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Principal U.S. Mega-Cap ETF (USMC) Institutional Ownership

Principal U.S. Mega-Cap ETF logo
$78.05 -0.05 (-0.07%)
As of 02:03 PM Eastern
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Institutional Ownership Changes (13F Filings) for Principal U.S. Mega-Cap ETF (NASDAQ:USMC)

Number of
Institutional Buyers
(last 12 months)
65
Total
Institutional Inflows
(last 12 months)
$219.44M
Number of
Institutional Sellers
(last 12 months)
33
Total
Institutional Outflows
(last 12 months)
$543.59M
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USMC Institutional Buying and Selling by Quarter

Principal U.S. Mega-Cap ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/8/2026Farther Finance Advisors LLC10,066$772K0.0%+1,750.4%0.015%
9/23/2026Envestnet Asset Management Inc.4,575,742$339.19M0.1%+2.0%6.470%
9/9/2026Concorde Asset Management LLC2,700$200K0.1%N/A0.006%
9/9/2026Integrated Wealth Concepts LLC252,839$18.74M0.1%-2.1%0.524%
9/9/2026NewEdge Advisors LLC199,956$14.82M0.0%-33.5%0.415%
9/9/2026Baird Financial Group Inc.4,318$320K0.0%-6.9%0.009%
8/23/2026Ameritas Advisory Services LLC91,983$6.82M0.1%N/A0.191%
8/22/2026Compass Financial Management LLC1,084$83K0.0%N/A0.002%
8/20/2026Jackson Wealth Management LLC5,780$428K0.3%-86.4%0.012%
8/12/2026Compass Financial Management LLC1,084$83K0.0%N/A0.002%
6/3/2026Parallel Advisors LLC412$26K0.0%N/A0.001%
6/3/2026NewEdge Advisors LLC300,827$19.35M0.1%-4.1%0.668%
5/19/2026NewEdge Advisors LLC100,514$6.46M0.1%-67.9%0.223%
5/19/2026Bank of America Corp DE12,245$788K0.0%+42.8%0.027%
5/18/2026Royal Bank of Canada117,374$7.55M0.0%+35.4%0.260%
5/13/2026Cetera Investment Advisers37,930$2.44M0.0%-56.0%0.084%
5/7/2026Symphony Financial Services Inc.242,619$15.60M8.0%+6.1%0.538%
5/7/2026Parallel Advisors LLC412$26K0.0%N/A0.001%
5/6/2026Cornerstone Planning Group LLC4,251$302K0.0%-47.0%0.009%
5/4/2026Principal Financial Group Inc.30,153,564$1.94B1.0%-3.7%66.919%
5/1/2026Citizens Financial Group Inc. RI16,198$1.04M0.0%+2.9%0.036%
5/1/2026Fifth Third Bancorp1,244$80K0.0%N/A0.003%
4/30/2026Kestra Advisory Services LLC19,992$1.29M0.0%-0.8%0.044%
4/30/2026Greenwood Capital Associates LLC35,210$2.26M0.2%+14.8%0.078%
4/29/2026Richmond Investment Services LLC31,877$2.05M0.3%-0.8%0.071%
4/22/2026Janney Montgomery Scott LLC4,926$317K0.0%-74.3%0.011%
4/18/2026PMG Wealth Management Inc.32,931$2.11M1.5%-1.5%0.073%
2/23/2026Virtu Financial LLC22,824$1.56M0.1%+509.5%0.050%
2/18/2026Mercer Global Advisors Inc. ADV893,610$61.17M0.1%-1.3%1.952%
2/18/2026EP Wealth Advisors LLC133,476$9.14M0.0%N/A0.292%
2/18/2026NewEdge Advisors LLC313,540$21.46M0.1%-31.7%0.685%
2/18/2026Hershey Financial Advisers LLC6,955$476K0.4%N/A0.015%
2/18/2026Gotham Asset Management LLC8,093$554K0.0%-56.7%0.018%
2/17/2026Cetera Investment Advisers86,151$5.90M0.0%+50.1%0.188%
2/17/2026Equitable Holdings Inc.4,476$306K0.0%+5.5%0.010%
2/17/2026Osaic Holdings Inc.143,433$9.82M0.0%+115.2%0.313%
2/17/2026Advisory Services Network LLC7,117$487K0.0%+3.1%0.016%
2/17/2026&PARTNERS57,277$3.92M0.0%+3.0%0.125%
2/17/2026Blair William & Co. IL6,805$466K0.0%+27.2%0.015%
2/17/2026Royal Bank of Canada86,684$5.93M0.0%+38.7%0.189%
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2/17/2026Abound Financial LLC418$29K0.0%N/A0.001%
2/16/2026MML Investors Services LLC58,352$3.99M0.0%+1.2%0.127%
2/13/2026Kestra Advisory Services LLC20,161$1.38M0.0%+37.3%0.044%
2/13/2026Stifel Financial Corp23,418$1.60M0.0%+0.8%0.051%
2/13/2026Smartleaf Asset Management LLC52,031$3.58M0.1%-1.4%0.114%
2/13/2026Integrated Wealth Concepts LLC241,652$16.54M0.2%+55.3%0.528%
