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Hercules Capital (HTGC) Institutional Ownership

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$17.34 -0.52 (-2.88%)
Closing price 05/21/2025 03:59 PM Eastern
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$17.42 +0.07 (+0.40%)
As of 06:26 AM Eastern
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Institutional Ownership Changes (13F Filings) for Hercules Capital (NYSE:HTGC)

Current
Institutional Ownership
Percentage
19.69%
Number of
Institutional Buyers
(last 12 months)
199
Total
Institutional Inflows
(last 12 months)
$222.77M
Number of
Institutional Sellers
(last 12 months)
87
Total
Institutional Outflows
(last 12 months)
$58.43M
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HTGC Institutional Buying and Selling by Quarter

Hercules Capital Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/20/2025 Focus Partners Wealth15,747$302K0.0%+26.0%0.009%
5/16/2025 Empowered Funds LLC22,854$439K0.0%+85.9%0.013%
5/16/2025 Goldman Sachs Group Inc.35,740$687K0.0%-82.7%0.020%
5/16/2025 NewEdge Advisors LLC14,461$278K0.0%-3.8%0.008%
5/16/2025 Integrated Wealth Concepts LLC17,241$331K0.0%+5.9%0.010%
5/16/2025 Advisors Asset Management Inc.413,415$7.94M0.1%+1.8%0.236%
5/15/2025 Ares Management LLC201,606$3.87M0.2%-11.0%0.115%
5/15/2025 FJ Capital Management LLC93,829$1.80M0.2%+70.7%0.053%
5/15/2025 Cubist Systematic Strategies LLC336,988$6.47M0.0%+170.3%0.192%
5/15/2025 Royal Bank of Canada804,077$15.45M0.0%+2.0%0.458%
5/15/2025 MAI Capital Management5,815$112K0.0%-28.9%0.003%
5/15/2025 Trexquant Investment LP123,706$2.38M0.0%+15.3%0.071%
5/15/2025 Lansforsakringar Fondforvaltning AB publ 18,837$362K0.0%N/A0.011%
5/15/2025 OMERS ADMINISTRATION Corp56,700$1.09M0.0%N/A0.032%
5/14/2025 Truvestments Capital LLC211,318$4.06M0.9%+46.6%0.120%
5/14/2025 Comerica Bank7,160$138K0.0%+25.9%0.004%
5/14/2025 Napa Wealth Management123,610$2.38M1.3%-0.5%0.070%
5/14/2025 Jump Financial LLC18,713$359K0.0%-81.1%0.011%
5/14/2025 Northwestern Mutual Wealth Management Co.2,629$51K0.0%+51.8%0.001%
5/14/2025 MAS Advisors LLC20,264$389K0.6%+7.1%0.012%
5/14/2025 Credit Agricole S A527,236$10.13M0.0%+46.2%0.301%
5/14/2025 Quantbot Technologies LP16,765$322K0.0%-84.7%0.010%
5/13/2025 Sand Hill Global Advisors LLC13,155$253K0.0%-52.0%0.007%
5/13/2025 Cascade Financial Partners LLC15,293$294K0.0%+7.8%0.009%
5/13/2025 Raymond James Financial Inc.644,217$12.38M0.0%+9.7%0.367%
5/13/2025 Kovitz Investment Group Partners LLC28,348$545K0.0%-6.5%0.016%
5/13/2025 HighTower Advisors LLC76,483$1.47M0.0%-1.0%0.044%
5/12/2025 Eagle Global Advisors LLC38,705$744K0.0%+43.9%0.022%
5/12/2025 Virtu Financial LLC26,339$506K0.0%N/A0.015%
5/12/2025 Invesco Ltd.77,699$1.49M0.0%-17.1%0.044%
5/12/2025 Connor Clark & Lunn Investment Management Ltd.369,368$7.10M0.0%+126.2%0.211%
5/12/2025 Founders Financial Alliance LLC14,516$279K0.1%N/A0.008%
5/12/2025 Bristlecone Advisors LLC55,845$1.07M0.1%+18.4%0.032%
5/9/2025 Atria Wealth Solutions Inc.238,406$4.58M0.1%-5.9%0.136%
5/9/2025 Blair William & Co. IL200,000$3.84M0.0%-6.0%0.114%
5/9/2025 PNC Financial Services Group Inc.274,004$5.26M0.0%-7.0%0.156%
5/8/2025 Baker Avenue Asset Management LP165,898$3.19M0.1%+1.9%0.095%
5/8/2025 Pasadena Private Wealth LLC18,240$350K0.1%N/A0.010%
5/8/2025 Harbour Investments Inc.21,227$408K0.0%+758.0%0.012%
5/8/2025 Arkadios Wealth Advisors57,579$1.11M0.0%+3.6%0.033%
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5/7/2025 N.E.W. Advisory Services LLC1,540$30K0.0%N/A0.001%
5/7/2025 Foundations Investment Advisors LLC35,717$686K0.0%+185.4%0.020%
5/7/2025 Mackenzie Financial Corp22,284$428K0.0%-33.1%0.013%
5/7/2025 Prosperity Consulting Group LLC10,668$205K0.0%-20.4%0.006%
