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Tri Continental (TY) Institutional Ownership

Tri Continental logo
$35.18 +0.08 (+0.23%)
Closing price 03:59 PM Eastern
Extended Trading
$35.15 -0.03 (-0.10%)
As of 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Tri Continental (NYSE:TY)

Current
Institutional Ownership
Percentage
10.22%
Number of
Institutional Buyers
(last 12 months)
86
Total
Institutional Inflows
(last 12 months)
$51.78M
Number of
Institutional Sellers
(last 12 months)
49
Total
Institutional Outflows
(last 12 months)
$21.49M
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TY Institutional Buying and Selling by Quarter

Tri Continental Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/10/2026 Whitener Capital Management Inc.31,386$1.08M0.2%-7.2%0.059%
7/9/2026 Hennion & Walsh Asset Management Inc.156,550$5.39M0.2%+8.1%0.294%
5/18/2026Royal Bank of Canada58,243$1.84M0.0%+1.9%0.109%
5/16/2026Quantinno Capital Management LP7,945$251K0.0%-7.3%0.015%
5/16/2026Saba Capital Management L.P.735,098$23.22M0.6%+4.8%1.381%
5/16/2026Lazard Asset Management LLC514,535$16.25M0.0%-0.6%0.967%
5/15/2026Gateway Wealth Partners LLC7,440$235K0.0%N/A0.014%
5/14/2026Sei Investments Co.11,335$358K0.0%N/A0.021%
5/13/2026Cetera Investment Advisers22,608$714K0.0%-2.0%0.042%
5/13/2026First Trust Advisors LP84,592$2.67M0.0%+15.3%0.159%
5/12/2026Quantedge Capital Pte Ltd6,351$201K0.1%N/A0.012%
5/8/2026PNC Financial Services Group Inc.22,817$721K0.0%+37.4%0.043%
5/6/2026Bessemer Group Inc.4,997$157K0.0%+78.4%0.009%
5/6/2026Allspring Global Investments Holdings LLC366,014$11.56M0.0%+9.5%0.688%
5/5/2026D.A. Davidson & CO.73,108$2.31M0.0%-1.4%0.137%
5/5/2026Cornerstone Advisory LLC151,571$4.79M0.5%+2.8%0.285%
5/4/2026Beckerman Institutional LLC39,994$1.26M0.7%-1.3%0.075%
5/2/2026International Assets Investment Management LLC7,532$241K0.0%-7.3%0.014%
5/2/2026Anchor Investment Management LLC1,465$46K0.0%-26.8%0.003%
5/1/2026Altium Capital Management LLC78,920$2.49M5.9%+95.1%0.148%
4/27/2026Altus Wealth Group LLC29,614$936K0.4%-1.9%0.057%
4/27/2026Private Advisor Group LLC11,121$351K0.0%-3.0%0.021%
4/27/2026Financial Plan Inc.11,006$348K0.0%-8.2%0.021%
4/23/2026North Star Investment Management Corp.2,987$94K0.0%N/A0.006%
4/18/2026CENTRAL TRUST Co3,098$98K0.0%-38.1%0.006%
4/17/2026Hanson & Doremus Investment Management929$29K0.0%N/A0.002%
4/16/2026Uhlmann Price Securities LLC5,393$170K0.0%N/A0.010%
3/5/2026Bayban2,310$75K0.1%N/A0.004%
2/18/2026EP Wealth Advisors LLC88,120$2.88M0.0%N/A0.170%
2/18/2026XTX Topco Ltd8,056$263K0.0%N/A0.016%
2/18/2026Saba Capital Management L.P.701,601$22.91M0.7%+8.3%1.350%
2/18/2026Evolve Private Wealth LLC61,594$2.01M0.1%N/A0.119%
2/17/2026Guggenheim Capital LLC26,893$878K0.0%-5.0%0.052%
2/17/2026AQR Capital Management LLC8,166$267K0.0%N/A0.016%
2/17/2026Cetera Investment Advisers23,068$753K0.0%-6.6%0.044%
2/17/2026Osaic Holdings Inc.24,824$811K0.0%+6.3%0.048%
2/17/2026&PARTNERS23,524$768K0.0%-10.7%0.045%
2/17/2026Royal Bank of Canada57,171$1.87M0.0%+0.6%0.110%
2/16/2026Mariner LLC93,914$3.07M0.0%+6.6%0.181%
2/16/2026Focus Partners Wealth192,690$6.29M0.0%N/A0.371%
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2/13/2026Kestra Advisory Services LLC18,960$619K0.0%+8.3%0.036%
2/13/2026Altus Wealth Group LLC30,182$986K0.4%-2.2%0.058%
2/13/2026UMB Bank n.a.180,580$5.90M0.1%N/A0.348%
2/13/2026Stifel Financial Corp99,870$3.26M0.0%-0.6%0.192%
2/13/2026Heritage Wealth Advisors18,168$593K0.0%-4.5%0.035%
