Free Trial
$100 Off. Every Year. Lock In MarketBeat All Access at $149
Claim the Rate Lock
Claim MarketBeat All Access Sale Promotion

Principal U.S. Mega-Cap ETF (USMC) Institutional Ownership

Principal U.S. Mega-Cap ETF logo
$76.54 +0.51 (+0.66%)
Closing price 03:58 PM Eastern
Extended Trading
$76.53 -0.02 (-0.02%)
As of 04:04 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Principal U.S. Mega-Cap ETF (NASDAQ:USMC)

Number of
Institutional Buyers
(last 12 months)
66
Total
Institutional Inflows
(last 12 months)
$236.54M
Number of
Institutional Sellers
(last 12 months)
34
Total
Institutional Outflows
(last 12 months)
$542.42M
Get USMC Insider Trade Alerts

Want to know when executives and insiders are buying or selling Principal U.S. Mega-Cap ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

USMC Institutional Buying and Selling by Quarter

Principal U.S. Mega-Cap ETF Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/26/2026Segment Wealth Management LLC266,962$20.48M1.1%N/A0.401%
10/23/2026 Citizens Financial Group Inc. RI19,343$1.48M0.0%N/A0.029%
10/23/2026 Simplicity Wealth LLC4,729$363K0.0%-6.5%0.007%
10/21/2026 Centennial Advisors LLC6,169$473K0.6%N/A0.009%
10/21/2026 Fifth Third Securities Inc.4,098$314K0.0%N/A0.006%
10/8/2026 Farther Finance Advisors LLC10,066$772K0.0%+1,750.4%0.015%
9/23/2026Envestnet Asset Management Inc.4,575,742$339.19M0.1%+2.0%6.470%
9/9/2026Concorde Asset Management LLC2,700$200K0.1%N/A0.006%
9/9/2026Integrated Wealth Concepts LLC252,839$18.74M0.1%-2.1%0.524%
9/9/2026NewEdge Advisors LLC199,956$14.82M0.0%-33.5%0.415%
9/9/2026Baird Financial Group Inc.4,318$320K0.0%-6.9%0.009%
8/23/2026Ameritas Advisory Services LLC91,983$6.82M0.1%N/A0.191%
8/22/2026Compass Financial Management LLC1,084$83K0.0%N/A0.002%
8/20/2026Jackson Wealth Management LLC5,780$428K0.3%-86.4%0.012%
8/12/2026Compass Financial Management LLC1,084$83K0.0%N/A0.002%
6/3/2026Parallel Advisors LLC412$26K0.0%N/A0.001%
6/3/2026NewEdge Advisors LLC300,827$19.35M0.1%-4.1%0.668%
5/19/2026NewEdge Advisors LLC100,514$6.46M0.1%-67.9%0.223%
5/19/2026Bank of America Corp DE12,245$788K0.0%+42.8%0.027%
5/18/2026Royal Bank of Canada117,374$7.55M0.0%+35.4%0.260%
5/13/2026Cetera Investment Advisers37,930$2.44M0.0%-56.0%0.084%
5/7/2026Symphony Financial Services Inc.242,619$15.60M8.0%+6.1%0.538%
5/7/2026Parallel Advisors LLC412$26K0.0%N/A0.001%
5/6/2026 Cornerstone Planning Group LLC4,251$302K0.0%-47.0%0.009%
5/4/2026Principal Financial Group Inc.30,153,564$1.94B1.0%-3.7%66.919%
5/1/2026 Citizens Financial Group Inc. RI16,198$1.04M0.0%+2.9%0.036%
5/1/2026Fifth Third Bancorp1,244$80K0.0%N/A0.003%
4/30/2026Kestra Advisory Services LLC19,992$1.29M0.0%-0.8%0.044%
4/30/2026Greenwood Capital Associates LLC35,210$2.26M0.2%+14.8%0.078%
4/29/2026Richmond Investment Services LLC31,877$2.05M0.3%-0.8%0.071%
4/22/2026Janney Montgomery Scott LLC4,926$317K0.0%-74.3%0.011%
4/18/2026PMG Wealth Management Inc.32,931$2.11M1.5%-1.5%0.073%
2/23/2026Virtu Financial LLC22,824$1.56M0.1%+509.5%0.050%
2/18/2026Mercer Global Advisors Inc. ADV893,610$61.17M0.1%-1.3%1.952%
2/18/2026EP Wealth Advisors LLC133,476$9.14M0.0%N/A0.292%
2/18/2026NewEdge Advisors LLC313,540$21.46M0.1%-31.7%0.685%
2/18/2026Hershey Financial Advisers LLC6,955$476K0.4%N/A0.015%
2/18/2026Gotham Asset Management LLC8,093$554K0.0%-56.7%0.018%
2/17/2026Cetera Investment Advisers86,151$5.90M0.0%+50.1%0.188%
2/17/2026Equitable Holdings Inc.4,476$306K0.0%+5.5%0.010%
Trump’s Plan To Cheat History (Ad)