5/7/2025 Melia Wealth LLC762,512$14.65M7.6%+0.3%0.435%
5/7/2025 LPL Financial LLC1,130,362$21.71M0.0%+14.5%0.644%
5/7/2025 HB Wealth Management LLC12,089$232K0.0%+13.2%0.007%
5/6/2025 Cetera Investment Advisers191,097$3.67M0.0%+25.2%0.109%
5/6/2025 Avantax Advisory Services Inc.13,130$252K0.0%+7.7%0.007%
5/6/2025 AE Wealth Management LLC26,108$502K0.0%-3.0%0.015%
5/6/2025 Y Intercept Hong Kong Ltd31,396$603K0.0%N/A0.018%
5/5/2025 J.W. Cole Advisors Inc.51,195$983K0.0%N/A0.029%
5/5/2025 IFP Advisors Inc9,624$185K0.0%-12.1%0.005%
5/5/2025 Kestra Private Wealth Services LLC90,876$1.75M0.0%+9.6%0.052%
5/5/2025 FAS Wealth Partners Inc.188,097$3.61M0.3%-4.1%0.107%
5/5/2025 Denali Advisors LLC341,045$6.55M0.7%-2.4%0.194%
5/5/2025 Private Advisor Group LLC140,565$2.70M0.0%+7.2%0.080%
5/5/2025 Muzinich & Co. Inc.510,371$9.80M5.6%+13.4%0.291%
5/2/2025 Graypoint LLC165,597$3.18M0.2%+0.4%0.094%
5/2/2025 Legacy Capital Wealth Partners LLC84,602$1.63M0.4%-4.9%0.048%
5/2/2025 Cullen Frost Bankers Inc.5,967$115K0.0%+2,355.6%0.003%
5/2/2025 Tectonic Advisors LLC531,792$10.22M0.6%+7.7%0.303%
5/2/2025 Dakota Wealth Management37,385$718K0.0%-3.5%0.021%
5/2/2025 Apollon Wealth Management LLC20,073$386K0.0%+28.5%0.011%
5/2/2025 Sigma Planning Corp46,811$899K0.0%-1.7%0.027%
5/1/2025 Bleakley Financial Group LLC47,068$904K0.0%+22.2%0.027%
5/1/2025 Left Brain Wealth Management LLC278,894$5.36M2.3%+1.1%0.159%
4/30/2025 Cerity Partners LLC28,557$549K0.0%+36.6%0.016%
4/30/2025 Sharpepoint LLC75,696$1.37M1.2%+16.2%0.043%
4/30/2025 Nisa Investment Advisors LLC9,400$181K0.0%+147.4%0.005%
4/30/2025 Stratos Wealth Partners LTD.12,817$246K0.0%-25.7%0.007%
4/29/2025 Envestnet Asset Management Inc.82,490$1.59M0.0%-38.6%0.047%
4/29/2025 Chilton Capital Management LLC7,000$134K0.0%+133.3%0.004%
4/29/2025 Concurrent Investment Advisors LLC28,597$549K0.0%-3.4%0.016%
4/29/2025 Bank of New York Mellon Corp111,212$2.14M0.0%+35.0%0.063%
4/29/2025 Generali Investments CEE investicni spolecnost a.s.42,750$821K0.1%N/A0.024%
4/28/2025 D.A. Davidson & CO.285,929$5.49M0.0%-1.1%0.163%
4/28/2025 Strategic Financial Concepts LLC14,150$272K0.1%-13.2%0.008%
4/25/2025 Taylor Frigon Capital Management LLC114,664$2.20M1.3%+0.7%0.065%
4/25/2025 Monument Capital Management16,421$315K0.1%-4.3%0.009%
4/25/2025 Naviter Wealth LLC184,454$3.55M0.4%+16.7%0.105%
4/25/2025 Sumitomo Mitsui Trust Group Inc.499,699$9.60M0.0%+12.9%0.285%
4/24/2025 Golden State Wealth Management LLC103,486$1.99M0.3%-10.5%0.059%
4/24/2025 Mirae Asset Global Investments Co. Ltd.22,405$432K0.0%+26.5%0.013%
4/23/2025 Golden State Wealth Management LLC206,961$3.98M0.3%+78.9%0.118%
4/23/2025 Bessemer Group Inc.2,000$38K0.0%N/A0.001%
4/23/2025 Oppenheimer & Co. Inc.20,218$388K0.0%+27.4%0.012%
4/22/2025 Cambridge Investment Research Advisors Inc.153,147$2.94M0.0%-5.5%0.087%
4/21/2025 Abundance Wealth Counselors58,155$1.12M0.2%+4.3%0.033%
4/21/2025 ORG Partners LLC11,756$225K0.1%+37.1%0.007%
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4/21/2025 Autumn Glory Partners LLC29,000$557K0.3%+41.5%0.017%
4/21/2025 Catalina Capital Group LLC13,271$255K0.2%N/A0.008%
4/18/2025 Cornerstone Wealth Management LLC23,470$451K0.0%+9.5%0.013%
4/17/2025 Sowell Financial Services LLC16,313$313K0.0%-43.3%0.009%
4/17/2025 North Star Investment Management Corp.53,604$1.03M0.1%+2.2%0.031%
4/17/2025 Sound Income Strategies LLC2,874,455$55.22M3.3%+2.1%1.660%
4/16/2025 Wealth Enhancement Advisory Services LLC32,832$631K0.0%+2.0%0.019%
4/16/2025 BigSur Wealth Management LLC39,500$759K0.2%+61.2%0.023%
4/16/2025 Elevation Point Wealth Partners LLC153,851$2.96M0.3%+4.3%0.089%
4/15/2025 Capital Advisory Group Advisory Services LLC87,053$1.67M0.6%-40.2%0.050%
(Data available from 1/1/2016 forward)

