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Empirical Asset Management, LLC Top Holdings and 13F Report (2026)

About Empirical Asset Management, LLC

Investment Activity

  • Empirical Asset Management, LLC has $453.88 million in total holdings as of September 30, 2026.
  • Empirical Asset Management, LLC owns shares of 446 different stocks, but just 186 companies or ETFs make up 80% of its holdings.
  • Approximately 13.43% of the portfolio was purchased this quarter.
  • About 11.67% of the portfolio was sold this quarter.
  • This quarter, Empirical Asset Management, LLC has purchased 448 new stocks and bought additional shares in 208 stocks.
  • Empirical Asset Management, LLC sold shares of 134 stocks and completely divested from 73 stocks this quarter.

Largest Holdings

Apple
$22,502,719
NVIDIA
$9,680,305

Largest New Holdings this Quarter

30233Q108 - EXXONMOBIL HOLDINGS CORP
$3,630,551 Holding
704326107 - Paychex
$813,906 Holding
92343E102 - VeriSign
$777,348 Holding
64110L106 - Netflix
$772,734 Holding
06849F108 - BARRICK MNG CORP
$769,928 Holding

Largest Purchases this Quarter

EXXONMOBIL HOLDINGS CORP
22,308 shares (about $3.63M)
Microsoft
3,503 shares (about $1.80M)
Meta Platforms
2,244 shares (about $1.63M)
Mastercard
2,013 shares (about $1.11M)
CrowdStrike
3,604 shares (about $954.23K)