China has slashed its U.S. Treasury holdings by more than 45% from their peak, while building gold vaults and payment networks that bypass the dollar entirely. Since the Federal Reserve opened in 1913, the dollar has lost most of its purchasing power. Porter Stansberry argues a new monetary order is forming around AI infrastructure, chips and energy, pointing to stocks like Vertiv, GE Vernova and Arista Networks that have surged hundreds of percent in recent years.tc pixel

Watch Porter Stansberry's full interview and see his top pick now
2/17/2026Osaic Holdings Inc.143,433$9.82M0.0%+115.2%0.313%
2/17/2026Advisory Services Network LLC7,117$487K0.0%+3.1%0.016%
2/17/2026&PARTNERS57,277$3.92M0.0%+3.0%0.125%
2/17/2026Blair William & Co. IL6,805$466K0.0%+27.2%0.015%
2/17/2026Royal Bank of Canada86,684$5.93M0.0%+38.7%0.189%
2/17/2026Abound Financial LLC418$29K0.0%N/A0.001%
2/16/2026MML Investors Services LLC58,352$3.99M0.0%+1.2%0.127%
2/13/2026Kestra Advisory Services LLC20,161$1.38M0.0%+37.3%0.044%
2/13/2026Stifel Financial Corp23,418$1.60M0.0%+0.8%0.051%
2/13/2026Smartleaf Asset Management LLC52,031$3.58M0.1%-1.4%0.114%
2/13/2026Integrated Wealth Concepts LLC241,652$16.54M0.2%+55.3%0.528%
2/13/2026Golden State Wealth Management LLC207,963$14.24M1.5%+4.8%0.454%
2/13/2026Wells Fargo & Company MN640,137$43.82M0.0%+7.3%1.398%
2/12/2026Orion Porfolio Solutions LLC306,368$20.97M0.2%+4.7%0.669%
2/12/2026Richmond Investment Services LLC32,147$2.20M0.4%+6.4%0.070%
2/12/2026Commonwealth Equity Services LLC115,282$7.89M0.0%+4.1%0.252%
2/12/2026Steward Partners Investment Advisory LLC10,762$737K0.0%-4.7%0.024%
2/12/2026Symphony Financial Services Inc.228,694$15.65M8.0%+6.6%0.500%
2/12/2026Principal Securities Inc.4,470,607$306.01M4.7%+2.1%9.765%
2/11/2026LPL Financial LLC1,404,127$96.11M0.0%+6.6%3.067%
2/11/2026JPMorgan Chase & Co.62,695$4.29M0.0%+30.0%0.137%
2/10/2026Northwestern Mutual Wealth Management Co.31,397$2.15M0.0%+68.9%0.069%
2/9/2026Huntington National Bank367$25K0.0%N/A0.001%
2/9/2026Cary Street Partners Financial LLC12,516$857K0.0%-4.5%0.027%
2/9/2026Prospera Financial Services Inc16,678$1.14M0.0%+30.4%0.036%
2/6/2026HighTower Advisors LLC5,274$361K0.0%+9.4%0.012%
2/6/2026Envestnet Portfolio Solutions Inc.4,920$337K0.0%+6.6%0.011%
2/5/2026Wealth Advisors of Iowa LLC205,062$14.04M4.6%-1.3%0.447%
2/5/2026Cornerstone Wealth Management LLC6,685$458K0.0%-5.6%0.015%
2/2/2026Principal Financial Group Inc.31,301,844$2.14B1.1%-16.4%68.255%
2/2/2026Mcdonald Partners LLC6,506$445K0.1%N/A0.014%
2/2/2026 Cornerstone Planning Group LLC8,015$544K0.1%N/A0.017%
1/30/2026 Citizens Financial Group Inc. RI15,734$1.08M0.0%-2.1%0.034%
1/30/2026 Simplicity Wealth LLC4,601$315K0.0%N/A0.010%
1/29/2026Sanctuary Advisors LLC3,018$207K0.0%-6.4%0.006%
1/29/2026Segment Wealth Management LLC256,306$17.54M1.0%-0.3%0.542%
1/27/2026Cannon Wealth Management Services LLC9,511$651K0.5%-1.5%0.020%
1/27/2026 Stillwater Wealth Management Group7,352$503K0.3%-15.9%0.016%
1/26/2026Legacy CG LLC296,195$20.28M5.7%-4.0%0.627%
1/26/2026Greenwood Capital Associates LLC30,658$2.10M0.2%+50.6%0.065%
1/26/2026Elevation Capital Advisory LLC101,514$6.95M2.8%-20.8%0.215%
1/23/2026 Assetmark Inc.3,164$217K0.0%+18.7%0.007%
1/23/2026PMG Wealth Management Inc.33,438$2.29M1.7%+1.3%0.071%
1/22/2026O Brien Wealth Partners LLC893,720$61.18M8.1%-1.4%1.903%
1/21/2026Capital Investment Advisory Services LLC53,034$3.63M0.3%+5.2%0.113%
1/21/2026Flagship Harbor Advisors LLC2,141$147K0.0%N/A0.005%
1/20/2026Ethos Financial Group LLC111,872$7.66M0.6%N/A0.238%
1/20/2026Jackson Wealth Management LLC44,418$3.04M0.3%+2.2%0.095%
1/15/2026Silver Oak Securities Incorporated26,687$1.84M0.1%-15.7%0.057%
1/8/2026 Wealth Enhancement Advisory Services LLC30,356$2.08M0.0%+14.2%0.064%
Elon Musk… A Total Fraud? (Ad)

