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Hercules Capital (HTGC) Institutional Ownership

Hercules Capital logo
$17.11 +0.42 (+2.49%)
Closing price 10/13/2025 03:59 PM Eastern
Extended Trading
$17.01 -0.10 (-0.61%)
As of 08:54 AM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
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Institutional Ownership Changes (13F Filings) for Hercules Capital (NYSE:HTGC)

Current
Institutional Ownership
Percentage
19.69%
Number of
Institutional Buyers
(last 12 months)
220
Total
Institutional Inflows
(last 12 months)
$773.86M
Number of
Institutional Sellers
(last 12 months)
103
Total
Institutional Outflows
(last 12 months)
$65.88M
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HTGC Institutional Buying and Selling by Quarter

Hercules Capital Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/10/2025 Sound Income Strategies LLC2,752,867$52.06M2.8%-6.1%1.515%
10/8/2025 Accel Wealth Management32,901$622K0.2%+49.8%0.018%
10/7/2025 Mirador Capital Partners LP44,167$835K0.1%-3.1%0.024%
10/6/2025 Heartwood Wealth Advisors LLC5,000$95K0.0%N/A0.003%
9/26/2025Corient Private Wealth LLC55,252$1.01M0.0%+112.9%0.030%
9/4/2025Osaic Holdings Inc.120,828$2.21M0.0%-2.2%0.067%
8/29/2025Centaurus Financial Inc.37,144$679K0.0%N/A0.020%
8/27/2025Squarepoint Ops LLC49,192$899K0.0%-6.0%0.027%
8/19/2025Advisory Services Network LLC29,551$554K0.0%-40.5%0.016%
8/18/2025Geneos Wealth Management Inc.6,475$118K0.0%+30.7%0.004%
8/18/2025Caxton Associates LLP34,323$627K0.0%N/A0.019%
8/15/2025CANADA LIFE ASSURANCE Co155,832$2.85M0.0%+2.9%0.086%
8/15/2025Corient Private Wealth LLC55,252$1.01M0.0%+112.9%0.030%
8/15/2025Captrust Financial Advisors23,539$430K0.0%+7.4%0.013%
8/15/2025Prevail Innovative Wealth Advisors LLC88,148$1.61M0.4%N/A0.049%
8/15/2025WFA of San Diego LLC3,000$55K0.0%N/A0.002%
8/15/2025Tidal Investments LLC77,178$1.41M0.0%-2.8%0.042%
8/15/2025Oxford Asset Management LLP30,338$555K0.2%N/A0.017%
8/15/2025Modern Wealth Management LLC13,724$251K0.0%-5.6%0.008%
8/15/2025HRT Financial LP558,010$10.20M0.0%+100.9%0.307%
8/15/2025IHT Wealth Management LLC80,797$1.48M0.0%+16.0%0.044%
8/15/2025Engineers Gate Manager LP240,946$4.40M0.1%+115.7%0.133%
8/15/2025Cubist Systematic Strategies LLC447,641$8.18M0.0%+32.8%0.246%
8/15/2025BNP Paribas Financial Markets201,867$3.69M0.0%+28.7%0.111%
8/15/2025Brevan Howard Capital Management LP73,910$1.35M0.0%N/A0.041%
8/15/2025Balyasny Asset Management L.P.153,113$2.80M0.0%N/A0.084%
8/15/2025Bank of America Corp DE96,608$1.77M0.0%-23.1%0.053%
8/15/2025Ameriprise Financial Inc.327,023$5.98M0.0%-0.8%0.180%
8/14/2025Raymond James Financial Inc.633,741$11.59M0.0%-1.6%0.349%
8/14/2025FJ Capital Management LLC150,435$2.75M0.3%+60.3%0.083%
8/14/2025Diversify Advisory Services LLC22,345$430K0.0%N/A0.012%
8/14/2025Napa Wealth Management109,030$1.99M1.0%-11.8%0.060%
8/14/2025Squarepoint Ops LLC49,192$899K0.0%-6.0%0.027%
8/14/2025Sand Hill Global Advisors LLC15,503$283K0.0%+17.8%0.009%
8/14/2025FAS Wealth Partners Inc.186,543$3.41M0.3%-0.8%0.103%
8/14/2025NewEdge Advisors LLC16,875$308K0.0%+16.7%0.009%
8/14/2025Qube Research & Technologies Ltd580,414$10.61M0.0%+425.6%0.319%
8/14/2025Natixis117,971$2.16M0.0%+26.4%0.065%
8/14/2025Baker Avenue Asset Management LP173,508$3.17M0.1%+4.6%0.096%
8/14/2025Cerity Partners LLC29,922$547K0.0%+4.8%0.016%
8/13/2025Jump Financial LLC263,509$4.82M0.1%+1,308.2%0.145%
8/13/2025Invesco Ltd.78,951$1.44M0.0%+1.6%0.043%
8/13/2025Beacon Pointe Advisors LLC31,717$580K0.0%+125.8%0.017%
8/13/2025Quantbot Technologies LP141,787$2.59M0.1%+745.7%0.078%
