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Hercules Capital (HTGC) Institutional Ownership

Hercules Capital logo
$16.98 +0.07 (+0.38%)
Closing price 03:59 PM Eastern
Extended Trading
$17.06 +0.08 (+0.48%)
As of 05:46 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Hercules Capital (NYSE:HTGC)

Current
Institutional Ownership
Percentage
19.69%
Number of
Institutional Buyers
(last 12 months)
204
Total
Institutional Inflows
(last 12 months)
$264.57M
Number of
Institutional Sellers
(last 12 months)
102
Total
Institutional Outflows
(last 12 months)
$61.03M
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HTGC Institutional Buying and Selling by Quarter

Hercules Capital Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/9/2026Sequoia Financial Advisors LLC12,336$195K0.0%+15.6%0.007%
9/9/2026Triad Investment Management125,009$1.97M2.2%+19.6%0.067%
9/9/2026Engineers Gate Manager LP38,413$606K0.0%-90.2%0.021%
9/9/2026NewEdge Advisors LLC14,716$232K0.0%-9.5%0.008%
9/9/2026Squarepoint Ops LLC42,476$670K0.0%+195.9%0.023%
8/27/2026Corient Private Wealth LP18,320$289K0.0%-55.0%0.010%
8/26/2026HighTower Advisors LLC59,728$942K0.0%-6.3%0.032%
8/22/2026Advisory Solutions Group LLC15,021$237K0.1%N/A0.008%
8/22/2026Concurrent Investment Advisors LLC20,192$318K0.0%-15.3%0.011%
8/21/2026Secure Asset Management LLC77,837$1.23M0.2%+18.8%0.042%
8/21/2026Triumph Capital Management92,379$1.46M0.3%+12.8%0.049%
8/20/2026CMH Wealth Management LLC46,270$730K0.1%-28.9%0.025%
8/20/2026Sigma Planning Corp50,369$794K0.0%-3.3%0.027%
8/20/2026Two Sigma Securities LLC27,681$437K0.0%N/A0.015%
8/19/2026Van ECK Associates Corp3,877,634$61.15M0.0%+22.6%2.072%
8/19/2026Archer Investment Corp2,047$32K0.0%N/A0.001%
8/18/2026Beacon Pointe Advisors LLC66,395$1.05M0.0%N/A0.035%
8/18/2026Empowered Funds LLC22,182$350K0.0%N/A0.012%
8/18/2026Caitlin John LLC2,643$42K0.0%N/A0.001%
8/18/2026Centaurus Financial Inc.107,436$1.69M0.1%N/A0.057%
8/18/2026Melia Wealth LLC553,874$8.74M5.0%N/A0.296%
8/17/2026Capstone Investment Advisors LLC49,417$779K0.0%N/A0.026%
8/17/2026Corient Private Wealth LP23,928$377K0.0%N/A0.013%
8/17/2026Palogic Value Management L.P.43,058$679K0.2%N/A0.023%
8/17/2026Bank of America Corp DE259,640$4.10M0.0%N/A0.139%
8/14/2026Legal & General Group Plc1,681,333$26.52M0.0%N/A0.898%
8/14/2026The Manufacturers Life Insurance Company14,816$234K0.0%N/A0.008%
8/13/2026Burk Holdings LLC1,750$28K0.0%N/A0.001%
8/12/2026Elevation Point Wealth Partners LLC207,786$3.28M0.1%N/A0.111%
8/12/2026Quantbot Technologies LP81,135$1.28M0.1%N/A0.043%
8/11/2026Allworth Financial LP5,691$90K0.0%N/A0.003%
8/11/2026Advisors Capital Management LLC919,542$14.50M0.2%N/A0.491%
8/11/2026Pasadena Private Wealth LLC26,802$423K0.1%N/A0.014%
8/10/2026Denali Advisors LLC210,633$3.32M0.3%-6.1%0.113%
8/10/2026Diversify Advisory Services LLC23,858$377K0.0%N/A0.013%
8/7/2026BlackRock Inc.924,105$14.57M0.0%N/A0.494%
8/7/2026Deutsche Bank AG3,625$57K0.0%N/A0.002%
8/7/2026Principle Wealth Partners LLC20,945$330K0.0%N/A0.011%
8/6/2026Global Retirement Partners LLC59,991$946K0.0%N/A0.032%
8/6/2026Bank of New York Mellon Corp131,115$2.07M0.0%N/A0.070%
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8/3/2026Summit Global Investments24,200$382K0.0%N/A0.013%
7/10/2026Accel Wealth Management43,516$686K0.2%+9.5%0.023%
7/9/2026Hennion & Walsh Asset Management Inc.33,729$532K0.0%+161.3%0.018%
7/1/2026Confluence Investment Management LLC276,182$4.36M0.1%+1.0%0.148%
6/16/2026Empowered Funds LLC39,643$586K0.0%+18.5%0.021%
