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Global X Adaptive U.S. Factor ETF (AUSF) Institutional Ownership

$49.44 +0.05 (+0.10%)
Closing price 10/13/2026 04:10 PM Eastern
Extended Trading
$49.42 -0.02 (-0.03%)
As of 10/13/2026 07:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.

Institutional Ownership Changes (13F Filings) for Global X Adaptive U.S. Factor ETF (NYSEARCA:AUSF)

Number of
Institutional Buyers
(last 12 months)
55
Total
Institutional Inflows
(last 12 months)
$147.81M
Number of
Institutional Sellers
(last 12 months)
23
Total
Institutional Outflows
(last 12 months)
$34.69M
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AUSF Institutional Buying and Selling by Quarter

Global X Adaptive U.S. Factor ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/8/2026Titleist Asset Management LLC40,760$1.99M0.1%-68.0%0.231%
10/8/2026Tactive Advisors LLC66,200$3.23M0.8%+22.6%0.375%
9/23/2026Envestnet Asset Management Inc.131,896$6.44M0.0%+12.2%0.755%
9/9/2026Integrated Wealth Concepts LLC3,053$149K0.0%N/A0.017%
9/9/2026NewEdge Advisors LLC34,206$1.67M0.0%N/A0.196%
8/23/2026Ameritas Advisory Services LLC15,669$766K0.0%+750.2%0.090%
8/23/2026Northeast Planning Associates INC. NH46,194$2.10M1.5%+7.2%0.264%
8/22/2026Concurrent Investment Advisors LLC14,560$711K0.0%-35.5%0.083%
7/9/2026Tactive Advisors LLC54,012$2.64M0.7%-48.9%0.312%
7/8/2026Sonoma Allocations LLC30,383$1.50M0.6%+101.7%0.176%
6/18/2026Western Wealth Management LLC30,825$1.49M0.1%+29.9%0.175%
5/22/2026Wellington Grp LLC598$29K0.0%N/A0.003%
5/19/2026Western Wealth Management LLC30,825$1.49M0.1%+29.9%0.175%
5/19/2026Sonoma Allocations LLC15,061$735K0.3%N/A0.085%
5/18/2026Royal Bank of Canada297,945$14.41M0.0%+120.8%1.688%
5/15/2026Cypress Capital Group15,427$746K0.1%+61.0%0.087%
5/13/2026Cetera Investment Advisers258,002$12.47M0.0%+3.4%1.462%
5/13/2026Envision Financial Transparency LLC36,773$1.78M1.7%N/A0.208%
5/5/2026Seros Financial LLC5,245$254K0.2%-66.5%0.030%
5/5/2026Advisors Preferred LLC2,092$101K0.0%+119.1%0.012%
5/2/2026ARQ Wealth Advisors LLC261,202$12.63M2.3%+14.4%1.480%
5/1/2026Fifth Third Bancorp9,581$463K0.0%N/A0.054%
4/28/2026Bogart Wealth LLC967,641$46.79M1.8%+1.1%5.482%
4/28/2026Koshinski Asset Management Inc.33,542$1.62M0.1%+15.8%0.190%
4/27/2026Sierra Ocean LLC179,175$8.66M7.1%+2.9%1.015%
4/27/2026Private Advisor Group LLC417,708$20.20M0.1%-2.5%2.367%
4/25/2026Able Wealth Management LLC79,411$3.84M1.0%-46.9%0.450%
4/22/2026Janney Montgomery Scott LLC42,742$2.07M0.0%+2.2%0.242%
4/16/2026Tactive Advisors LLC105,599$5.11M1.4%+4.5%0.602%
4/15/2026Nations Financial Group Inc. IA ADV73,115$3.54M0.2%+81.2%0.418%
2/17/2026Cetera Investment Advisers249,460$11.57M0.0%+7.6%1.527%
2/17/2026Equitable Holdings Inc.129,266$5.99M0.0%-14.1%0.791%
2/17/2026GeoWealth Management LLC9,915$460K0.0%N/A0.061%
2/17/2026Osaic Holdings Inc.19,436$902K0.0%-4.6%0.119%
2/17/2026Advisory Services Network LLC4,659$216K0.0%+12.1%0.029%
2/17/2026Private Advisor Group LLC428,231$19.86M0.1%+35.7%2.621%
2/17/2026&PARTNERS66,638$3.11M0.0%+19.3%0.408%
2/17/2026Royal Bank of Canada134,939$6.26M0.0%-5.3%0.826%
2/16/2026MML Investors Services LLC66,621$3.09M0.0%-13.6%0.408%
2/13/2026Arete Wealth Advisors LLC5,609$260K0.0%-80.9%0.034%
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2/13/2026Kestra Advisory Services LLC1,500$70K0.0%N/A0.009%
2/13/2026CreativeOne Wealth LLC89,951$4.17M0.1%+381.8%0.550%
2/13/2026Visionary Wealth Advisors4,734$220K0.0%-33.6%0.029%
2/12/2026Commonwealth Equity Services LLC620,532$28.77M0.0%-7.7%3.798%
