Hercules Capital (HTGC) Institutional Ownership

$16.92 +0.27 (+1.62%)

Closing price 08/19/2026 03:59 PM Eastern

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$16.80 -0.13 (-0.74%)

As of 07:06 AM Eastern

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Current Institutional Ownership Percentage: 19.69%
Number of Institutional Buyers (last 12 months): 204
Total Institutional Inflows (last 12 months): $264.39M

Number of Institutional Sellers (last 12 months): 100
Total Institutional Outflows (last 12 months): $54.75M

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HTGC Institutional Buying and Selling by Quarter

Hercules Capital Major Shareholders & Ownership History

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Reporting Date	Major Shareholder Name	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
8/20/2026	Sigma Planning Corp	50,369	$794K	0.0%	-3.3%	0.027%
8/20/2026	Two Sigma Securities LLC	27,681	$437K	0.0%	N/A	0.015%
8/19/2026	Van ECK Associates Corp	3,877,634	$61.15M	0.0%	+22.6%	2.072%
8/19/2026	Archer Investment Corp	2,047	$32K	0.0%	N/A	0.001%
8/18/2026	Beacon Pointe Advisors LLC	66,395	$1.05M	0.0%	N/A	0.035%
8/18/2026	Empowered Funds LLC	22,182	$350K	0.0%	N/A	0.012%
8/18/2026	Caitlin John LLC	2,643	$42K	0.0%	N/A	0.001%
8/18/2026	Centaurus Financial Inc.	107,436	$1.69M	0.1%	N/A	0.057%
8/18/2026	Melia Wealth LLC	553,874	$8.74M	5.0%	N/A	0.296%
8/17/2026	Capstone Investment Advisors LLC	49,417	$779K	0.0%	N/A	0.026%
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8/17/2026	Corient Private Wealth LP	23,928	$377K	0.0%	N/A	0.013%
8/17/2026	Palogic Value Management L.P.	43,058	$679K	0.2%	N/A	0.023%
8/17/2026	Bank of America Corp DE	259,640	$4.10M	0.0%	N/A	0.139%
8/14/2026	Legal & General Group Plc	1,681,333	$26.52M	0.0%	N/A	0.898%
8/14/2026	The Manufacturers Life Insurance Company	14,816	$234K	0.0%	N/A	0.008%
8/13/2026	Burk Holdings LLC	1,750	$28K	0.0%	N/A	0.001%
8/12/2026	Elevation Point Wealth Partners LLC	207,786	$3.28M	0.1%	N/A	0.111%
8/12/2026	Quantbot Technologies LP	81,135	$1.28M	0.1%	N/A	0.043%
8/11/2026	Allworth Financial LP	5,691	$90K	0.0%	N/A	0.003%
8/11/2026	Advisors Capital Management LLC	919,542	$14.50M	0.2%	N/A	0.491%
8/11/2026	Pasadena Private Wealth LLC	26,802	$423K	0.1%	N/A	0.014%
8/10/2026	Denali Advisors LLC	210,633	$3.32M	0.3%	-6.1%	0.113%
8/10/2026	Diversify Advisory Services LLC	23,858	$377K	0.0%	N/A	0.013%
8/7/2026	BlackRock Inc.	924,105	$14.57M	0.0%	N/A	0.494%
8/7/2026	Deutsche Bank AG	3,625	$57K	0.0%	N/A	0.002%
8/7/2026	Principle Wealth Partners LLC	20,945	$330K	0.0%	N/A	0.011%
8/6/2026	Global Retirement Partners LLC	59,991	$946K	0.0%	N/A	0.032%
8/6/2026	Bank of New York Mellon Corp	131,115	$2.07M	0.0%	N/A	0.070%
8/3/2026	Summit Global Investments	24,200	$382K	0.0%	N/A	0.013%
7/10/2026	Accel Wealth Management	43,516	$686K	0.2%	+9.5%	0.023%
7/9/2026	Hennion & Walsh Asset Management Inc.	33,729	$532K	0.0%	+161.3%	0.018%
7/1/2026	Confluence Investment Management LLC	276,182	$4.36M	0.1%	+1.0%	0.148%
6/16/2026	Empowered Funds LLC	39,643	$586K	0.0%	+18.5%	0.021%
6/10/2026	FAS Wealth Partners Inc.	180,756	$2.67M	0.2%	-1.1%	0.097%
6/3/2026	NewEdge Advisors LLC	16,259	$240K	0.0%	+1,336.3%	0.009%
5/19/2026	Bank of America Corp DE	227,010	$3.35M	0.0%	+10.5%	0.121%
5/19/2026	Centaurus Financial Inc.	107,492	$1.59M	0.1%	+1.0%	0.057%
5/19/2026	Arkadios Wealth Advisors	64,717	$956K	0.0%	+10.5%	0.035%
5/18/2026	Royal Bank of Canada	496,406	$7.33M	0.0%	-22.9%	0.265%
5/18/2026	Empowered Funds LLC	39,643	$586K	0.0%	+18.5%	0.021%
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5/16/2026	Lazard Asset Management LLC	124,353	$1.84M	0.0%	N/A	0.066%
5/15/2026	Entropy Technologies LP	27,414	$405K	0.0%	N/A	0.015%
5/14/2026	Lido Advisors LLC	77,549	$1.15M	0.0%	+16.1%	0.041%
5/13/2026	Cetera Investment Advisers	256,621	$3.79M	0.0%	+19.3%	0.137%
