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Empirical Asset Management, LLC Top Holdings and 13F Report (2026)

About Empirical Asset Management, LLC

Investment Activity

  • Empirical Asset Management, LLC has $444.01 million in total holdings as of June 30, 2026.
  • Empirical Asset Management, LLC owns shares of 448 different stocks, but just 185 companies or ETFs make up 80% of its holdings.
  • Approximately 17.49% of the portfolio was purchased this quarter.
  • About 14.26% of the portfolio was sold this quarter.
  • This quarter, Empirical Asset Management, LLC has purchased 396 new stocks and bought additional shares in 163 stocks.
  • Empirical Asset Management, LLC sold shares of 154 stocks and completely divested from 62 stocks this quarter.

Largest Holdings

Apple
$20,755,968
NVIDIA
$9,889,615

Largest New Holdings this Quarter

85208P402 - Sprott Critical Materials ETF
$2,851,574 Holding
85207K107 - SPROTT ASSET MANAGEMENT LP
$2,304,027 Holding
92189H805 - VanEck Rare Earth and Strategic Metals ETF
$2,033,818 Holding
87612G101 - Targa Resources
$1,033,198 Holding
466313103 - Jabil
$817,298 Holding

Largest Purchases this Quarter

Sprott Critical Materials ETF
91,514 shares (about $2.85M)
Micron Technology
2,272 shares (about $2.62M)
SPROTT ASSET MANAGEMENT LP
122,100 shares (about $2.30M)
KLA
7,500 shares (about $2.26M)
iShares Russell 1000 Growth ETF
17,371 shares (about $2.16M)

