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Hercules Capital (HTGC) Institutional Ownership

Hercules Capital logo
$15.46 +0.04 (+0.23%)
Closing price 05/29/2026 03:59 PM Eastern
Extended Trading
$15.48 +0.02 (+0.13%)
As of 05/29/2026 07:05 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Hercules Capital (NYSE:HTGC)

Current
Institutional Ownership
Percentage
19.69%
Number of
Institutional Buyers
(last 12 months)
230
Total
Institutional Inflows
(last 12 months)
$1.04B
Number of
Institutional Sellers
(last 12 months)
128
Total
Institutional Outflows
(last 12 months)
$78.35M
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Skip Chart & View Institutional Buying and Selling Data

HTGC Institutional Buying and Selling by Quarter

Hercules Capital Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/19/2026 Bank of America Corp DE227,010$3.35M0.0%+10.5%0.121%
5/19/2026 Centaurus Financial Inc.107,492$1.59M0.1%+1.0%0.057%
5/19/2026 Arkadios Wealth Advisors64,717$956K0.0%+10.5%0.035%
5/18/2026 Royal Bank of Canada496,406$7.33M0.0%-22.9%0.265%
5/18/2026 Empowered Funds LLC39,643$586K0.0%+18.5%0.021%
5/16/2026 Lazard Asset Management LLC124,353$1.84M0.0%N/A0.066%
5/15/2026 Entropy Technologies LP27,414$405K0.0%N/A0.015%
5/14/2026 Lido Advisors LLC77,549$1.15M0.0%+16.1%0.041%
5/13/2026 Cetera Investment Advisers256,621$3.79M0.0%+19.3%0.137%
5/6/2026 Annis Gardner Whiting Capital Advisors LLC7,090$105K0.0%+17.1%0.004%
5/6/2026 Independent Financial Group LLC83,400$1.23M0.0%N/A0.045%
5/5/2026 Wealthfront Advisers LLC12,374$183K0.0%N/A0.007%
5/5/2026 D.A. Davidson & CO.323,397$4.78M0.0%+4.6%0.173%
5/5/2026 Sharpepoint LLC142,488$2.11M1.3%+41.6%0.076%
5/5/2026 Bank of New York Mellon Corp144,459$2.13M0.0%+27.2%0.077%
5/5/2026 Geneos Wealth Management Inc.4,975$73K0.0%-23.2%0.003%
5/5/2026 Sigma Planning Corp52,069$769K0.0%-12.3%0.028%
5/5/2026 Hillsdale Investment Management Inc.8,620$127K0.0%N/A0.005%
5/4/2026 IFC Advisors LLC22,721$336K0.0%N/A0.012%
5/2/2026 International Assets Investment Management LLC124,677$1.84M0.0%+13.8%0.067%
5/2/2026 Diversify Wealth Management LLC21,032$326K0.0%N/A0.011%
5/1/2026 Fifth Third Bancorp2,357$35K0.0%N/A0.001%
5/1/2026 Sequoia Financial Advisors LLC10,667$158K0.0%-19.2%0.006%
4/30/2026 Whipplewood Advisors LLC59,045$872K0.5%+66.1%0.032%
4/30/2026 Kestra Advisory Services LLC62,830$928K0.0%-7.6%0.034%
4/30/2026 Sumitomo Mitsui Trust Group Inc.1,025,337$15.14M0.0%+0.6%0.558%
4/30/2026 Taylor Frigon Capital Management LLC158,491$2.34M1.3%-2.9%0.086%
4/30/2026 Quantum Portfolio Management LLC19,273,267$284.67M3.0%N/A10.492%
4/29/2026 American Capital Advisory LLC10,000$148K0.1%N/A0.005%
4/28/2026 Ascentis Independent Advisors11,133$164K0.0%N/A0.006%
4/27/2026 PFG Investments LLC113,676$1.68M0.1%+2.3%0.062%
4/27/2026 Private Advisor Group LLC104,541$1.54M0.0%-22.8%0.057%
4/27/2026 Elevation Point Wealth Partners LLC206,303$3.05M0.1%N/A0.112%
4/27/2026 Sound Income Strategies LLC3,382,058$49.24M2.4%+25.1%1.841%
4/24/2026 Essex Financial Services Inc.55,412$818K0.0%-2.3%0.030%
4/24/2026 MQS Management LLC32,520$480K0.3%-15.9%0.018%
4/23/2026 Inspire Investing LLC5,858$87K0.0%-80.8%0.003%
4/23/2026 Intrua Financial LLC14,595$216K0.0%+43.1%0.008%
4/23/2026 Lansforsakringar Fondforvaltning AB publ 106,912$1.58M0.0%+27.3%0.058%
4/23/2026 Catalina Capital Group LLC10,717$158K0.1%N/A0.006%
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4/23/2026 North Star Investment Management Corp.49,061$725K0.0%+2.3%0.027%
4/23/2026 Tred Avon Family Wealth LLC63,707$941K0.3%+17.5%0.035%
4/23/2026 Apollon Wealth Management LLC151,796$2.24M0.0%+680.6%0.083%