5/6/2026	Annis Gardner Whiting Capital Advisors LLC	7,090	$105K	0.0%	+17.1%	0.004%
5/6/2026	Independent Financial Group LLC	83,400	$1.23M	0.0%	N/A	0.045%
5/5/2026	Wealthfront Advisers LLC	12,374	$183K	0.0%	N/A	0.007%
5/5/2026	D.A. Davidson & CO.	323,397	$4.78M	0.0%	+4.6%	0.173%
5/5/2026	Sharpepoint LLC	142,488	$2.11M	1.3%	+41.6%	0.076%
5/5/2026	Bank of New York Mellon Corp	144,459	$2.13M	0.0%	+27.2%	0.077%
5/5/2026	Geneos Wealth Management Inc.	4,975	$73K	0.0%	-23.2%	0.003%
5/5/2026	Sigma Planning Corp	52,069	$769K	0.0%	-12.3%	0.028%
5/5/2026	Hillsdale Investment Management Inc.	8,620	$127K	0.0%	N/A	0.005%
5/4/2026	IFC Advisors LLC	22,721	$336K	0.0%	N/A	0.012%
5/2/2026	International Assets Investment Management LLC	124,677	$1.84M	0.0%	+13.8%	0.067%
5/2/2026	Diversify Wealth Management LLC	21,032	$326K	0.0%	N/A	0.011%
5/1/2026	Fifth Third Bancorp	2,357	$35K	0.0%	N/A	0.001%
5/1/2026	Sequoia Financial Advisors LLC	10,667	$158K	0.0%	-19.2%	0.006%
4/30/2026	Whipplewood Advisors LLC	59,045	$872K	0.5%	+66.1%	0.032%
4/30/2026	Kestra Advisory Services LLC	62,830	$928K	0.0%	-7.6%	0.034%
4/30/2026	Sumitomo Mitsui Trust Group Inc.	1,025,337	$15.14M	0.0%	+0.6%	0.558%
4/30/2026	Taylor Frigon Capital Management LLC	158,491	$2.34M	1.3%	-2.9%	0.086%
4/29/2026	American Capital Advisory LLC	10,000	$148K	0.1%	N/A	0.005%
4/28/2026	Ascentis Independent Advisors	11,133	$164K	0.0%	N/A	0.006%
4/27/2026	PFG Investments LLC	113,676	$1.68M	0.1%	+2.3%	0.062%
4/27/2026	Private Advisor Group LLC	104,541	$1.54M	0.0%	-22.8%	0.057%
4/27/2026	Elevation Point Wealth Partners LLC	206,303	$3.05M	0.1%	N/A	0.112%
4/27/2026	Sound Income Strategies LLC	3,382,058	$49.24M	2.4%	+25.1%	1.841%
4/24/2026	Essex Financial Services Inc.	55,412	$818K	0.0%	-2.3%	0.030%
4/24/2026	MQS Management LLC	32,520	$480K	0.3%	-15.9%	0.018%
4/23/2026	Inspire Investing LLC	5,858	$87K	0.0%	-80.8%	0.003%
4/23/2026	Intrua Financial LLC	14,595	$216K	0.0%	+43.1%	0.008%
4/23/2026	Lansforsakringar Fondforvaltning AB publ	106,912	$1.58M	0.0%	+27.3%	0.058%
4/23/2026	Catalina Capital Group LLC	10,717	$158K	0.1%	N/A	0.006%
4/23/2026	North Star Investment Management Corp.	49,061	$725K	0.0%	+2.3%	0.027%
4/23/2026	Tred Avon Family Wealth LLC	63,707	$941K	0.3%	+17.5%	0.035%
4/23/2026	Apollon Wealth Management LLC	151,796	$2.24M	0.0%	+680.6%	0.083%
4/23/2026	Pasadena Private Wealth LLC	21,802	$322K	0.0%	-9.2%	0.012%
4/22/2026	Border to Coast Pensions Partnership Ltd	475,000	$7.04M	0.1%	+18.8%	0.259%
4/22/2026	Union Bancaire Privee UBP SA	6,449	$92K	0.0%	-76.8%	0.004%
4/21/2026	KFG Wealth Management LLC	13,915	$206K	0.0%	N/A	0.008%
4/20/2026	Kestra Private Wealth Services LLC	13,034	$193K	0.0%	-86.7%	0.007%
4/20/2026	Delphi Management Inc. MA	66,999	$990K	1.2%	-14.7%	0.036%
4/18/2026	Riverbridge Partners LLC	90,672	$1.34M	0.0%	N/A	0.049%
4/17/2026	Sovereign Financial Group Inc.	10,755	$159K	0.0%	N/A	0.006%
4/16/2026	Balboa Wealth Partners	28,477	$421K	0.1%	-8.2%	0.016%
4/16/2026	Future Financial Wealth Managment LLC	28,175	$442K	0.3%	-6.6%	0.015%
4/15/2026	Nations Financial Group Inc. IA ADV	94,616	$1.40M	0.1%	-3.8%	0.052%
3/9/2026	Corient Private Wealth LLC	41,142	$774K	0.0%	-21.0%	0.022%
3/2/2026	Sankala Group LLC	4,023	$76K	0.1%	N/A	0.002%
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2/19/2026	Invesco Ltd.	79,650	$1.50M	0.0%	+81.3%	0.043%
2/19/2026	Rare Wolf Capital LLC	55,029	$1.04M	0.6%	N/A	0.030%
2/19/2026	Axxcess Wealth Management LLC	14,507	$273K	0.0%	-5.7%	0.008%
2/19/2026	Corient Private Wealth LLC	41,498	$774K	0.0%	-20.3%	0.023%
2/18/2026	Ameriflex Group Inc.	6,549	$123K	0.1%	N/A	0.004%
2/18/2026	Beacon Pointe Advisors LLC	42,447	$799K	0.0%	+29.8%	0.023%
2/18/2026	FAS Wealth Partners Inc.	182,746	$3.44M	0.2%	-1.2%	0.101%
2/18/2026	Empowered Funds LLC	33,461	$630K	0.0%	+6.5%	0.018%
2/18/2026	Garton & Associates Financial Advisors LLC	4,265	$80K	0.0%	N/A	0.002%
2/18/2026	XTX Topco Ltd	193,304	$3.64M	0.1%	N/A	0.106%

