Smith Asset Management Co., LLC Top Holdings and 13F Report (2026) About Smith Asset Management Co., LLCInvestment ActivitySmith Asset Management Co., LLC has $127.11 million in total holdings as of June 30, 2026.Smith Asset Management Co., LLC owns shares of 70 different stocks, but just 31 companies or ETFs make up 80% of its holdings.Approximately 8.08% of the portfolio was purchased this quarter.About 2.94% of the portfolio was sold this quarter.This quarter, Smith Asset Management Co., LLC has purchased 71 new stocks and bought additional shares in 14 stocks.Smith Asset Management Co., LLC sold shares of 47 stocks and completely divested from 5 stocks this quarter.Largest Holdings Berkshire Hathaway $7,966,209Nuveen Preferred & Income Opportunities Fund $7,019,993Ares Capital $6,481,164Vanguard Information Technology ETF $5,459,674Calamos Strategic Total Return Fund $4,659,019 Largest New Holdings this Quarter 33737A108 - First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund $892,405 Holding69007J304 - OUTFRONT MEDIA INC $634,037 Holding78467X109 - SPDR Dow Jones Industrial Average ETF Trust $561,569 Holding27828S101 - Eaton Vance Tax-Advantaged Global Dividend Income Fund $207,999 Holding Largest Purchases this Quarter Vanguard Information Technology ETF 40,797 shares (about $4.88M)First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund 4,654 shares (about $892.41K)Microsoft 2,366 shares (about $882.58K)Vanguard Industrials ETF 2,049 shares (about $738.42K)Invesco QQQ 886 shares (about $652.45K) Largest Sales this Quarter Nuveen Preferred & Income Opportunities Fund 20,542 shares (about $161.87K)Vanguard Mid-Cap Growth ETF 268 shares (about $82.09K)First Trust Enhanced Equity Income Fund 3,465 shares (about $77.48K)AllianceBernstein Global High Income Fund 7,517 shares (about $77.43K)Cohen & Steers Total Return Realty Fund 5,977 shares (about $67.66K) Sector Allocation Over TimeMap of 500 Largest Holdings ofSmith Asset Management Co., LLC Selling Neutral Buying Latest 13F Holdings and Changes Since Previous Quarterly FilingIssuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSectorBRK.BBerkshire Hathaway$7,966,209$188,647 ▲2.4%15,9206.3%FinanceJPCNuveen Preferred & Income Opportunities Fund$7,019,993$161,871 ▼-2.3%890,8625.5%FinanceARCCAres Capital$6,481,164$101,674 ▲1.6%349,7665.1%FinanceVGTVanguard Information Technology ETF$5,459,674$4,876,058 ▲835.5%45,6804.3%ETFCSQCalamos Strategic Total Return Fund$4,659,019$66,820 ▼-1.4%226,6063.7%FinanceSPYSPDR S&P 500 ETF Trust$4,491,079$24,643 ▲0.6%6,0143.5%ETFDNPDNP Select Income Fund$4,274,498$62,345 ▼-1.4%396,1533.4%FinanceAWFAllianceBernstein Global High Income Fund$3,981,781$77,425 ▼-1.9%386,5803.1%FinanceAAPLApple$3,846,549$181,722 ▲5.0%13,2933.0%TechnologyRFICohen & Steers Total Return Realty Fund$3,776,971$67,660 ▼-1.8%333,6543.0%FinanceVISVanguard Industrials ETF$3,587,226$738,419 ▲25.9%9,9542.8%ETFFFAFirst Trust Enhanced Equity Income Fund$3,349,022$77,478 ▼-2.3%149,7772.6%FinanceREAVES UTIL INCOME FD$3,008,353$61,121 ▼-2.0%73,8792.4%COM SH BEN INTMCIBarings Corporate Investors$2,977,381$59,125 ▼-1.9%169,5542.3%FinancePCNPIMCO