Largest Sales this Quarter

Vanguard S&P 500 ETF
8,466 shares (about $5.81M)
SPDR S&P 500 ETF Trust
3,529 shares (about $2.64M)
Vanguard Large-Cap ETF
6,260 shares (about $2.15M)
Meta Platforms
3,228 shares (about $1.82M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofEmpirical Asset Management, LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
Apple Inc. stock logo
AAPL
Apple
$20,755,968$1,396,463 â–¼-6.3%71,7304.7%Technology
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$11,657,742$2,635,332 â–¼-18.4%15,6112.6%ETF
NVIDIA Corporation stock logo
NVDA
NVIDIA
$9,889,615$2,103,139 â–²27.0%49,4262.2%Technology
abrdn Physical Gold Shares ETF stock logo
SGOL
abrdn Physical Gold Shares ETF
$8,857,547$768,308 â–²9.5%231,6912.0%ETF
iShares U.S. Technology ETF stock logo
IYW
iShares U.S. Technology ETF
$8,183,973$736,018 â–¼-8.3%32,4461.8%ETF
Micron Technology, Inc. stock logo
MU
Micron Technology
$7,009,266$2,622,703 â–²59.8%6,0721.6%Technology
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$5,590,639$1,501,712 â–²36.7%4,6611.3%Healthcare
SDCI
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
$5,452,553$3,959,224 â–¼-42.1%206,2241.2%ETF
Alphabet Inc. stock logo
GOOGL
Alphabet
$5,294,354$1,482,705 â–²38.9%14,8151.2%Communication Services
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$4,499,481$57,680 â–¼-1.3%18,8781.0%Consumer Discretionary
Microsoft Corporation stock logo
MSFT
Microsoft
$4,422,947$742,318 â–¼-14.4%11,8571.0%Technology
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$4,305,389$176,432 â–¼-3.9%13,1531.0%Finance
Invesco S&P 500 Equal Weight Technology ETF stock logo
RSPT
Invesco S&P 500 Equal Weight Technology ETF
$4,018,604$406,866 â–¼-9.2%62,3040.9%ETF
The Home Depot, Inc. stock logo
HD
Home Depot
$3,982,629$136,128 â–¼-3.3%11,2930.9%Consumer Discretionary
ETF OPPORTUNITIES TRUST
$3,981,799$943,059 â–²31.0%202,4300.9%BROO CATA BD ETF
Cisco Systems, Inc. stock logo
CSCO
Cisco Systems
$3,963,409$1,555,623 â–²64.6%33,7430.9%Technology
Alphabet Inc. stock logo
GOOG
Alphabet
$3,897,719$348,042 â–²9.8%11,0310.9%Communication Services
iShares Silver Trust stock logo
SLV
iShares Silver Trust
$3,606,177$1,618,858 â–¼-31.0%67,4430.8%ETF
Meta Platforms, Inc. stock logo
META
Meta Platforms
$3,387,138$1,818,341 â–¼-34.9%6,0130.8%Communication Services
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$3,064,185$338,541 â–¼-9.9%8,3180.7%ETF
ARM HOLDINGS PLC
$2,971,297$255,290 â–¼-7.9%8,3800.7%SPONSORED ADS
Real Estate Select Sector SPDR Fund stock logo
XLRE
Real Estate Select Sector SPDR Fund
$2,925,254$394,023 â–²15.6%66,4380.7%ETF
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$2,869,928$352,001 â–¼-10.9%3,8320.6%ETF
Sprott Critical Materials ETF stock logo
SETM
Sprott Critical Materials ETF
$2,851,574$2,851,574 â–²New Holding91,5140.6%ETF
Dell Technologies Inc. stock logo
DELL
Dell Technologies
$2,845,744$254,115 â–¼-8.2%6,5960.6%Technology
iShares Russell 1000 Growth ETF stock logo
IWF
iShares Russell 1000 Growth ETF
$2,845,255$2,156,975 â–²313.4%22,9140.6%ETF
iShares Russell 2000 ETF stock logo
IWM
iShares Russell 2000 ETF
$2,791,807$33,951 â–²1.2%9,2920.6%ETF
Invesco QQQ stock logo
QQQ
Invesco QQQ
$2,754,249$697,399 â–²33.9%3,7400.6%ETF
SPDR Portfolio S&P 500 ETF stock logo
SPLG
SPDR Portfolio S&P 500 ETF
$2,744,578$947,609 â–²52.7%31,2310.6%ETF
CECO Environmental Corp. stock logo
CECO
CECO Environmental
$2,724,4680.0%30,0250.6%Industrials
Qualcomm Incorporated stock logo
QCOM
Qualcomm
$2,714,167$244,844 â–¼-8.3%14,6880.6%Technology
iShares International Treasury Bond ETF stock logo
IGOV
iShares International Treasury Bond ETF
$2,676,383$263,125 â–²10.9%65,2300.6%ETF
iShares Biotechnology ETF stock logo