2/13/2026Golden State Wealth Management LLC207,963$14.24M1.5%+4.8%0.454%
2/13/2026Wells Fargo & Company MN640,137$43.82M0.0%+7.3%1.398%
2/12/2026Orion Porfolio Solutions LLC306,368$20.97M0.2%+4.7%0.669%
2/12/2026Richmond Investment Services LLC32,147$2.20M0.4%+6.4%0.070%
2/12/2026Commonwealth Equity Services LLC115,282$7.89M0.0%+4.1%0.252%
2/12/2026Steward Partners Investment Advisory LLC10,762$737K0.0%-4.7%0.024%
2/12/2026Symphony Financial Services Inc.228,694$15.65M8.0%+6.6%0.500%
2/12/2026Principal Securities Inc.4,470,607$306.01M4.7%+2.1%9.765%
2/11/2026LPL Financial LLC1,404,127$96.11M0.0%+6.6%3.067%
2/11/2026JPMorgan Chase & Co.62,695$4.29M0.0%+30.0%0.137%
2/10/2026Northwestern Mutual Wealth Management Co.31,397$2.15M0.0%+68.9%0.069%
2/9/2026Huntington National Bank367$25K0.0%N/A0.001%
2/9/2026Cary Street Partners Financial LLC12,516$857K0.0%-4.5%0.027%
2/9/2026Prospera Financial Services Inc16,678$1.14M0.0%+30.4%0.036%
2/6/2026HighTower Advisors LLC5,274$361K0.0%+9.4%0.012%
2/6/2026Envestnet Portfolio Solutions Inc.4,920$337K0.0%+6.6%0.011%
2/5/2026Wealth Advisors of Iowa LLC205,062$14.04M4.6%-1.3%0.447%
2/5/2026Cornerstone Wealth Management LLC6,685$458K0.0%-5.6%0.015%
2/2/2026Principal Financial Group Inc.31,301,844$2.14B1.1%-16.4%68.255%
2/2/2026Mcdonald Partners LLC6,506$445K0.1%N/A0.014%
2/2/2026Cornerstone Planning Group LLC8,015$544K0.1%N/A0.017%
1/30/2026Citizens Financial Group Inc. RI15,734$1.08M0.0%-2.1%0.034%
1/30/2026Simplicity Wealth LLC4,601$315K0.0%N/A0.010%
1/29/2026Sanctuary Advisors LLC3,018$207K0.0%-6.4%0.006%
1/29/2026Segment Wealth Management LLC256,306$17.54M1.0%-0.3%0.542%
1/27/2026Cannon Wealth Management Services LLC9,511$651K0.5%-1.5%0.020%
1/27/2026Stillwater Wealth Management Group7,352$503K0.3%-15.9%0.016%
1/26/2026Legacy CG LLC296,195$20.28M5.7%-4.0%0.627%
1/26/2026Greenwood Capital Associates LLC30,658$2.10M0.2%+50.6%0.065%
1/26/2026Elevation Capital Advisory LLC101,514$6.95M2.8%-20.8%0.215%
1/23/2026Assetmark Inc.3,164$217K0.0%+18.7%0.007%
1/23/2026PMG Wealth Management Inc.33,438$2.29M1.7%+1.3%0.071%
1/22/2026O Brien Wealth Partners LLC893,720$61.18M8.1%-1.4%1.903%
1/21/2026Capital Investment Advisory Services LLC53,034$3.63M0.3%+5.2%0.113%
1/21/2026Flagship Harbor Advisors LLC2,141$147K0.0%N/A0.005%
1/20/2026Ethos Financial Group LLC111,872$7.66M0.6%N/A0.238%
1/20/2026Jackson Wealth Management LLC44,418$3.04M0.3%+2.2%0.095%
1/15/2026Silver Oak Securities Incorporated26,687$1.84M0.1%-15.7%0.057%
1/8/2026Wealth Enhancement Advisory Services LLC30,356$2.08M0.0%+14.2%0.064%
1/1/2026JPMorgan Chase & Co.48,225$3.29M0.0%+45.1%0.101%
12/2/2025Stillwater Wealth Management Group8,747$596K0.4%N/A0.018%
11/18/2025Advisory Services Network LLC6,905$471K0.0%N/A0.014%
11/17/2025NewEdge Advisors LLC459,273$31.31M0.1%+45.6%0.964%
11/17/2025Susquehanna International Group LLP28,800$1.96M0.0%+97.0%0.060%
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11/17/2025Northwestern Mutual Wealth Management Co.18,594$1.27M0.0%+14.9%0.039%
11/17/2025Mercer Global Advisors Inc. ADV904,936$61.69M0.1%N/A1.899%
11/17/2025Integrated Wealth Concepts LLC155,596$10.61M0.1%+176.8%0.326%
11/17/2025Gotham Asset Management LLC18,705$1.28M0.0%N/A0.039%
11/17/2025Citadel Advisors LLC25,677$1.75M0.0%+7.0%0.054%
11/14/2025Raymond James Financial Inc.761,861$51.94M0.0%-3.5%1.599%
11/14/2025Virtu Financial LLC3,745$255K0.0%N/A0.008%
11/14/2025Equitable Holdings Inc.4,242$289K0.0%N/A0.009%
11/14/2025One Capital Management LLC7,732$527K0.0%-31.5%0.016%
11/13/2025UBS Group AG59,536$4.06M0.0%+8.0%0.125%


