01/23/2020
4:29 PM | B. Riley Financial (Filed by)
HC2 HOLDINGS, INC. (Subject)
| Form SC 13G/A
| |
01/23/2020
3:37 PM | B. Riley Financial (Subject)
Elliott Investment Management L.P. (Filed by)
| Form SC 13D/A
| |
01/22/2020
7:15 AM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
01/17/2020
6:45 PM | B. Riley FBR, Inc. (Reporting)
B. Riley Financial (Reporting)
B. Riley Principal Merger Corp. (Issuer)
B. Riley Principal Sponsor Co., LLC (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/14/2020
6:50 PM | B. Riley Financial (Filed by)
HC2 HOLDINGS, INC. (Subject)
| Form SC 13G
| |
01/14/2020
5:35 PM | B. Riley FBR, Inc. (Reporting)
B. Riley Financial (Reporting)
B. Riley Principal Merger Corp. (Issuer)
B. Riley Principal Sponsor Co., LLC (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/13/2020
3:33 PM | B. Riley Financial (Subject)
Elliott Investment Management L.P. (Filed by)
| Form SC 13D/A
| |
01/09/2020
3:21 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
12/27/2019
3:14 PM | B. Riley Financial (Subject)
The Nasdaq Stock Market LLC (Filed by)
| Form 25-NSE
| |
12/05/2019
4:17 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley FBR, Inc. (Reporting)
B. Riley Financial (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
QUANTUM CORP /DE/ (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/05/2019
3:26 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
12/05/2019
8:09 AM | B. Riley Financial (Filer)
| Form 424B5
| |
11/27/2019
4:08 PM | B. Riley Financial (Subject)
ELLIOTT ASSOCIATES, L.P. (Filed by)
| Form SC 13D/A
| |
11/27/2019
3:11 PM | B. Riley Financial (Filed by)
Lonestar Resources US Inc. (Subject)
| Form SC 13G/A
| |
11/26/2019
3:25 PM | B. Riley Financial (Filer)
| Form 8-K/A
| |
11/14/2019
3:54 PM | B. Riley Financial (Filer)
| Form 13F-HR
| |
11/12/2019
4:12 PM | B. Riley Financial (Filed by)
SONIM TECHNOLOGIES INC (Subject)
| Form SC 13D
| |
11/01/2019
7:33 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley FBR, Inc. (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
SONIM TECHNOLOGIES INC (Issuer)
Young Kenneth M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/01/2019
4:08 PM | B. Riley Financial (Filer)
| Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans | |
11/01/2019
1:26 PM | B. Riley Financial (Filer)
| Form 10-Q
General form for quarterly reports under Section 13 or 15(d) | |
10/30/2019
3:17 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
10/28/2019
5:07 AM | B. Riley Financial (Filed by)
Franchise Group, Inc. (Subject)
| Form SC 13D/A
| |
10/25/2019
3:06 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley FBR, Inc. (Reporting)
B. Riley Financial (Reporting)
BR Dialectic Capital Management, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Dialectic Antithesis Partners, LP (Reporting)
Franchise Group, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
10/18/2019
3:39 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
10/15/2019
3:08 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
10/11/2019
4:08 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
10/10/2019
3:22 PM | B. Riley Financial (Filed by)
Global Ship Lease, Inc. (Subject)
| Form SC 13G
| |
10/08/2019
9:30 AM | B. Riley Financial (Filer)
| Form CERT
| |
10/07/2019
3:20 PM | B. Riley Financial (Filer)
| Form 8-A12B
| |
10/07/2019
3:10 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
10/03/2019
4:04 PM | B. Riley Financial (Filer)
| Form 424B5
| |
10/02/2019
4:01 PM | B. Riley Financial (Subject)
| Form FWP
| |
10/02/2019
7:07 AM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
10/02/2019
7:06 AM | B. Riley Financial (Filer)
| Form 424B5
| |
09/30/2019
11:15 PM | B. Riley Financial (Filer)
| Form EFFECT
| |
09/23/2019
4:21 PM | B. Riley Financial (Filer)
| Form S-3
Registration statement under Securities Act of 1933 | |
09/23/2019
3:39 PM | B. Riley Financial (Filer)
| Form CERT
| |
09/23/2019
3:10 PM | B. Riley Financial (Filer)
| Form 8-A12B
| |
09/23/2019
3:08 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
09/20/2019
3:18 PM | B. Riley Financial (Filer)
| Form 424B5
| |
09/18/2019
4:02 PM | B. Riley Financial (Subject)
| Form FWP
| |
09/18/2019
7:03 AM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
09/18/2019
7:00 AM | B. Riley Financial (Filer)
| Form 424B5
| |
08/16/2019
3:53 PM | B. Riley FBR, Inc. (Reporting)
B. Riley Financial (Reporting)
B. Riley Principal Merger Corp. (Issuer)
B. Riley Principal Sponsor Co., LLC (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/15/2019
10:05 AM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/12/2019
4:20 PM | B. Riley Financial (Filer)
| Form 13F-HR
| |
08/01/2019
3:15 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
07/31/2019
5:22 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley FBR, Inc. (Reporting)
B. Riley Financial (Reporting)
Babcock & Wilcox Enterprises, Inc. (Issuer)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
07/29/2019
4:18 PM | B. Riley Financial (Filed by)
Babcock & Wilcox Enterprises, Inc. (Subject)
| Form SC 13D/A
| |
07/22/2019
7:45 PM | B. Riley Financial (Filed by)
Babcock & Wilcox Enterprises, Inc. (Subject)
| Form SC 13D/A
| |
07/22/2019
4:02 PM | B. Riley Financial (Issuer)
Williams Mikel H (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/22/2019
4:02 PM | B. Riley Financial (Issuer)
Walters Marian (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/22/2019
4:02 PM | B. Riley Financial (Issuer)
Sims Todd D. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/22/2019