6/10/2026FAS Wealth Partners Inc.180,756$2.67M0.2%-1.1%0.097%
6/3/2026NewEdge Advisors LLC16,259$240K0.0%+1,336.3%0.009%
5/19/2026Bank of America Corp DE227,010$3.35M0.0%+10.5%0.121%
5/19/2026Centaurus Financial Inc.107,492$1.59M0.1%+1.0%0.057%
5/19/2026Arkadios Wealth Advisors64,717$956K0.0%+10.5%0.035%
5/18/2026Royal Bank of Canada496,406$7.33M0.0%-22.9%0.265%
5/18/2026Empowered Funds LLC39,643$586K0.0%+18.5%0.021%
5/16/2026Lazard Asset Management LLC124,353$1.84M0.0%N/A0.066%
5/15/2026Entropy Technologies LP27,414$405K0.0%N/A0.015%
5/14/2026Lido Advisors LLC77,549$1.15M0.0%+16.1%0.041%
5/13/2026Cetera Investment Advisers256,621$3.79M0.0%+19.3%0.137%
5/6/2026Annis Gardner Whiting Capital Advisors LLC7,090$105K0.0%+17.1%0.004%
5/6/2026Independent Financial Group LLC83,400$1.23M0.0%N/A0.045%
5/5/2026Wealthfront Advisers LLC12,374$183K0.0%N/A0.007%
5/5/2026D.A. Davidson & CO.323,397$4.78M0.0%+4.6%0.173%
5/5/2026Sharpepoint LLC142,488$2.11M1.3%+41.6%0.076%
5/5/2026Bank of New York Mellon Corp144,459$2.13M0.0%+27.2%0.077%
5/5/2026Geneos Wealth Management Inc.4,975$73K0.0%-23.2%0.003%
5/5/2026Sigma Planning Corp52,069$769K0.0%-12.3%0.028%
5/5/2026Hillsdale Investment Management Inc.8,620$127K0.0%N/A0.005%
5/4/2026IFC Advisors LLC22,721$336K0.0%N/A0.012%
5/2/2026International Assets Investment Management LLC124,677$1.84M0.0%+13.8%0.067%
5/2/2026Diversify Wealth Management LLC21,032$326K0.0%N/A0.011%
5/1/2026Fifth Third Bancorp2,357$35K0.0%N/A0.001%
5/1/2026Sequoia Financial Advisors LLC10,667$158K0.0%-19.2%0.006%
4/30/2026Whipplewood Advisors LLC59,045$872K0.5%+66.1%0.032%
4/30/2026Kestra Advisory Services LLC62,830$928K0.0%-7.6%0.034%
4/30/2026Sumitomo Mitsui Trust Group Inc.1,025,337$15.14M0.0%+0.6%0.558%
4/30/2026Taylor Frigon Capital Management LLC158,491$2.34M1.3%-2.9%0.086%
4/29/2026American Capital Advisory LLC10,000$148K0.1%N/A0.005%
4/28/2026Ascentis Independent Advisors11,133$164K0.0%N/A0.006%
4/27/2026PFG Investments LLC113,676$1.68M0.1%+2.3%0.062%
4/27/2026Private Advisor Group LLC104,541$1.54M0.0%-22.8%0.057%
4/27/2026Elevation Point Wealth Partners LLC206,303$3.05M0.1%N/A0.112%
4/27/2026Sound Income Strategies LLC3,382,058$49.24M2.4%+25.1%1.841%
4/24/2026Essex Financial Services Inc.55,412$818K0.0%-2.3%0.030%
4/24/2026MQS Management LLC32,520$480K0.3%-15.9%0.018%
4/23/2026Inspire Investing LLC5,858$87K0.0%-80.8%0.003%
4/23/2026Intrua Financial LLC14,595$216K0.0%+43.1%0.008%
4/23/2026Lansforsakringar Fondforvaltning AB publ106,912$1.58M0.0%+27.3%0.058%
4/23/2026Catalina Capital Group LLC10,717$158K0.1%N/A0.006%
4/23/2026North Star Investment Management Corp.49,061$725K0.0%+2.3%0.027%
4/23/2026Tred Avon Family Wealth LLC63,707$941K0.3%+17.5%0.035%
4/23/2026Apollon Wealth Management LLC151,796$2.24M0.0%+680.6%0.083%
4/23/2026Pasadena Private Wealth LLC21,802$322K0.0%-9.2%0.012%
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4/22/2026Border to Coast Pensions Partnership Ltd475,000$7.04M0.1%+18.8%0.259%
4/22/2026Union Bancaire Privee UBP SA6,449$92K0.0%-76.8%0.004%
4/21/2026KFG Wealth Management LLC13,915$206K0.0%N/A0.008%
4/20/2026Kestra Private Wealth Services LLC13,034$193K0.0%-86.7%0.007%
4/20/2026Delphi Management Inc. MA66,999$990K1.2%-14.7%0.036%
4/18/2026Riverbridge Partners LLC90,672$1.34M0.0%N/A0.049%
4/17/2026Sovereign Financial Group Inc.10,755$159K0.0%N/A0.006%
4/16/2026Balboa Wealth Partners28,477$421K0.1%-8.2%0.016%
4/16/2026Future Financial Wealth Managment LLC28,175$442K0.3%-6.6%0.015%
4/15/2026Nations Financial Group Inc. IA ADV94,616$1.40M0.1%-3.8%0.052%


