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Guggenheim Strategic Opportunities Fund (GOF) Institutional Ownership

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$9.04 -0.07 (-0.71%)
Closing price 03:59 PM Eastern
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$9.07 +0.03 (+0.33%)
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Institutional Ownership Changes (13F Filings) for Guggenheim Strategic Opportunities Fund (NYSE:GOF)

Number of
Institutional Buyers
(last 12 months)
116
Total
Institutional Inflows
(last 12 months)
$152.69M
Number of
Institutional Sellers
(last 12 months)
73
Total
Institutional Outflows
(last 12 months)
$54.24M
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GOF Institutional Buying and Selling by Quarter

Guggenheim Strategic Opportunities Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/11/2026 Advisors Asset Management Inc.111,119$946K0.0%N/A0.000%
11/11/2026 Private Advisor Group LLC73,156$623K0.0%-71.1%0.000%
11/10/2026 Landscape Capital Management L.L.C.90,363$769K0.1%+316.5%0.000%
11/10/2026 Global Retirement Partners LLC6,744$57K0.0%-36.0%0.000%
11/10/2026 Western Wealth Management LLC51,694$440K0.0%-6.2%0.000%
11/9/2026 IFG Advisory LLC27,977$238K0.0%-63.5%0.000%
11/6/2026 Fifth Third Bancorp21,904$186K0.0%-13.8%0.000%
11/4/2026 Flynn Zito Capital Management LLC140,515$1.20M0.3%-3.3%0.000%
11/4/2026 Almanack Investment Partners LLC.33,545$285K0.0%-41.8%0.000%
11/4/2026 Avantax Planning Partners Inc.15,905$135K0.0%-26.8%0.000%
11/3/2026 StoneX Group Inc.106,309$990K0.0%+95.1%0.000%
11/3/2026 Verus Capital Partners LLC1,072,927$9.13M0.5%-55.3%0.000%
11/3/2026 Tennessee Valley Asset Management Partners156,534$1.33M0.1%-0.9%0.000%
11/3/2026 United Advisor Group LLC38,211$325K0.0%+44.1%0.000%
11/2/2026 Kestra Advisory Services LLC169,561$1.44M0.0%+20.9%0.000%
11/2/2026 Commonwealth Equity Services LLC139,560$1.19M0.0%-16.4%0.000%
10/31/2026 Verity Asset Management Inc.43,850$373K0.1%N/A0.000%
10/30/2026 Integrity Advisory Solutions LLC429,833$3.66M0.4%+70.3%0.000%
10/30/2026 Blue Bell Private Wealth Management LLC22,701$193K0.0%N/A0.000%
10/29/2026 Capital CS Group LLC26,526$226K0.2%-37.5%0.000%
10/28/2026 International Assets Investment Management LLC86,335$735K0.0%+412.1%0.000%
10/28/2026 Choreo LLC120,861$1.03M0.0%+37.6%0.000%
10/26/2026 Oppenheimer & Co. Inc.36,786$313K0.0%-3.9%0.000%
10/24/2026 Sigma Planning Corp81,540$694K0.0%+17.1%0.000%
10/23/2026 Wedbush Securities Inc.164,885$1.40M0.0%-14.2%0.000%
10/22/2026 Brookstone Capital Management11,800$100K0.0%-46.1%0.000%
10/20/2026 Beach Point Capital Management LP1,041,150$8.86M3.9%N/A0.000%
10/20/2026 Prime Capital Investment Advisors LLC49,368$420K0.0%-26.1%0.000%
10/20/2026 Retirement Planning Group LLC332,727$2.83M0.1%+1.3%0.000%
10/20/2026 Secure Asset Management LLC19,685$168K0.0%-96.9%0.000%
10/19/2026 PMG Family Office LLC130,233$1.11M1.0%+15.7%0.000%
10/16/2026 Parisi Gray Wealth Management35,000$298K0.1%-31.4%0.000%
10/14/2026 Triumph Capital Management13,625$116K0.0%+61.5%0.000%
10/14/2026 Firethorn Wealth Partners LLC20,977$179K0.1%+5.9%0.000%
10/10/2026 Harpswell Capital Advisors LLC342,237$2.91M1.9%+12.5%0.000%
10/8/2026 CoreCap Advisors LLC40,264$343K0.0%+69.4%0.000%
10/8/2026 Gridiron Partners LLC975,679$8.30M4.5%+330.8%0.000%
10/8/2026 Tactive Advisors LLC10,966$93K0.0%N/A0.000%
9/9/2026Integrated Wealth Concepts LLC277,401$3.03M0.0%+1.3%0.000%
9/9/2026NewEdge Advisors LLC130,868$1.43M0.0%+3.2%0.000%
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9/9/2026 IFP Advisors Inc4,414$48K0.0%+228.4%0.000%
9/9/2026Baird Financial Group Inc.269,991$2.95M0.0%+6.8%0.000%
9/8/2026Waverly Advisors LLC11,402$125K0.0%-41.2%0.000%
