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Hercules Capital (HTGC) Institutional Ownership

Hercules Capital logo
$16.00 -0.15 (-0.90%)
As of 02:50 PM Eastern
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Institutional Ownership Changes (13F Filings) for Hercules Capital (NYSE:HTGC)

Current
Institutional Ownership
Percentage
19.69%
Number of
Institutional Buyers
(last 12 months)
236
Total
Institutional Inflows
(last 12 months)
$1.05B
Number of
Institutional Sellers
(last 12 months)
131
Total
Institutional Outflows
(last 12 months)
$84.07M
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HTGC Institutional Buying and Selling by Quarter

Hercules Capital Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/6/2026 Annis Gardner Whiting Capital Advisors LLC7,090$105K0.0%+17.1%0.004%
5/6/2026 Independent Financial Group LLC83,400$1.23M0.0%N/A0.045%
5/5/2026 Wealthfront Advisers LLC12,374$183K0.0%N/A0.007%
5/5/2026 D.A. Davidson & CO.323,397$4.78M0.0%+4.6%0.173%
5/5/2026 Sharpepoint LLC142,488$2.11M1.3%+41.6%0.076%
5/5/2026 Bank of New York Mellon Corp144,459$2.13M0.0%+27.2%0.077%
5/5/2026 Geneos Wealth Management Inc.4,975$73K0.0%-23.2%0.003%
5/5/2026 Sigma Planning Corp52,069$769K0.0%-12.3%0.028%
5/5/2026 Hillsdale Investment Management Inc.8,620$127K0.0%N/A0.005%
5/4/2026 IFC Advisors LLC22,721$336K0.0%N/A0.012%
5/2/2026 International Assets Investment Management LLC124,677$1.84M0.0%+13.8%0.067%
5/2/2026 Diversify Wealth Management LLC21,032$326K0.0%N/A0.011%
5/1/2026 Fifth Third Bancorp2,357$35K0.0%N/A0.001%
5/1/2026 Sequoia Financial Advisors LLC10,667$158K0.0%-19.2%0.006%
4/30/2026 Whipplewood Advisors LLC59,045$872K0.5%+66.1%0.032%
4/30/2026 Kestra Advisory Services LLC62,830$928K0.0%-7.6%0.034%
4/30/2026 Sumitomo Mitsui Trust Group Inc.1,025,337$15.14M0.0%+0.6%0.558%
4/30/2026 Taylor Frigon Capital Management LLC158,491$2.34M1.3%-2.9%0.086%
4/30/2026 Quantum Portfolio Management LLC19,273,267$284.67M3.0%N/A10.492%
4/29/2026 American Capital Advisory LLC10,000$148K0.1%N/A0.005%
4/28/2026 Ascentis Independent Advisors11,133$164K0.0%N/A0.006%
4/27/2026 PFG Investments LLC113,676$1.68M0.1%+2.3%0.062%
4/27/2026 Private Advisor Group LLC104,541$1.54M0.0%-22.8%0.057%
4/27/2026 Elevation Point Wealth Partners LLC206,303$3.05M0.1%N/A0.112%
4/27/2026 Sound Income Strategies LLC3,382,058$49.24M2.4%+25.1%1.841%
4/24/2026 Essex Financial Services Inc.55,412$818K0.0%-2.3%0.030%
4/24/2026 MQS Management LLC32,520$480K0.3%-15.9%0.018%
4/23/2026 Inspire Investing LLC5,858$87K0.0%-80.8%0.003%
4/23/2026 Intrua Financial LLC14,595$216K0.0%+43.1%0.008%
4/23/2026 Lansforsakringar Fondforvaltning AB publ 106,912$1.58M0.0%+27.3%0.058%
4/23/2026 Catalina Capital Group LLC10,717$158K0.1%N/A0.006%
4/23/2026 North Star Investment Management Corp.49,061$725K0.0%+2.3%0.027%
4/23/2026 Tred Avon Family Wealth LLC63,707$941K0.3%+17.5%0.035%
4/23/2026 Apollon Wealth Management LLC151,796$2.24M0.0%+680.6%0.083%
4/23/2026 Pasadena Private Wealth LLC21,802$322K0.0%-9.2%0.012%
4/22/2026 Border to Coast Pensions Partnership Ltd475,000$7.04M0.1%+18.8%0.259%
4/22/2026 Union Bancaire Privee UBP SA6,449$92K0.0%-76.8%0.004%
4/21/2026 KFG Wealth Management LLC13,915$206K0.0%N/A0.008%
4/20/2026 Kestra Private Wealth Services LLC13,034$193K0.0%-86.7%0.007%
4/20/2026 Delphi Management Inc. MA66,999$990K1.2%-14.7%0.036%
4/18/2026 Riverbridge Partners LLC90,672$1.34M0.0%N/A0.049%
4/17/2026 Sovereign Financial Group Inc.10,755$159K0.0%N/A0.006%
4/16/2026 Balboa Wealth Partners28,477$421K0.1%-8.2%0.016%
