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Empirical Asset Management, LLC Top Holdings and 13F Report (2026)

About Empirical Asset Management, LLC

Investment Activity

  • Empirical Asset Management, LLC has $379.33 million in total holdings as of March 31, 2026.
  • Empirical Asset Management, LLC owns shares of 396 different stocks, but just 174 companies or ETFs make up 80% of its holdings.
  • Approximately 13.35% of the portfolio was purchased this quarter.
  • About 65.52% of the portfolio was sold this quarter.
  • This quarter, Empirical Asset Management, LLC has purchased 356 new stocks and bought additional shares in 125 stocks.
  • Empirical Asset Management, LLC sold shares of 156 stocks and completely divested from 49 stocks this quarter.

Largest New Holdings this Quarter

46120E602 - Intuitive Surgical
$1,460,416 Holding
101137107 - Boston Scientific
$1,222,558 Holding
049560105 - Atmos Energy
$1,211,858 Holding
46090E953 - INVESCO QQQ TR
$1,154,360 Holding
697435105 - Palo Alto Networks
$899,075 Holding

Largest Purchases this Quarter

Intuitive Surgical
3,168 shares (about $1.46M)
Intuit
3,123 shares (about $1.35M)
Boston Scientific
19,483 shares (about $1.22M)
Atmos Energy
6,561 shares (about $1.21M)

