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Hercules Capital SEC Filings & 10K Form (NYSE:HTGC)

$14.38
-0.03 (-0.21 %)
(As of 01/21/2020 04:00 PM ET)
Today's Range
$14.30
Now: $14.38
$14.49
50-Day Range
$13.97
MA: $14.17
$14.41
52-Week Range
$11.94
Now: $14.38
$14.53
Volume685,500 shs
Average Volume451,711 shs
Market Capitalization$1.50 billion
P/E Ratio12.73
Dividend Yield8.88%
Beta0.85

SEC Filings

Hercules Capital (NYSE:HTGC) SEC Filings

DateFilerForm TypeView
01/14/2020
12:02 PM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/13/2020
4:13 PM
Hercules Capital (Issuer)
Meyer Seth H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/13/2020
4:12 PM
Bluestein Scott (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/13/2020
4:12 PM
Grace Melanie (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/13/2020
4:11 PM
Bluestein Scott (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/13/2020
4:10 PM
Grace Melanie (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/08/2020
2:23 PM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/09/2019
3:06 PM
BADAVAS ROBERT P (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/20/2019
3:10 PM
CROWELL GAYLE A (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/20/2019
3:09 PM
Fallon Thomas J (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/20/2019
3:08 PM
Foster Carol L (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/20/2019
3:07 PM
Hercules Capital (Issuer)
Koenig Bradford C. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/20/2019
3:06 PM
Hercules Capital (Issuer)
Titinger Jorge (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/19/2019
4:53 PM
Grace Melanie (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/19/2019
4:52 PM
Bluestein Scott (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
3:37 PM
BADAVAS ROBERT P (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
10/30/2019
3:20 PM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/30/2019
3:17 PM
Hercules Capital (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
10/11/2019
3:10 PM
Bluestein Scott (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
10/11/2019
3:09 PM
Grace Melanie (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/30/2019
3:24 PM
Hercules Capital (Issuer)
Titinger Jorge (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/30/2019
3:22 PM
Hercules Capital (Issuer)
Hoffman Joseph F (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/30/2019
3:20 PM
Foster Carol L (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/30/2019
3:19 PM
Fallon Thomas J (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/30/2019
3:18 PM
CROWELL GAYLE A (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/20/2019
3:20 PM
Foster Carol L (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/20/2019
3:19 PM
Hercules Capital (Issuer)
Ho Doreen Woo (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/20/2019
3:18 PM
CROWELL GAYLE A (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/20/2019
3:17 PM
Hercules Capital (Issuer)
Titinger Jorge (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/20/2019
3:16 PM
Hercules Capital (Issuer)
Koenig Bradford C. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/20/2019
3:15 PM
BADAVAS ROBERT P (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/20/2019
3:14 PM
Fallon Thomas J (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/20/2019
3:13 PM
Grace Melanie (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/20/2019
3:12 PM
Bluestein Scott (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/01/2019
3:21 PM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/01/2019
3:16 PM
Hercules Capital (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
07/18/2019
3:11 PM
Bluestein Scott (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/18/2019
5:11 AM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/16/2019
3:20 PM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/15/2019
5:04 AM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/11/2019
3:07 PM
Bluestein Scott (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/11/2019
3:05 PM
Grace Melanie (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/05/2019
3:15 PM
Hercules Capital (Issuer)
Ho Doreen Woo (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/05/2019
3:14 PM
Hercules Capital (Issuer)
Hoffman Joseph F (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/03/2019
12:13 PM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/24/2019
7:58 PM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/18/2019