8/27/2026Corient Private Wealth LP16,083$176K0.0%-38.2%0.000%
8/23/2026Readystate Asset Management LP18,741$205K0.0%-79.5%0.000%
8/23/2026Ameritas Advisory Services LLC22,352$244K0.0%+97.6%0.000%
8/22/2026 Advisory Solutions Group LLC472,129$5.16M1.7%N/A0.000%
8/22/2026 Turner Financial Group Inc.50,317$549K0.5%N/A0.000%
8/21/2026 Tsfg LLC4,871$53K0.0%-57.7%0.000%
8/21/2026 Secure Asset Management LLC631,456$6.90M1.0%+1.3%0.000%
8/20/2026 Wedbush Securities Inc.192,139$2.10M0.1%+3.6%0.000%
8/6/2026 Bank of New York Mellon Corp31,507$344K0.0%N/A0.000%
7/9/2026 Focus Financial Network Inc.70,645$771K0.0%+1.9%0.000%
7/9/2026Allied Private Wealth LLC3,920$43K0.0%N/A0.000%
7/8/2026 Mallini Complete Financial Planning LLC55,467$606K0.4%+10.0%0.000%
7/7/2026 Dynamic Advisor Solutions LLC108,583$1.19M0.0%+10.0%0.000%
7/7/2026 CoreCap Advisors LLC23,764$260K0.0%+14.4%0.000%
7/2/2026 Silverleafe Capital Partners LLC20,475$224K0.1%+20.5%0.000%
6/18/2026 Western Wealth Management LLC58,893$649K0.0%-3.0%0.000%
6/3/2026NewEdge Advisors LLC126,814$1.40M0.0%+10.6%0.000%
5/22/2026 Verus Capital Partners LLC2,477,088$27.30M1.9%+6.5%0.000%
5/19/2026 Western Wealth Management LLC58,893$649K0.0%-3.0%0.000%
5/19/2026Bank of America Corp DE603,335$6.65M0.0%+31.8%0.000%
5/19/2026Arkadios Wealth Advisors20,968$231K0.0%N/A0.000%
5/18/2026Sunbelt Securities Inc.10,068$111K0.0%+81.1%0.000%
5/18/2026Readystate Asset Management LP91,531$1.01M0.0%N/A0.000%
5/18/2026Rivernorth Capital Management LLC1,888,335$20.81M1.0%+132.6%0.000%
5/18/2026Royal Bank of Canada1,145,825$12.63M0.0%+16.7%0.000%
5/13/2026Cetera Investment Advisers1,251,299$13.79M0.0%-0.8%0.000%
5/13/2026Petra Financial Advisors Inc.469,379$5.17M3.2%+2.4%0.000%
5/8/2026 PNC Financial Services Group Inc.173,578$1.91M0.0%-12.3%0.000%
5/6/2026Kera Capital Partners Inc.38,197$421K0.1%-89.5%0.000%
5/5/2026 Marks Group Wealth Management Inc190,195$2.10M0.2%-3.1%0.000%
5/5/2026Sanctuary Advisors LLC20,971$231K0.0%-50.2%0.000%
5/5/2026 Sigma Planning Corp60,030$662K0.0%-13.7%0.000%
5/5/2026 Flynn Zito Capital Management LLC137,946$1.52M0.5%-2.9%0.000%
5/4/2026 Retirement Planning Group LLC246,738$2.72M0.1%-14.2%0.000%
5/1/2026 Fifth Third Bancorp28,475$314K0.0%N/A0.000%
5/1/2026 Sovran Advisors LLC46,126$527K0.0%-17.2%0.000%
4/30/2026Mosaic Family Wealth Partners LLC201,355$2.22M0.2%-9.6%0.000%
4/30/2026 Kestra Advisory Services LLC134,337$1.48M0.0%-11.0%0.000%
4/27/2026PFG Investments LLC80,693$889K0.0%+1.3%0.000%
4/27/2026 Private Advisor Group LLC239,681$2.64M0.0%-0.7%0.000%
4/27/2026 Elevation Point Wealth Partners LLC219,535$2.42M0.1%-11.3%0.000%
4/23/2026 Apollon Wealth Management LLC32,807$362K0.0%+4.3%0.000%
4/22/2026 Absolute Investment Advisers LLC23,100$255K0.0%N/A0.000%
4/22/2026 Patriot Financial Group Insurance Agency LLC48,306$532K0.0%+102.5%0.000%
4/22/2026Janney Montgomery Scott LLC420,263$4.63M0.0%+3.4%0.000%
4/20/2026 Kestra Private Wealth Services LLC14,044$155K0.0%-12.5%0.000%
4/18/2026 CENTRAL TRUST Co2,500$28K0.0%N/A0.000%
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4/17/2026 Discipline Wealth Solutions LLC30,418$335K0.0%-33.1%0.000%
4/17/2026 PMG Family Office LLC88,938$980K1.1%+40.0%0.000%
4/17/2026 Brookstone Capital Management42,599$469K0.0%-9.5%0.000%
3/17/2026Rockefeller Capital Management L.P.23,646$305K0.0%-24.2%0.000%
2/23/2026Kera Capital Partners Inc.362,801$4.64M0.6%N/A0.000%
2/23/2026Virtu Financial LLC16,065$207K0.0%N/A0.000%
2/20/2026Sunbelt Securities Inc.5,559$72K0.0%-51.8%0.000%
2/20/2026 Bauman Advisory Group LLC20,660$266K0.2%N/A0.000%
2/19/2026Invesco Ltd.1,322,981$17.04M0.0%N/A0.000%
2/19/2026 Smith Asset Management Co. LLC123,059$1.59M1.3%+20.8%0.000%