Largest Sales this Quarter

Costco Wholesale
38,785 shares (about $38.66M)
Invesco QQQ
37,128 shares (about $21.43M)
Microsoft
46,303 shares (about $17.14M)
Vanguard Information Technology ETF
23,717 shares (about $16.55M)
Qualcomm
109,237 shares (about $14.07M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofEmpirical Asset Management, LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
Apple Inc. stock logo
AAPL
Apple
$19,429,255$3,024,432 â–¼-13.5%76,5565.1%Computer and Technology
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$12,447,733$2,393,295 â–¼-16.1%19,1403.3%Finance
SDCI
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
$9,696,581$3,910,307 â–²67.6%355,9682.6%ETF
abrdn Physical Gold Shares ETF stock logo
SGOL
abrdn Physical Gold Shares ETF
$9,441,324$250,898 â–²2.7%211,5942.5%ETF
NVIDIA Corporation stock logo
NVDA
NVIDIA
$6,786,852$3,497,108 â–¼-34.0%38,9151.8%Computer and Technology
iShares Silver Trust stock logo
SLV
iShares Silver Trust
$6,658,573$183,297 â–¼-2.7%97,7191.8%ETF
iShares U.S. Technology ETF stock logo
IYW
iShares U.S. Technology ETF
$6,415,826$52,431 â–¼-0.8%35,3641.7%Manufacturing
Meta Platforms, Inc. stock logo
META
Meta Platforms
$5,286,780$7,442,454 â–¼-58.5%9,2411.4%Computer and Technology
Microsoft Corporation stock logo
MSFT
Microsoft
$5,125,870$17,140,403 â–¼-77.0%13,8471.4%Computer and Technology
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$4,027,547$1,349,575 â–¼-25.1%13,6921.1%Finance
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$3,982,123$5,875,714 â–¼-59.6%19,1201.0%Retail/Wholesale
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$3,974,589$11,338,573 â–¼-74.0%9,2371.0%Finance
The Home Depot, Inc. stock logo
HD
Home Depot
$3,841,105$1,362,591 â–¼-26.2%11,6791.0%Retail/Wholesale
ExxonMobil Corporation stock logo
XOM
ExxonMobil
$3,214,868$3,093,223 â–¼-49.0%18,9490.8%Energy
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$3,135,733$18,397 â–²0.6%3,4090.8%Medical
Invesco S&P 500 Equal Weight Technology ETF stock logo
RSPT
Invesco S&P 500 Equal Weight Technology ETF
$3,105,388$91 â–²0.0%68,6120.8%ETF
Alphabet Inc. stock logo
GOOGL
Alphabet
$3,067,095$992,363 â–¼-24.4%10,6660.8%Computer and Technology
ETF OPPORTUNITIES TRUST
$3,057,273$470,823 â–²18.2%154,4860.8%BROOKMONT CATAST
Alphabet Inc. stock logo
GOOG
Alphabet
$2,881,774$2,246,384 â–¼-43.8%10,0460.8%Computer and Technology
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$2,810,391$24,824 â–²0.9%4,3020.7%ETF
WALMART INC
$2,642,870$276,902 â–¼-9.5%21,2650.7%COM
Chevron Corporation stock logo
CVX
Chevron
$2,454,497$2,312,975 â–¼-48.5%11,8630.6%Energy
iShares International Treasury Bond ETF stock logo
IGOV
iShares International Treasury Bond ETF
$2,415,008$72,963 â–²3.1%58,8170.6%ETF
Simplify Managed Futures Strategy ETF stock logo
CTA
Simplify Managed Futures Strategy ETF
$2,407,249$111,240 â–²4.8%79,6570.6%ETF
iShares Russell 1000 Growth ETF stock logo
IWF
iShares Russell 1000 Growth ETF
$2,363,635$14,072 â–¼-0.6%5,5430.6%ETF
iShares Biotechnology ETF stock logo
IBB
iShares Biotechnology ETF
$2,363,394$5,910 â–¼-0.2%13,9970.6%Finance
Real Estate Select Sector SPDR Fund stock logo
XLRE
Real Estate Select Sector SPDR Fund
$2,347,265$112,404 â–²5.0%57,4890.6%ETF
iShares Russell 2000 ETF stock logo
IWM
iShares Russell 2000 ETF
$2,276,287$73,405 â–²3.3%9,1790.6%Finance
McDonald's Corporation stock logo
MCD
McDonald's
$2,236,756$1,005,406 â–¼-31.0%7,1970.6%Retail/Wholesale
iShares U.S. Healthcare ETF stock logo
IYH
iShares U.S. Healthcare ETF
$2,186,349$24,409 â–¼-1.1%35,4700.6%ETF
Schwab Intermediate-Term U.S. Treasury ETF stock logo
SCHR
Schwab Intermediate-Term U.S. Treasury ETF
$2,179,568$46,332 â–²2.2%87,4980.6%ETF
Qualcomm Incorporated stock logo
QCOM
Qualcomm