Largest Sales this Quarter

Micron Technology
1,791 shares (about $1.91M)
Alphabet
4,776 shares (about $1.64M)
NVIDIA
7,039 shares (about $1.61M)
Apple
4,159 shares (about $1.39M)
Dell Technologies
2,542 shares (about $1.37M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofEmpirical Asset Management, LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
Apple Inc. stock logo
AAPL
Apple
$22,502,719$1,385,044 ▼-5.8%67,5715.0%Technology
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$11,158,519$746,596 ▼-6.3%14,6322.5%ETF
NVIDIA Corporation stock logo
NVDA
NVIDIA
$9,680,305$1,607,560 ▼-14.2%42,3872.1%Technology
abrdn Physical Gold Shares ETF stock logo
SGOL
abrdn Physical Gold Shares ETF
$9,623,999$458,303 ▲5.0%243,2762.1%ETF
iShares U.S. Technology ETF stock logo
IYW
iShares U.S. Technology ETF
$8,298,143$296,958 ▼-3.5%31,3251.8%ETF
Microsoft Corporation stock logo
MSFT
Microsoft
$7,878,241$1,796,711 ▲29.5%15,3601.7%Technology
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund stock logo
SDCI
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
$6,232,064$202,113 ▼-3.1%199,7461.4%ETF
Meta Platforms, Inc. stock logo
META
Meta Platforms
$5,987,762$1,627,291 ▲37.3%8,2571.3%Communication Services
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$4,906,615$203,062 ▲4.3%19,6931.1%Consumer Discretionary
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$4,882,468$511,508 ▼-9.5%4,2191.1%Healthcare
Micron Technology, Inc. stock logo
MU
Micron Technology
$4,559,453$1,907,494 ▼-29.5%4,2811.0%Technology
ETF OPPORTUNITIES TRUST
$4,435,149$354,151 ▲8.7%219,9971.0%BROO CATA BD ETF
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$4,272,684$78,738 ▼-1.8%12,9150.9%Finance
Invesco S&P 500 Equal Weight Technology ETF stock logo
RSPT
Invesco S&P 500 Equal Weight Technology ETF
$4,037,559$65,794 ▼-1.6%61,3050.9%ETF
Alphabet Inc. stock logo
GOOG
Alphabet
$3,725,880$32,710 ▼-0.9%10,9350.8%Communication Services
Cisco Systems, Inc. stock logo
CSCO
Cisco Systems
$3,664,505$32,720 ▲0.9%34,0470.8%Technology
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$3,635,499$467,672 ▲14.8%9,5460.8%ETF
EXXONMOBIL HOLDINGS CORP
$3,630,551$3,630,551 ▲New Holding22,3080.8%COM SHS
Alphabet Inc. stock logo
GOOGL
Alphabet
$3,454,093$1,643,266 ▼-32.2%10,0390.8%Communication Services
Sprott Critical Materials ETF stock logo
SETM
Sprott Critical Materials ETF
$3,281,393$600,034 ▲22.4%111,9930.7%ETF
The Home Depot, Inc. stock logo
HD
Home Depot
$3,102,375$110,383 ▼-3.4%10,9050.7%Consumer Discretionary
SPDR Portfolio S&P 500 ETF stock logo
SPLG
SPDR Portfolio S&P 500 ETF
$3,083,831$308,454 ▲11.1%34,7020.7%ETF
iShares Biotechnology ETF stock logo
IBB
iShares Biotechnology ETF
$3,000,052$53,264 ▲1.8%14,2500.7%ETF
SPROTT ASSET MANAGEMENT LP
$2,991,987$626,910 ▲26.5%154,4650.7%PHYSICAL SILVER
iShares Silver Trust stock logo
SLV
iShares Silver Trust
$2,964,690$711,628 ▼-19.4%54,3880.7%ETF
Invesco QQQ stock logo
QQQ
Invesco QQQ
$2,910,210$143,513 ▲5.2%3,9340.6%ETF
Real Estate Select Sector SPDR Fund stock logo
XLRE
Real Estate Select Sector SPDR Fund
$2,878,869$160,899 ▲5.9%70,3710.6%ETF
iShares Russell 1000 Growth ETF stock logo
IWF
iShares Russell 1000 Growth ETF
$2,870,597$376 ▲0.0%22,9170.6%ETF
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$2,848,073$86,537 ▼-2.9%3,7190.6%ETF
Simplify Managed Futures Strategy ETF stock logo
CTA
Simplify Managed Futures Strategy ETF
$2,820,989$155,736 ▲5.8%97,8150.6%ETF
iShares International Treasury Bond ETF stock logo
IGOV
iShares International Treasury Bond ETF
$2,727,781$133,587 ▲5.1%68,5890.6%ETF
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$2,595,736$653,472 ▲33.6%27,4560.6%ETF
