09/17/2021
8:30 PM | ALTA EQUIPMENT GROUP INC. (Issuer)
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/14/2021
8:00 AM | B. Riley Financial (Issuer)
PAULSON RANDALL E (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/10/2021
1:26 PM | B. Riley Financial (Issuer)
Moore Andrew (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/09/2021
8:30 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
B. Riley Principal Sponsor Co. II, LLC (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
BRF Investments, LLC (Reporting)
Eos Energy Enterprises, Inc. (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/07/2021
8:21 AM | B. Riley Financial (Subject)
Nasdaq Stock Market LLC (Filed by)
| Form 25-NSE
| |
09/03/2021
8:30 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
B. Riley Principal Sponsor Co. II, LLC (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
BRF Investments, LLC (Reporting)
Eos Energy Enterprises, Inc. (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/31/2021
3:20 PM | B. Riley Financial (Filed by)
Eos Energy Enterprises, Inc. (Subject)
| Form SC 13D/A
| |
08/30/2021
3:01 PM | B. Riley Financial (Filed by)
TILE SHOP HOLDINGS, INC. (Subject)
TILE SHOP HOLDINGS, INC. (Subject)
| Form SC 13D/A
| |
08/27/2021
6:04 AM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
B. Riley Principal Sponsor Co. II, LLC (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
Eos Energy Enterprises, Inc. (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/25/2021
4:31 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
SONIM TECHNOLOGIES INC (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
|
08/20/2021
7:30 AM | B. Riley Financial (Issuer)
PAULSON RANDALL E (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/19/2021
12:14 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/18/2021
3:58 PM | B. Riley Financial (Issuer)
Labran Renee E (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
08/13/2021
5:09 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/13/2021
7:50 AM | B. Riley Financial (Filed by)
Charah Solutions, Inc. (Subject)
| Form SC 13D
| |
08/11/2021
7:31 AM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/06/2021
6:02 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/04/2021
3:43 PM | B. Riley Financial (Filer)
| Form 424B5
| |
07/30/2021
6:59 AM | B. Riley Financial (Filer)
| Form 424B5
| |
06/29/2021
3:01 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
SYNCHRONOSS TECHNOLOGIES INC (Issuer)
| Form 3
Initial statement of beneficial ownership of securities | |
06/25/2021
3:16 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
06/25/2021
9:06 AM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
06/17/2021
5:14 AM | B. Riley Financial (Filed by)
B. Riley Principal 250 Merger Corp. (Subject)
B. Riley Principal 250 Merger Corp. (Subject)
| Form SC 13D/A
| |
06/17/2021
5:10 AM | B. Riley Financial (Reporting)
B. Riley Principal 250 Merger Corp. (Issuer)
B. Riley Principal 250 Merger Corp. (Issuer)
B. Riley Principal 250 Sponsor Co., LLC (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/08/2021
11:02 AM | B. Riley Financial (Issuer)
Williams Mikel H (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/08/2021
11:02 AM | B. Riley Financial (Issuer)
Walters Marian (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/08/2021
11:01 AM | B. Riley Financial (Issuer)
Sheldon Michael Joseph (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/08/2021
11:01 AM | B. Riley Financial (Issuer)
PAULSON RANDALL E (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/08/2021
11:01 AM | B. Riley Financial (Issuer)
D Agostino Robert P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/08/2021
11:00 AM | ANTIN ROBERT L (Reporting)
B. Riley Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/08/2021
8:02 AM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/02/2021
5:05 PM | B. Riley Financial (Issuer)
WEITZMAN HOWARD (Reporting)
WEITZMAN HOWARD (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/02/2021
5:05 PM | B. Riley Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/02/2021
3:32 PM | B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/02/2021
3:31 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/02/2021
3:31 PM | B. Riley Financial (Issuer)
Moore Andrew (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/02/2021
3:31 PM | B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/02/2021
3:31 PM | B. Riley Financial (Issuer)
Forman Alan N (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/02/2021
3:30 PM | Ahn Phillip J. (Reporting)
B. Riley Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/28/2021
3:15 PM | B. Riley Financial (Filer)
| Form S-8 POS
| |
05/26/2021
3:20 PM | B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/26/2021
3:19 PM | Ahn Phillip J. (Reporting)
B. Riley Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/26/2021
3:19 PM | B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/26/2021
3:19 PM | B. Riley Financial (Issuer)
WEITZMAN HOWARD (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/26/2021
3:18 PM | B. Riley Financial (Issuer)
Moore Andrew (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/26/2021
3:18 PM | B. Riley Financial (Issuer)
Forman Alan N (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/12/2021
8:08 PM | B. Riley Financial (Reporting)
B. Riley Principal 250 Merger Corp. (Issuer)
B. Riley Principal 250 Merger Corp. (Issuer)
B. Riley Principal 250 Sponsor Co., LLC (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/07/2021
4:09 PM | B. Riley Financial (Subject)
BlackRock Inc. (Filed by)
| Form SC 13G/A
| |
05/07/2021
8:19 AM | B. Riley Financial (Reporting)
B. Riley Principal 250 Merger Corp. (Issuer)
