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/02/2021
5:05 PM
B. Riley Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/02/2021
3:32 PM
B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/02/2021
3:31 PM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/02/2021
3:31 PM
B. Riley Financial (Issuer)
Moore Andrew (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/02/2021
3:31 PM
B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/02/2021
3:31 PM
B. Riley Financial (Issuer)
Forman Alan N (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/02/2021
3:30 PM
Ahn Phillip J. (Reporting)
B. Riley Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2021
3:15 PM
B. Riley Financial (Filer)
Form S-8 POS
05/26/2021
3:20 PM
B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2021
3:19 PM
Ahn Phillip J. (Reporting)
B. Riley Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2021
3:19 PM
B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2021
3:19 PM
B. Riley Financial (Issuer)
WEITZMAN HOWARD (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2021
3:18 PM
B. Riley Financial (Issuer)
Moore Andrew (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2021
3:18 PM
B. Riley Financial (Issuer)
Forman Alan N (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/12/2021
8:08 PM
B. Riley Financial (Reporting)
B. Riley Principal 250 Merger Corp. (Issuer)
B. Riley Principal 250 Merger Corp. (Issuer)
B. Riley Principal 250 Sponsor Co., LLC (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/07/2021
4:09 PM
B. Riley Financial (Subject)
BlackRock Inc. (Filed by)
Form SC 13G/A
05/07/2021
8:19 AM
B. Riley Financial (Reporting)
B. Riley Principal 250 Merger Corp. (Issuer)
B. Riley Principal 250 Merger Corp. (Issuer)
B. Riley Principal 250 Sponsor Co., LLC (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
RILEY BRYANT R (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
05/06/2021
1:45 PM
B. Riley Financial (Issuer)
Moore Andrew (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/28/2021
3:16 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
QUANTUM CORP /DE/ (Issuer)
QUANTUM CORP /DE/ (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/20/2021
3:15 PM
B. Riley Financial (Filer)
Form DEF 14A
04/12/2021
8:34 PM
ALTA EQUIPMENT GROUP INC. (Issuer)
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
B. Riley Principal Sponsor Co., LLC (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/06/2021
5:15 AM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/06/2021
5:13 AM
B. Riley Financial (Filer)
Form 424B5
03/29/2021
3:29 PM
B. Riley Financial (Filer)
Form CERT
03/29/2021
3:22 PM
B. Riley Financial (Filer)
Form 8-A12B
03/29/2021
3:17 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/25/2021
4:28 PM
B. Riley Financial (Filer)
Form 424B5
03/24/2021
4:10 PM
B. Riley Financial (Subject)
Form FWP
03/23/2021
7:07 AM
ALTA EQUIPMENT GROUP INC. (Subject)
B. Riley Financial (Filed by)
Form SC 13D/A
03/18/2021
5:36 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
SONIM TECHNOLOGIES INC (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/15/2021
5:58 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
SONIM TECHNOLOGIES INC (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2021
5:12 AM
B. Riley Financial (Filed by)
B. Riley Principal 150 Merger Corp. (Subject)
Form SC 13D
02/25/2021
6:11 PM
B. Riley Financial (Reporting)
B. Riley Principal 150 Merger Corp. (Issuer)
B. Riley Principal 150 Sponsor Co., LLC (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/25/2021
8:48 AM
B. Riley Financial (Filed by)
NATIONAL HOLDINGS CORP (Subject)
Form SC TO-T/A
02/25/2021
8:20 AM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/19/2021
6:23 PM
B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/19/2021
6:22 PM
Ahn Phillip J. (Reporting)
B. Riley Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/19/2021
6:22 PM
B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/19/2021
6:21 PM
B. Riley Financial (Issuer)
WEITZMAN HOWARD (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/19/2021
6:21 PM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/19/2021
6:20 PM
B. Riley Financial (Issuer)
Moore Andrew (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/19/2021
6:20 PM
B. Riley Financial (Issuer)
Forman Alan N (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/18/2021
4:19 PM
B. Riley Financial (Reporting)
B. Riley Principal 150 Merger Corp. (Issuer)
B. Riley Principal 150 Sponsor Co., LLC (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
02/12/2021
4:29 PM
B. Riley Financial (Filed by)
NATIONAL HOLDINGS CORP (Subject)
Form SC TO-T/A
02/10/2021
7:56 AM
B. Riley Financial (Filed by)
Babcock & Wilcox Enterprises, Inc. (Subject)
Form SC 13D/A
02/09/2021
8:10 AM
B. Riley Financial (Filed by)
NATIONAL HOLDINGS CORP (Subject)
Form SC TO-T/A
02/08/2021
3:40 PM
B. Riley Financial (Filed by)
QUANTUM CORP /DE/ (Subject)
QUANTUM CORP /DE/ (Subject)
Form SC 13D/A
02/02/2021
3:37 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
TILE SHOP HOLDINGS, INC. (Issuer)
TILE SHOP HOLDINGS, INC. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/02/2021
7:31 AM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/01/2021
7:50 AM
B. Riley Financial (Filed by)
TILE SHOP HOLDINGS, INC. (Subject)
TILE SHOP HOLDINGS, INC. (Subject)
Form SC 13D/A
01/29/2021
3:05 PM
B. Riley Financial (Filed by)
Global Ship Lease, Inc. (Subject)
Form SC 13G/A
01/29/2021
7:30 AM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/27/2021
4:05 PM
B. Riley Financial (Filed by)
NATIONAL HOLDINGS CORP (Subject)
Form SC TO-T
01/27/2021
3:32 PM
B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
Franchise Group, Inc. (Issuer)
Franchise Group, Inc. (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/27/2021
1:50 PM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/26/2021
4:33 PM
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
Babcock & Wilcox Enterprises, Inc. (Issuer)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/25/2021
3:24 PM
B. Riley Financial (Filer)
Form CERT
01/25/2021
3:15 PM
B. Riley Financial (Filer)
Form 8-A12B
01/25/2021
3:12 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/25/2021
1:53 PM
B. Riley Financial (Issuer)
Sheldon Michael Joseph (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/25/2021
7:30 AM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/20/2021
7:05 AM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/20/2021
6:59 AM
B. Riley Financial (Filer)
Form 424B5
01/15/2021
3:13 PM
B. Riley Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/13/2021
3:10 PM
B. Riley Financial (Filer)
Form 424B5
01/13/2021
7:36 AM
B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/13/2021
7:34 AM
B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/13/2021
7:34 AM
B. Riley Financial (Issuer)
PAULSON RANDALL E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
This page was last updated on 1/19/2022 by MarketBeat.com Staff

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