2/13/2026First Trust Advisors LP73,338$2.40M0.0%+8.4%0.141%
2/13/2026Wells Fargo & Company MN175,519$5.73M0.0%-21.7%0.338%
2/12/2026Advocate Investing Services LLC1,649$54K0.0%N/A0.003%
2/12/2026Jane Street Group LLC17,171$561K0.0%N/A0.033%
2/12/2026Commonwealth Equity Services LLC53,953$1.76M0.0%+0.9%0.104%
2/12/2026Steward Partners Investment Advisory LLC31,638$1.03M0.0%+122.6%0.061%
2/12/2026Moneta Group Investment Advisors LLC6,609$216K0.0%N/A0.013%
2/11/2026Commonwealth Retirement Investments LLC900$29K0.0%N/A0.002%
2/11/2026Cerity Partners LLC15,102$493K0.0%+6.5%0.029%
2/11/2026LPL Financial LLC81,303$2.66M0.0%+25.8%0.156%
2/11/2026Closed End Fund Advisors Inc.6,338$207K0.1%N/A0.012%
2/11/2026First Command Advisory Services Inc.4,694$153K0.0%-37.0%0.009%
2/10/2026Beckerman Institutional LLC40,504$1.32M0.7%-1.3%0.078%
2/10/2026Foundations Investment Advisors LLC17,712$578K0.0%+50.4%0.034%
2/9/2026Blue Bell Private Wealth Management LLC420,932$13.75M2.0%+0.7%0.810%
2/6/2026Altium Capital Management LLC40,451$1.32M5.2%N/A0.078%
2/6/2026PNC Financial Services Group Inc.16,602$542K0.0%+150.3%0.032%
2/6/2026HighTower Advisors LLC28,928$945K0.0%+4.6%0.056%
2/5/20261620 Investment Advisors Inc.92,338$3.02M2.0%+0.6%0.178%
2/5/2026Allworth Financial LP41,086$1.34M0.0%+1.3%0.079%
2/3/2026RB Capital Management LLC63,494$2.07M0.4%+3.1%0.122%
2/3/2026Koshinski Asset Management Inc.10,199$333K0.0%-10.3%0.020%
2/3/2026International Assets Investment Management LLC8,126$265K0.0%+6.3%0.016%
2/3/2026MGO One Seven LLC21,850$714K0.0%+3.3%0.042%
2/2/2026Wolverine Asset Management LLC5,958$195K0.0%-62.7%0.011%
2/2/2026CENTRAL TRUST Co5,008$164K0.0%N/A0.010%
2/2/2026Alliance Wealth Strategies LLC d b a Brown Edwards Wealth Strategies6,272$205K0.2%N/A0.012%
2/2/2026Oppenheimer & Co. Inc.10,007$327K0.0%+3.4%0.019%
1/29/2026Prentiss Smith & Co. Inc.7,026$229K0.1%-8.6%0.014%
1/29/2026UBS Group AG262,197$8.56M0.0%-10.8%0.505%
1/29/2026Concurrent Investment Advisors LLC44,812$1.46M0.0%+16.7%0.086%
1/28/2026Cora Capital Advisors LLC11,981$391K0.2%+6.3%0.023%
1/28/2026Cornerstone Advisory LLC147,472$4.82M0.5%+4.6%0.284%
1/28/2026Financial Plan Inc.11,988$392K0.0%N/A0.023%
1/27/2026Retirement Income Solutions Inc.6,213$203K0.0%N/A0.012%
1/26/2026Shaker Financial Services LLC70,445$2.30M0.7%+455.5%0.136%
1/26/2026CWM LLC6,421$210K0.0%+95.5%0.012%
1/23/2026Assetmark Inc.1,639$54K0.0%N/A0.003%
1/23/2026Successful Portfolios LLC15,197$505K0.3%+2.7%0.029%
1/21/2026Albion Financial Group UT30,496$996K0.1%-2.1%0.059%
1/21/2026Crews Bank & Trust4,434$145K0.0%-47.9%0.009%
1/20/2026Meridian Investment Counsel Inc.9,755$319K0.1%N/A0.019%
1/20/2026Savvy Advisors Inc.11,598$379K0.0%N/A0.022%
1/16/2026Tower Wealth Partners Inc.15,464$505K0.3%+7.1%0.030%
1/15/2026Uncommon Cents Investing LLC159,856$5.22M1.3%+0.4%0.308%
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1/15/2026Allspring Global Investments Holdings LLC334,257$10.92M0.0%-0.6%0.643%
1/14/2026 Hennion & Walsh Asset Management Inc.123,776$4.04M0.1%+27.4%0.238%
1/12/2026Stolper Co61,655$2.01M0.6%+5.7%0.119%
1/8/2026Wealth Enhancement Advisory Services LLC127,037$4.19M0.0%-3.1%0.244%
11/21/2025CIBC Bancorp USA Inc.22,557$767K0.0%N/A0.043%
11/17/2025Northwestern Mutual Wealth Management Co.2,874$98K0.0%-11.2%0.006%
11/17/2025Mariner LLC88,071$2.99M0.0%+3.1%0.169%
11/17/2025Mercer Global Advisors Inc. ADV6,280$214K0.0%N/A0.012%
11/17/2025Integrated Wealth Concepts LLC11,203$381K0.0%-79.7%0.022%
11/17/2025Bank of America Corp DE46,912$1.60M0.0%+6.7%0.090%