4/16/2026 Future Financial Wealth Managment LLC28,175$442K0.3%-6.6%0.015%
4/15/2026 Nations Financial Group Inc. IA ADV94,616$1.40M0.1%-3.8%0.052%
3/9/2026Corient Private Wealth LLC41,142$774K0.0%-21.0%0.022%
3/2/2026 Sankala Group LLC4,023$76K0.1%N/A0.002%
2/19/2026Invesco Ltd.79,650$1.50M0.0%+81.3%0.043%
2/19/2026Rare Wolf Capital LLC55,029$1.04M0.6%N/A0.030%
2/19/2026 Axxcess Wealth Management LLC14,507$273K0.0%-5.7%0.008%
2/19/2026Corient Private Wealth LLC41,498$774K0.0%-20.3%0.023%
2/18/2026Ameriflex Group Inc.6,549$123K0.1%N/A0.004%
2/18/2026Beacon Pointe Advisors LLC42,447$799K0.0%+29.8%0.023%
2/18/2026FAS Wealth Partners Inc.182,746$3.44M0.2%-1.2%0.101%
2/18/2026Empowered Funds LLC33,461$630K0.0%+6.5%0.018%
2/18/2026Garton & Associates Financial Advisors LLC4,265$80K0.0%N/A0.002%
2/18/2026XTX Topco Ltd193,304$3.64M0.1%N/A0.106%
2/18/2026Voloridge Investment Management LLC707,651$13.32M0.0%+22.2%0.389%
2/18/2026Virtus Investment Advisers LLC33,518$631K0.2%-18.2%0.018%
2/18/2026Tudor Investment Corp ET AL15,663$295K0.0%N/A0.009%
2/18/2026Twinbeech Capital LP58,421$1.10M0.1%+164.9%0.032%
2/18/2026 Summit Securities Group LLC2,000$38K0.0%+233.3%0.001%
2/18/2026IHT Wealth Management LLC86,883$1.64M0.0%+3.3%0.048%
2/18/2026 Inspire Investing LLC30,454$573K0.1%+4.8%0.017%
2/18/2026Engineers Gate Manager LP132,688$2.50M0.0%-15.6%0.073%
2/18/2026Balyasny Asset Management L.P.15,002$282K0.0%-22.1%0.008%
2/17/2026Guggenheim Capital LLC33,420$629K0.0%+7.1%0.018%
2/17/2026Schonfeld Strategic Advisors LLC360,446$6.78M0.0%+65.9%0.196%
2/17/2026Cetera Investment Advisers215,036$4.05M0.0%+1.7%0.117%
2/17/2026Kovack Advisors Inc.55,383$1.04M0.0%N/A0.030%
2/17/2026Trexquant Investment LP402,892$7.58M0.1%+5.9%0.219%
2/17/2026Jump Financial LLC361,092$6.80M0.1%+150.6%0.197%
2/17/2026Price T Rowe Associates Inc. MD40,719$767K0.0%+6.8%0.022%
2/17/2026Osaic Holdings Inc.99,697$1.88M0.0%-12.5%0.054%
2/17/2026Advisory Services Network LLC11,527$217K0.0%-33.4%0.006%
2/17/2026Captrust Financial Advisors26,868$506K0.0%+12.0%0.015%
2/17/2026&PARTNERS40,301$758K0.0%+10.1%0.022%
2/17/2026ExodusPoint Capital Management LP47,430$893K0.0%-12.3%0.026%
2/17/2026Royal Bank of Canada643,770$12.12M0.0%-15.4%0.350%
2/17/2026 Blair William & Co. IL195,593$3.68M0.0%-3.7%0.106%
2/17/2026Magnetar Financial LLC63,570$1.20M0.0%+57.4%0.035%
2/16/2026Squarepoint Ops LLC64,595$1.22M0.0%+75.9%0.035%
2/16/2026Truvestments Capital LLC181,726$3.42M0.6%-3.7%0.099%
2/16/2026Verition Fund Management LLC116,530$2.19M0.0%+211.4%0.063%
2/16/2026 MML Investors Services LLC27,090$510K0.0%+22.6%0.015%
2/16/2026Mariner LLC56,453$1.06M0.0%+1.4%0.031%
2/16/2026FJ Capital Management LLC169,984$3.20M0.4%-16.7%0.093%
2/16/2026Global Endowment Management LP20,000$376K0.0%+33.3%0.011%
2/16/2026Barclays PLC176,373$3.32M0.0%-13.1%0.096%
2/13/2026 Kestra Advisory Services LLC67,994$1.28M0.0%-18.6%0.037%
2/13/2026 Cordoba Advisory Partners LLC55,367$1.04M0.3%N/A0.030%
2/13/2026Marshall Wace LLP312,719$5.89M0.0%-47.2%0.172%
2/13/2026CANADA LIFE ASSURANCE Co215,596$4.06M0.0%+4.5%0.119%
2/13/2026Stifel Financial Corp607,140$11.43M0.0%+7.1%0.334%
2/13/2026Hudson Bay Capital Management LP12,580$237K0.0%N/A0.007%
2/13/2026 Golden State Wealth Management LLC63,656$1.20M0.1%-1.4%0.035%
2/13/2026State Street Corp213,833$4.02M0.0%+23.6%0.118%
2/13/2026Van ECK Associates Corp3,458,277$65.09M0.1%-5.2%1.903%
2/13/2026UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC1,457$27K0.0%N/A0.001%
2/13/2026Wells Fargo & Company MN740,481$13.94M0.0%-2.2%0.407%


