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Hercules Capital (HTGC) Institutional Ownership

Hercules Capital logo
$17.48 -0.24 (-1.33%)
As of 11:32 AM Eastern
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Institutional Ownership Changes (13F Filings) for Hercules Capital (NYSE:HTGC)

Current
Institutional Ownership
Percentage
19.69%
Number of
Institutional Buyers
(last 12 months)
205
Total
Institutional Inflows
(last 12 months)
$265.08M
Number of
Institutional Sellers
(last 12 months)
102
Total
Institutional Outflows
(last 12 months)
$61.03M
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HTGC Institutional Buying and Selling by Quarter

Hercules Capital Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/9/2026 Triad Investment Management125,009$1.97M2.2%+19.6%0.067%
9/9/2026 Engineers Gate Manager LP38,413$606K0.0%-90.2%0.021%
9/9/2026 NewEdge Advisors LLC14,716$232K0.0%-9.5%0.008%
9/9/2026 Squarepoint Ops LLC42,476$670K0.0%+195.9%0.023%
8/27/2026 Corient Private Wealth LP18,320$289K0.0%-55.0%0.010%
8/26/2026 HighTower Advisors LLC59,728$942K0.0%-6.3%0.032%
8/22/2026 Advisory Solutions Group LLC15,021$237K0.1%N/A0.008%
8/22/2026 Concurrent Investment Advisors LLC20,192$318K0.0%-15.3%0.011%
8/21/2026 Secure Asset Management LLC77,837$1.23M0.2%+18.8%0.042%
8/21/2026 Triumph Capital Management92,379$1.46M0.3%+12.8%0.049%
8/20/2026 CMH Wealth Management LLC46,270$730K0.1%-28.9%0.025%
8/20/2026 Sigma Planning Corp50,369$794K0.0%-3.3%0.027%
8/20/2026 Two Sigma Securities LLC27,681$437K0.0%N/A0.015%
8/19/2026 Van ECK Associates Corp3,877,634$61.15M0.0%+22.6%2.072%
8/19/2026 Archer Investment Corp2,047$32K0.0%N/A0.001%
8/18/2026 Beacon Pointe Advisors LLC66,395$1.05M0.0%N/A0.035%
8/18/2026 Empowered Funds LLC22,182$350K0.0%N/A0.012%
8/18/2026 Caitlin John LLC2,643$42K0.0%N/A0.001%
8/18/2026 Centaurus Financial Inc.107,436$1.69M0.1%N/A0.057%
8/18/2026 Melia Wealth LLC553,874$8.74M5.0%N/A0.296%
8/17/2026 Capstone Investment Advisors LLC49,417$779K0.0%N/A0.026%
8/17/2026 Corient Private Wealth LP23,928$377K0.0%N/A0.013%
8/17/2026 Palogic Value Management L.P.43,058$679K0.2%N/A0.023%
8/17/2026 Bank of America Corp DE259,640$4.10M0.0%N/A0.139%
8/14/2026 Legal & General Group Plc1,681,333$26.52M0.0%N/A0.898%
8/14/2026 The Manufacturers Life Insurance Company14,816$234K0.0%N/A0.008%
8/13/2026 Burk Holdings LLC1,750$28K0.0%N/A0.001%
8/12/2026 Elevation Point Wealth Partners LLC207,786$3.28M0.1%N/A0.111%
8/12/2026 Quantbot Technologies LP81,135$1.28M0.1%N/A0.043%
8/11/2026 Allworth Financial LP5,691$90K0.0%N/A0.003%
8/11/2026 Advisors Capital Management LLC919,542$14.50M0.2%N/A0.491%
8/11/2026 Pasadena Private Wealth LLC26,802$423K0.1%N/A0.014%
8/10/2026 Denali Advisors LLC210,633$3.32M0.3%-6.1%0.113%
8/10/2026 Diversify Advisory Services LLC23,858$377K0.0%N/A0.013%
8/7/2026 BlackRock Inc.924,105$14.57M0.0%N/A0.494%
8/7/2026 Deutsche Bank AG3,625$57K0.0%N/A0.002%
8/7/2026 Principle Wealth Partners LLC20,945$330K0.0%N/A0.011%
8/6/2026 Global Retirement Partners LLC59,991$946K0.0%N/A0.032%
8/6/2026 Bank of New York Mellon Corp131,115$2.07M0.0%N/A0.070%
8/3/2026 Summit Global Investments24,200$382K0.0%N/A0.013%
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7/10/2026 Accel Wealth Management43,516$686K0.2%+9.5%0.023%
7/9/2026 Hennion & Walsh Asset Management Inc.33,729$532K0.0%+161.3%0.018%
7/1/2026 Confluence Investment Management LLC276,182$4.36M0.1%+1.0%0.148%
6/16/2026 Empowered Funds LLC39,643$586K0.0%+18.5%0.021%
6/10/2026 FAS Wealth Partners Inc.180,756$2.67M0.2%-1.1%0.097%