4:01 PM | B. Riley Financial (Issuer)
Sheldon Michael Joseph (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/22/2019
4:01 PM | B. Riley Financial (Issuer)
D Agostino Robert P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/22/2019
4:00 PM | ANTIN ROBERT L (Reporting)
B. Riley Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/22/2019
4:00 PM | B. Riley Financial (Issuer)
Walters Marian (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
07/18/2019
3:15 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
07/16/2019
5:18 PM | B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/16/2019
5:17 PM | B. Riley Financial (Issuer)
WEITZMAN HOWARD (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/16/2019
5:16 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/16/2019
5:10 PM | B. Riley Financial (Issuer)
Moore Andrew (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/16/2019
5:09 PM | B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/16/2019
5:08 PM | B. Riley Financial (Issuer)
Gumaer Andrew (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/16/2019
5:08 PM | B. Riley Financial (Issuer)
Forman Alan N (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/16/2019
5:06 PM | Ahn Phillip J. (Reporting)
B. Riley Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/12/2019
3:48 PM | B. Riley Financial (Filed by)
Liberty Tax, Inc. (Subject)
| Form SC 13D/A
| |
05/29/2019
4:02 PM | B. Riley Financial (Issuer)
WEITZMAN HOWARD (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/29/2019
4:02 PM | B. Riley Financial (Issuer)
Gumaer Andrew (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/29/2019
4:01 PM | B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/29/2019
4:01 PM | Ahn Phillip J. (Reporting)
B. Riley Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/29/2019
4:01 PM | B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/29/2019
4:01 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/29/2019
4:00 PM | B. Riley Financial (Issuer)
Moore Andrew (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/29/2019
4:00 PM | B. Riley Financial (Issuer)
Forman Alan N (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/28/2019
4:00 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
05/10/2019
3:01 PM | B. Riley Financial (Filer)
| Form 13F-HR
| |
05/09/2019
6:19 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
SONIM TECHNOLOGIES INC (Issuer)
| Form 3
Initial statement of beneficial ownership of securities | |
05/09/2019
2:05 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/07/2019
3:44 PM | B. Riley Financial (Filer)
| Form CERT
| |
05/07/2019
3:35 PM | B. Riley Financial (Filer)
| Form 8-A12B
| |
05/07/2019
3:03 PM | B. Riley Financial (Filed by)
Babcock & Wilcox Enterprises, Inc. (Subject)
| Form SC 13D/A
| |
05/03/2019
5:05 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
BR Dialectic Capital Management, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Dialectic Antithesis Partners, LP (Reporting)
Ranger Energy Services, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/03/2019
4:16 PM | B. Riley Financial (Filer)
| Form 424B5
| |
05/02/2019
3:25 PM | B. Riley Financial (Subject)
| Form FWP
| |
05/02/2019
7:05 AM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
05/02/2019
6:56 AM | B. Riley Financial (Filer)
| Form 424B5
| |
04/29/2019
6:39 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
BR Dialectic Capital Management, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Dialectic Antithesis Partners, LP (Reporting)
Ranger Energy Services, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/23/2019
4:41 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
BR Dialectic Capital Management, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Dialectic Antithesis Partners, LP (Reporting)
Ranger Energy Services, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/22/2019
6:14 AM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
04/15/2019
5:11 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
BR Dialectic Capital Management, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Dialectic Antithesis Partners, LP (Reporting)
Ranger Energy Services, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/15/2019
4:15 PM | B. Riley Financial (Filer)
| Form DEF 14A
| |
04/12/2019
6:02 PM | B. Riley Financial (Reporting)
B. Riley Principal Merger Corp. (Issuer)
B. Riley Principal Sponsor Co., LLC (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/11/2019
7:18 PM | B. Riley Financial (Reporting)
B. Riley Principal Merger Corp. (Issuer)
B. Riley Principal Sponsor Co., LLC (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/09/2019
3:50 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
04/08/2019
8:59 PM | B. Riley Financial (Reporting)
B. Riley Principal Merger Corp. (Issuer)
B. Riley Principal Sponsor Co., LLC (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
03/21/2019
3:30 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
BR Dialectic Capital Management, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Dialectic Antithesis Partners, LP (Reporting)
Ranger Energy Services, Inc. (Issuer)
| Form 3
Initial statement of beneficial ownership of securities | |
03/21/2019
3:28 PM | B. Riley Financial (Filed by)
Ranger Energy Services, Inc. (Subject)
| Form SC 13G/A
| |
03/18/2019
5:49 PM | B. Riley Financial (Issuer)
Sims Todd D. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/18/2019
5:49 PM | B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
