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Flaherty & Crumrine Total Return Fund (FLC) Institutional Ownership

Flaherty & Crumrine Total Return Fund logo
$15.45 -0.08 (-0.52%)
Closing price 10/7/2026 03:58 PM Eastern
Extended Trading
$15.44 -0.01 (-0.06%)
As of 10/7/2026 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Flaherty & Crumrine Total Return Fund (NYSE:FLC)

Number of
Institutional Buyers
(last 12 months)
22
Total
Institutional Inflows
(last 12 months)
$15.34M
Number of
Institutional Sellers
(last 12 months)
12
Total
Institutional Outflows
(last 12 months)
$2.31M
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FLC Institutional Buying and Selling by Quarter

Flaherty & Crumrine Total Return Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/6/2026Mallini Complete Financial Planning LLC16,786$264K0.2%-10.5%0.000%
10/1/2026 Noble Wealth Management PBC237,041$3.73M1.7%+5.0%0.000%
8/23/2026Readystate Asset Management LP15,420$261K0.0%N/A0.000%
8/20/2026Susquehanna International Group LLP17,578$297K0.0%N/A0.000%
8/17/2026Bank of America Corp DE261,186$4.41M0.0%N/A0.000%
8/6/2026Global Retirement Partners LLC3,382$57K0.0%N/A0.000%
7/9/2026Hennion & Walsh Asset Management Inc.241,468$4.08M0.1%+21.2%0.000%
7/1/2026 Noble Wealth Management PBC225,747$3.82M1.7%+3.8%0.000%
5/19/2026Bank of America Corp DE274,408$4.56M0.0%-1.8%0.000%
5/13/2026Cetera Investment Advisers28,839$479K0.0%+45.5%0.000%
5/6/2026Ceera Investments LLC33,670$559K0.2%-5.3%0.000%
2/25/2026Sit Investment Associates Inc.1,039,130$18.19M0.4%+6.9%0.000%
2/19/2026Invesco Ltd.126,171$2.21M0.0%-13.9%0.000%
2/19/2026Smith Asset Management Co. LLC127,651$2.23M1.8%-2.3%0.000%
2/17/2026Guggenheim Capital LLC71,714$1.26M0.0%+71.6%0.000%
2/17/2026AQR Arbitrage LLC30,394$532K0.0%-42.2%0.000%
2/17/2026Cetera Investment Advisers19,825$347K0.0%+29.0%0.000%
2/17/2026Kovack Advisors Inc.12,946$227K0.0%N/A0.000%
2/17/2026Osaic Holdings Inc.19,320$338K0.0%+7.0%0.000%
2/13/2026Wells Fargo & Company MN22,518$394K0.0%+9.6%0.000%
2/12/2026Advisors Asset Management Inc.238,459$4.17M0.1%+0.8%0.000%
2/12/2026Sit Investment Associates Inc.1,039,130$18.19M0.4%+6.9%0.000%
2/12/2026Kovack Advisors Inc.12,946$226K0.0%N/A0.000%
2/11/2026Strategic Advocates LLC27,526$481K0.1%-13.6%0.000%
2/11/2026LPL Financial LLC145,027$2.54M0.0%+11.9%0.000%
2/11/2026Fiera Capital Corp70,401$1.23M0.0%+114.4%0.000%
2/11/2026Closed End Fund Advisors Inc.45,067$789K0.5%N/A0.000%
2/9/2026Ceera Investments LLC35,570$622K0.2%+19.6%0.000%
2/6/2026Global Retirement Partners LLC3,261$57K0.0%N/A0.000%
2/6/2026HighTower Advisors LLC12,265$215K0.0%-36.0%0.000%
1/21/2026Sowell Financial Services LLC207,717$3.64M0.1%-0.9%0.000%
1/14/2026Hennion & Walsh Asset Management Inc.158,784$2.78M0.1%+57.0%0.000%
1/5/2026 Noble Wealth Management PBC210,704$3.69M1.9%-0.9%0.000%
11/26/2025Strategic Advocates LLC31,865$568K0.1%-41.7%0.000%
11/17/2025Bank of America Corp DE274,361$4.89M0.0%-1.5%0.000%
11/14/2025AQR Arbitrage LLC52,568$937K0.0%-30.6%0.000%
11/13/2025Pathstone Holdings LLC119,566$2.13M0.0%+8.2%0.000%
11/13/2025Seven Mile Advisory12,915$230K0.0%N/A0.000%
11/7/2025Fiera Capital Corp32,843$585K0.0%N/A0.000%
11/7/2025PNC Financial Services Group Inc.5,300$94K0.0%-50.0%0.000%