4/23/2026 Pasadena Private Wealth LLC21,802$322K0.0%-9.2%0.012%
4/22/2026 Border to Coast Pensions Partnership Ltd475,000$7.04M0.1%+18.8%0.259%
4/22/2026 Union Bancaire Privee UBP SA6,449$92K0.0%-76.8%0.004%
4/21/2026 KFG Wealth Management LLC13,915$206K0.0%N/A0.008%
4/20/2026 Kestra Private Wealth Services LLC13,034$193K0.0%-86.7%0.007%
4/20/2026 Delphi Management Inc. MA66,999$990K1.2%-14.7%0.036%
4/18/2026 Riverbridge Partners LLC90,672$1.34M0.0%N/A0.049%
4/17/2026 Sovereign Financial Group Inc.10,755$159K0.0%N/A0.006%
4/16/2026 Balboa Wealth Partners28,477$421K0.1%-8.2%0.016%
4/16/2026 Future Financial Wealth Managment LLC28,175$442K0.3%-6.6%0.015%
4/15/2026 Nations Financial Group Inc. IA ADV94,616$1.40M0.1%-3.8%0.052%
3/9/2026 Corient Private Wealth LLC41,142$774K0.0%-21.0%0.022%
3/2/2026 Sankala Group LLC4,023$76K0.1%N/A0.002%
2/19/2026 Invesco Ltd.79,650$1.50M0.0%+81.3%0.043%
2/19/2026 Rare Wolf Capital LLC55,029$1.04M0.6%N/A0.030%
2/19/2026 Axxcess Wealth Management LLC14,507$273K0.0%-5.7%0.008%
2/19/2026 Corient Private Wealth LLC41,498$774K0.0%-20.3%0.023%
2/18/2026 Ameriflex Group Inc.6,549$123K0.1%N/A0.004%
2/18/2026 Beacon Pointe Advisors LLC42,447$799K0.0%+29.8%0.023%
2/18/2026FAS Wealth Partners Inc.182,746$3.44M0.2%-1.2%0.101%
2/18/2026 Empowered Funds LLC33,461$630K0.0%+6.5%0.018%
2/18/2026 Garton & Associates Financial Advisors LLC4,265$80K0.0%N/A0.002%
2/18/2026 XTX Topco Ltd193,304$3.64M0.1%N/A0.106%
2/18/2026 Voloridge Investment Management LLC707,651$13.32M0.0%+22.2%0.389%
2/18/2026 Virtus Investment Advisers LLC33,518$631K0.2%-18.2%0.018%
2/18/2026 Tudor Investment Corp ET AL15,663$295K0.0%N/A0.009%
2/18/2026 Twinbeech Capital LP58,421$1.10M0.1%+164.9%0.032%
2/18/2026 Summit Securities Group LLC2,000$38K0.0%+233.3%0.001%
2/18/2026 IHT Wealth Management LLC86,883$1.64M0.0%+3.3%0.048%
2/18/2026 Inspire Investing LLC30,454$573K0.1%+4.8%0.017%
2/18/2026 Engineers Gate Manager LP132,688$2.50M0.0%-15.6%0.073%
2/18/2026 Balyasny Asset Management L.P.15,002$282K0.0%-22.1%0.008%
2/17/2026 Guggenheim Capital LLC33,420$629K0.0%+7.1%0.018%
2/17/2026 Schonfeld Strategic Advisors LLC360,446$6.78M0.0%+65.9%0.196%
2/17/2026 Cetera Investment Advisers215,036$4.05M0.0%+1.7%0.117%
2/17/2026 Kovack Advisors Inc.55,383$1.04M0.0%N/A0.030%
2/17/2026 Trexquant Investment LP402,892$7.58M0.1%+5.9%0.219%
2/17/2026 Jump Financial LLC361,092$6.80M0.1%+150.6%0.197%
2/17/2026 Price T Rowe Associates Inc. MD40,719$767K0.0%+6.8%0.022%
2/17/2026 Osaic Holdings Inc.99,697$1.88M0.0%-12.5%0.054%
2/17/2026 Advisory Services Network LLC11,527$217K0.0%-33.4%0.006%
2/17/2026 Captrust Financial Advisors26,868$506K0.0%+12.0%0.015%
2/17/2026 &PARTNERS40,301$758K0.0%+10.1%0.022%
2/17/2026 ExodusPoint Capital Management LP47,430$893K0.0%-12.3%0.026%
2/17/2026 Royal Bank of Canada643,770$12.12M0.0%-15.4%0.350%
2/17/2026 Blair William & Co. IL195,593$3.68M0.0%-3.7%0.106%
2/17/2026 Magnetar Financial LLC63,570$1.20M0.0%+57.4%0.035%
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2/16/2026 Squarepoint Ops LLC64,595$1.22M0.0%+75.9%0.035%
2/16/2026 Truvestments Capital LLC181,726$3.42M0.6%-3.7%0.099%
2/16/2026 Verition Fund Management LLC116,530$2.19M0.0%+211.4%0.063%
2/16/2026 MML Investors Services LLC27,090$510K0.0%+22.6%0.015%
2/16/2026 Mariner LLC56,453$1.06M0.0%+1.4%0.031%
2/16/2026 FJ Capital Management LLC169,984$3.20M0.4%-16.7%0.093%
2/16/2026 Global Endowment Management LP20,000$376K0.0%+33.3%0.011%
2/16/2026 Barclays PLC176,373$3.32M0.0%-13.1%0.096%
2/13/2026 Kestra Advisory Services LLC67,994$1.28M0.0%-18.6%0.037%
2/13/2026 Cordoba Advisory Partners LLC55,367$1.04M0.3%N/A0.030%


