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Caterpillar (CAT) SEC Filings & 10K Form

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Recent Caterpillar SEC Filings

DateFilerForm TypeView
10/01/2025
7:24 PM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/29/2025
3:28 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/29/2025
3:30 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/29/2025
3:32 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/23/2025
2:39 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/22/2025
4:39 PM
Caterpillar (Subject)
Umpleby III Donald J (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
09/03/2025
5:20 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/03/2025
3:06 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/02/2025
4:11 PM
Caterpillar (Subject)
Umpleby III Donald J (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/28/2025
3:37 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/27/2025
2:37 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2025
2:38 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2025
2:39 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/19/2025
12:56 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/13/2025
11:59 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/08/2025
3:18 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/06/2025
8:35 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
08/05/2025
5:32 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/02/2025
12:58 PM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/27/2025
1:38 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/27/2025
1:40 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/27/2025
1:40 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/26/2025
12:37 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/26/2025
12:39 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/26/2025
12:41 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/26/2025
12:42 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/26/2025
12:44 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/13/2025
2:35 PM
Caterpillar (Issuer)
Johnson Gerald (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/13/2025
2:37 PM
Caterpillar (Issuer)
KEENE NAZZIC S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/13/2025
2:38 PM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/13/2025
2:39 PM
Caterpillar (Issuer)
Marks Judith Fran (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/13/2025
2:40 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/13/2025
2:41 PM
Caterpillar (Issuer)
REED DEBRA L (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/13/2025
2:42 PM
Caterpillar (Issuer)
WILKINS RAYFORD JR (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/13/2025
8:53 AM
Caterpillar (Filer)
Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans  
05/27/2025
2:16 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/27/2025
2:18 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/23/2025
9:03 AM
Caterpillar (Filer)
Form SD
Specialized Disclosure Report  
05/15/2025
9:49 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/14/2025
4:24 PM
Caterpillar (Subject)
Johnson Cheryl H (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/12/2025
7:07 AM
Caterpillar (Filer)
Form 424B5
05/08/2025
7:48 AM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/07/2025
8:31 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
05/02/2025
1:21 PM
Caterpillar (Issuer)
Pambianchi Christine M (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
04/30/2025
5:31 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/28/2025
2:49 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/22/2025
1:09 PM
Caterpillar (Issuer)
Owens Derek (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/15/2025
5:53 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/09/2025
3:35 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/02/2025
10:23 AM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2025
3:29 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2025
3:30 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2025
3:31 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/10/2025
4:27 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/10/2025
4:28 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/10/2025
4:26 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
6:46 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
6:47 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:32 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:33 PM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:34 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:35 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:36 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:36 PM
Caterpillar (Issuer)
Owens Derek (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:37 PM
Caterpillar (Issuer)
Schaupp William E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2025
5:38 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/19/2025
9:45 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/14/2025
8:36 AM
Caterpillar (Filer)
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
02/14/2025
8:38 AM
Caterpillar (Filer)
Form IRANNOTICE
02/13/2025
1:39 PM
Caterpillar (Issuer)
Owens Derek (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:40 PM
Caterpillar (Issuer)
Schaupp William E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:41 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:32 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:33 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:33 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:35 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:36 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:37 PM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/13/2025
1:38 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/05/2025
11:37 AM
Caterpillar (Issuer)
Johnson Gerald (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/30/2025
5:32 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/17/2025
9:36 AM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/14/2025
4:44 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/14/2025
4:45 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/14/2025
4:46 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/02/2025
3:52 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/02/2025
3:53 PM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/27/2024
4:43 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/27/2024
4:44 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/27/2024
4:45 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/13/2024
9:24 AM
Caterpillar (Filer)
Form S-3ASR
12/06/2024
11:15 AM
Caterpillar (Issuer)
DICKINSON DANIEL M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/05/2024
2:35 PM
Caterpillar (Issuer)
Johnson Gerald (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/03/2024
12:07 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2024
1:21 PM
Caterpillar (Subject)
Fassino Anthony D. (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/27/2024
1:07 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/27/2024
1:09 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/27/2024
1:10 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/26/2024
5:25 PM
Caterpillar (Issuer)
Fish James C Jr (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/26/2024
3:53 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
(Data available from 1/1/2016 forward)


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This page (NYSE:CAT) was last updated on 10/9/2025 by MarketBeat.com Staff
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