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11/6/2025Wedbush Securities Inc.15,050$268K0.0%+50.5%0.000%
11/6/2025Advisors Asset Management Inc.236,457$4.21M0.1%+29.0%0.000%
11/5/2025Ceera Investments LLC29,730$530K0.2%+28.3%0.000%
11/5/2025Envestnet Asset Management Inc.19,675$351K0.0%-17.1%0.000%
11/3/2025Smith Asset Management Co. LLC130,618$2.33M1.9%-1.7%0.000%
10/23/2025Capital Investment Advisors LLC10,170$181K0.0%N/A0.000%
10/22/2025Hennion & Walsh Asset Management Inc.101,158$1.80M0.1%+30.7%0.000%
10/17/2025Sowell Financial Services LLC209,609$3.74M0.1%+0.6%0.000%
9/4/2025Osaic Holdings Inc.17,196$292K0.0%+3.8%0.000%
8/15/2025Bank of America Corp DE278,475$4.73M0.0%-7.4%0.000%
8/15/2025AQR Arbitrage LLC75,697$1.29M0.0%-12.8%0.000%
8/14/2025Raymond James Financial Inc.17,729$301K0.0%-8.2%0.000%
8/13/2025Baird Financial Group Inc.41,340$703K0.0%+105.6%0.000%
8/13/2025Invesco Ltd.145,617$2.48M0.0%+2.4%0.000%
8/12/2025Advisors Asset Management Inc.183,370$3.12M0.1%+81.4%0.000%
8/8/2025Cetera Investment Advisers11,701$199K0.0%N/A0.000%
8/8/2025PNC Financial Services Group Inc.10,600$180K0.0%N/A0.000%
8/5/2025Ceera Investments LLC23,170$394K0.1%N/A0.000%
8/4/2025Kovack Advisors Inc.21,183$360K0.0%N/A0.000%
8/4/2025Wolverine Asset Management LLC4,193$71K0.0%+185.4%0.000%
8/1/2025Envestnet Asset Management Inc.23,728$403K0.0%+5.1%0.000%
7/11/2025Mallini Complete Financial Planning LLC18,073$307K0.3%+5.2%0.000%
7/8/2025Strategic Advocates LLC54,688$930K0.3%+9.9%0.000%
5/19/2025Smith Asset Management Co. LLC139,384$2.34M2.2%N/A0.000%
5/16/2025AQR Arbitrage LLC86,843$1.46M0.0%-15.8%0.000%
5/16/2025Advisors Asset Management Inc.101,093$1.70M0.0%N/A0.000%
5/15/2025Royal Bank of Canada13,193$221K0.0%-14.8%0.000%
5/15/2025Baird Financial Group Inc.20,108$337K0.0%N/A0.000%
5/13/2025Kovitz Investment Group Partners LLC51,732$868K0.0%-2.3%0.000%
5/13/2025Sit Investment Associates Inc.536,508$9.00M0.2%-4.1%0.000%
5/13/2025HighTower Advisors LLC16,817$282K0.0%-13.4%0.000%
5/12/2025Invesco Ltd.142,231$2.39M0.0%-1.1%0.000%
5/12/2025Wolverine Asset Management LLC1,469$25K0.0%N/A0.000%
5/9/2025Pathway Financial Advisers LLC16,954$284K0.1%-22.8%0.000%
5/8/2025Strategic Advocates LLC49,778$835K0.3%N/A0.000%
4/29/2025Envestnet Asset Management Inc.22,586$379K0.0%N/A0.000%
4/24/2025Mallini Complete Financial Planning LLC17,185$288K0.3%-4.9%0.000%
4/24/2025Matisse Capital76,304$1.28M0.7%-19.9%0.000%
4/15/2025Noble Wealth Management PBC161,245$2.71M1.8%+9.1%0.000%
4/10/2025Hennion & Walsh Asset Management Inc.33,500$562K0.0%+101.4%0.000%
2/17/2025Bank of America Corp DE311,606$5.20M0.0%-2.2%0.000%
2/14/2025AQR Arbitrage LLC103,093$1.72M0.0%-21.1%0.000%
2/14/2025Kovitz Investment Group Partners LLC52,968$885K0.0%-6.5%0.000%
2/13/2025NewEdge Advisors LLC10,830$181K0.0%-7.6%0.000%
2/13/2025Guggenheim Capital LLC32,625$545K0.0%+67.9%0.000%
2/13/2025Raymond James Financial Inc.19,937$333K0.0%N/A0.000%
2/13/2025Invesco Ltd.143,839$2.40M0.0%+4.0%0.000%
2/13/2025Wedbush Securities Inc.10,000$167K0.0%N/A0.000%
2/13/2025Sit Investment Associates Inc.559,576$9.35M0.2%+123.8%0.000%
2/11/2025LPL Financial LLC131,427$2.20M0.0%-4.3%0.000%
My top 3 AI picks for the next decade (Ad)

