02/25/2021
6:11 PM | B. Riley Financial (Reporting)
B. Riley Principal 150 Merger Corp. (Issuer)
B. Riley Principal 150 Sponsor Co., LLC (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/25/2021
8:48 AM | B. Riley Financial (Filed by)
NATIONAL HOLDINGS CORP (Subject)
| Form SC TO-T/A
| |
02/25/2021
8:20 AM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
02/19/2021
6:23 PM | B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/19/2021
6:22 PM | Ahn Phillip J. (Reporting)
B. Riley Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/19/2021
6:22 PM | B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/19/2021
6:21 PM | B. Riley Financial (Issuer)
WEITZMAN HOWARD (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/19/2021
6:21 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/19/2021
6:20 PM | B. Riley Financial (Issuer)
Moore Andrew (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/19/2021
6:20 PM | B. Riley Financial (Issuer)
Forman Alan N (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
|
02/18/2021
4:19 PM | B. Riley Financial (Reporting)
B. Riley Principal 150 Merger Corp. (Issuer)
B. Riley Principal 150 Sponsor Co., LLC (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
02/12/2021
4:29 PM | B. Riley Financial (Filed by)
NATIONAL HOLDINGS CORP (Subject)
| Form SC TO-T/A
| |
02/10/2021
7:56 AM | B. Riley Financial (Filed by)
Babcock & Wilcox Enterprises, Inc. (Subject)
| Form SC 13D/A
| |
02/09/2021
8:10 AM | B. Riley Financial (Filed by)
NATIONAL HOLDINGS CORP (Subject)
| Form SC TO-T/A
| |
02/08/2021
3:40 PM | B. Riley Financial (Filed by)
QUANTUM CORP /DE/ (Subject)
| Form SC 13D/A
| |
02/02/2021
3:37 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
TILE SHOP HOLDINGS, INC. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/02/2021
7:31 AM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/01/2021
7:50 AM | B. Riley Financial (Filed by)
TILE SHOP HOLDINGS, INC. (Subject)
| Form SC 13D/A
| |
01/29/2021
3:05 PM | B. Riley Financial (Filed by)
Global Ship Lease, Inc. (Subject)
| Form SC 13G/A
| |
01/29/2021
7:30 AM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/27/2021
4:05 PM | B. Riley Financial (Filed by)
NATIONAL HOLDINGS CORP (Subject)
| Form SC TO-T
| |
01/27/2021
3:32 PM | B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
Franchise Group, Inc. (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/27/2021
1:50 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/26/2021
4:33 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
Babcock & Wilcox Enterprises, Inc. (Issuer)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/25/2021
3:24 PM | B. Riley Financial (Filer)
| Form CERT
| |
01/25/2021
3:15 PM | B. Riley Financial (Filer)
| Form 8-A12B
| |
01/25/2021
3:12 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
01/25/2021
1:53 PM | B. Riley Financial (Issuer)
Sheldon Michael Joseph (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/25/2021
7:30 AM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/20/2021
7:05 AM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
01/20/2021
6:59 AM | B. Riley Financial (Filer)
| Form 424B5
| |
01/15/2021
3:13 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
01/13/2021
3:10 PM | B. Riley Financial (Filer)
| Form 424B5
| |
01/13/2021
7:36 AM | B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/13/2021
7:34 AM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/13/2021
7:34 AM | B. Riley Financial (Issuer)
PAULSON RANDALL E (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/13/2021
7:34 AM | B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/12/2021
3:19 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
01/12/2021
3:15 PM | B. Riley Financial (Filer)
| Form 424B5
| |
01/11/2021
4:21 PM | B. Riley Financial (Filed by)
NATIONAL HOLDINGS CORP (Subject)
| Form SC TO-C
| |
01/11/2021
9:28 AM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
01/11/2021
9:26 AM | B. Riley Financial (Subject)
| Form DFAN14A
| |
01/07/2021
3:43 PM | B. Riley Financial (Filed by)
theMaven, Inc. (Subject)
| Form SC 13D/A
| |
01/04/2021
8:14 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
BRF Finance Co., LLC (Reporting)
RILEY BRYANT R (Reporting)
theMaven, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/16/2020
7:31 PM | Ahn Phillip J. (Reporting)
B. Riley Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/16/2020
7:31 PM | B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/16/2020
7:31 PM | B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/16/2020
7:31 PM | B. Riley Financial (Issuer)
WEITZMAN HOWARD (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/16/2020
7:30 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/16/2020
7:30 PM | B. Riley Financial (Issuer)
Forman Alan N (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/16/2020
7:30 PM | B. Riley Financial (Issuer)
Moore Andrew (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/10/2020
6:17 PM | B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
| Form 4/A
| |
12/08/2020
4:04 PM | B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
| Form 4/A
| |
12/08/2020
4:02 PM | B. Riley Financial (Issuer)
Forman Alan N (Reporting)
| Form 4/A
| |
12/08/2020
4:01 PM | Ahn Phillip J. (Reporting)
B. Riley Financial (Issuer)
