Go Pro
→ ALERT: Drop these 5 stocks before the market opens tomorrow! (From Weiss Ratings) (Ad)tc pixel Free HTGC Stock Alerts

Hercules Capital (HTGC) Institutional Ownership

Hercules Capital logo
$15.94 -0.03 (-0.16%)
Closing price 07/30/2026 03:59 PM Eastern
Extended Trading
$16.18 +0.24 (+1.50%)
As of 07/30/2026 07:57 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Hercules Capital (NYSE:HTGC)

Current
Institutional Ownership
Percentage
19.69%
Number of
Institutional Buyers
(last 12 months)
219
Total
Institutional Inflows
(last 12 months)
$223.50M
Number of
Institutional Sellers
(last 12 months)
117
Total
Institutional Outflows
(last 12 months)
$69.53M
Get HTGC Insider Trade Alerts

Want to know when executives and insiders are buying or selling Hercules Capital stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

HTGC Institutional Buying and Selling by Quarter

Hercules Capital Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/10/2026 Accel Wealth Management43,516$686K0.2%+9.5%0.023%
7/9/2026 Hennion & Walsh Asset Management Inc.33,729$532K0.0%+161.3%0.018%
7/1/2026 Confluence Investment Management LLC276,182$4.36M0.1%+1.0%0.148%
6/16/2026Empowered Funds LLC39,643$586K0.0%+18.5%0.021%
6/10/2026 FAS Wealth Partners Inc.180,756$2.67M0.2%-1.1%0.097%
6/3/2026NewEdge Advisors LLC16,259$240K0.0%+1,336.3%0.009%
5/19/2026Bank of America Corp DE227,010$3.35M0.0%+10.5%0.121%
5/19/2026Centaurus Financial Inc.107,492$1.59M0.1%+1.0%0.057%
5/19/2026Arkadios Wealth Advisors64,717$956K0.0%+10.5%0.035%
5/18/2026Royal Bank of Canada496,406$7.33M0.0%-22.9%0.265%
5/18/2026Empowered Funds LLC39,643$586K0.0%+18.5%0.021%
5/16/2026Lazard Asset Management LLC124,353$1.84M0.0%N/A0.066%
5/15/2026Entropy Technologies LP27,414$405K0.0%N/A0.015%
5/14/2026Lido Advisors LLC77,549$1.15M0.0%+16.1%0.041%
5/13/2026Cetera Investment Advisers256,621$3.79M0.0%+19.3%0.137%
5/6/2026Annis Gardner Whiting Capital Advisors LLC7,090$105K0.0%+17.1%0.004%
5/6/2026 Independent Financial Group LLC83,400$1.23M0.0%N/A0.045%
5/5/2026Wealthfront Advisers LLC12,374$183K0.0%N/A0.007%
5/5/2026 D.A. Davidson & CO.323,397$4.78M0.0%+4.6%0.173%
5/5/2026 Sharpepoint LLC142,488$2.11M1.3%+41.6%0.076%
5/5/2026Bank of New York Mellon Corp144,459$2.13M0.0%+27.2%0.077%
5/5/2026Geneos Wealth Management Inc.4,975$73K0.0%-23.2%0.003%
5/5/2026Sigma Planning Corp52,069$769K0.0%-12.3%0.028%
5/5/2026Hillsdale Investment Management Inc.8,620$127K0.0%N/A0.005%
5/4/2026IFC Advisors LLC22,721$336K0.0%N/A0.012%
5/2/2026 International Assets Investment Management LLC124,677$1.84M0.0%+13.8%0.067%
5/2/2026Diversify Wealth Management LLC21,032$326K0.0%N/A0.011%
5/1/2026Fifth Third Bancorp2,357$35K0.0%N/A0.001%
5/1/2026 Sequoia Financial Advisors LLC10,667$158K0.0%-19.2%0.006%
4/30/2026 Whipplewood Advisors LLC59,045$872K0.5%+66.1%0.032%
4/30/2026 Kestra Advisory Services LLC62,830$928K0.0%-7.6%0.034%
4/30/2026Sumitomo Mitsui Trust Group Inc.1,025,337$15.14M0.0%+0.6%0.558%
4/30/2026 Taylor Frigon Capital Management LLC158,491$2.34M1.3%-2.9%0.086%
4/29/2026 American Capital Advisory LLC10,000$148K0.1%N/A0.005%
4/28/2026Ascentis Independent Advisors11,133$164K0.0%N/A0.006%
4/27/2026 PFG Investments LLC113,676$1.68M0.1%+2.3%0.062%
4/27/2026 Private Advisor Group LLC104,541$1.54M0.0%-22.8%0.057%
4/27/2026Elevation Point Wealth Partners LLC206,303$3.05M0.1%N/A0.112%
4/27/2026 Sound Income Strategies LLC3,382,058$49.24M2.4%+25.1%1.841%
4/24/2026Essex Financial Services Inc.55,412$818K0.0%-2.3%0.030%
The REAL Reason Trump is Invading Iran (Ad)