Corporate & Income Strategy Fund$2,896,541$24,521 ▼-0.8%242,3882.3%FinanceNLYAnnaly Capital Management$2,811,681$5,881 ▼-0.2%125,7462.2%FinanceBTZBlackRock Credit Allocation Income Trust$2,793,569$30,098 ▼-1.1%273,3432.2%FinanceBGYBlackRock Enhanced International Dividend Trust$2,746,354$19,642 ▼-0.7%478,4582.2%FinancePDIPIMCO Dynamic Income Fund$2,685,800$27,822 ▼-1.0%160,8262.1%FinancePSFCohen & Steers Select Preferred and Income Fund$2,609,720$18,459 ▼-0.7%129,6432.1%FinanceUTFCohen & Steers Infrastructure Fund$2,589,763$27,976 ▼-1.1%93,8662.0%FinanceHQHabrdn Healthcare Investors$2,477,674$55,763 ▼-2.2%112,7241.9%FinanceFLCFlaherty & Crumrine Total Return Fund$2,095,798$35,828 ▼-1.7%124,0111.6%FinanceQQQInvesco QQQ$2,022,898$652,453 ▲47.6%2,7471.6%ETFPTYPimco Corporate & Income Opportunity Fund$2,015,089$27,705 ▲1.4%167,5051.6%FinanceDFPFlaherty & Crumrine Dynamic Preferred and Income Fund$1,937,647$27,388 ▼-1.4%93,7421.5%FinanceMSFTMicrosoft$1,889,742$882,576 ▲87.6%5,0661.5%TechnologyDSUBlackRock Debt Strategies Fund$1,882,983$52,467 ▼-2.7%194,1221.5%FinanceAMZNAmazon.com$1,691,499$143,719 ▲9.3%7,0971.3%Consumer DiscretionaryGOFGuggenheim Strategic Opportunities Fund$1,528,855$11,193 ▲0.7%140,0051.2%FinanceBUIBlackRock Utilities, Infrastructure & Power Opportunities Trust$1,523,634$23,614 ▼-1.5%52,5211.2%FinanceASGIAbrdn Global Infrastructure Income Fund$1,313,369$50,336 ▼-3.7%56,4891.0%SOURCE CAPITAL$1,290,010$7,539 ▼-0.6%28,0621.0%COM SHS OF BEN IFFCFlaherty & Crumrine Preferred Securities Income Fund$1,219,632$31,486 ▼-2.5%74,9161.0%FinanceGDOWestern Asset Global Corporate Defined Opportunity Fund$1,193,062$15,784 ▼-1.3%111,1890.9%FinanceMPVBarings Participation Investors$1,145,238$10,155 ▼-0.9%68,0070.9%FinanceSPLGSPDR Portfolio S&P 500 ETF$1,142,528$105,456 ▲10.2%13,0010.9%ETFNVGNuveen AMT-Free Municipal Credit Income Fund$1,111,661$11,226 ▼-1.0%86,8480.9%FinanceVTVVanguard Value ETF$1,105,123$4,359 ▼-0.4%5,0710.9%ETFRNPCohen & Steers REIT and Preferred Income Fund$920,422$3,471 ▲0.4%45,3410.7%FinanceGRIDFirst Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund$892,405$892,405 ▲New Holding4,6540.7%ETFSTKColumbia Seligman Premium Technology Growth Fund$845,867$19,824 ▼-2.3%15,7020.7%FinancePFDFlaherty & Crumrine Preferred Income Fund$845,129$16,247 ▼-1.9%72,6680.7%FinanceOHIOmega Healthcare Investors$747,034$39,767 ▼-5.1%15,6670.6%Real EstateSPHSuburban Propane Partners$708,812$9,661 ▼-1.3%41,4510.6%UtilitiesBMEBlackRock Health Sciences Trust$694,888$15,032 ▼-2.1%16,1790.5%FinanceBLWBlackRock Limited Duration Income Trust$666,391$21,370 ▼-3.1%53,3540.5%FinanceOUTFRONT MEDIA INC$634,037$634,037 ▲New Holding19,3540.5%COM NEWGOOGLAlphabet$606,100$41,455 ▲7.3%1,6960.5%Communication ServicesHYTBlackRock Corporate High Yield Fund$603,129$2,825 ▼-0.5%70,4590.5%FinanceIRMIron Mountain$600,7300.0%4,7560.5%Real EstateHEALTHPEAK PROPERTIES INC$583,007$3,210 ▼-0.5%27,2430.5%COMDIASPDR Dow Jones Industrial Average ETF Trust$561,569$561,569 ▲New Holding1,0750.4%ETFVOTVanguard Mid-Cap Growth ETF$527,755$82,088 ▼-13.5%1,7230.4%ETFMSDMorgan Stanley Emerging Markets Debt Fund$518,315$6,899 ▼-1.3%71,0020.4%FinanceWALMART INC$503,327$1,699 ▼-0.3%4,4440.4%COMLDPCohen & Steers Limited Duration Preferred and Income Fund$383,186$19,192 ▼-4.8%18,1090.3%FinanceDUKDuke Energy$331,513$4,430 ▼-1.3%2,6190.3%UtilitiesPFOFlaherty & Crumrine Preferred and Income Fund$283,834$10,164 ▼-3.5%30,7180.2%FinanceMOAltria Group$261,610$7,195 ▼-2.7%3,6360.2%Consumer StaplesSEVNSeven Hills Realty Trust$247,218$22,989 ▼-8.5%29,3260.2%FinanceAMGNAmgen$239,3610.0%6610.2%HealthcareASGLiberty All-Star Growth Fund$220,042$6,301 ▼-2.8%40,2270.2%FinanceETGEaton Vance Tax-Advantaged Global Dividend Income Fund$207,999$207,999 ▲New Holding8,8360.2%FinanceAFBAllianceBernstein National Municipal Income Fund$207,6960.0%18,2030.2%FinanceDHCDiversified Healthcare Trust$207,3250.0%22,2930.2%Real EstateWEAWestern Asset Premier Bond Fund$195,6090.0%18,3670.2%FinancePMOPutnam Mun Oppo$132,266$12,574 ▼-8.7%12,5490.1%FinanceUSALiberty All-Star Equity Fund$105,754$2,034 ▼-1.9%18,2020.1%FinanceSVCService Properties Trust$30,085$169 ▼-0.6%17,8020.0%Real EstateVBVanguard Small-Cap ETF$0$852,550 ▼-100.0%00.0%ETFVDEVanguard Energy ETF$0$623,290 ▼-100.0%00.0%ETFXLVHealth Care Select Sector SPDR Fund$0$606,526 ▼-100.0%00.0%ETFXLFFinancial Select Sector SPDR Fund$0$234,113 ▼-100.0%00.0%ETFBLACKROCK UTILS INFRASTRUCTU$0$426 ▼-100.0%00.0%RIGHT 04/02/2026Showing largest 100 holdings. View all holdings. More Institutional Buying and Selling Information SEC Filings and Trading Data SEC Filings 13F Filings Top 13F Buys Top 13F Sells Unlock superior investment research and tools. Sign up for MarketBeat All Access to gain access to MarketBeat's full suite of research tools and reports. Get MarketBeat All Access MarketBeat All Access Features Best-in-Class Portfolio Monitoring Get personalized stock ideas. Compare portfolio to indices. Check stock news, ratings, SEC filings, and more. Stock Ideas and Recommendations See daily stock ideas from top analysts. Receive short-term trading ideas from MarketBeat. Identify trending stocks on social media. Advanced Stock Screeners and Research Tools Use our seven stock screeners to find suitable stocks. Stay informed with MarketBeat's real-time news. Export data to Excel for personal analysis. Sign in to your free account to enjoy these benefits In-depth profiles and analysis for 20,000 public companies. Real-time analyst ratings, insider transactions, earnings data, and more. Our daily ratings and market update email newsletter. Sign in to your free account to enjoy all that MarketBeat has to offer. Sign In Create Account Your Email Address: Email Address Required Your Password: Password Required Log In Email Me a Login Link or Sign in with Facebook Sign in with Google Forgot your password? Your Email Address: Please enter your email address. Please enter a valid email address Choose a Password: Please enter your password. Your password must be at least 8 characters long and contain at least 1 number, 1 letter, and 1 special character. Create My Account (Free) or Sign in with Facebook Sign in with Google By creating a free account, you agree to our terms of service. This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