6/3/2026 NewEdge Advisors LLC16,259$240K0.0%+1,336.3%0.009%
5/19/2026 Bank of America Corp DE227,010$3.35M0.0%+10.5%0.121%
5/19/2026 Centaurus Financial Inc.107,492$1.59M0.1%+1.0%0.057%
5/19/2026 Arkadios Wealth Advisors64,717$956K0.0%+10.5%0.035%
5/18/2026 Royal Bank of Canada496,406$7.33M0.0%-22.9%0.265%
5/18/2026 Empowered Funds LLC39,643$586K0.0%+18.5%0.021%
5/16/2026 Lazard Asset Management LLC124,353$1.84M0.0%N/A0.066%
5/15/2026 Entropy Technologies LP27,414$405K0.0%N/A0.015%
5/14/2026 Lido Advisors LLC77,549$1.15M0.0%+16.1%0.041%
5/13/2026 Cetera Investment Advisers256,621$3.79M0.0%+19.3%0.137%
5/6/2026 Annis Gardner Whiting Capital Advisors LLC7,090$105K0.0%+17.1%0.004%
5/6/2026 Independent Financial Group LLC83,400$1.23M0.0%N/A0.045%
5/5/2026 Wealthfront Advisers LLC12,374$183K0.0%N/A0.007%
5/5/2026 D.A. Davidson & CO.323,397$4.78M0.0%+4.6%0.173%
5/5/2026 Sharpepoint LLC142,488$2.11M1.3%+41.6%0.076%
5/5/2026 Bank of New York Mellon Corp144,459$2.13M0.0%+27.2%0.077%
5/5/2026 Geneos Wealth Management Inc.4,975$73K0.0%-23.2%0.003%
5/5/2026 Sigma Planning Corp52,069$769K0.0%-12.3%0.028%
5/5/2026 Hillsdale Investment Management Inc.8,620$127K0.0%N/A0.005%
5/4/2026 IFC Advisors LLC22,721$336K0.0%N/A0.012%
5/2/2026 International Assets Investment Management LLC124,677$1.84M0.0%+13.8%0.067%
5/2/2026 Diversify Wealth Management LLC21,032$326K0.0%N/A0.011%
5/1/2026 Fifth Third Bancorp2,357$35K0.0%N/A0.001%
5/1/2026 Sequoia Financial Advisors LLC10,667$158K0.0%-19.2%0.006%
4/30/2026 Whipplewood Advisors LLC59,045$872K0.5%+66.1%0.032%
4/30/2026 Kestra Advisory Services LLC62,830$928K0.0%-7.6%0.034%
4/30/2026 Sumitomo Mitsui Trust Group Inc.1,025,337$15.14M0.0%+0.6%0.558%
4/30/2026 Taylor Frigon Capital Management LLC158,491$2.34M1.3%-2.9%0.086%
4/29/2026 American Capital Advisory LLC10,000$148K0.1%N/A0.005%
4/28/2026 Ascentis Independent Advisors11,133$164K0.0%N/A0.006%
4/27/2026 PFG Investments LLC113,676$1.68M0.1%+2.3%0.062%
4/27/2026 Private Advisor Group LLC104,541$1.54M0.0%-22.8%0.057%
4/27/2026 Elevation Point Wealth Partners LLC206,303$3.05M0.1%N/A0.112%
4/27/2026 Sound Income Strategies LLC3,382,058$49.24M2.4%+25.1%1.841%
4/24/2026 Essex Financial Services Inc.55,412$818K0.0%-2.3%0.030%
4/24/2026 MQS Management LLC32,520$480K0.3%-15.9%0.018%
4/23/2026 Inspire Investing LLC5,858$87K0.0%-80.8%0.003%
4/23/2026 Intrua Financial LLC14,595$216K0.0%+43.1%0.008%
4/23/2026 Lansforsakringar Fondforvaltning AB publ106,912$1.58M0.0%+27.3%0.058%
4/23/2026Catalina Capital Group LLC10,717$158K0.1%N/A0.006%
4/23/2026 North Star Investment Management Corp.49,061$725K0.0%+2.3%0.027%
4/23/2026 Tred Avon Family Wealth LLC63,707$941K0.3%+17.5%0.035%
4/23/2026 Apollon Wealth Management LLC151,796$2.24M0.0%+680.6%0.083%
4/23/2026 Pasadena Private Wealth LLC21,802$322K0.0%-9.2%0.012%
4/22/2026 Border to Coast Pensions Partnership Ltd475,000$7.04M0.1%+18.8%0.259%
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4/22/2026 Union Bancaire Privee UBP SA6,449$92K0.0%-76.8%0.004%
4/21/2026 KFG Wealth Management LLC13,915$206K0.0%N/A0.008%
4/20/2026 Kestra Private Wealth Services LLC13,034$193K0.0%-86.7%0.007%
4/20/2026 Delphi Management Inc. MA66,999$990K1.2%-14.7%0.036%
4/18/2026 Riverbridge Partners LLC90,672$1.34M0.0%N/A0.049%
4/17/2026 Sovereign Financial Group Inc.10,755$159K0.0%N/A0.006%
4/16/2026 Balboa Wealth Partners28,477$421K0.1%-8.2%0.016%
4/16/2026 Future Financial Wealth Managment LLC28,175$442K0.3%-6.6%0.015%
4/15/2026 Nations Financial Group Inc. IA ADV94,616$1.40M0.1%-3.8%0.052%
3/9/2026 Corient Private Wealth LLC41,142$774K0.0%-21.0%0.022%