Jeff Brown, the former tech executive who picked Nvidia in 2016 before it surged as high as 37,800 percent, just got inside Elon Musk's new Cybercab, a vehicle with no steering wheel or pedals. In 2018, the New York Post called Musk a total fraud. Brown's latest footage shows just how far that technology has come since then.tc pixel

Watch the Cybercab footage and judge Elon Musk's technology yourself
1/1/2026JPMorgan Chase & Co.48,225$3.29M0.0%+45.1%0.101%
12/2/2025 Stillwater Wealth Management Group8,747$596K0.4%N/A0.018%
11/18/2025Advisory Services Network LLC6,905$471K0.0%N/A0.014%
11/17/2025NewEdge Advisors LLC459,273$31.31M0.1%+45.6%0.964%
11/17/2025Susquehanna International Group LLP28,800$1.96M0.0%+97.0%0.060%
11/17/2025Northwestern Mutual Wealth Management Co.18,594$1.27M0.0%+14.9%0.039%
11/17/2025Mercer Global Advisors Inc. ADV904,936$61.69M0.1%N/A1.899%
11/17/2025Integrated Wealth Concepts LLC155,596$10.61M0.1%+176.8%0.326%
11/17/2025Gotham Asset Management LLC18,705$1.28M0.0%N/A0.039%
11/17/2025Citadel Advisors LLC25,677$1.75M0.0%+7.0%0.054%


USMC Institutional Ownership - Frequently Asked Questions

During the previous two years, 98 institutional investors and hedge funds held shares of Principal U.S. Mega-Cap ETF. The most heavily invested institutionals were Principal Financial Group Inc. ($1.94B), Envestnet Asset Management Inc. ($339.19M), Principal Securities Inc. ($306.01M), LPL Financial LLC ($96.11M), O Brien Wealth Partners LLC ($61.18M), Mercer Global Advisors Inc. ADV ($61.17M), and Raymond James Financial Inc. ($51.94M).Learn more on Principal U.S. Mega-Cap ETF's institutional investors.

Of the 93 institutional investors that purchased Principal U.S. Mega-Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($1.47M), Mercer Global Advisors Inc. ADV ($904.94K), Envestnet Asset Management Inc. ($453.09K), LPL Financial LLC ($436.85K), Golden State Wealth Management LLC ($406.37K), NewEdge Advisors LLC ($279.40K), and Segment Wealth Management LLC ($272.91K).

Institutional investors have bought a total of 3,414,951 shares in the last 24 months. This purchase volume represents approximately $236.54M in transactions.

Of the 34 institutional investors that sold Principal U.S. Mega-Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Principal Financial Group Inc. ($7.30M), NewEdge Advisors LLC ($472.34K), Cetera Investment Advisers ($48.22K), Jackson Wealth Management LLC ($36.82K), Raymond James Financial Inc. ($28.00K), Elevation Capital Advisory LLC ($26.61K), and Janney Montgomery Scott LLC ($14.28K).

Institutional investors have sold a total of 7,999,727 shares in the last 24 months. This volume of shares sold represents approximately $542.42M in transactions.


Related Companies

Institutional ownership data for NASDAQ:USMC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/26/2026. New 13F filings are added each quarter as they're published.
From Our Partners
Financial legend: “This is bad, really bad...”
Dr. Martin D. Weiss has publicly predicted six major American market crashes over his 55-year career, each war...
Weiss Ratings | Sponsoredtc pixel
80 Days Until America's Rare Earth Supply Chain Shift
China controls more than 90% of global rare earth alloy production, leverage it is using to restrict exports t...
The Tomorrow Investor | Sponsoredtc pixel
The investigation Porter spent tens of thousands to document
Porter Stansberry flew the Porter and Co. team 3,300 miles to Dublin to investigate a 17-year investing experi...
Porter & Company | Sponsoredtc pixel
My next big call (under $1)
17,556% on KDA. 3,900% on PRE. 2,650% on OCEAN. Every single one of these was recommended to our community bef...
Crypto 101 Media | Sponsoredtc pixel
He turned $12K into $1.65M without touching Apple or Tesla
Tim Sykes turned $12,415 in gift money into more than $1.65 million before graduating college, without trading...
Tim Sykes | Sponsoredtc pixel
Last call for your free 0DTE report
The 0DTE Game Plan lays out a simple 3-step framework for trading same-day options: Plan it, profit from it, p...
Profits Run | Sponsoredtc pixel
Why Gerardo Del Real says wait before buying uranium stocks
Gerardo Del Real is calling it the Third Convergence Event, a new catalyst hitting the uranium market that he ...
Digest Publishing | Sponsoredtc pixel
First Look: Elon’s “Starphone”
Rumors are swirling that Elon Musk is developing a new mobile device that could rival the iPhone. It's said to...
Stansberry Research | Sponsoredtc pixel