As of the most recent reporting period, the following institutional investors, funds, and major shareholders have reported short positions of Capital One Financial: Nomura Holdings Inc., Readystate Asset Management LP, GTS Securities LLC, Barclays PLC, Wolverine Trading LLC, Parallax Volatility Advisers L.P., Caas Capital Management LP, Citadel Advisors LLC, Apollo Management Holdings L.P., Cubist Systematic Strategies LLC, Balyasny Asset Management L.P., Nomura Holdings Inc., Capital Fund Management S.A., Muzinich & Co. Inc., PEAK6 Investments LLC, Eisler Capital US LLC, Eisler Capital UK Ltd., Goldman Sachs Group Inc., Capstone Investment Advisors LLC, Allianz Asset Management GmbH, IMC Chicago LLC, D.A. Davidson & CO., One River Asset Management LLC, UBS Group AG, Massachusetts Financial Services Co. MA, BNP Paribas Financial Markets, Concourse Financial Group Securities Inc., XR Securities LLC, Cutler Group LLC CA, and Raymond James & Associates. These positions are disclosed in Form 13F filings with the Securities and Exchange Commission.