| 1/14/2021 | Kovack Advisors Inc. | 18,793 | $98K | 0.0% | +75.8% | 0.000% | |
| 11/16/2020 | Rivernorth Capital Management LLC | 553,017 | $2.74M | 0.2% | -57.9% | 0.000% | |
| 11/16/2020 | CNH Partners LLC | 185,938 | $0.92M | 0.0% | +41.6% | 0.000% | |
| 11/16/2020 | Saba Capital Management L.P. | 3,335,503 | $16.51M | 0.7% | N/A | 0.000% | |
| 11/16/2020 | Advisors Asset Management Inc. | 662,272 | $3.28M | 0.1% | -14.5% | 0.000% | |
| 11/13/2020 | Morgan Stanley | 2,029,559 | $10.05M | 0.0% | -3.8% | 0.000% | |
| 11/13/2020 | Cetera Advisor Networks LLC | 47,080 | $0.23M | 0.0% | -17.1% | 0.000% | |
| 11/13/2020 | Guggenheim Capital LLC | 941,307 | $4.66M | 0.0% | -5.6% | 0.000% | |
| 11/12/2020 | Relative Value Partners Group LLC | 644,873 | $3.19M | 0.3% | +3.9% | 0.000% | |
| 11/12/2020 | Karpus Management Inc. | 4,252,304 | $21.05M | 0.8% | -2.7% | 0.000% | |
|
| 11/11/2020 | Thrivent Financial for Lutherans | 311,184 | $1.54M | 0.0% | +96.7% | 0.000% | |
| 11/10/2020 | RMB Capital Management LLC | 242,517 | $1.20M | 0.1% | -19.6% | 0.000% | |
| 11/9/2020 | LPL Financial LLC | 388,297 | $1.92M | 0.0% | +32.0% | 0.000% | |
| 11/9/2020 | Kestra Private Wealth Services LLC | 69,651 | $0.35M | 0.0% | N/A | 0.000% | |
| 11/5/2020 | Wells Fargo & Company MN | 3,256,242 | $16.12M | 0.0% | -0.7% | 0.000% | |
| 11/4/2020 | Matisse Capital | 809,200 | $4.01M | 1.6% | +124.5% | 0.000% | |
| 11/4/2020 | Raymond James Financial Services Advisors Inc. | 330,464 | $1.64M | 0.0% | +14.1% | 0.000% | |
| 11/4/2020 | Raymond James & Associates | 54,557 | $0.27M | 0.0% | +15.8% | 0.000% | |
| 11/3/2020 | Park Avenue Securities LLC | 153,875 | $0.76M | 0.0% | +16.4% | 0.000% | |
| 11/2/2020 | Kovack Advisors Inc. | 10,693 | $53K | 0.0% | N/A | 0.000% | |
| 10/30/2020 | We Are One Seven LLC | 13,753 | $68K | 0.0% | +19.1% | 0.000% | |
| 10/30/2020 | Steward Partners Investment Advisory LLC | 28,833 | $0.14M | 0.0% | +10.3% | 0.000% | |
| 10/29/2020 | Capital Investment Advisors LLC | 1,447,879 | $7.17M | 0.3% | +3.1% | 0.000% | |
| 10/29/2020 | Cambridge Investment Research Advisors Inc. | 47,684 | $0.24M | 0.0% | -4.8% | 0.000% | |
| 10/23/2020 | Blue Bell Private Wealth Management LLC | 125,809 | $0.62M | 0.3% | -8.1% | 0.000% | |
| 10/20/2020 | Wedbush Securities Inc. | 13,450 | $67K | 0.0% | -48.0% | 0.000% | |
| 10/14/2020 | Avantax Advisory Services Inc. | 49,402 | $0.24M | 0.0% | N/A | 0.000% | |
| 10/13/2020 | Regentatlantic Capital LLC | 11,244 | $56K | 0.0% | N/A | 0.000% | |
| 10/13/2020 | Integrated Capital Management Inc. | 21,207 | $0.11M | 0.1% | +10.6% | 0.000% | |
| 10/9/2020 | Envestnet Asset Management Inc. | 138,277 | $0.68M | 0.0% | +18.7% | 0.000% | |
| 8/20/2020 | Karpus Management Inc. | 4,372,337 | $21.12M | 0.8% | -3.1% | 0.000% | |
| 8/17/2020 | CNH Partners LLC | 131,275 | $0.63M | 0.0% | +13.4% | 0.000% | |
| 8/17/2020 | Karpus Management Inc. | 4,287,337 | $20.71M | 0.8% | -5.0% | 0.000% | |