HTGC Institutional Ownership - Frequently Asked Questions

During the previous two years, 358 institutional investors and hedge funds held shares of Hercules Capital. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($522.45M), Quantum Portfolio Management LLC ($284.67M), Van ECK Associates Corp ($65.09M), Sound Income Strategies LLC ($49.24M), LPL Financial LLC ($34.32M), UBS Group AG ($31.46M), and Two Sigma Advisers LP ($28.27M).Learn more on Hercules Capital's institutional investors.

19.69% of Hercules Capital's stock is owned by institutional investors. Learn more on HTGC's institutional investor holdings.

Of the 326 institutional investors that purchased Hercules Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($28.42M), Quantum Portfolio Management LLC ($19.27M), Marshall Wace LLP ($1.33M), Muzinich & Co. Inc. ($964.31K), Sound Income Strategies LLC ($955.00K), Two Sigma Advisers LP ($946.70K), and Van ECK Associates Corp ($941.36K).

Institutional investors have bought a total of 60,470,151 shares in the last 24 months. This purchase volume represents approximately $1.04B in transactions.

Of the 128 institutional investors that sold Hercules Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: JPMorgan Chase & Co. ($467.39K), Marshall Wace LLP ($279.52K), Royal Bank of Canada ($264.15K), Advisors Capital Management LLC ($258.66K), Sound Income Strategies LLC ($227.07K), Atria Wealth Solutions Inc. ($215.68K), and Van ECK Associates Corp ($188.91K).

Institutional investors have sold a total of 4,262,017 shares in the last 24 months. This volume of shares sold represents approximately $78.35M in transactions.


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This page (NYSE:HTGC) was last updated on 5/31/2026 by MarketBeat.com Staff.
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