8:14 AM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/13/2019
3:30 PM
Hercules Capital (Filer)
Form 497
06/13/2019
1:47 PM
Hercules Capital (Filer)
Form 40-17G
06/13/2019
7:38 AM
Hercules Capital (Filer)
Form 497AD
06/12/2019
3:10 PM
Hercules Capital (Filer)
Form 497AD
06/12/2019
3:10 PM
Hercules Capital (Filer)
Form 497AD
06/12/2019
3:09 PM
Hercules Capital (Filer)
Form 497
05/30/2019
3:52 PM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/22/2019
3:21 PM
Foster Carol L (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/22/2019
3:20 PM
CROWELL GAYLE A (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/22/2019
3:19 PM
Hercules Capital (Issuer)
Titinger Jorge (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/22/2019
3:19 PM
Hercules Capital (Issuer)
Koenig Bradford C. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/22/2019
3:17 PM
Fallon Thomas J (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/22/2019
3:16 PM
BADAVAS ROBERT P (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/22/2019
3:15 PM
Henriquez Manuel A (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/22/2019
3:14 PM
Grace Melanie (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/22/2019
3:13 PM
Bluestein Scott (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/16/2019
12:07 PM
Hercules Capital (Filer)
Form DEFA14A
05/06/2019
4:18 PM
Hercules Capital (Filer)
Form POS EX
05/06/2019
4:14 PM
Hercules Capital (Filer)
Form 497
05/02/2019
3:45 PM
Hercules Capital (Filer)
Form DEFA14A
04/30/2019
3:15 PM
Hercules Capital (Filer)
Form POS EX
04/29/2019
7:34 AM
Hercules Capital (Filer)
Form N-2
Registration statement for closed-end management investment companies  
04/24/2019
3:05 PM
Hercules Capital (Filer)
Form DEF 14A
04/11/2019
3:08 PM
Grace Melanie (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/11/2019
3:07 PM
Henriquez Manuel A (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/11/2019
3:06 PM
Bluestein Scott (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2019
5:55 PM
CROWELL GAYLE A (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2019
5:54 PM
Foster Carol L (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/21/2019
3:02 PM
Hercules Capital (Issuer)
Meyer Seth H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/13/2019
3:35 PM
Hercules Capital (Issuer)
Titinger Jorge (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/13/2019
3:34 PM
Hercules Capital (Issuer)
Koenig Bradford C. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/13/2019
3:33 PM
Hercules Capital (Issuer)
Ho Doreen Woo (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/13/2019
3:32 PM
Fallon Thomas J (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/13/2019
3:32 PM
BADAVAS ROBERT P (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/13/2019
3:31 PM
Henriquez Manuel A (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/13/2019
3:28 PM
Bluestein Scott (Reporting)
Hercules Capital (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/04/2019
3:06 PM
Hercules Capital (Issuer)
Meyer Seth H (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
02/28/2019
3:20 PM
Hercules Capital (Filer)
Form POS EX
02/28/2019
3:16 PM
Hercules Capital (Filer)
Form 497
02/21/2019
3:54 PM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/21/2019
1:42 PM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/14/2019
10:21 AM
Hercules Capital (Subject)
RIVERNORTH CAPITAL MANAGEMENT, LLC (Filed by)
Form SC 13G
02/12/2019
2:36 PM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/05/2019
3:39 PM
CROWELL GAYLE A (Reporting)
Hercules Capital (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
02/05/2019
7:48 AM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/04/2019
2:28 PM
Hercules Capital (Subject)
NEW YORK STOCK EXCHANGE LLC (Filed by)
Form 25-NSE
01/31/2019
10:32 AM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/31/2019
7:50 AM
Hercules Capital (Filer)
Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans  
01/30/2019
4:08 PM
Hercules Capital (Filer)
Form APP ORDR
01/30/2019
4:06 PM
Hercules Capital (Filer)
Form APP NTC
01/28/2019
3:34 PM
Hercules Capital (Filer)
Form ABS-15G
Asset-Backed Securitizer Report  
01/22/2019
1:39 PM
Hercules Capital (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/18/2019
3:08 PM
Foster Carol L (Reporting)
Hercules Capital (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
This page was last updated on 1/21/2020 by MarketBeat.com Staff

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