Alexander Green bought Apple in 1996, recommended Nvidia at a split-adjusted 66 cents in 2004, and picked up Amazon and Netflix under $3 per share in 2005. Now the chief investment strategist at The Oxford Club has identified three AI stocks he believes could be the most profitable investments of the next decade.tc pixel

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2/7/2025HighTower Advisors LLC19,424$324K0.0%-7.7%0.000%
2/7/2025Independent Advisor Alliance83,202$1.39M0.0%N/A0.000%
2/7/2025Sowell Financial Services LLC208,369$3.48M0.2%+5.9%0.000%
2/6/2025Raymond James Financial Inc.19,937$333K0.0%N/A0.000%
2/5/2025Noble Wealth Management PBC147,767$2.47M1.7%N/A0.000%
1/29/2025MeadowBrook Investment Advisors LLC2,720$45K0.0%+67.9%0.000%
1/28/2025Seamount Financial Group Inc.20,790$347K0.2%-8.3%0.000%
1/15/2025Hennion & Walsh Asset Management Inc.16,634$278K0.0%N/A0.000%
11/15/2024Kovitz Investment Group Partners LLC56,655$980K0.0%N/A0.000%
11/15/2024HighTower Advisors LLC21,042$363K0.0%+36.0%0.000%


FLC Institutional Ownership - Frequently Asked Questions

During the previous two years, 42 institutional investors and hedge funds held shares of Flaherty & Crumrine Total Return Fund. The most heavily invested institutionals were Sit Investment Associates Inc. ($18.19M), Bank of America Corp DE ($4.41M), Advisors Asset Management Inc. ($4.17M), Hennion & Walsh Asset Management Inc. ($4.08M), Noble Wealth Management PBC ($3.73M), Sowell Financial Services LLC ($3.64M), and LPL Financial LLC ($2.54M).Learn more on Flaherty & Crumrine Total Return Fund's institutional investors.

Of the 36 institutional investors that purchased Flaherty & Crumrine Total Return Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sit Investment Associates Inc. ($443.11K), Bank of America Corp DE ($261.19K), Advisors Asset Management Inc. ($238.46K), Noble Wealth Management PBC ($180.80K), Hennion & Walsh Asset Management Inc. ($157.17K), Smith Asset Management Co. LLC ($139.38K), and Independent Advisor Alliance ($83.20K).

Institutional investors have bought a total of 886,877 shares in the last 24 months. This purchase volume represents approximately $15.34M in transactions.

Of the 12 institutional investors that sold Flaherty & Crumrine Total Return Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: AQR Arbitrage LLC ($45.30K), Strategic Advocates LLC ($27.16K), Invesco Ltd. ($20.43K), Bank of America Corp DE ($9.13K), HighTower Advisors LLC ($6.89K), PNC Financial Services Group Inc. ($5.30K), and Smith Asset Management Co. LLC ($5.17K).

Institutional investors have sold a total of 131,064 shares in the last 24 months. This volume of shares sold represents approximately $2.31M in transactions.


Related Companies

Institutional ownership data for NYSE:FLC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/6/2026. New 13F filings are added each quarter as they're published.
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