NYSE:TY

Tri-Continental SEC Filings & 10K Form

$34.06
+0.11 (+0.32 %)
(As of 05/6/2021 12:00 AM ET)
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Today's Range
$33.90
$34.11
50-Day Range
$31.53
$33.95
52-Week Range
$22.03
$34.11
Volume24,769 shs
Average Volume46,293 shs
Market Capitalization$1.82 billion
P/E RatioN/A
Dividend Yield4.77%
Beta1.04

SEC Filings

Tri-Continental (NYSE:TY) SEC Filings

DateFilerForm TypeView
05/03/2021
7:48 AM
Tri-Continental (Filer)
Form 497J
04/27/2021
12:17 PM
Tri-Continental (Filer)
Form N-2ASR
04/23/2021
3:11 PM
Tri-Continental (Filer)
Form DEF 14A
03/22/2021
2:36 PM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/12/2021
1:25 PM
Tri-Continental (Filer)
Form N-CEN
03/05/2021
9:12 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/05/2021
8:24 AM
Tannuzzo Gene R (Reporting)
Tri-Continental (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
03/02/2021
7:57 AM
Tri-Continental (Filer)
Form N-CSR
Certified shareholder report of registered management investment companies  
02/24/2021
8:00 AM
Tri-Continental (Filer)
Form NPORT-P
11/24/2020
7:41 AM
Tri-Continental (Filer)
Form NPORT-P
11/20/2020
8:35 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/19/2020
4:01 PM
Petersen Christopher O. (Reporting)
Tri-Continental (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
10/05/2020
11:28 AM
Lee Grace (Reporting)
Tri-Continental (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
10/01/2020
9:45 AM
Tri-Continental (Filer)
Form 497
09/17/2020
9:00 AM
Tri-Continental (Filer)
Form 497
09/04/2020
8:15 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/03/2020
6:06 AM
Tri-Continental (Filer)
Form N-CSRS
08/26/2020
9:50 AM
Tri-Continental (Filer)
Form NPORT-P
08/21/2020
1:06 PM
Tri-Continental (Filer)
Form N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company  
08/12/2020
8:26 AM
Columbia Seligman Premium Technology Growth Fund, Inc. (Filer)
Tri-Continental (Filer)
Form 40-17G
06/25/2020
2:00 PM
Engelking Brian M. (Reporting)
Tri-Continental (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
06/15/2020
1:14 PM
Tri-Continental (Issuer)
Yeager Sandra (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
06/15/2020
10:41 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/28/2020
7:33 AM
Tri-Continental (Filer)
Form NPORT-P
05/22/2020
10:51 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/01/2020
9:29 AM
Tri-Continental (Filer)
Form 497J
05/01/2020
9:26 AM
Tri-Continental (Filer)
Form 497
04/30/2020
11:15 PM
Tri-Continental (Filer)
Form EFFECT
04/28/2020
12:46 PM
Tri-Continental (Filer)
Form N-2/A
04/13/2020
2:06 PM
Sivaraman Raghavendran (Reporting)
Tri-Continental (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
04/09/2020
1:25 PM
Tri-Continental (Filer)
Form 497
04/07/2020
10:04 AM
Tri-Continental (Filer)
Form DEFA14A
04/07/2020
9:55 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/06/2020
9:30 AM
Tri-Continental (Filer)
Form 497
04/01/2020
1:17 PM
Cleasby Jonathan C (Reporting)
Tri-Continental (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
03/10/2020
2:07 PM
Tri-Continental (Filer)
Form 497
03/06/2020
3:13 PM
Tri-Continental (Filer)
Form N-2
Registration statement for closed-end management investment companies  
03/06/2020
11:03 AM
Tri-Continental (Filer)
Form DEF 14A
03/06/2020
10:04 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/04/2020
7:12 AM
Tri-Continental (Filer)
Form N-CSR
Certified shareholder report of registered management investment companies  
02/25/2020
7:39 AM
Tri-Continental (Filer)
Form NPORT-P
02/05/2020
1:34 PM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/04/2020
11:30 AM
Carlton Pamela G (Reporting)
Tri-Continental (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/07/2020
10:24 AM
Beckman Daniel (Reporting)
Tri-Continental (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
01/06/2020
11:27 AM
Gallagher Brian J (Reporting)
Tri-Continental (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
12/12/2019