| 8/17/2020 | One Capital Management LLC | 10,000 | $48K | 0.0% | -28.6% | 0.000% | |
| 8/17/2020 | Private Advisor Group LLC | 120,185 | $0.58M | 0.0% | -1.6% | 0.000% | |
| 8/14/2020 | Bank of America Corp DE | 807,711 | $3.90M | 0.0% | -20.3% | 0.000% | |
| 8/14/2020 | Stifel Financial Corp | 153,887 | $0.74M | 0.0% | +2.0% | 0.000% | |
| 8/14/2020 | Advisor Group Holdings Inc. | 181,126 | $0.88M | 0.0% | -3.0% | 0.000% | |
| 8/12/2020 | Bank of Montreal Can | 201,169 | $0.97M | 0.0% | -24.8% | 0.000% | |
| 8/12/2020 | Advisors Asset Management Inc. | 774,238 | $3.74M | 0.1% | -1.5% | 0.000% | |
| 8/12/2020 | Commonwealth Equity Services LLC | 55,577 | $0.27M | 0.0% | -4.8% | 0.000% | |
| 8/11/2020 | Cornerstone Advisors LLC | 174,093 | $0.84M | 0.1% | N/A | 0.000% | |
| 8/10/2020 | Doliver Advisors LP | 22,864 | $0.11M | 0.0% | -14.8% | 0.000% | |
| 8/6/2020 | Steward Partners Investment Advisory LLC | 26,140 | $0.13M | 0.0% | +98.4% | 0.000% | |
| 8/6/2020 | Shaker Financial Services LLC | 202,672 | $0.98M | 0.5% | N/A | 0.000% | |
| 8/6/2020 | Mid Atlantic Financial Management Inc. ADV | 35,300 | $0.17M | 0.0% | +32.7% | 0.000% | |
| 8/5/2020 | RMB Capital Management LLC | 301,566 | $1.46M | 0.1% | +49.8% | 0.000% | |
| 7/31/2020 | UBS Group AG | 144,480 | $0.70M | 0.0% | -29.8% | 0.000% | |
| 7/30/2020 | Blue Bell Private Wealth Management LLC | 136,884 | $0.66M | 0.3% | +119.6% | 0.000% | |
| 7/30/2020 | Park Avenue Securities LLC | 132,236 | $0.64M | 0.0% | +19.9% | 0.000% | |
| 7/28/2020 | Matisse Capital | 360,477 | $1.74M | 0.6% | +149.1% | 0.000% | |
| 7/27/2020 | Pinnacle Wealth Planning Services Inc. | 10,834 | $52K | 0.0% | N/A | 0.000% | |
| 7/27/2020 | Cambridge Investment Research Advisors Inc. | 50,101 | $0.24M | 0.0% | -9.1% | 0.000% | |
| 7/23/2020 | Janney Montgomery Scott LLC | 10,221 | $49K | 0.0% | N/A | 0.000% | |
| 7/20/2020 | Capital Investment Advisors LLC | 1,404,382 | $6.78M | 0.4% | N/A | 0.000% | |
| 7/17/2020 | Raymond James Financial Services Advisors Inc. | 289,703 | $1.40M | 0.0% | -1.3% | 0.000% | |
| 7/16/2020 | Wedbush Securities Inc. | 25,851 | $0.13M | 0.0% | -10.4% | 0.000% | |
| 7/8/2020 | Envestnet Asset Management Inc. | 116,540 | $0.56M | 0.0% | +22.8% | 0.000% | |
| 6/16/2020 | Royal Bank of Canada | 431,585 | $1.97M | 0.0% | +5.1% | 0.000% | |
| 6/2/2020 | Guggenheim Capital LLC | 1,528,271 | $6.97M | 0.1% | -4.3% | 0.000% | |
| 5/26/2020 | Morgan Stanley | 2,276,998 | $10.38M | 0.0% | -14.0% | 0.000% | |
| 5/26/2020 | 1832 Asset Management L.P. | 572,000 | $2.65M | 0.0% | +35.6% | 0.000% | |
| 5/18/2020 | Karpus Management Inc. | 4,512,954 | $20.58M | 0.8% | +221.7% | 0.000% | |
| 5/18/2020 | RiverNorth Capital Management LLC | 1,559,160 | $7.11M | 0.5% | +191.1% | 0.000% | |
| 5/18/2020 | Advisor Group Holdings Inc. | 186,774 | $0.85M | 0.0% | N/A | 0.000% | |
| 5/15/2020 | CNH Partners LLC | 115,775 | $0.53M | 0.0% | +15.0% | 0.000% | |
| 5/15/2020 | Invesco Ltd. | 1,488,838 | $6.79M | 0.0% | -1.1% | 0.000% | |