$2,062,209$14,067,915 â–¼-87.2%16,0130.5%Computer and Technology
Procter & Gamble Company (The) stock logo
PG
Procter & Gamble
$2,030,740$3,396,651 â–¼-62.6%14,0600.5%Consumer Staples
Merck & Co., Inc. stock logo
MRK
Merck & Co., Inc.
$1,989,019$487,662 â–²32.5%16,5350.5%Medical
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$1,887,767$179,104 â–²10.5%24,2000.5%Finance
Texas Pacific Land Corporation stock logo
TPL
Texas Pacific Land
$1,879,226$1,235,733 â–¼-39.7%3,9600.5%Energy
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$1,864,343$9,291 â–¼-0.5%8,8290.5%ETF
Invesco Large Cap Growth ETF stock logo
PWB
Invesco Large Cap Growth ETF
$1,861,497$98,351 â–¼-5.0%14,7820.5%ETF
First Trust Large Cap Growth AlphaDEX Fund stock logo
FTC
First Trust Large Cap Growth AlphaDEX Fund
$1,856,695$44,240 â–¼-2.3%12,0450.5%ETF
Sunoco LP stock logo
SUN
Sunoco
$1,820,469$25,014 â–¼-1.4%28,0200.5%Energy
CECO Environmental Corp. stock logo
CECO
CECO Environmental
$1,788,890$27,645 â–²1.6%30,0250.5%Industrials
iShares U.S. Small Cap Equity Factor ETF stock logo
SMLF
iShares U.S. Small Cap Equity Factor ETF
$1,776,006$140,640 â–¼-7.3%23,5260.5%ETF
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$1,769,074$6,066 â–¼-0.3%19,5410.5%ETF
iShares 1-3 Year Treasury Bond ETF stock logo
SHY
iShares 1-3 Year Treasury Bond ETF
$1,765,475$17,422 â–²1.0%21,3820.5%Manufacturing
Oracle Corporation stock logo
ORCL
Oracle
$1,741,216$707,020 â–²68.4%11,8360.5%Computer and Technology
Pacer US Large Cap Cash Cows Growth Leaders ETF stock logo
COWG
Pacer US Large Cap Cash Cows Growth Leaders ETF
$1,737,952$24,292 â–¼-1.4%51,5120.5%ETF
JPMorgan Diversified Return U.S. Mid Cap Equity ETF stock logo
JPME
JPMorgan Diversified Return U.S. Mid Cap Equity ETF
$1,704,994$147,742 â–¼-8.0%14,8870.4%ETF
Invesco Zacks Mid-Cap ETF stock logo
CZA
Invesco Zacks Mid-Cap ETF
$1,680,220$74,020 â–¼-4.2%15,2540.4%ETF
Invesco S&P 500 Revenue ETF stock logo
RWL
Invesco S&P 500 Revenue ETF
$1,678,673$320,820 â–²23.6%14,6090.4%ETF
NewJersey Resources Corporation stock logo
NJR
NewJersey Resources
$1,675,852$5,877 â–²0.4%30,5140.4%Utilities
Vanguard Large-Cap ETF stock logo
VV
Vanguard Large-Cap ETF
$1,673,006$141 â–²0.0%11,8380.4%ETF
The Goldman Sachs Group, Inc. stock logo
GS
The Goldman Sachs Group
$1,663,643$1,971,506 â–¼-54.2%1,9670.4%Finance
First Trust Mid Cap Growth AlphaDEX Fund stock logo
FNY
First Trust Mid Cap Growth AlphaDEX Fund
$1,624,059$94,740 â–¼-5.5%17,9480.4%ETF
ARISTA NETWORKS INC
$1,619,714$18,540 â–¼-1.1%13,1920.4%COM SHS
Invesco QQQ stock logo
QQQ
Invesco QQQ
$1,612,037$21,429,184 â–¼-93.0%2,7930.4%Finance
KLA Corporation stock logo
KLAC
KLA
$1,598,534$13,750,925 â–¼-89.6%1,0860.4%Computer and Technology
Cisco Systems, Inc. stock logo
CSCO
Cisco Systems
$1,590,553$2,898,517 â–¼-64.6%20,4990.4%Computer and Technology
Gilead Sciences, Inc. stock logo
GILD
Gilead Sciences
$1,558,755$84,042 â–¼-5.1%11,1840.4%Medical
Invesco Russell 2000 Dynamic Multifactor ETF stock logo
OMFS
Invesco Russell 2000 Dynamic Multifactor ETF
$1,540,827$43,409 â–¼-2.7%34,0400.4%ETF
SPDR Portfolio S&P 500 ETF stock logo
SPLG
SPDR Portfolio S&P 500 ETF
$1,538,750$816,031 â–²112.9%20,4480.4%ETF
Hartford Multifactor Developed Markets (ex-US) ETF stock logo
RODM
Hartford Multifactor Developed Markets (ex-US) ETF
$1,515,435$48,724 â–¼-3.1%38,4430.4%ETF
iShares 20+ Year Treasury Bond ETF stock logo
TLT
iShares 20+ Year Treasury Bond ETF
$1,509,741$90,853 â–¼-5.7%17,4150.4%ETF
First Trust Developed Markets ex-US AlphaDEX Fund stock logo
FDT
First Trust Developed Markets ex-US AlphaDEX Fund
$1,506,973$122,220 â–¼-7.5%17,3360.4%Manufacturing
Intuit Inc. stock logo
INTU
Intuit
$1,496,860$1,350,287 â–²921.2%3,4620.4%Computer and Technology
UIVM
VictoryShares International Value Momentum ETF