HTGC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of HTGC shares?

During the previous two years, 299 institutional investors and hedge funds held shares of Hercules Capital. The most heavily invested institutionals were Van ECK Associates Corp ($69.08M), Sound Income Strategies LLC ($55.22M), Two Sigma Advisers LP ($28.27M), LPL Financial LLC ($21.71M), Legal & General Group Plc ($21.65M), Advisors Capital Management LLC ($20.46M), and Two Sigma Investments LP ($19.00M).Learn more on HTGC's institutional investors.

What percentage of Hercules Capital stock is owned by institutional investors?

19.69% of Hercules Capital stock is owned by institutional investors. Learn more on HTGC's institutional investor holdings.

Which institutional investors have been buying Hercules Capital stock?

Of the 266 institutional investors that purchased Hercules Capital stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($1.65M), Van ECK Associates Corp ($1.65M), Two Sigma Advisers LP ($946.70K), Marshall Wace LLP ($740.21K), Melia Wealth LLC ($710.48K), Strategic Financial Concepts LLC ($664.39K), and Sound Income Strategies LLC ($494.17K).

How much institutional buying is happening at Hercules Capital?

Institutional investors have bought a total of 17,847,306 shares in the last 24 months. This purchase volume represents approximately $334.64M in transactions.

Which Hercules Capital major shareholders have been selling company stock?

Of the 123 institutional investors that sold Hercules Capital stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Marshall Wace LLP ($631.77K), International Assets Investment Management LLC ($446.00K), Raymond James & Associates ($288.21K), Capital Advisory Group Advisory Services LLC ($223.79K), Border to Coast Pensions Partnership Ltd ($174.84K), Goldman Sachs Group Inc. ($171.10K), and Quantbot Technologies LP ($161.65K).

How much institutional selling is happening at Hercules Capital?

Institutional investors have sold a total of 4,344,832 shares in the last 24 months. This volume of shares sold represents approximately $82.01M in transactions.



This page (NYSE:HTGC) was last updated on 5/22/2025 by MarketBeat.com Staff
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