GOF Institutional Ownership - Frequently Asked Questions

During the previous two years, 211 institutional investors and hedge funds held shares of Guggenheim Strategic Opportunities Fund. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($288.11M), Morgan Stanley ($90.42M), LPL Financial LLC ($32.87M), UBS Group AG ($21.80M), Rivernorth Capital Management LLC ($20.81M), Invesco Ltd. ($17.04M), and Cetera Investment Advisers ($13.79M).Learn more on Guggenheim Strategic Opportunities Fund's institutional investors.

Of the 190 institutional investors that purchased Guggenheim Strategic Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($17.95M), Rivernorth Capital Management LLC ($1.89M), Invesco Ltd. ($1.32M), Verus Capital Partners LLC ($1.29M), Raymond James Financial Inc. ($1.16M), Beach Point Capital Management LP ($1.04M), and Thomas J. Herzfeld Advisors Inc. ($927.25K).

Institutional investors have bought a total of 12,946,394 shares in the last 24 months. This purchase volume represents approximately $152.69M in transactions.

Of the 73 institutional investors that sold Guggenheim Strategic Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Verus Capital Partners LLC ($1.33M), Morgan Stanley ($1.14M), Secure Asset Management LLC ($611.77K), Kera Capital Partners Inc. ($324.60K), Raymond James Financial Inc. ($251.40K), Private Advisor Group LLC ($181.71K), and Commonwealth Equity Services LLC ($89.35K).

Institutional investors have sold a total of 5,043,245 shares in the last 24 months. This volume of shares sold represents approximately $54.24M in transactions.



Institutional ownership data for NYSE:GOF is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 11/11/2026. New 13F filings are added each quarter as they're published.
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