B. Riley Principal 250 Merger Corp. (Issuer)
B. Riley Principal 250 Sponsor Co., LLC (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
RILEY BRYANT R (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
05/06/2021
1:45 PM | B. Riley Financial (Issuer)
Moore Andrew (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/28/2021
3:16 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
QUANTUM CORP /DE/ (Issuer)
QUANTUM CORP /DE/ (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/20/2021
3:15 PM | B. Riley Financial (Filer)
| Form DEF 14A
| |
04/12/2021
8:34 PM | ALTA EQUIPMENT GROUP INC. (Issuer)
B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
B. Riley Principal Sponsor Co., LLC (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/06/2021
5:15 AM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
04/06/2021
5:13 AM | B. Riley Financial (Filer)
| Form 424B5
| |
03/29/2021
3:29 PM | B. Riley Financial (Filer)
| Form CERT
| |
03/29/2021
3:22 PM | B. Riley Financial (Filer)
| Form 8-A12B
| |
03/29/2021
3:17 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/25/2021
4:28 PM | B. Riley Financial (Filer)
| Form 424B5
| |
03/24/2021
4:10 PM | B. Riley Financial (Subject)
| Form FWP
| |
03/23/2021
7:07 AM | ALTA EQUIPMENT GROUP INC. (Subject)
B. Riley Financial (Filed by)
| Form SC 13D/A
| |
03/18/2021
5:36 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
SONIM TECHNOLOGIES INC (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/15/2021
5:58 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
SONIM TECHNOLOGIES INC (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/05/2021
5:12 AM | B. Riley Financial (Filed by)
B. Riley Principal 150 Merger Corp. (Subject)
| Form SC 13D
| |
02/25/2021
6:11 PM | B. Riley Financial (Reporting)
B. Riley Principal 150 Merger Corp. (Issuer)
B. Riley Principal 150 Sponsor Co., LLC (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/25/2021
8:48 AM | B. Riley Financial (Filed by)
NATIONAL HOLDINGS CORP (Subject)
| Form SC TO-T/A
| |
02/25/2021
8:20 AM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
02/19/2021
6:23 PM | B. Riley Financial (Issuer)
KELLEHER THOMAS J /ADV (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/19/2021
6:22 PM | Ahn Phillip J. (Reporting)
B. Riley Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/19/2021
6:22 PM | B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/19/2021
6:21 PM | B. Riley Financial (Issuer)
WEITZMAN HOWARD (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/19/2021
6:21 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/19/2021
6:20 PM | B. Riley Financial (Issuer)
Moore Andrew (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/19/2021
6:20 PM | B. Riley Financial (Issuer)
Forman Alan N (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/18/2021
4:19 PM | B. Riley Financial (Reporting)
B. Riley Principal 150 Merger Corp. (Issuer)
B. Riley Principal 150 Sponsor Co., LLC (Reporting)
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
02/12/2021
4:29 PM | B. Riley Financial (Filed by)
NATIONAL HOLDINGS CORP (Subject)
| Form SC TO-T/A
| |
02/10/2021
7:56 AM | B. Riley Financial (Filed by)
Babcock & Wilcox Enterprises, Inc. (Subject)
| Form SC 13D/A
| |
02/09/2021
8:10 AM | B. Riley Financial (Filed by)
NATIONAL HOLDINGS CORP (Subject)
| Form SC TO-T/A
| |
02/08/2021
3:40 PM | B. Riley Financial (Filed by)
QUANTUM CORP /DE/ (Subject)
QUANTUM CORP /DE/ (Subject)
| Form SC 13D/A
| |
02/02/2021
3:37 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
TILE SHOP HOLDINGS, INC. (Issuer)
TILE SHOP HOLDINGS, INC. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/02/2021
7:31 AM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/01/2021
7:50 AM | B. Riley Financial (Filed by)
TILE SHOP HOLDINGS, INC. (Subject)
TILE SHOP HOLDINGS, INC. (Subject)
| Form SC 13D/A
| |
01/29/2021
3:05 PM | B. Riley Financial (Filed by)
Global Ship Lease, Inc. (Subject)
| Form SC 13G/A
| |
01/29/2021
7:30 AM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/27/2021
4:05 PM | B. Riley Financial (Filed by)
NATIONAL HOLDINGS CORP (Subject)
| Form SC TO-T
| |
01/27/2021
3:32 PM | B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
Franchise Group, Inc. (Issuer)
Franchise Group, Inc. (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/27/2021
1:50 PM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/26/2021
4:33 PM | B. RILEY CAPITAL MANAGEMENT, LLC (Reporting)
B. Riley Financial (Reporting)
B. Riley Securities, Inc. (Reporting)
Babcock & Wilcox Enterprises, Inc. (Issuer)
BRC Partners Management GP, LLC (Reporting)
BRC Partners Opportunity Fund, LP (Reporting)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/25/2021
3:24 PM | B. Riley Financial (Filer)
| Form CERT
| |
01/25/2021
3:15 PM | B. Riley Financial (Filer)
| Form 8-A12B
| |
01/25/2021
3:12 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
01/25/2021
1:53 PM | B. Riley Financial (Issuer)
Sheldon Michael Joseph (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/25/2021
7:30 AM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/20/2021
7:05 AM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
01/20/2021
6:59 AM | B. Riley Financial (Filer)
| Form 424B5
| |
01/15/2021
3:13 PM | B. Riley Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
01/13/2021
3:10 PM | B. Riley Financial (Filer)
| Form 424B5
| |
01/13/2021
7:36 AM | B. Riley Financial (Issuer)
Young Kenneth M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/13/2021
7:34 AM | B. Riley Financial (Issuer)
RILEY BRYANT R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/13/2021
7:34 AM | B. Riley Financial (Issuer)
PAULSON RANDALL E (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