For a moment… Forget about Trump’s ties to Israel. Forget about reports of Iran’s nuclear program. Because my research has led me to believe we’re risking World War 3 with Iran for a completely different reason.tc pixel

Click here to find out what it is.
4/24/2026MQS Management LLC32,520$480K0.3%-15.9%0.018%
4/23/2026Inspire Investing LLC5,858$87K0.0%-80.8%0.003%
4/23/2026 Intrua Financial LLC14,595$216K0.0%+43.1%0.008%
4/23/2026Lansforsakringar Fondforvaltning AB publ106,912$1.58M0.0%+27.3%0.058%
4/23/2026Catalina Capital Group LLC10,717$158K0.1%N/A0.006%
4/23/2026 North Star Investment Management Corp.49,061$725K0.0%+2.3%0.027%
4/23/2026Tred Avon Family Wealth LLC63,707$941K0.3%+17.5%0.035%
4/23/2026 Apollon Wealth Management LLC151,796$2.24M0.0%+680.6%0.083%
4/23/2026Pasadena Private Wealth LLC21,802$322K0.0%-9.2%0.012%
4/22/2026 Border to Coast Pensions Partnership Ltd475,000$7.04M0.1%+18.8%0.259%
4/22/2026 Union Bancaire Privee UBP SA6,449$92K0.0%-76.8%0.004%
4/21/2026 KFG Wealth Management LLC13,915$206K0.0%N/A0.008%
4/20/2026 Kestra Private Wealth Services LLC13,034$193K0.0%-86.7%0.007%
4/20/2026Delphi Management Inc. MA66,999$990K1.2%-14.7%0.036%
4/18/2026 Riverbridge Partners LLC90,672$1.34M0.0%N/A0.049%
4/17/2026 Sovereign Financial Group Inc.10,755$159K0.0%N/A0.006%
4/16/2026Balboa Wealth Partners28,477$421K0.1%-8.2%0.016%
4/16/2026 Future Financial Wealth Managment LLC28,175$442K0.3%-6.6%0.015%
4/15/2026 Nations Financial Group Inc. IA ADV94,616$1.40M0.1%-3.8%0.052%
3/9/2026Corient Private Wealth LLC41,142$774K0.0%-21.0%0.022%
3/2/2026Sankala Group LLC4,023$76K0.1%N/A0.002%
2/19/2026Invesco Ltd.79,650$1.50M0.0%+81.3%0.043%
2/19/2026 Rare Wolf Capital LLC55,029$1.04M0.6%N/A0.030%
2/19/2026 Axxcess Wealth Management LLC14,507$273K0.0%-5.7%0.008%
2/19/2026Corient Private Wealth LLC41,498$774K0.0%-20.3%0.023%
2/18/2026Ameriflex Group Inc.6,549$123K0.1%N/A0.004%
2/18/2026Beacon Pointe Advisors LLC42,447$799K0.0%+29.8%0.023%
2/18/2026 FAS Wealth Partners Inc.182,746$3.44M0.2%-1.2%0.101%
2/18/2026Empowered Funds LLC33,461$630K0.0%+6.5%0.018%
2/18/2026Garton & Associates Financial Advisors LLC4,265$80K0.0%N/A0.002%
2/18/2026XTX Topco Ltd193,304$3.64M0.1%N/A0.106%
2/18/2026Voloridge Investment Management LLC707,651$13.32M0.0%+22.2%0.389%
2/18/2026Virtus Investment Advisers LLC33,518$631K0.2%-18.2%0.018%
2/18/2026Tudor Investment Corp ET AL15,663$295K0.0%N/A0.009%
2/18/2026Twinbeech Capital LP58,421$1.10M0.1%+164.9%0.032%
2/18/2026Summit Securities Group LLC2,000$38K0.0%+233.3%0.001%
2/18/2026IHT Wealth Management LLC86,883$1.64M0.0%+3.3%0.048%
2/18/2026Inspire Investing LLC30,454$573K0.1%+4.8%0.017%
2/18/2026Engineers Gate Manager LP132,688$2.50M0.0%-15.6%0.073%
2/18/2026Balyasny Asset Management L.P.15,002$282K0.0%-22.1%0.008%
2/17/2026Guggenheim Capital LLC33,420$629K0.0%+7.1%0.018%
2/17/2026Schonfeld Strategic Advisors LLC360,446$6.78M0.0%+65.9%0.196%
2/17/2026Cetera Investment Advisers215,036$4.05M0.0%+1.7%0.117%
2/17/2026 Kovack Advisors Inc.55,383$1.04M0.0%N/A0.030%
2/17/2026Trexquant Investment LP402,892$7.58M0.1%+5.9%0.219%
2/17/2026Jump Financial LLC361,092$6.80M0.1%+150.6%0.197%
2/17/2026Price T Rowe Associates Inc. MD40,719$767K0.0%+6.8%0.022%
2/17/2026Osaic Holdings Inc.99,697$1.88M0.0%-12.5%0.054%
2/17/2026Advisory Services Network LLC11,527$217K0.0%-33.4%0.006%
2/17/2026Captrust Financial Advisors26,868$506K0.0%+12.0%0.015%
The REAL Reason Trump is Invading Iran (Ad)