Schwab Intermediate-Term U.S. Treasury ETF stock logo
SCHR
Schwab Intermediate-Term U.S. Treasury ETF
$2,548,026$221,665 ▲9.5%107,5120.6%ETF
Invesco Large Cap Growth ETF stock logo
PWB
Invesco Large Cap Growth ETF
$2,446,033$31,944 ▼-1.3%15,0850.5%ETF
iShares U.S. Healthcare ETF stock logo
IYH
iShares U.S. Healthcare ETF
$2,395,731$215 ▲0.0%33,4790.5%ETF
ARM HOLDINGS PLC
$2,369,419$57,932 ▼-2.4%8,1800.5%SPONSORED ADS
Chevron Corporation stock logo
CVX
Chevron
$2,365,249$37,164 ▼-1.5%11,5830.5%Energy
Broadcom Inc. stock logo
AVGO
Broadcom
$2,341,498$147,156 ▲6.7%6,6670.5%Technology
First Trust Large Cap Growth AlphaDEX Fund stock logo
FTC
First Trust Large Cap Growth AlphaDEX Fund
$2,268,661$32,820 ▲1.5%12,7880.5%ETF
Pacer US Large Cap Cash Cows Growth Leaders ETF stock logo
COWG
Pacer US Large Cap Cash Cows Growth Leaders ETF
$2,255,184$14,437 ▲0.6%56,5490.5%ETF
Valero Energy Corporation stock logo
VLO
Valero Energy
$2,181,224$906,291 ▲71.1%5,6270.5%Energy
Dell Technologies Inc. stock logo
DELL
Dell Technologies
$2,180,678$1,367,361 ▼-38.5%4,0540.5%Technology
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$2,159,094$250,535 ▲13.1%22,2860.5%ETF
iShares Russell 2000 ETF stock logo
IWM
iShares Russell 2000 ETF
$2,154,145$427,939 ▼-16.6%7,7520.5%ETF
CECO ENVIRONMENTAL CORP
$2,091,428$487 ▲0.0%30,0320.5%COM
Qualcomm Incorporated stock logo
QCOM
Qualcomm
$2,085,926$617,275 ▼-22.8%11,3340.5%Technology
Advanced Micro Devices, Inc. stock logo
AMD
Advanced Micro Devices
$2,032,148$716,329 ▼-26.1%3,3220.4%Technology
Invesco S&P 500 Revenue ETF stock logo
RWL
Invesco S&P 500 Revenue ETF
$2,008,409$107,832 ▲5.7%15,6080.4%ETF
iShares U.S. Small Cap Equity Factor ETF stock logo
SMLF
iShares U.S. Small Cap Equity Factor ETF
$2,007,154$2,925 ▼-0.1%24,0210.4%ETF
Procter & Gamble Company (The) stock logo
PG
Procter & Gamble
$1,993,495$40,242 ▼-2.0%13,7220.4%Consumer Staples
iShares 1-3 Year Treasury Bond ETF stock logo
SHY
iShares 1-3 Year Treasury Bond ETF
$1,990,890$92,001 ▲4.8%24,5180.4%ETF
Vanguard Large-Cap ETF stock logo
VV
Vanguard Large-Cap ETF
$1,964,532$1,759 ▲0.1%5,5830.4%ETF
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$1,954,907$63,231 ▲3.3%8,5640.4%ETF
SUNOCO LP/SUNOCO FIN CORP
$1,938,158$35,488 ▼-1.8%26,5970.4%COM UT REP LP
WALMART INC
$1,936,654$29,929 ▼-1.5%18,6360.4%COM
iShares 20+ Year Treasury Bond ETF stock logo
TLT
iShares 20+ Year Treasury Bond ETF
$1,922,315$341,996 ▲21.6%24,7150.4%ETF
Tesla, Inc. stock logo
TSLA
Tesla
$1,919,694$655,038 ▲51.8%5,4100.4%Consumer Discretionary
Invesco Zacks Mid-Cap ETF stock logo
CZA
Invesco Zacks Mid-Cap ETF
$1,909,191$13,115 ▲0.7%16,1580.4%ETF
iShares Expanded Tech Sector ETF stock logo
IGM
iShares Expanded Tech Sector ETF
$1,874,654$135,401 ▲7.8%11,0900.4%ETF
VanEck Rare Earth and Strategic Metals ETF stock logo
REMX
VanEck Rare Earth and Strategic Metals ETF
$1,870,159$393,400 ▲26.6%29,1030.4%ETF
First Trust Mid Cap Growth AlphaDEX Fund stock logo
FNY
First Trust Mid Cap Growth AlphaDEX Fund
$1,860,799$8,105 ▲0.4%18,8270.4%ETF
JPMorgan Diversified Return U.S. Mid Cap Equity ETF stock logo
JPME
JPMorgan Diversified Return U.S. Mid Cap Equity ETF
$1,854,129$3,449 ▲0.2%15,5890.4%ETF
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$1,787,324$482,109 ▼-21.2%6,7510.4%Healthcare
UIVM
VictoryShares International Value Momentum ETF
$1,779,882$37,640 ▲2.2%23,9270.4%ETF
First Trust Small Cap Growth AlphaDEX Fund stock logo
FYC
First Trust Small Cap Growth AlphaDEX Fund
$1,779,496$32,635 ▼-1.8%15,4310.4%ETF
DBAW
Xtrackers MSCI All World ex US Hedged Equity ETF
$1,773,707$45,039 ▲2.6%37,2160.4%ETF
