Free Trial
→ Your free book is about to disappear (From Profits Run) (Ad)tc pixel Free HTGC Stock Alerts

Hercules Capital (HTGC) Institutional Ownership

Hercules Capital logo
$15.88 +0.04 (+0.22%)
Closing price 03:59 PM Eastern
Extended Trading
$15.92 +0.04 (+0.22%)
As of 06:01 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Hercules Capital (NYSE:HTGC)

Current
Institutional Ownership
Percentage
19.69%
Number of
Institutional Buyers
(last 12 months)
190
Total
Institutional Inflows
(last 12 months)
$236.51M
Number of
Institutional Sellers
(last 12 months)
102
Total
Institutional Outflows
(last 12 months)
$47.75M
Get HTGC Insider Trade Alerts

Want to know when executives and insiders are buying or selling Hercules Capital stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

HTGC Institutional Buying and Selling by Quarter

Hercules Capital Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/13/2026Essex Financial Services Inc.55,608$935K0.0%-1.5%0.029%
11/12/2026 State Street Corp269,928$4.54M0.0%-48.6%0.142%
11/11/2026 Advisors Asset Management Inc.317,115$5.33M0.0%N/A0.167%
11/11/2026 Private Advisor Group LLC71,533$1.20M0.0%-10.0%0.038%
11/10/2026 Global Retirement Partners LLC78,797$1.33M0.0%+31.3%0.042%
11/10/2026 HighTower Advisors LLC57,542$967K0.0%-3.7%0.030%
11/9/2026 Harbour Investments Inc.3,603$61K0.0%-25.8%0.002%
11/9/2026 IFG Advisory LLC5,495$92K0.0%-26.7%0.003%
11/5/2026 Riverbridge Partners LLC146,991$2.47M0.1%+61.5%0.078%
11/5/2026 Lido Advisors LLC101,786$1.71M0.0%+15.1%0.054%
11/3/2026 StoneX Group Inc.14,441$254K0.0%N/A0.008%
11/3/2026 Parallel Advisors LLC14,676$247K0.0%+9.1%0.008%
11/3/2026 International Assets Investment Management LLC80,327$1.34M0.0%+33.7%0.043%
11/2/2026 Kestra Advisory Services LLC78,024$1.31M0.0%+4.8%0.042%
11/2/2026 Commonwealth Equity Services LLC203,292$3.42M0.0%+11.3%0.109%
10/31/2026 Chicago Partners Investment Group LLC18,329$301K0.0%N/A0.010%
10/31/2026 Kelleher Financial Advisors24,743$416K0.1%-42.2%0.013%
10/29/2026 SMH Capital Advisors Inc.59,906$1.01M3.8%N/A0.032%
10/29/2026 Sumitomo Mitsui Trust Group Inc.1,047,257$17.60M0.0%+1.9%0.560%
10/29/2026 ProShare Advisors LLC28,560$480K0.0%-11.4%0.015%
10/29/2026 Intrua Financial LLC21,015$353K0.0%+12.5%0.011%
10/29/2026 Left Brain Wealth Management LLC60,722$1.02M0.3%+139.5%0.032%
10/28/2026 D.A. Davidson & CO.332,601$5.59M0.0%-1.0%0.000%
10/28/2026 Essential Investment Partners LLC9,584$161K0.1%N/A0.000%
10/27/2026 Latitude Advisors LLC7,473$126K0.0%N/A0.004%
10/27/2026 Total Clarity Wealth Management Inc.12,600$212K0.0%N/A0.007%
10/26/2026 Abundance Wealth Counselors69,927$1.18M0.2%+9.6%0.037%
10/26/2026 Oppenheimer & Co. Inc.29,898$503K0.0%+2.8%0.016%
10/24/2026 Apollon Wealth Management LLC154,830$2.60M0.0%+1.6%0.083%
10/24/2026 Sigma Planning Corp61,803$1.04M0.0%+22.7%0.033%
10/23/2026 Invested Advisors14,963$252K0.2%+11.2%0.008%
10/23/2026 Richardson Capital Management LLC3,353$56K0.0%N/A0.002%
10/23/2026 Signaturefd LLC12,853$216K0.0%+40.8%0.007%
10/23/2026 Taylor Frigon Capital Management LLC162,073$2.72M1.4%+0.8%0.087%
10/23/2026 Tectonic Advisors LLC1,101,790$18.52M0.8%+9.5%0.589%
10/23/2026 Capital Investment Advisors LLC10,778$181K0.0%N/A0.006%
10/23/2026 Wedbush Securities Inc.13,580$228K0.0%+6.7%0.007%
10/22/2026 CMH Wealth Management LLC18,270$307K0.0%-60.5%0.010%
10/20/2026 Prime Capital Investment Advisors LLC13,862$233K0.0%-7.4%0.007%
10/20/2026 Tred Avon Family Wealth LLC62,047$1.04M0.3%-5.0%0.033%
My public warning after 55 years of watching the markets (Ad)