For a moment… Forget about Trump’s ties to Israel. Forget about reports of Iran’s nuclear program. Because my research has led me to believe we’re risking World War 3 with Iran for a completely different reason.tc pixel

Click here to find out what it is.
2/17/2026&PARTNERS40,301$758K0.0%+10.1%0.022%
2/17/2026ExodusPoint Capital Management LP47,430$893K0.0%-12.3%0.026%
2/17/2026Royal Bank of Canada643,770$12.12M0.0%-15.4%0.350%
2/17/2026Blair William & Co. IL195,593$3.68M0.0%-3.7%0.106%
2/17/2026Magnetar Financial LLC63,570$1.20M0.0%+57.4%0.035%
2/16/2026Squarepoint Ops LLC64,595$1.22M0.0%+75.9%0.035%
2/16/2026Truvestments Capital LLC181,726$3.42M0.6%-3.7%0.099%
2/16/2026Verition Fund Management LLC116,530$2.19M0.0%+211.4%0.063%
2/16/2026MML Investors Services LLC27,090$510K0.0%+22.6%0.015%
2/16/2026Mariner LLC56,453$1.06M0.0%+1.4%0.031%


HTGC Institutional Ownership - Frequently Asked Questions

During the previous two years, 351 institutional investors and hedge funds held shares of Hercules Capital. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($522.45M), Van ECK Associates Corp ($65.09M), Sound Income Strategies LLC ($49.24M), LPL Financial LLC ($34.32M), UBS Group AG ($31.46M), Two Sigma Advisers LP ($28.27M), and Legal & General Group Plc ($26.00M).Learn more on Hercules Capital's institutional investors.

19.69% of Hercules Capital's stock is owned by institutional investors. Learn more on HTGC's institutional investor holdings.

Of the 320 institutional investors that purchased Hercules Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($28.42M), Marshall Wace LLP ($1.33M), Muzinich & Co. Inc. ($964.31K), Two Sigma Advisers LP ($946.70K), Van ECK Associates Corp ($941.36K), Sound Income Strategies LLC ($919.45K), and Qube Research & Technologies Ltd ($916.85K).

Institutional investors have bought a total of 12,338,528 shares in the last 24 months. This purchase volume represents approximately $223.50M in transactions.

Of the 117 institutional investors that sold Hercules Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: JPMorgan Chase & Co. ($467.39K), Marshall Wace LLP ($279.52K), Royal Bank of Canada ($264.15K), Advisors Capital Management LLC ($258.66K), Sound Income Strategies LLC ($227.07K), Van ECK Associates Corp ($188.91K), and Campbell & CO Investment Adviser LLC ($157.68K).

Institutional investors have sold a total of 3,788,702 shares in the last 24 months. This volume of shares sold represents approximately $69.53M in transactions.


Related Companies

This page (NYSE:HTGC) was last updated on 7/31/2026 by MarketBeat.com Staff.
From Our Partners
ALERT: Drop these 5 stocks before the market opens tomorrow!
The Wall Street Journal is already raising the alarm about a potential market crash, and Weiss Ratings researc...
Weiss Ratings | Sponsoredtc pixel
Louis Navellier: My #1 AI stock for 2026 (name & ticker inside)
Louis Navellier's Stock Grader system helped him flag Nvidia before its 82,000% run and has identified the top...
InvestorPlace | Sponsoredtc pixel
Trump Takes Emergency Action - Plus Elon Musk's New Venture
Elon Musk has quietly launched a new venture - one that has nothing to do with rockets, EVs, or Neuralink. Tru...
Altimetry | Sponsoredtc pixel
Ready to give options a try? Your first trade (Ticker included) -INSIDE
Tired of trying tactic after tactic when it comes to options trades... only to be met with market noise and st...
Base Camp Trading | Sponsoredtc pixel
SPCX Warning - and Worst News for Stocks in 50 Years
Goldman Sachs and Morgan Stanley are now predicting what could be the worst news for the U.S. stock market in ...
TradeSmith | Sponsoredtc pixel
CODE RED: AI Meltdown Imminent?
After correctly predicting the 2008 and 2020 stock market meltdowns, I believe this AI company is about to tri...
Paradigm Press | Sponsoredtc pixel
BofA: Digital Dollar Coming 2025-2030
Bank of America just revealed your expiration date. In their Bloomberg interview, they didn't just predict the...
Decentralized Masters | Sponsoredtc pixel
Three oil giants buried the same discovery for 50 years
In 1976, Chevron tapped an energy source with no fuel costs, no carbon, and no supply chain - then killed the ...
Behind the Markets | Sponsoredtc pixel