IBB
iShares Biotechnology ETF
$2,662,0890.0%13,9970.6%ETF
Advanced Micro Devices, Inc. stock logo
AMD
Advanced Micro Devices
$2,610,132$48,217 â–¼-1.8%4,4930.6%Technology
KLA Corporation stock logo
KLAC
KLA
$2,590,444$2,262,792 â–²690.6%8,5860.6%Technology
Invesco Large Cap Growth ETF stock logo
PWB
Invesco Large Cap Growth ETF
$2,574,406$84,230 â–²3.4%15,2820.6%ETF
LAM RESEARCH CORP
$2,488,830$1,446,148 â–²138.7%5,7430.6%COM NEW
First Trust Large Cap Growth AlphaDEX Fund stock logo
FTC
First Trust Large Cap Growth AlphaDEX Fund
$2,442,040$108,122 â–²4.6%12,6030.5%ETF
Schwab Intermediate-Term U.S. Treasury ETF stock logo
SCHR
Schwab Intermediate-Term U.S. Treasury ETF
$2,420,591$262,899 â–²12.2%98,1590.5%ETF
Simplify Managed Futures Strategy ETF stock logo
CTA
Simplify Managed Futures Strategy ETF
$2,397,251$330,943 â–²16.0%92,4150.5%ETF
Applied Materials, Inc. stock logo
AMAT
Applied Materials
$2,375,340$926,997 â–²64.0%3,2850.5%Technology
Broadcom Inc. stock logo
AVGO
Broadcom
$2,360,149$1,387,079 â–²142.5%6,2480.5%Technology
SPROTT ASSET MANAGEMENT LP
$2,304,027$2,304,027 â–²New Holding122,1000.5%PHYSICAL SILVER
Pacer US Large Cap Cash Cows Growth Leaders ETF stock logo
COWG
Pacer US Large Cap Cash Cows Growth Leaders ETF
$2,255,711$187,685 â–²9.1%56,1870.5%ETF
iShares U.S. Healthcare ETF stock logo
IYH
iShares U.S. Healthcare ETF
$2,243,220$133,618 â–¼-5.6%33,4760.5%ETF
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$2,177,140$809,697 â–²59.2%8,5720.5%Healthcare
iShares U.S. Small Cap Equity Factor ETF stock logo
SMLF
iShares U.S. Small Cap Equity Factor ETF
$2,144,372$47,245 â–²2.3%24,0560.5%ETF
WALMART INC
$2,143,366$265,146 â–¼-11.0%18,9240.5%COM
First Trust Mid Cap Growth AlphaDEX Fund stock logo
FNY
First Trust Mid Cap Growth AlphaDEX Fund
$2,077,941$88,350 â–²4.4%18,7450.5%ETF
Procter & Gamble Company (The) stock logo
PG
Procter & Gamble
$2,052,820$8,945 â–¼-0.4%13,9990.5%Consumer Staples
VanEck Rare Earth and Strategic Metals ETF stock logo
REMX
VanEck Rare Earth and Strategic Metals ETF
$2,033,818$2,033,818 â–²New Holding22,9810.5%ETF
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$2,033,452$361,872 â–¼-15.1%20,5440.5%ETF
First Trust Small Cap Growth AlphaDEX Fund stock logo
FYC
First Trust Small Cap Growth AlphaDEX Fund
$2,001,013$55,775 â–²2.9%15,7140.5%ETF
Merck & Co., Inc. stock logo
MRK
Merck & Co., Inc.
$1,996,209$128,498 â–¼-6.0%15,5350.4%Healthcare
Invesco Zacks Mid-Cap ETF stock logo
CZA
Invesco Zacks Mid-Cap ETF
$1,967,736$97,240 â–²5.2%16,0470.4%ETF
Chevron Corporation stock logo
CVX
Chevron
$1,950,296$16,246 â–¼-0.8%11,7650.4%Energy
JPMorgan Diversified Return U.S. Mid Cap Equity ETF stock logo
JPME
JPMorgan Diversified Return U.S. Mid Cap Equity ETF
$1,932,796$83,597 â–²4.5%15,5600.4%ETF
iShares 1-3 Year Treasury Bond ETF stock logo
SHY
iShares 1-3 Year Treasury Bond ETF
$1,920,157$164,468 â–²9.4%23,3850.4%ETF
Vanguard Large-Cap ETF stock logo
VV
Vanguard Large-Cap ETF
$1,918,218$2,152,751 â–¼-52.9%5,5780.4%ETF
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$1,902,652$15,356 â–²0.8%19,7000.4%ETF
Invesco S&P 500 Revenue ETF stock logo
RWL
Invesco S&P 500 Revenue ETF
$1,887,017$20,569 â–²1.1%14,7700.4%ETF
Invesco Russell 2000 Dynamic Multifactor ETF stock logo
OMFS
Invesco Russell 2000 Dynamic Multifactor ETF
$1,885,186$69,502 â–²3.8%35,3430.4%ETF
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$1,881,568$123,061 â–¼-6.1%8,2870.4%ETF
Caterpillar Inc. stock logo
CAT
Caterpillar
$1,864,322$207,620 â–²12.5%1,7510.4%Industrials
McDonald's Corporation stock logo
MCD
McDonald's
$1,851,349$94,068 â–¼-4.8%6,8490.4%Consumer Discretionary
Sunoco LP stock logo
SUN
Sunoco
$1,828,176$63,180 â–¼-3.3%27,0840.4%Energy