HTGC Institutional Ownership - Frequently Asked Questions

During the previous two years, 359 institutional investors and hedge funds held shares of Hercules Capital. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($522.45M), Van ECK Associates Corp ($61.15M), Sound Income Strategies LLC ($49.24M), LPL Financial LLC ($34.32M), UBS Group AG ($31.46M), Two Sigma Advisers LP ($28.27M), and Legal & General Group Plc ($26.52M).Learn more on Hercules Capital's institutional investors.

19.69% of Hercules Capital's stock is owned by institutional investors. Learn more on HTGC's institutional investor holdings.

Of the 327 institutional investors that purchased Hercules Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($28.42M), Legal & General Group Plc ($1.97M), Van ECK Associates Corp ($1.36M), Marshall Wace LLP ($1.33M), Advisors Capital Management LLC ($1.06M), Muzinich & Co. Inc. ($964.31K), and Two Sigma Advisers LP ($946.70K).

Institutional investors have bought a total of 15,436,652 shares in the last 24 months. This purchase volume represents approximately $265.08M in transactions.

Of the 102 institutional investors that sold Hercules Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Engineers Gate Manager LP ($378.17K), JPMorgan Chase & Co. ($312.94K), Marshall Wace LLP ($279.52K), Royal Bank of Canada ($264.15K), Sound Income Strategies LLC ($227.07K), Van ECK Associates Corp ($188.91K), and Campbell & CO Investment Adviser LLC ($157.68K).

Institutional investors have sold a total of 3,380,497 shares in the last 24 months. This volume of shares sold represents approximately $61.03M in transactions.


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Institutional ownership data for NYSE:HTGC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/9/2026. New 13F filings are added each quarter as they're published.
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