USMC Institutional Ownership - Frequently Asked Questions

During the previous two years, 97 institutional investors and hedge funds held shares of Principal U.S. Mega-Cap ETF. The most heavily invested institutionals were Principal Financial Group Inc. ($1.94B), Envestnet Asset Management Inc. ($339.19M), Principal Securities Inc. ($306.01M), LPL Financial LLC ($96.11M), O Brien Wealth Partners LLC ($61.18M), Mercer Global Advisors Inc. ADV ($61.17M), and Raymond James Financial Inc. ($51.94M).Learn more on Principal U.S. Mega-Cap ETF's institutional investors.

Of the 92 institutional investors that purchased Principal U.S. Mega-Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($1.47M), Mercer Global Advisors Inc. ADV ($904.94K), O Brien Wealth Partners LLC ($607.00K), Envestnet Asset Management Inc. ($453.09K), LPL Financial LLC ($436.85K), Golden State Wealth Management LLC ($406.37K), and NewEdge Advisors LLC ($279.40K).

Institutional investors have bought a total of 3,201,155 shares in the last 24 months. This purchase volume represents approximately $219.44M in transactions.

Of the 33 institutional investors that sold Principal U.S. Mega-Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Principal Financial Group Inc. ($7.30M), NewEdge Advisors LLC ($472.34K), Cetera Investment Advisers ($48.22K), Jackson Wealth Management LLC ($36.82K), Raymond James Financial Inc. ($28.00K), O Brien Wealth Partners LLC ($26.80K), and Elevation Capital Advisory LLC ($26.61K).

Institutional investors have sold a total of 8,016,901 shares in the last 24 months. This volume of shares sold represents approximately $543.59M in transactions.


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Institutional ownership data for NASDAQ:USMC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/8/2026. New 13F filings are added each quarter as they're published.
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