2/12/2026Titleist Asset Management LLC101,388$4.70M0.4%+8.6%0.620%
2/11/2026Janney Montgomery Scott LLC41,837$1.94M0.0%+1.5%0.256%
2/11/2026Brand Asset Management Group Inc.6,851$318K0.1%-13.5%0.042%
2/11/2026Waddell & Associates LLC1,593,001$73.87M5.0%+3.4%9.749%
2/11/2026LPL Financial LLC1,252,765$58.09M0.0%+31.8%7.667%
2/10/2026WCG Wealth Advisors LLC30,481$1.41M0.0%+27.2%0.187%
2/10/2026Northwestern Mutual Wealth Management Co.250,377$11.61M0.0%+8.4%1.532%
2/9/2026Kingsview Wealth Management LLC53,600$2.49M0.0%+7.3%0.328%
2/9/2026Harbour Investments Inc.31,531$1.46M0.0%+7.8%0.193%
2/9/2026ARQ Wealth Advisors LLC228,257$10.58M2.9%+18.5%1.397%
2/6/2026Seros Financial LLC15,642$725K0.4%-92.9%0.096%
2/6/2026Muirfield Wealth Advisors LLC16,203$751K0.6%-6.8%0.099%
2/6/2026Sierra Ocean LLC174,116$8.07M6.7%+3.6%1.066%
2/4/2026Moneco Advisors LLC5,739$266K0.0%N/A0.035%
2/4/2026Meridian Wealth Management LLC289,957$13.45M0.5%+4.1%1.775%
2/4/2026Northeast Planning Associates INC. NH41,470$1.92M1.4%+7.8%0.254%
2/3/2026Channel Wealth LLC171,868$7.97M2.0%+3.3%1.052%
2/3/2026Koshinski Asset Management Inc.28,976$1.34M0.1%+155.8%0.177%
2/2/2026Advisors Preferred LLC955$45K0.0%-63.2%0.006%
1/30/2026Laurel Wealth Advisors LLC771$36K0.0%N/A0.005%
1/30/2026Bogart Wealth LLC957,324$44.39M1.8%+3.1%5.859%
1/29/2026Concurrent Investment Advisors LLC53,039$2.46M0.0%+37.6%0.327%
1/27/2026Able Wealth Management LLC149,578$6.94M2.2%+16.1%0.923%
1/26/2026Nations Financial Group Inc. IA ADV40,345$1.87M0.1%+166.3%0.249%
1/20/2026Savvy Advisors Inc.7,715$358K0.0%-5.2%0.047%
1/16/2026Perigon Wealth Management LLC4,577$212K0.0%N/A0.028%
1/15/2026Investment Partners Asset Management Inc.6,974$323K0.2%N/A0.043%
1/15/2026Sollinda Capital Management LLC13,486$625K0.2%-3.6%0.083%
1/14/2026Nova Wealth Management Inc.13,767$638K0.4%+11.3%0.085%
1/13/2026Signal Advisors Wealth LLC8,734$405K0.0%+36.2%0.054%
1/12/2026Willner & Heller LLC4,831$224K0.2%N/A0.030%
1/9/2026Tactive Advisors LLC101,090$4.69M1.4%+3.6%0.626%
1/8/2026Wealth Enhancement Advisory Services LLC4,679,763$221.87M0.3%+1.0%28.959%
12/2/2025IFP Advisors Inc3,132$146K0.0%+100.9%0.020%
11/25/2025ARQ Wealth Advisors LLC192,579$8.96M2.7%+27.4%1.203%
11/18/2025Advisory Services Network LLC4,155$193K0.0%N/A0.026%
11/17/2025Susquehanna International Group LLP27,288$1.27M0.0%+102.8%0.170%
11/17/2025Northwestern Mutual Wealth Management Co.231,071$10.75M0.0%+32.1%1.443%
11/14/2025Creative Planning7,749$360K0.0%+3.9%0.048%
11/14/2025Raymond James Financial Inc.235,197$10.94M0.0%-27.9%1.469%
11/14/2025Equitable Holdings Inc.150,418$7.00M0.1%+1.0%0.940%
11/14/2025Two Sigma Investments LP29,000$1.35M0.0%N/A0.181%
11/14/2025WCG Wealth Advisors LLC23,969$1.12M0.1%N/A0.150%
11/13/2025Private Advisor Group LLC315,631$14.68M0.1%+2.9%1.971%
11/12/2025Kingsview Wealth Management LLC49,946$2.32M0.0%N/A0.312%
11/12/2025Arete Wealth Advisors LLC29,399$1.37M0.1%-2.9%0.184%
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11/12/2025Brand Asset Management Group Inc.7,916$368K0.1%-8.7%0.049%
11/10/2025Waddell & Associates LLC1,540,624$71.65M6.0%+5.7%9.623%
11/10/2025Koshinski Asset Management Inc.11,327$527K0.0%N/A0.071%
11/10/2025Advisors Preferred LLC2,595$120K0.0%N/A0.016%
11/7/2025Sierra Ocean LLC168,095$7.82M6.6%+1,709.8%1.050%
11/6/2025Ameritas Advisory Services LLC750$35K0.0%-72.3%0.005%
11/6/2025Savvy Advisors Inc.8,137$378K0.0%-11.8%0.051%
11/5/2025Titleist Asset Management LLC93,351$4.34M0.4%-5.7%0.579%
11/5/2025Seros Financial LLC220,411$10.25M1.6%+4.9%1.377%
11/5/2025Envestnet Asset Management Inc.125,791$5.85M0.0%+35.7%0.780%