Palo Alto Networks, Inc. stock logo
PANW
Palo Alto Networks
$1,808,801$103,672 â–¼-5.4%5,3040.4%Technology
DBAW
Xtrackers MSCI All World ex US Hedged Equity ETF
$1,758,348$92,593 â–²5.6%36,2710.4%ETF
iShares 20+ Year Treasury Bond ETF stock logo
TLT
iShares 20+ Year Treasury Bond ETF
$1,755,851$250,873 â–²16.7%20,3180.4%ETF
Gilead Sciences, Inc. stock logo
GILD
Gilead Sciences
$1,735,261$322,290 â–²22.8%13,7350.4%Healthcare
First Trust Developed Markets ex-US AlphaDEX Fund stock logo
FDT
First Trust Developed Markets ex-US AlphaDEX Fund
$1,725,638$84,265 â–²5.1%18,2260.4%ETF
NewJersey Resources Corporation stock logo
NJR
NewJersey Resources
$1,717,454$7,453 â–²0.4%30,6470.4%Utilities
GE VERNOVA INC
$1,702,509$83,422 â–²5.2%1,4490.4%COM
UIVM
VictoryShares International Value Momentum ETF
$1,683,651$108,692 â–²6.9%23,4210.4%ETF
iShares Expanded Tech Sector ETF stock logo
IGM
iShares Expanded Tech Sector ETF
$1,683,074$68,376 â–²4.2%10,2890.4%ETF
ExxonMobil Corporation stock logo
XOM
ExxonMobil
$1,676,597$914,110 â–¼-35.3%12,2630.4%Energy
NYLI Hedge Multi-Strategy Tracker ETF stock logo
QAI
NYLI Hedge Multi-Strategy Tracker ETF
$1,671,192$105,554 â–²6.7%45,6610.4%ETF
Hartford Multifactor Developed Markets (ex-US) ETF stock logo
RODM
Hartford Multifactor Developed Markets (ex-US) ETF
$1,661,347$107,855 â–²6.9%41,1120.4%ETF
iShares Russell Mid-Cap ETF stock logo
IWR
iShares Russell Mid-Cap ETF
$1,645,652$8,715 â–²0.5%14,9170.4%ETF
CLSE
Convergence Long/Short Equity ETF
$1,611,769$92,200 â–²6.1%47,2170.4%ETF
ARISTA NETWORKS INC
$1,592,115$648,941 â–¼-29.0%9,3720.4%COM SHS
AGOX
Adaptive Alpha Opportunities ETF
$1,574,215$13,101 â–²0.8%45,4190.4%ETF
GE Aerospace stock logo
GE
GE Aerospace
$1,566,285$62,038 â–²4.1%4,1910.4%Industrials
DBEM
Xtrackers MSCI Emerging Markets Hedged Equity ETF
$1,544,586$41,521 â–²2.8%37,6090.3%ETF
Tesla, Inc. stock logo
TSLA
Tesla
$1,499,027$117,348 â–¼-7.3%3,5640.3%Consumer Discretionary
The Goldman Sachs Group, Inc. stock logo
GS
The Goldman Sachs Group
$1,487,157$502,801 â–¼-25.3%1,4700.3%Finance
iShares Expanded Tech-Software Sector ETF stock logo
IGV
iShares Expanded Tech-Software Sector ETF
$1,445,071$23,194 â–¼-1.6%15,9500.3%ETF
IYJ
iShares U.S. Industrials ETF
$1,442,022$12,165 â–¼-0.8%8,6530.3%ETF
UnitedHealth Group Incorporated stock logo
UNH
UnitedHealth Group
$1,416,491$398,180 â–²39.1%3,4080.3%Healthcare
iShares Emerging Markets Equity Factor ETF stock logo
EMGF
iShares Emerging Markets Equity Factor ETF
$1,411,037$37,948 â–²2.8%19,2610.3%ETF
AbbVie Inc. stock logo
ABBV
AbbVie
$1,402,906$542,038 â–²63.0%5,5750.3%Healthcare
Schwab U.S. Aggregate Bond ETF stock logo
SCHZ
Schwab U.S. Aggregate Bond ETF
$1,394,424$79,290 â–²6.0%60,2860.3%ETF
iShares Core S&P Mid-Cap ETF stock logo
IJH
iShares Core S&P Mid-Cap ETF
$1,381,428$2,776 â–²0.2%17,9150.3%ETF
Visa Inc. stock logo
V
Visa
$1,335,553$167,073 â–¼-11.1%3,8930.3%Finance
Western Digital Corporation stock logo
WDC
Western Digital
$1,299,946$634,961 â–²95.5%2,0350.3%Technology
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$1,284,073$30,256 â–¼-2.3%9,3370.3%ETF
iShares U.S. Treasury Bond ETF stock logo
GOVT
iShares U.S. Treasury Bond ETF
$1,279,956$373,317 â–²41.2%56,1880.3%ETF
Goldman Sachs ActiveBeta Emerging Markets Equity ETF stock logo
GEM
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
$1,239,167$50,076 â–²4.2%23,8300.3%ETF
Seagate Technology Holdings PLC stock logo
STX
Seagate Technology
$1,232,316$504,700 â–²69.4%1,2770.3%Technology
Technology Select Sector SPDR Fund stock logo
XLK
Technology Select Sector SPDR Fund
$1,168,856$10,479 â–¼-0.9%6,1350.3%ETF

Showing largest 100 holdings. View all holdings.
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