Dr. Martin D. Weiss has publicly predicted six major American market crashes over his 55-year career, each warning issued before the crisis hit. Now the founder of Weiss Ratings, the only conflict-free rating agency in America, says he is watching a $3 trillion problem that could trigger a chain reaction across markets and banks.tc pixel

See Martin Weiss's full warning before this risk spreads further
10/20/2026 Investment Research Partners LLC30,613$515K0.2%+18.8%0.016%
10/20/2026 Secure Asset Management LLC82,333$1.38M0.2%+5.8%0.044%
10/17/2026 ShoreHaven Wealth Partners LLC16,000$269K0.1%N/A0.009%
10/17/2026 Avail Investment Partners LLC15,235$256K0.2%+23.6%0.008%
10/16/2026 KFG Wealth Management LLC14,981$252K0.0%+4.5%0.008%
10/15/2026 Mather Group LLC.104,229$1.75M0.0%-0.7%0.056%
10/15/2026 Elemental Capital Partners LLC124,780$2.10M0.5%+3.4%0.067%
10/15/2026 Fortitude Family Office LLC2,381$40K0.0%N/A0.001%
10/14/2026 Adirondack Trust Co.24,674$415K0.1%+2.8%0.013%
10/14/2026 B. Riley Wealth Advisors Inc.26,311$442K0.0%N/A0.014%
10/9/2026 Sound Income Strategies LLC3,777,695$62.52M1.4%+3.0%2.018%
10/9/2026 Monument Capital Management28,750$483K0.1%-5.6%0.015%
10/8/2026 Farther Finance Advisors LLC39,734$668K0.0%+5.3%0.021%
10/1/2026 Confluence Investment Management LLC283,759$4.77M0.1%+2.7%0.152%
9/9/2026Sequoia Financial Advisors LLC12,336$195K0.0%+15.6%0.007%
9/9/2026 Triad Investment Management125,009$1.97M2.2%+19.6%0.067%
9/9/2026Engineers Gate Manager LP38,413$606K0.0%-90.2%0.021%
9/9/2026NewEdge Advisors LLC14,716$232K0.0%-9.5%0.008%
9/9/2026 Squarepoint Ops LLC42,476$670K0.0%+195.9%0.023%
8/27/2026Corient Private Wealth LP18,320$289K0.0%-55.0%0.010%
8/26/2026 HighTower Advisors LLC59,728$942K0.0%-6.3%0.032%
8/22/2026 Advisory Solutions Group LLC15,021$237K0.1%N/A0.008%
8/22/2026 Concurrent Investment Advisors LLC20,192$318K0.0%-15.3%0.011%
8/21/2026 Secure Asset Management LLC77,837$1.23M0.2%+18.8%0.042%
8/21/2026 Triumph Capital Management92,379$1.46M0.3%+12.8%0.049%
8/20/2026 CMH Wealth Management LLC46,270$730K0.1%-28.9%0.025%
8/20/2026 Sigma Planning Corp50,369$794K0.0%-3.3%0.027%
8/20/2026Two Sigma Securities LLC27,681$437K0.0%N/A0.015%
8/19/2026Van ECK Associates Corp3,877,634$61.15M0.0%+22.6%2.072%
8/19/2026 Archer Investment Corp2,047$32K0.0%N/A0.001%
8/18/2026Beacon Pointe Advisors LLC66,395$1.05M0.0%N/A0.035%
8/18/2026Empowered Funds LLC22,182$350K0.0%N/A0.012%
8/18/2026Caitlin John LLC2,643$42K0.0%N/A0.001%
8/18/2026 Centaurus Financial Inc.107,436$1.69M0.1%N/A0.057%
8/18/2026 Melia Wealth LLC553,874$8.74M5.0%N/A0.296%
8/17/2026Capstone Investment Advisors LLC49,417$779K0.0%N/A0.026%
8/17/2026Corient Private Wealth LP23,928$377K0.0%N/A0.013%
8/17/2026Palogic Value Management L.P.43,058$679K0.2%N/A0.023%
8/17/2026Bank of America Corp DE259,640$4.10M0.0%N/A0.139%
8/14/2026Legal & General Group Plc1,681,333$26.52M0.0%N/A0.898%
8/14/2026The Manufacturers Life Insurance Company14,816$234K0.0%N/A0.008%
8/13/2026 Burk Holdings LLC1,750$28K0.0%N/A0.001%
8/12/2026 Elevation Point Wealth Partners LLC207,786$3.28M0.1%N/A0.111%
8/12/2026 Quantbot Technologies LP81,135$1.28M0.1%N/A0.043%
8/11/2026 Allworth Financial LP5,691$90K0.0%N/A0.003%
8/11/2026 Advisors Capital Management LLC919,542$14.50M0.2%N/A0.491%
8/11/2026 Pasadena Private Wealth LLC26,802$423K0.1%N/A0.014%
8/10/2026Denali Advisors LLC210,633$3.32M0.3%-6.1%0.113%
8/10/2026 Diversify Advisory Services LLC23,858$377K0.0%N/A0.013%
8/7/2026BlackRock Inc.924,105$14.57M0.0%N/A0.494%
Uranium Mine Flood That Sparked a 2006 Price Surge Returns (Ad)

