Free Trial

Caterpillar (CAT) SEC Filings & 10K Form

Caterpillar logo
$358.70 +0.63 (+0.18%)
Closing price 03:59 PM Eastern
Extended Trading
$358.82 +0.12 (+0.03%)
As of 07:55 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.

Recent Caterpillar SEC Filings

DateFilerForm TypeView
05/27/2025
2:16 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/27/2025
2:18 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/23/2025
9:03 AM
Caterpillar (Filer)
Form SD
Specialized Disclosure Report  
05/15/2025
9:49 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/14/2025
4:24 PM
Caterpillar (Subject)
Johnson Cheryl H (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/12/2025
7:07 AM
Caterpillar (Filer)
Form 424B5
05/08/2025
7:48 AM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/07/2025
8:31 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
05/02/2025
1:21 PM
Caterpillar (Issuer)
Pambianchi Christine M (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
04/30/2025
5:31 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/28/2025
2:49 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/22/2025
1:09 PM
Caterpillar (Issuer)
Owens Derek (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/15/2025
5:53 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/09/2025
3:35 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/02/2025
10:23 AM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2025
3:29 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2025
3:30 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2025
3:31 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/10/2025
4:27 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/10/2025
4:28 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/10/2025
4:26 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
6:46 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
6:47 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:32 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:33 PM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:34 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:35 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:36 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:36 PM
Caterpillar (Issuer)
Owens Derek (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:37 PM
Caterpillar (Issuer)
Schaupp William E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:38 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/19/2025
9:45 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/14/2025
8:36 AM
Caterpillar (Filer)
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
02/14/2025
8:38 AM
Caterpillar (Filer)
Form IRANNOTICE
02/13/2025
1:39 PM
Caterpillar (Issuer)
Owens Derek (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:40 PM
Caterpillar (Issuer)
Schaupp William E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:41 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:32 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:33 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:33 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:35 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
The Robotics Revolution has arrived … and one $7 stock could take off as a result. (Ad)

It could very well mark the beginning of a new multitrillion-dollar industrial revolution. Up until now, we've imagined robots doing things like cleaning our homes, serving drinks at restaurants, greeting guests in hotel lobbies, stacking shelves in warehouses, and so on. Very soon, there will be a robot that won't do any of that. However, it's impact on the US economy and society will be FAR greater than anything we ever imagined.

This little-known company holds nearly 100 patents and trades for around $7
02/13/2025
1:36 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:37 PM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:38 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/05/2025
11:37 AM
Caterpillar (Issuer)
Johnson Gerald (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/30/2025
5:32 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/17/2025
9:36 AM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/14/2025
4:44 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/14/2025
4:45 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/14/2025
4:46 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/02/2025
3:52 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/02/2025
3:53 PM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/27/2024
4:43 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/27/2024
4:44 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/27/2024
4:45 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/13/2024
9:24 AM
Caterpillar (Filer)
Form S-3ASR
12/06/2024
11:15 AM
Caterpillar (Issuer)
DICKINSON DANIEL M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/05/2024
2:35 PM
Caterpillar (Issuer)
Johnson Gerald (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/03/2024
12:07 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2024
1:21 PM
Caterpillar (Subject)
Fassino Anthony D. (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/27/2024
1:07 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/27/2024
1:09 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/27/2024
1:10 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/26/2024
5:25 PM
Caterpillar (Issuer)
Fish James C Jr (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/26/2024
3:53 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/25/2024
5:30 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/18/2024
3:44 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/13/2024
11:52 AM
Capital World Investors (Filed by)
Caterpillar (Subject)
Form SC 13G/A
11/07/2024
4:30 PM
Caterpillar (Subject)
De Lange Bob (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/07/2024
4:05 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/07/2024
11:32 AM
Caterpillar (Issuer)
DICKINSON DANIEL M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/07/2024
9:36 AM
Caterpillar (Issuer)
KEENE NAZZIC S (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
11/06/2024
5:05 PM
Caterpillar (Subject)
Fassino Anthony D. (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/06/2024
4:20 PM
Caterpillar (Subject)
DICKINSON DANIEL M (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/06/2024
9:40 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
11/05/2024
10:26 AM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/04/2024
2:40 PM
Caterpillar (Subject)
Johnson Cheryl H (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/01/2024
4:03 PM
Caterpillar (Subject)
Schaupp William E (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
10/30/2024
5:33 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/28/2024
3:24 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/28/2024
3:23 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/28/2024
3:23 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/11/2024
7:34 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/01/2024
12:04 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/01/2024
12:06 PM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/27/2024
2:18 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/27/2024
2:19 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/27/2024
2:21 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/05/2024
11:44 AM
Caterpillar (Issuer)
Johnson Gerald (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/04/2024
5:07 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/03/2024
4:06 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
Elon’s NEXT Big IPO? (Ad)

Cancel your internet TODAY!? Take your latest internet bill and light it on fire… then count the seconds it takes for the entire thing to burn right up. It’s a NEW internet service poised to disrupt the entire $3.2 trillion telecom industry. But you may only have this chance if you act before December 31st, 2025.

One that experts predict could be worth over $3.2 TRILLION globally by 2030.
08/30/2024
4:07 PM
Caterpillar (Subject)
Fassino Anthony D. (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/27/2024
1:49 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
1:52 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
1:54 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/23/2024
10:38 AM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/22/2024
4:17 PM
Caterpillar (Subject)
Johnson Cheryl H (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/07/2024
9:40 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
08/06/2024
5:32 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/29/2024
2:29 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
(Data available from 1/1/2016 forward)


Related Companies and Tools


This page (NYSE:CAT) was last updated on 6/10/2025 by MarketBeat.com Staff
From Our Partners