2:54 PM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/22/2019
9:01 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/06/2019
10:10 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/04/2019
10:06 AM
Tri-Continental (Filer)
Form N-CSRS
08/22/2019
8:49 AM
Tri-Continental (Filer)
Form N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company  
05/29/2019
2:57 PM
Tri-Continental (Filer)
Form N-CEN/A
05/28/2019
12:47 PM
Tri-Continental (Filer)
Form NPORT-EX
05/24/2019
11:46 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/03/2019
8:20 AM
Tri-Continental (Filer)
Form 497J
04/30/2019
11:15 PM
Tri-Continental (Filer)
Form EFFECT
04/25/2019
1:46 PM
Tri-Continental (Filer)
Form POS 8C
04/17/2019
10:17 AM
SANTOMERO ANTHONY M (Reporting)
Tri-Continental (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
04/16/2019
1:21 PM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/15/2019
8:38 AM
Tri-Continental (Filer)
Form N-CEN
03/08/2019
9:37 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/07/2019
2:37 PM
Tri-Continental (Filer)
Form POS 8C
03/06/2019
9:59 AM
Tri-Continental (Filer)
Form N-CSR
Certified shareholder report of registered management investment companies  
03/01/2019
11:34 AM
Tri-Continental (Filer)
Form DEF 14A
02/05/2019
9:29 AM
Beranek Joseph (Reporting)
Tri-Continental (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
01/30/2019
12:01 PM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/02/2019
12:50 PM
Jin Yan (Reporting)
Tri-Continental (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/21/2018
12:24 PM
Tri-Continental (Filer)
Form 497
12/13/2018
1:14 PM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/28/2018
6:30 AM
Tri-Continental (Filer)
Form N-Q
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company  
11/23/2018
10:18 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/07/2018
9:25 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/31/2018
11:06 AM
Tri-Continental (Filer)
Form N-CSRS
08/21/2018
12:17 PM
Tri-Continental (Filer)
Form N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company  
07/18/2018
9:06 AM
Columbia Seligman Premium Technology Growth Fund, Inc. (Filer)
Tri-Continental (Filer)
Form 40-17G
06/13/2018
2:20 PM
Albanese Peter (Reporting)
Tri-Continental (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/25/2018
11:24 AM
Tri-Continental (Filer)
Form N-Q
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company  
05/25/2018
10:23 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/03/2018
10:25 AM
Tri-Continental (Filer)
Form 497J
04/30/2018
11:15 PM
Tri-Continental (Filer)
Form EFFECT
04/27/2018
1:19 PM
Tri-Continental (Filer)
Form POS 8C
04/27/2018
10:26 AM
Tri-Continental (Filer)
Form POS 8C
04/16/2018
11:50 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/19/2018
2:16 PM
Tri-Continental (Filer)
Form POS 8C
03/13/2018
2:11 PM
Tri-Continental (Filer)
Form 8-K/A
03/09/2018
9:35 AM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/09/2018
8:48 AM
Carlton Pamela G (Reporting)
Tri-Continental (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/07/2018
10:15 AM
Tri-Continental (Filer)
Form N-CSR
Certified shareholder report of registered management investment companies  
03/05/2018
3:21 PM
Tri-Continental (Filer)
Form DEF 14A
02/27/2018
7:46 AM
Tri-Continental (Filer)
Form NSAR-B
02/26/2018
11:50 AM
Couto Scott E (Reporting)
Tri-Continental (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
02/02/2018
1:19 PM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/05/2018
4:09 PM
Boudreau Edward J Jr. (Reporting)
Tri-Continental (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
01/05/2018
3:55 PM
Batejan George S (Reporting)
Tri-Continental (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
12/19/2017
3:29 PM
Tri-Continental (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/06/2017
3:39 PM
Tri-Continental (Filer)
Form 8-K/A
This page was last updated on 5/7/2021 by MarketBeat.com Staff
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