HTGC Institutional Ownership - Frequently Asked Questions

During the previous two years, 358 institutional investors and hedge funds held shares of Hercules Capital. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($522.45M), Quantum Portfolio Management LLC ($284.67M), Van ECK Associates Corp ($65.09M), Sound Income Strategies LLC ($49.24M), LPL Financial LLC ($34.32M), UBS Group AG ($31.46M), and Two Sigma Advisers LP ($28.27M).Learn more on Hercules Capital's institutional investors.

19.69% of Hercules Capital's stock is owned by institutional investors. Learn more on HTGC's institutional investor holdings.

Of the 325 institutional investors that purchased Hercules Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($28.42M), Quantum Portfolio Management LLC ($19.27M), Marshall Wace LLP ($1.33M), Muzinich & Co. Inc. ($964.31K), Sound Income Strategies LLC ($955.00K), Two Sigma Advisers LP ($946.70K), and Van ECK Associates Corp ($941.36K).

Institutional investors have bought a total of 61,174,685 shares in the last 24 months. This purchase volume represents approximately $1.05B in transactions.

Of the 131 institutional investors that sold Hercules Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: JPMorgan Chase & Co. ($467.39K), Goldman Sachs Group Inc. ($358.64K), Marshall Wace LLP ($279.52K), Advisors Capital Management LLC ($263.69K), Sound Income Strategies LLC ($227.07K), Atria Wealth Solutions Inc. ($215.68K), and Jump Financial LLC ($199.97K).

Institutional investors have sold a total of 4,525,874 shares in the last 24 months. This volume of shares sold represents approximately $84.07M in transactions.


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This page (NYSE:HTGC) was last updated on 5/11/2026 by MarketBeat.com Staff.
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