AUSF Institutional Ownership - Frequently Asked Questions

During the previous two years, 84 institutional investors and hedge funds held shares of Global X Adaptive U.S. Factor ETF. The most heavily invested institutionals were Wealth Enhancement Advisory Services LLC ($221.87M), Waddell & Associates LLC ($73.87M), LPL Financial LLC ($58.09M), Bogart Wealth LLC ($46.79M), Commonwealth Equity Services LLC ($28.77M), Private Advisor Group LLC ($20.20M), and Royal Bank of Canada ($14.41M).Learn more on Global X Adaptive U.S. Factor ETF's institutional investors.

Of the 82 institutional investors that purchased Global X Adaptive U.S. Factor ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Waddell & Associates LLC ($1.56M), Bogart Wealth LLC ($967.64K), Commonwealth Equity Services LLC ($569.60K), LPL Financial LLC ($518.25K), Raymond James Financial Inc. ($467.04K), Meridian Wealth Management LLC ($289.96K), and Northwestern Mutual Wealth Management Co. ($222.04K).

Institutional investors have bought a total of 3,162,118 shares in the last 24 months. This purchase volume represents approximately $147.81M in transactions.

Of the 23 institutional investors that sold Global X Adaptive U.S. Factor ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Seros Financial LLC ($215.17K), Titleist Asset Management LLC ($92.29K), Raymond James Financial Inc. ($91.01K), Commonwealth Equity Services LLC ($75.32K), Able Wealth Management LLC ($70.17K), Tactive Advisors LLC ($51.59K), and Concurrent Investment Advisors LLC ($42.59K).

Institutional investors have sold a total of 736,055 shares in the last 24 months. This volume of shares sold represents approximately $34.69M in transactions.



Institutional ownership data for NYSEARCA:AUSF is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/14/2026. New 13F filings are added each quarter as they're published.
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