| 5/15/2020 | Morgan Stanley | 2,276,998 | $10.38M | 0.0% | -14.0% | 0.000% | |
| 5/15/2020 | Advisors Asset Management Inc. | 785,852 | $3.58M | 0.1% | -1.9% | 0.000% | |
| 5/14/2020 | Wells Fargo & Company MN | 2,647,517 | $12.07M | 0.0% | +13.7% | 0.000% | |
| 5/14/2020 | Geode Capital Management LLC | 84,199 | $0.38M | 0.0% | -80.9% | 0.000% | |
| 5/13/2020 | Parametric Portfolio Associates LLC | 1,346,509 | $6.14M | 0.0% | +274.1% | 0.000% | |
| 5/13/2020 | Wolverine Asset Management LLC | 994,802 | $4.54M | 0.1% | +5.0% | 0.000% | |
| 5/12/2020 | Private Advisor Group LLC | 122,185 | $0.56M | 0.0% | +26.5% | 0.000% | |
| 5/12/2020 | Moors & Cabot Inc. | 53,890 | $0.24M | 0.0% | N/A | 0.000% | |
| 5/12/2020 | Citigroup Inc. | 87,060 | $0.40M | 0.0% | +278.3% | 0.000% | |
| 5/11/2020 | Commonwealth Equity Services LLC | 58,409 | $0.27M | 0.0% | -8.9% | 0.000% | |
| 5/11/2020 | Mid Atlantic Financial Management Inc. ADV | 26,600 | $0.12M | 0.0% | +155.8% | 0.000% | |
| 5/11/2020 | RMB Capital Management LLC | 201,291 | $0.92M | 0.0% | -34.5% | 0.000% | |
| 5/11/2020 | Sequoia Financial Advisors LLC | 16,012 | $73K | 0.0% | N/A | 0.000% | |
| 5/9/2020 | National Asset Management Inc. | 33,826 | $0.16M | 0.0% | -9.1% | 0.000% | |
| 5/8/2020 | PNC Financial Services Group Inc. | 112,352 | $0.51M | 0.0% | +4,394.1% | 0.000% | |
| 5/8/2020 | Cambridge Investment Research Advisors Inc. | 55,129 | $0.25M | 0.0% | -29.1% | 0.000% | |
| 5/8/2020 | Cetera Advisor Networks LLC | 59,315 | $0.27M | 0.0% | +27.2% | 0.000% | |
| 5/7/2020 | Game Plan Financial Advisors LLC | 29,500 | $0.13M | 0.2% | +11.3% | 0.000% | |
| 5/7/2020 | Matisse Capital | 144,737 | $0.66M | 0.3% | N/A | 0.000% | |
| 5/7/2020 | Benjamin F. Edwards & Company Inc. | 178,161 | $0.81M | 0.1% | -2.3% | 0.000% | |
| 5/5/2020 | Claybrook Capital LLC | 35,000 | $0.16M | 0.1% | -47.8% | 0.000% | |
| 5/4/2020 | GWM Advisors LLC | 14,730 | $67K | 0.0% | N/A | 0.000% | |
| 5/1/2020 | UBS Group AG | 205,836 | $0.94M | 0.0% | +3.8% | 0.000% | |
| 4/30/2020 | Integrated Capital Management Inc. | 16,771 | $76K | 0.1% | +25.1% | 0.000% | |
| 4/29/2020 | Dakota Wealth Management | 90,220 | $0.41M | 0.1% | +91.8% | 0.000% | |
| 4/28/2020 | Park Avenue Securities LLC | 110,306 | $0.50M | 0.0% | +50.0% | 0.000% | |
| 4/28/2020 | Doliver Advisors LP | 26,841 | $0.13M | 0.1% | -90.6% | 0.000% | |
| 4/24/2020 | BerganKDV Wealth Management LLC | 54,248 | $0.25M | 0.1% | +39.4% | 0.000% | |
| 4/23/2020 | Envestnet Asset Management Inc. | 94,933 | $0.43M | 0.0% | +14.9% | 0.000% | |
| 4/22/2020 | Blue Bell Private Wealth Management LLC | 62,339 | $0.28M | 0.2% | -40.5% | 0.000% | |
| 4/21/2020 | Raymond James & Associates | 34,598 | $0.16M | 0.0% | -17.6% | 0.000% | |
| 4/21/2020 | Raymond James Financial Services Advisors Inc. | 293,438 | $1.34M | 0.0% | -5.9% | 0.000% | |
| 2/26/2020 | Sunbelt Securities Inc. | 4,351 | $6.73M | 0.0% | N/A | 0.000% | |