TY Institutional Ownership - Frequently Asked Questions

During the previous two years, 149 institutional investors and hedge funds held shares of Tri Continental. The most heavily invested institutionals were Saba Capital Management L.P. ($23.22M), Lazard Asset Management LLC ($16.25M), Bard Financial Services Inc. ($15.13M), Blue Bell Private Wealth Management LLC ($13.75M), Allspring Global Investments Holdings LLC ($11.56M), Raymond James Financial Inc. ($9.05M), and UBS Group AG ($8.56M).Learn more on Tri Continental's institutional investors.

10.22% of Tri Continental's stock is owned by institutional investors. Learn more on TY's institutional investor holdings.

Of the 129 institutional investors that purchased Tri Continental's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($331.93K), Kovitz Investment Group Partners LLC ($226.09K), International Assets Investment Management LLC ($225.75K), Shaker Financial Services LLC ($224.42K), Focus Partners Wealth ($192.69K), EP Wealth Advisors LLC ($191.36K), and UMB Bank n.a. ($180.58K).

Institutional investors have bought a total of 1,587,168 shares in the last 24 months. This purchase volume represents approximately $51.78M in transactions.

Of the 49 institutional investors that sold Tri Continental's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Shaker Financial Services LLC ($149.67K), Wolverine Asset Management LLC ($148.10K), UBS Group AG ($78.68K), Wells Fargo & Company MN ($48.66K), Integrated Wealth Concepts LLC ($44.07K), Thrivent Financial for Lutherans ($29.20K), and Bard Financial Services Inc. ($25.84K).

Institutional investors have sold a total of 642,867 shares in the last 24 months. This volume of shares sold represents approximately $21.49M in transactions.


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This page (NYSE:TY) was last updated on 7/15/2026 by MarketBeat.com Staff.
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