In 2006, a flooded mine at Cigar Lake sent uranium prices from the $50 range to $136 in eight months. This past May, flooding cut the supply route into the largest uranium complex on the planet, and in July Cigar Lake went down a second time. Gerardo Del Real calls this the Third Convergence Event and has backed three small companies positioned in front of it.tc pixel

See the three companies positioned for uranium's next supply shock
8/7/2026 Deutsche Bank AG3,625$57K0.0%N/A0.002%
8/7/2026 Principle Wealth Partners LLC20,945$330K0.0%N/A0.011%
8/6/2026 Global Retirement Partners LLC59,991$946K0.0%N/A0.032%
8/6/2026 Bank of New York Mellon Corp131,115$2.07M0.0%N/A0.070%
8/3/2026 Summit Global Investments24,200$382K0.0%N/A0.013%
7/10/2026 Accel Wealth Management43,516$686K0.2%+9.5%0.023%
7/9/2026 Hennion & Walsh Asset Management Inc.33,729$532K0.0%+161.3%0.018%
7/1/2026 Confluence Investment Management LLC276,182$4.36M0.1%+1.0%0.148%
6/16/2026Empowered Funds LLC39,643$586K0.0%+18.5%0.021%
6/10/2026FAS Wealth Partners Inc.180,756$2.67M0.2%-1.1%0.097%


HTGC Institutional Ownership - Frequently Asked Questions

During the previous two years, 368 institutional investors and hedge funds held shares of Hercules Capital. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($522.45M), Sound Income Strategies LLC ($62.52M), Van ECK Associates Corp ($61.15M), LPL Financial LLC ($34.32M), UBS Group AG ($31.46M), Two Sigma Advisers LP ($28.27M), and Legal & General Group Plc ($26.52M).Learn more on Hercules Capital's institutional investors.

19.69% of Hercules Capital's stock is owned by institutional investors. Learn more on HTGC's institutional investor holdings.

Of the 335 institutional investors that purchased Hercules Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($28.42M), Legal & General Group Plc ($1.97M), Marshall Wace LLP ($1.33M), Van ECK Associates Corp ($1.07M), Advisors Capital Management LLC ($1.06M), Sound Income Strategies LLC ($981.96K), and Two Sigma Advisers LP ($946.70K).

Institutional investors have bought a total of 14,032,671 shares in the last 24 months. This purchase volume represents approximately $236.51M in transactions.

Of the 97 institutional investors that sold Hercules Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Engineers Gate Manager LP ($378.17K), Marshall Wace LLP ($279.52K), Royal Bank of Canada ($264.15K), State Street Corp ($255.11K), JPMorgan Chase & Co. ($206.15K), Van ECK Associates Corp ($188.91K), and Kestra Private Wealth Services LLC ($90.80K).

Institutional investors have sold a total of 2,715,269 shares in the last 24 months. This volume of shares sold represents approximately $47.75M in transactions.


Related Companies

Institutional ownership data for NYSE:HTGC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 11/13/2026. New 13F filings are added each quarter as they're published.
From Our Partners
Trump’s EO to send this $5 stock ripping higher…?
President Trump's December executive order declared space a national security and economic priority, fueling a...
Traders Agency | Sponsoredtc pixel
Today's free pick (on me)
Elon Musk doesn't own the chip inside every Tesla, Starlink dish, and AI satellite - he licenses it from one l...
Behind the Markets | Sponsoredtc pixel
Drop these 5 stocks before the market opens tomorrow!
The Wall Street Journal called it the "$64 trillion question": is a stock market crash on the way? Weiss Ratin...
Weiss Ratings | Sponsoredtc pixel
Your free book is about to disappear
Bill Poulos is giving away his 'Safe Trade Options Formula' book for free - but only for a limited time throug...
Profits Run | Sponsoredtc pixel
The investigation Porter spent tens of thousands to document
Porter Stansberry flew the Porter and Co. team 3,300 miles to Dublin to investigate a 17-year investing experi...
Porter & Company | Sponsoredtc pixel
Why I'm selling my Snapback Indicator for just $7
For Black Friday, Base Camp Trading's Thomas Wood is offering lifetime access to his proprietary Snapback Indi...
Base Camp Trading | Sponsoredtc pixel
Uranium Mine Flood That Sparked a 2006 Price Surge Returns
In 2006, a flooded mine at Cigar Lake sent uranium prices from the $50 range to $136 in eight months. This pa...
Digest Publishing | Sponsoredtc pixel
URGENT: If you own a home, please review the map below.
More than 1,300 red dots are scattered across the country, and 2,800 more are already on the way. Jim Rickards...
Paradigm Press | Sponsoredtc pixel