Smith Asset Management Co., LLC Top Holdings and 13F Report (2026) About Smith Asset Management Co., LLCInvestment ActivitySmith Asset Management Co., LLC has $122.73 million in total holdings as of September 30, 2026.Smith Asset Management Co., LLC owns shares of 73 different stocks, but just 31 companies or ETFs make up 80% of its holdings.Approximately 3.32% of the portfolio was purchased this quarter.About 2.11% of the portfolio was sold this quarter.This quarter, Smith Asset Management Co., LLC has purchased 70 new stocks and bought additional shares in 17 stocks.Smith Asset Management Co., LLC sold shares of 47 stocks and completely divested from 2 stocks this quarter.Largest Holdings Berkshire Hathaway $7,718,971Ares Capital $6,731,004Nuveen Preferred & Income Opportunities Fund $5,963,224Vanguard Information Technology ETF $5,789,706SPDR S&P 500 ETF Trust $4,704,210 Largest New Holdings this Quarter 922908736 - Vanguard Growth ETF $328,904 Holding02079K107 - Alphabet $236,417 Holding33738R506 - First Trust Rising Dividend Achievers ETF $224,502 Holding922908363 - Vanguard S&P 500 ETF $208,926 Holding00326W114 - ABRDN GLOBAL INFRA INCOME FU $680 Holding Largest Purchases this Quarter Invesco QQQ 1,102 shares (about $815.41K)SPDR Dow Jones Industrial Average ETF Trust 1,368 shares (about $695.79K)Vanguard Growth ETF 3,650 shares (about $328.90K)First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund 1,836 shares (about $325.19K)Vanguard Industrials ETF 966 shares (about $309.62K) Largest Sales this Quarter Calamos Strategic Total Return Fund 12,397 shares (about $252.77K)Apple 667 shares (about $222.13K)Berkshire Hathaway 419 shares (about $208.65K)BlackRock Enhanced International Dividend Trust 28,287 shares (about $159.26K)Columbia Seligman Premium Technology Growth Fund 2,801 shares (about $150.61K) Sector Allocation Over TimeMap of 500 Largest Holdings ofSmith Asset Management Co., LLC Selling Neutral Buying Latest 13F Holdings and Changes Since Previous Quarterly FilingIssuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSectorBRK.BBerkshire Hathaway$7,718,971$208,648 ▼-2.6%15,5016.3%FinanceARCCAres Capital$6,731,004$50,462 ▲0.8%352,4085.5%FinanceJPCNuveen Preferred & Income Opportunities Fund$5,963,224$112,455 ▼-1.9%874,3734.9%FinanceVGTVanguard Information Technology ETF$5,789,706$49,012 ▲0.9%46,0704.7%ETFSPYSPDR S&P 500 ETF Trust$4,704,210$117,453 ▲2.6%6,1683.8%ETFCSQCalamos Strategic Total Return Fund$4,367,722$252,775 ▼-5.5%214,2093.6%FinanceAAPLApple$4,204,794$222,129 ▼-5.0%12,6263.4%TechnologyDNPDNP Select Income Fund$3,726,832$64,358 ▼-1.7%389,4283.0%FinanceAWFAllianceBernstein Global High Income Fund$3,643,201$118,229 ▼-3.1%374,4293.0%FinanceVISVanguard Industrials ETF$3,500,089$309,623 ▲9.7%10,9202.9%ETFRFICohen & Steers Total Return Realty Fund$3,450,336$49,702 ▼-1.4%328,9162.8%FinanceFFAFirst Trust Enhanced Equity Income Fund$3,266,864$64,185 ▼-1.9%146,8912.7%FinanceMCIBarings Corporate Investors$2,960,338$35,694 ▼-1.2%167,5342.4%FinanceQQQInvesco QQQ$2,848,028$815,414 ▲40.1%3,8492.3%ETFMSFTMicrosoft$2,807,182$208,756 ▲8.0%5,4732.3%TechnologyPCNPIMCO Corporate & Income Strategy Fund$2,536,935$49,349 ▼-1.9%237,7632.1%FinanceBGYBlackRock Enhanced International Dividend Trust$2,534,467$159,256 ▼-5.9%450,1712.1%FinanceBTZBlackRock Credit Allocation Income Trust$2,510,166$34,661 ▼-1.4%269,6202.0%FinanceREAVES UTIL INCOME FD$2,498,620$39,125 ▼-1.5%72,7402.0%COM SH BEN INTNLYAnnaly Capital Management$2,368,749$6,593 ▼-0.3%125,3971.9%FinanceHQHabrdn Healthcare Investors$2,324,096$30,708 ▼-1.3%111,2541.9%FinancePSFCohen & Steers Select Preferred and Income Fund$2,303,405$48,325 ▼-2.1%126,9791.9%FinanceUTFCohen & Steers Infrastructure Fund$2,240,882$72,915 ▼-3.2%90,9081.8%FinancePDIPIMCO Dynamic Income Fund$2,231,280$25,114 ▼-1.1%159,0361.8%FinanceAMZNAmazon.com$1,955,209$186,875 ▲10.6%7,8471.6%Consumer DiscretionaryFLCFlaherty & Crumrine Total Return Fund$1,909,223$43,958 ▼-2.3%121,2201.6%FinancePTYPimco Corporate & Income Opportunity Fund$1,821,450$22,780 ▼-1.2%165,4361.5%FinanceDSUBlackRock Debt Strategies Fund$1,768,446$21,348 ▲1.2%196,4941.4%FinanceDFPFlaherty & Crumrine Dynamic Preferred and Income Fund$1,760,749$9,100 ▼-0.5%93,2601.4%FinanceVTVVanguard Value ETF$1,346,150$250,256 ▲22.8%6,2291.1%ETFBUIBlackRock Utilities, Infrastructure & Power Opportunities Trust$1,310,421$1,072 ▲0.1%52,5641.1%FinanceDIASPDR Dow Jones Industrial Average ETF Trust$1,242,561$695,793 ▲127.3%2,4431.0%ETFGOFGuggenheim Strategic Opportunities Fund$1,200,092$8,646 ▲0.7%141,0211.0%FinanceSPLGSPDR Portfolio S&P 500 ETF$1,186,986$20,016 ▲1.7%13,2241.0%ETFSOURCE CAPITAL$1,156,421$118,436 ▼-9.3%25,4550.9%COM SHS OF BEN IGRIDFirst Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund$1,149,503$325,191 ▲39.4%6,4900.9%ETFFFCFlaherty & Crumrine Preferred Securities Income Fund$1,132,332$13,087 ▲1.2%75,7920.9%FinanceASGIAbrdn Global Infrastructure Income Fund$1,049,482$41,886 ▼-3.8%54,3210.9%MPVBarings Participation Investors$1,041,733$5,575 ▼-0.5%67,6450.8%FinanceGDOWestern Asset Global Corporate Defined Opportunity Fund$1,021,693$45,725 ▼-4.3%106,4260.8%FinanceNVGNuveen AMT-Free Municipal Credit Income Fund$911,680$9,782 ▼-1.1%85,9260.7%FinanceRNPCohen & Steers REIT and Preferred Income Fund$843,594$2,033 ▼-0.2%45,2320.7%FinancePFDFlaherty & Crumrine Preferred Income Fund$769,710$12,924 ▼-1.7%71,4680.6%FinanceOHIOmega Healthcare Investors$694,542$31,029 ▼-4.3%14,9970.6%Real EstateSTKColumbia Seligman Premium Technology Growth Fund$693,687$150,610 ▼-17.8%12,9010.6%FinanceBMEBlackRock Health Sciences Trust$674,615$39,364 ▼-5.5%15,2870.5%FinanceSPHSuburban Propane Partners$672,725$8,730 ▼-1.3%40,9200.5%UtilitiesBLWBlackRock Limited Duration Income Trust$605,293$7,744 ▼-1.3%52,6800.5%FinanceGOOGLAlphabet$575,990$7,570 ▼-1.3%1,6740.5%Communication ServicesOUTFRONT MEDIA INC$537,0740.0%19,3540.4%COM NEWHYTBlackRock Corporate High Yield Fund$529,819$22,579 ▼-4.1%67,5790.4%FinanceHEALTHPEAK PROPERTIES INC$516,091$27,958 ▼-5.1%25,8430.4%COMVOTVanguard Mid-Cap Growth ETF$504,201$876 ▲0.2%1,7260.4%ETFIRMIron Mountain$471,094$56,585 ▼-10.7%4,2460.4%Real EstateWALMART INC$467,640$5,820 ▲1.3%4,5000.4%COMMSDMorgan Stanley Emerging Markets Debt Fund$460,746$17,807 ▼-3.7%68,3600.4%FinanceLDPCohen & Steers Limited Duration Preferred and Income Fund$333,905$16,323 ▼-4.7%17,2650.3%FinanceVUGVanguard Growth ETF$328,904$328,904 ▲New Holding3,6500.3%ETFDUKDuke Energy$283,771$14,821 ▼-5.0%2,4890.2%UtilitiesAMGNAmgen$278,6180.0%6610.2%HealthcarePFOFlaherty & Crumrine Preferred and Income Fund$265,0960.0%30,7180.2%FinanceMOAltria Group$240,134$4,714 ▼-1.9%3,5660.2%Consumer StaplesGOOGAlphabet$236,417$236,417 ▲New Holding6930.2%Communication ServicesRDVYFirst Trust Rising Dividend Achievers ETF$224,502$224,502 ▲New Holding2,8670.2%ETFVOOVanguard S&P 500 ETF$208,926$208,926 ▲New Holding2980.2%ETFASGLiberty All-Star Growth Fund$201,748$1,399 ▼-0.7%39,9500.2%FinanceSEVNSeven Hills Realty Trust$190,493$11,269 ▼-5.6%27,6880.2%FinanceAFBAllianceBernstein National Municipal Income Fund$173,4750.0%18,2030.1%FinanceDHCDiversified Healthcare Trust$171,012$3,988 ▼-2.3%21,7850.1%Real EstateWEAWestern Asset Premier Bond Fund$164,430$18,506 ▼-10.1%16,5090.1%FinancePMOPutnam Mun Oppo$111,901$2,797 ▼-2.4%12,2430.1%FinanceUSALiberty All-Star Equity Fund$103,548$1,477 ▼-1.4%17,9460.1%FinanceABRDN GLOBAL INFRA INCOME FU$680$680 ▲New Holding54,3870.0%RIGHT 10/15/2026ETGEaton Vance Tax-Advantaged Global Dividend Income Fund$0$207,999 ▼-100.0%00.0%FinanceSVCService Properties Trust$0$30,085 ▼-100.0%00.0%Real EstateShowing largest 100 holdings. 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