HTGC Institutional Ownership - Frequently Asked Questions

During the previous two years, 359 institutional investors and hedge funds held shares of Hercules Capital. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($522.45M), Van ECK Associates Corp ($61.15M), Sound Income Strategies LLC ($49.24M), LPL Financial LLC ($34.32M), UBS Group AG ($31.46M), Two Sigma Advisers LP ($28.27M), and Legal & General Group Plc ($26.52M).Learn more on Hercules Capital's institutional investors.

19.69% of Hercules Capital's stock is owned by institutional investors. Learn more on HTGC's institutional investor holdings.

Of the 327 institutional investors that purchased Hercules Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($28.42M), Legal & General Group Plc ($1.97M), Van ECK Associates Corp ($1.36M), Marshall Wace LLP ($1.33M), Advisors Capital Management LLC ($1.06M), Muzinich & Co. Inc. ($964.31K), and Two Sigma Advisers LP ($946.70K).

Institutional investors have bought a total of 15,409,022 shares in the last 24 months. This purchase volume represents approximately $264.57M in transactions.

Of the 102 institutional investors that sold Hercules Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Engineers Gate Manager LP ($378.17K), JPMorgan Chase & Co. ($312.94K), Marshall Wace LLP ($279.52K), Royal Bank of Canada ($264.15K), Sound Income Strategies LLC ($227.07K), Van ECK Associates Corp ($188.91K), and Campbell & CO Investment Adviser LLC ($157.68K).

Institutional investors have sold a total of 3,380,497 shares in the last 24 months. This volume of shares sold represents approximately $61.03M in transactions.


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Institutional ownership data for NYSE:HTGC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/9/2026. New 13F filings are added each quarter as they're published.
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