8/13/2025Prossimo Advisors LLC13,089$239K0.2%-25.0%0.007%
8/13/2025Lido Advisors LLC55,958$1.02M0.0%-8.7%0.031%
8/13/2025Legacy Capital Wealth Partners LLC82,035$1.50M0.3%-3.0%0.045%
8/13/2025Virtus Investment Advisers LLC47,438$867K0.3%+9.5%0.026%
8/13/2025Northwestern Mutual Wealth Management Co.4,780$87K0.0%+81.8%0.003%
8/13/2025Elevation Point Wealth Partners LLC167,190$3.06M0.2%+8.7%0.092%
8/12/2025J.W. Cole Advisors Inc.59,061$1.08M0.0%+15.4%0.033%
8/12/2025FourThought Financial Partners LLC12,840$235K0.0%-12.6%0.007%
8/12/2025Advisors Asset Management Inc.382,751$7.00M0.1%-7.4%0.211%
8/12/2025Steward Partners Investment Advisory LLC112,158$2.05M0.0%-3.7%0.062%
8/12/2025Global Retirement Partners LLC23,516$430K0.0%N/A0.013%
8/12/2025Left Brain Wealth Management LLC284,068$5.19M1.8%+1.9%0.156%
8/12/2025Franklin Resources Inc.843,114$15.41M0.0%+41.6%0.464%
8/12/2025Legal & General Group Plc1,253,204$22.91M0.0%+6.6%0.690%
8/12/2025MAI Capital Management5,024$92K0.0%-13.6%0.003%
8/12/2025JPMorgan Chase & Co.526,369$9.62M0.0%-22.7%0.290%
8/12/2025Magnetar Financial LLC17,657$323K0.0%N/A0.010%
8/11/2025Inspire Advisors LLC18,253$334K0.0%-12.8%0.010%
8/8/2025MTM Investment Management LLC2,900$53K0.0%N/A0.002%
8/8/2025Rockefeller Capital Management L.P.143,346$2.62M0.0%+0.5%0.079%
8/8/2025Cetera Investment Advisers192,823$3.53M0.0%+0.9%0.106%
8/8/2025Creative Planning36,100$660K0.0%-32.6%0.020%
8/8/2025Foundations Investment Advisors LLC25,170$460K0.0%-29.5%0.014%
8/8/2025Advisors Capital Management LLC754,521$13.79M0.2%-25.5%0.415%
8/8/2025PNC Financial Services Group Inc.268,698$4.91M0.0%-1.9%0.148%
8/7/2025Allworth Financial LP5,972$109K0.0%+426.2%0.003%
8/7/2025Americana Partners LLC32,250$590K0.0%N/A0.018%
8/7/2025Campbell & CO Investment Adviser LLC168,436$3.08M0.2%+665.1%0.093%
8/7/2025Connor Clark & Lunn Investment Management Ltd.218,061$3.99M0.0%-41.0%0.120%
8/6/2025Prospera Financial Services Inc10,078$184K0.0%N/A0.006%
8/6/2025AE Wealth Management LLC28,413$519K0.0%+8.8%0.016%
8/6/2025Wedbush Securities Inc.14,734$269K0.0%+6.7%0.008%
8/6/2025S&T Bank PA288,396$5.27M1.6%-5.9%0.159%
8/6/2025Golden State Wealth Management LLC75,538$1.38M0.2%-27.0%0.042%
8/6/2025First Horizon Advisors Inc.2,566$47K0.0%N/A0.001%
8/5/2025Bryce Point Capital LLC36,842$673K0.6%N/A0.021%
8/5/2025Access Investment Management LLC38,200$698K0.2%N/A0.022%
8/5/2025Sigma Planning Corp49,791$910K0.0%+6.4%0.028%
8/5/2025GHP Investment Advisors Inc.1,500$27K0.0%N/A0.001%
8/4/2025Muzinich & Co. Inc.738,169$13.49M5.9%+44.6%0.421%
8/4/2025Assetmark Inc.1,386$25K0.0%+173.4%0.001%
8/1/2025Y Intercept Hong Kong Ltd97,439$1.78M0.0%+210.4%0.056%
8/1/2025Envestnet Asset Management Inc.41,824$765K0.0%-49.3%0.024%
7/31/2025MQS Management LLC31,240$571K0.3%N/A0.018%
7/31/2025CNB Bank1,848$34K0.0%N/A0.001%
7/31/2025Sumitomo Mitsui Trust Group Inc.621,724$11.37M0.0%+24.4%0.354%
7/30/2025Denali Advisors LLC333,853$6.10M0.6%-2.1%0.190%
7/30/2025Brookstone Capital Management12,856$235K0.0%-52.3%0.007%
7/30/2025D.A. Davidson & CO.295,514$5.40M0.0%+3.4%0.168%
7/29/2025Balboa Wealth Partners29,949$547K0.1%+5.3%0.017%
7/29/2025Chicago Partners Investment Group LLC18,772$366K0.0%+20.9%0.011%
7/29/2025International Assets Investment Management LLC19,455$356K0.0%-7.5%0.011%
7/29/2025Private Trust Co. NA3,381$62K0.0%+576.2%0.002%
7/28/2025Harbour Investments Inc.19,410$355K0.0%-8.6%0.011%
7/28/2025Bayforest Capital Ltd5,289$97K0.0%N/A0.003%
7/28/2025Melia Wealth LLC793,586$14.51M6.9%+4.1%0.452%
(Data available from 1/1/2016 forward)