HTGC Institutional Ownership - Frequently Asked Questions

During the previous two years, 356 institutional investors and hedge funds held shares of Hercules Capital. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($522.45M), Van ECK Associates Corp ($61.15M), Sound Income Strategies LLC ($49.24M), LPL Financial LLC ($34.32M), UBS Group AG ($31.46M), Two Sigma Advisers LP ($28.27M), and Legal & General Group Plc ($26.52M).Learn more on Hercules Capital's institutional investors.

19.69% of Hercules Capital's stock is owned by institutional investors. Learn more on HTGC's institutional investor holdings.

Of the 325 institutional investors that purchased Hercules Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($28.42M), Legal & General Group Plc ($1.97M), Van ECK Associates Corp ($1.36M), Marshall Wace LLP ($1.33M), Advisors Capital Management LLC ($1.06M), Muzinich & Co. Inc. ($964.31K), and Two Sigma Advisers LP ($946.70K).

Institutional investors have bought a total of 15,359,712 shares in the last 24 months. This purchase volume represents approximately $263.95M in transactions.

Of the 100 institutional investors that sold Hercules Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: JPMorgan Chase & Co. ($312.94K), Marshall Wace LLP ($279.52K), Royal Bank of Canada ($264.15K), Sound Income Strategies LLC ($227.07K), Van ECK Associates Corp ($188.91K), Campbell & CO Investment Adviser LLC ($157.68K), and BNP Paribas Financial Markets ($122.44K).

Institutional investors have sold a total of 2,980,607 shares in the last 24 months. This volume of shares sold represents approximately $54.73M in transactions.

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Institutional ownership data for NYSE:HTGC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/20/2026. New 13F filings are added each quarter as they're published.

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Hercules Capital (HTGC) Institutional Ownership

HTGC Institutional Buying and Selling by Quarter

Hercules Capital Major Shareholders & Ownership History

HTGC Institutional Ownership - Frequently Asked Questions

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Hercules Capital (HTGC) Institutional Ownership

Institutional Ownership Changes (13F Filings) for Hercules Capital (NYSE:HTGC)

HTGC Institutional Buying and Selling by Quarter

Hercules Capital Major Shareholders & Ownership History

HTGC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of HTGC shares?

What percentage of Hercules Capital's stock is owned by institutional investors?

Which institutional investors have been buying Hercules Capital's stock?

How much institutional buying is happening at Hercules Capital?

Which of Hercules Capital's major shareholders have been selling company stock?

How much institutional selling is happening at Hercules Capital?

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