Invesco Russell 2000 Dynamic Multifactor ETF stock logo
OMFS
Invesco Russell 2000 Dynamic Multifactor ETF
$1,744,957$1,233 ▲0.1%35,3680.4%ETF
First Trust Developed Markets ex-US AlphaDEX Fund stock logo
FDT
First Trust Developed Markets ex-US AlphaDEX Fund
$1,744,390$36,820 ▲2.2%18,6190.4%ETF
Hartford Multifactor Developed Markets (ex-US) ETF stock logo
RODM
Hartford Multifactor Developed Markets (ex-US) ETF
$1,717,950$42,625 ▲2.5%42,1580.4%ETF
NYLIM Hedge Multi-Strategy Tracker ETF stock logo
QAI
NYLIM Hedge Multi-Strategy Tracker ETF
$1,714,062$68,440 ▲4.2%47,5600.4%ETF
Western Digital Corporation stock logo
WDC
Western Digital
$1,653,760$728,945 ▲78.8%3,6390.4%Technology
CLSE
Convergence Long/Short Equity ETF
$1,622,974$17,107 ▲1.1%47,7200.4%ETF
Caterpillar Inc. stock logo
CAT
Caterpillar
$1,604,496$184,854 ▲13.0%1,9790.4%Industrials
iShares Russell Mid-Cap ETF stock logo
IWR
iShares Russell Mid-Cap ETF
$1,602,739$10,991 ▲0.7%15,0200.4%ETF
McDonald's Corporation stock logo
MCD
McDonald's
$1,573,237$8,545 ▼-0.5%6,8120.3%Consumer Discretionary
iShares Expanded Tech-Software Sector ETF stock logo
IGV
iShares Expanded Tech-Software Sector ETF
$1,563,980$134,378 ▼-7.9%14,6880.3%ETF
NewJersey Resources Corporation stock logo
NJR
NewJersey Resources
$1,555,488$4,756 ▲0.3%30,7410.3%Utilities
AGOX
Adaptive Alpha Opportunities ETF
$1,546,444$31,128 ▲2.1%46,3520.3%ETF
Analog Devices, Inc. stock logo
ADI
Analog Devices
$1,530,528$952,117 ▲164.6%3,8580.3%Technology
Merck & Co., Inc. stock logo
MRK
Merck & Co., Inc.
$1,501,407$756,080 ▼-33.5%10,3320.3%Healthcare
DBEM
Xtrackers MSCI Emerging Markets Hedged Equity ETF
$1,464,369$7,632 ▼-0.5%37,4140.3%ETF
Oracle Corporation stock logo
ORCL
Oracle
$1,442,897$828,612 ▲134.9%10,5090.3%Technology
Schwab U.S. Aggregate Bond ETF stock logo
SCHZ
Schwab U.S. Aggregate Bond ETF
$1,428,745$96,422 ▲7.2%64,6490.3%ETF
AbbVie Inc. stock logo
ABBV
AbbVie
$1,417,963$40,282 ▼-2.8%5,4210.3%Healthcare
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$1,410,635$82,368 ▲6.2%9,9160.3%ETF
Vanguard S&P 500 ETF stock logo
VOO
Vanguard S&P 500 ETF
$1,407,752$758,182 ▲116.7%2,0090.3%ETF
Mastercard Incorporated stock logo
MA
Mastercard
$1,393,221$1,110,275 ▲392.4%2,5260.3%Finance
Applied Materials, Inc. stock logo
AMAT
Applied Materials
$1,384,804$295,063 ▼-17.6%2,7080.3%Technology
iShares Core S&P Mid-Cap ETF stock logo
IJH
iShares Core S&P Mid-Cap ETF
$1,383,797$94,829 ▲7.4%19,2330.3%ETF
GE VERNOVA INC
$1,379,292$1,901 ▲0.1%1,4510.3%COM
iShares Emerging Markets Equity Factor ETF stock logo
EMGF
iShares Emerging Markets Equity Factor ETF
$1,374,475$3,434 ▼-0.2%19,2130.3%ETF
LAM RESEARCH CORP
$1,357,278$529,181 ▼-28.1%4,1320.3%COM NEW
iShares U.S. Treasury Bond ETF stock logo
GOVT
iShares U.S. Treasury Bond ETF
$1,343,107$114,271 ▲9.3%61,4130.3%ETF
GE Aerospace stock logo
GE
GE Aerospace
$1,320,503$11,556 ▲0.9%4,2280.3%Industrials
Gilead Sciences, Inc. stock logo
GILD
Gilead Sciences
$1,306,933$740,367 ▼-36.2%8,7680.3%Healthcare
The Goldman Sachs Group, Inc. stock logo
GS
The Goldman Sachs Group
$1,306,433$17,107 ▼-1.3%1,4510.3%Finance
Automatic Data Processing, Inc. stock logo
ADP
Automatic Data Processing
$1,283,939$545,061 ▲73.8%4,9750.3%Industrials
CrowdStrike stock logo
CRWD
CrowdStrike
$1,278,579$954,235 ▲294.2%4,8290.3%Technology
Coca-Cola Company (The) stock logo
KO
Coca-Cola
$1,269,277$781,623 ▲160.3%14,7450.3%Consumer Staples
Rockwell Automation, Inc. stock logo
ROK
Rockwell Automation
$1,258,371$605,028 ▲92.6%2,8910.3%Industrials

Showing largest 100 holdings. View all holdings.
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