HTGC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of HTGC shares?

During the previous two years, 319 institutional investors and hedge funds held shares of Hercules Capital. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($522.45M), Van ECK Associates Corp ($69.08M), Sound Income Strategies LLC ($52.06M), Two Sigma Advisers LP ($28.27M), Legal & General Group Plc ($22.91M), LPL Financial LLC ($21.71M), and Two Sigma Investments LP ($19.00M).Learn more on Hercules Capital's institutional investors.

What percentage of Hercules Capital's stock is owned by institutional investors?

19.69% of Hercules Capital's stock is owned by institutional investors. Learn more on HTGC's institutional investor holdings.

Which institutional investors have been buying Hercules Capital's stock?

Of the 291 institutional investors that purchased Hercules Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($28.42M), International Assets Investment Management LLC ($1.65M), Van ECK Associates Corp ($1.52M), Two Sigma Advisers LP ($946.70K), Melia Wealth LLC ($741.55K), Marshall Wace LLP ($740.21K), and Strategic Financial Concepts LLC ($664.39K).

How much institutional buying is happening at Hercules Capital?

Institutional investors have bought a total of 41,507,132 shares in the last 24 months. This purchase volume represents approximately $773.86M in transactions.

Which of Hercules Capital's major shareholders have been selling company stock?

Of the 103 institutional investors that sold Hercules Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: International Assets Investment Management LLC ($387.95K), Goldman Sachs Group Inc. ($342.20K), JPMorgan Chase & Co. ($265.53K), Advisors Capital Management LLC ($263.69K), Atria Wealth Solutions Inc. ($230.70K), Capital Advisory Group Advisory Services LLC ($199.68K), and Envestnet Asset Management Inc. ($179.21K).

How much institutional selling is happening at Hercules Capital?

Institutional investors have sold a total of 3,433,155 shares in the last 24 months. This volume of shares sold represents approximately $65.88M in transactions.


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This page (NYSE:HTGC) was last updated on 10/14/2025 by MarketBeat.com Staff
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