| Form 4/A
| |
12/07/2020
8:58 PM | B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/07/2020
8:55 PM | B. Riley Financial (Issuer)
Forman Alan N (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/07/2020
8:52 PM | B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/07/2020
8:52 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/07/2020
8:49 PM | B. Riley Financial (Issuer)
WEITZMAN HOWARD (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/07/2020
8:44 PM | B. Riley Financial (Issuer)
Moore Andrew (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/07/2020
8:19 PM | Ahn Phillip J. (Reporting)
B. Riley Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/04/2020
7:54 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
BR Dialectic Capital Management, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
BRF Finance Co., LLC (Reporting)
Dialectic Antithesis Partners, LP (Reporting)
RILEY BRYANT R (Reporting)
theMaven, Inc. (Issuer)
| Form 3
Initial statement of beneficial ownership of securities | |
12/02/2020
4:16 PM | B. Riley Financial (Filed by)
Eos Energy Enterprises, Inc. (Subject)
| Form SC 13D/A
| |
11/27/2020
4:08 PM | B. Riley Financial (Filed by)
theMaven, Inc. (Subject)
| Form SC 13D
| |
11/20/2020
5:02 AM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2020
5:12 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
B. Riley Principal Sponsor Co. II, LLC (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Eos Energy Enterprises, Inc. (Issuer)
RILEY BRYANT R (Reporting)
| Form 4/A
| |
11/18/2020
10:48 AM | B. Riley Financial (Subject)
DJ Fund Investments, LLC - Series E (Filed by)
| Form SC 13D
| |
11/17/2020
7:14 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
B. Riley Principal Sponsor Co. II, LLC (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Eos Energy Enterprises, Inc. (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/17/2020
5:27 PM | B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
B. Riley Principal Sponsor Co. II, LLC (Reporting)
Eos Energy Enterprises, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/12/2020
4:24 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
B. Riley Principal Merger Corp. II (Issuer)
B. Riley Principal Sponsor Co. II, LLC (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/12/2020
5:30 AM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
B. Riley Principal Merger Corp. II (Issuer)
B. Riley Principal Sponsor Co. II, LLC (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/06/2020
6:05 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
B. Riley Principal Merger Corp. II (Issuer)
B. Riley Principal Sponsor Co. II, LLC (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/05/2020
5:11 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4/A
| |
11/03/2020
2:14 PM | B. Riley Financial (Issuer)
PAULSON RANDALL E (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/03/2020
2:13 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
10/20/2020
4:37 PM | B. Riley Financial (Reporting)
Franchise Group, Inc. (Issuer)
RILEY BRYANT R (Reporting)
| Form 4/A
| |
10/09/2020
3:47 PM | B. Riley Financial (Filer)
| Form 424B5
| |
10/02/2020
7:50 AM | B. Riley Financial (Filed by)
Babcock & Wilcox Enterprises, Inc. (Subject)
| Form SC 13D/A
| |
10/02/2020
7:50 AM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
Babcock & Wilcox Enterprises, Inc. (Issuer)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/17/2020
7:50 AM | B. Riley Financial (Filed by)
TILE SHOP HOLDINGS, INC. (Subject)
| Form SC 13D/A
| |
09/15/2020
3:18 PM | B. Riley Financial (Issuer)
Sims Todd D. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/14/2020
3:23 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
09/10/2020
3:05 PM | B. Riley Financial (Filed by)
TILE SHOP HOLDINGS, INC. (Subject)
| Form SC 13D
| |
09/10/2020
3:02 PM | B. Riley Financial (Filed by)
Babcock & Wilcox Enterprises, Inc. (Subject)
| Form SC 13D/A
| |
09/10/2020
3:01 PM | B. Riley Financial (Reporting)
Babcock & Wilcox Enterprises, Inc. (Issuer)
RILEY BRYANT R (Reporting)
| Form 4/A
| |
09/09/2020
4:05 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/08/2020
7:50 AM | B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
Babcock & Wilcox Enterprises, Inc. (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/08/2020
7:31 AM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/04/2020
3:24 PM | B. Riley Financial (Reporting)
Franchise Group, Inc. (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/04/2020
3:23 PM | B. Riley Financial (Filer)
| Form 8-A12B
| |
09/04/2020
3:18 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
09/04/2020
3:14 PM | B. Riley Financial (Filer)
| Form CERT
| |
09/03/2020
7:54 AM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/02/2020
4:04 PM | B. Riley Financial (Filer)
| Form 424B5
| |
09/01/2020
6:59 AM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
09/01/2020
6:56 AM | B. Riley Financial (Filer)
| Form 424B5
| |
08/27/2020
7:50 AM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/24/2020
5:51 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
Select Interior Concepts, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/13/2020
3:13 PM | B. Riley Financial (Filer)
| Form 13F-HR
| |