$1,496,055$77,025 â–¼-4.9%21,9090.4%ETF
First Trust Small Cap Growth AlphaDEX Fund stock logo
FYC
First Trust Small Cap Growth AlphaDEX Fund
$1,481,490$131,798 â–¼-8.2%15,2760.4%ETF
DBAW
Xtrackers MSCI All World ex US Hedged Equity ETF
$1,466,910$45,423 â–¼-3.0%34,3610.4%ETF
Intuitive Surgical, Inc. stock logo
ISRG
Intuitive Surgical
$1,460,416$1,460,416 â–²New Holding3,1680.4%Medical
NYLI Hedge Multi-Strategy Tracker ETF stock logo
QAI
NYLI Hedge Multi-Strategy Tracker ETF
$1,459,540$60,119 â–²4.3%42,7770.4%ETF
iShares Russell Mid-Cap ETF stock logo
IWR
iShares Russell Mid-Cap ETF
$1,442,676$87,117 â–²6.4%14,8380.4%ETF
Tesla, Inc. stock logo
TSLA
Tesla
$1,428,815$14,872 â–²1.1%3,8430.4%Auto/Tires/Trucks
ARM HOLDINGS PLC
$1,376,648$15,128 â–²1.1%9,1000.4%SPONSORED ADS
PALANTIR TECHNOLOGIES INC
$1,342,265$1,293,115 â–¼-49.1%9,1760.4%CL A
McKesson Corporation stock logo
MCK
McKesson
$1,332,776$1,050,643 â–²372.4%1,5400.4%Medical
Visa Inc. stock logo
V
Visa
$1,323,771$3,675,731 â–¼-73.5%4,3800.3%Business Services
Schwab U.S. Aggregate Bond ETF stock logo
SCHZ
Schwab U.S. Aggregate Bond ETF
$1,320,238$47,810 â–²3.8%56,8580.3%ETF
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$1,316,175$953,151 â–¼-42.0%5,3840.3%Medical
iShares Expanded Tech-Software Sector ETF stock logo
IGV
iShares Expanded Tech-Software Sector ETF
$1,297,290$8,005 â–²0.6%16,2060.3%ETF
IYJ
iShares U.S. Industrials ETF
$1,287,434$20,065 â–¼-1.5%8,7260.3%ETF
Micron Technology, Inc. stock logo
MU
Micron Technology
$1,283,925$639,260 â–²99.2%3,8000.3%Computer and Technology
CLSE
Convergence Long/Short Equity ETF
$1,252,673$58,278 â–²4.9%44,5160.3%ETF
DBEM
Xtrackers MSCI Emerging Markets Hedged Equity ETF
$1,248,930$105,243 â–¼-7.8%36,5980.3%ETF
Boston Scientific Corporation stock logo
BSX
Boston Scientific
$1,222,558$1,222,558 â–²New Holding19,4830.3%Medical
Atmos Energy Corporation stock logo
ATO
Atmos Energy
$1,211,858$1,211,858 â–²New Holding6,5610.3%Utilities
iShares Core S&P Mid-Cap ETF stock logo
IJH
iShares Core S&P Mid-Cap ETF
$1,207,396$39,979 â–¼-3.2%17,8790.3%ETF
GE VERNOVA INC
$1,202,938$5,832,241 â–¼-82.9%1,3780.3%COM
AGOX
Adaptive Alpha Opportunities ETF
$1,198,988$9,743 â–²0.8%45,0410.3%ETF
Dell Technologies Inc. stock logo
DELL
Dell Technologies
$1,179,307$291,831 â–²32.9%7,1850.3%Computer and Technology
iShares Expanded Tech Sector ETF stock logo
IGM
iShares Expanded Tech Sector ETF
$1,169,812$27,613 â–²2.4%9,8710.3%ETF
INVESCO QQQ TR
$1,154,360$1,154,360 â–²New Holding2,0000.3%PUT
GE Aerospace stock logo
GE
GE Aerospace
$1,142,112$3,435,700 â–¼-75.1%4,0250.3%Aerospace
The Charles Schwab Corporation stock logo
SCHW
Charles Schwab
$1,134,372$1,581,354 â–¼-58.2%12,0700.3%Finance
iShares Emerging Markets Equity Factor ETF stock logo
EMGF
iShares Emerging Markets Equity Factor ETF
$1,132,653$82,669 â–¼-6.8%18,7430.3%ETF
Caterpillar Inc. stock logo
CAT
Caterpillar
$1,102,659$785,184 â–¼-41.6%1,5560.3%Industrials
WisdomTree Yield Enhanced U.S. Aggregate Bond Fund stock logo
AGGY
WisdomTree Yield Enhanced U.S. Aggregate Bond Fund
$1,090,809$303,454 â–²38.5%25,1050.3%Finance
Wells Fargo & Company stock logo
WFC
Wells Fargo & Company
$1,088,896$50,393 â–²4.9%13,6780.3%Finance
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$1,080,945$8,709 â–²0.8%9,5570.3%ETF
Monolithic Power Systems, Inc. stock logo
MPWR
Monolithic Power Systems
$1,064,311$879,451 â–¼-45.2%9730.3%Computer and Technology
iShares MSCI EAFE ETF stock logo
EFA
iShares MSCI EAFE ETF
$1,021,171$77,513 â–²8.2%10,5130.3%Finance
WisdomTree Interest Rate Hedged High Yield Bond Fund stock logo
HYZD
WisdomTree Interest Rate Hedged High Yield Bond Fund
$1,003,081$34,666 â–²3.6%45,5740.3%Finance

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