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First Trust Short Duration Managed Municipal ETF (FSMB) Institutional Ownership

First Trust Short Duration Managed Municipal ETF logo
$19.90 0.00 (0.00%)
As of 05/22/2026 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for First Trust Short Duration Managed Municipal ETF (NYSEARCA:FSMB)

Number of
Institutional Buyers
(last 12 months)
107
Total
Institutional Inflows
(last 12 months)
$69.72M
Number of
Institutional Sellers
(last 12 months)
60
Total
Institutional Outflows
(last 12 months)
$50.19M
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Skip Chart & View Institutional Buying and Selling Data

FSMB Institutional Buying and Selling by Quarter

First Trust Short Duration Managed Municipal ETF Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/20/2026 Norris Financial Group LLC32,353$646K0.2%N/A0.110%
5/19/2026 Western Wealth Management LLC20,500$409K0.0%N/A0.069%
5/19/2026 NewEdge Advisors LLC379,463$7.57M0.1%-22.2%1.286%
5/18/2026 Royal Bank of Canada323,015$6.45M0.0%-32.6%1.095%
5/15/2026 Gateway Wealth Partners LLC234,040$4.67M0.2%+102.7%0.793%
5/13/2026 Cetera Investment Advisers551,996$11.02M0.0%+157.3%1.871%
5/7/2026 Legacy Wealth Managment LLC ID2,666$53K0.0%+800.7%0.009%
5/5/2026 D.A. Davidson & CO.39,227$783K0.0%-3.9%0.133%
5/5/2026 Sanctuary Advisors LLC108,639$2.17M0.0%-11.1%0.368%
5/5/2026 Sigma Planning Corp30,429$607K0.0%-3.6%0.103%
5/1/2026 Castle Wealth Management LLC51,942$1.04M0.3%+98.2%0.176%
5/1/2026 Fifth Third Bancorp86,917$1.74M0.0%N/A0.295%
5/1/2026 Arbor Capital Management Inc. ADV69,644$1.39M1.1%+75.1%0.236%
4/30/2026 Kestra Advisory Services LLC111,182$2.22M0.0%+19.7%0.377%
4/28/2026 Stephens Inc. AR102,125$2.04M0.0%-12.3%0.346%
4/27/2026 Capital Financial Group Inc. Co. ADV30,900$617K0.3%+1.6%0.105%
4/27/2026 Private Advisor Group LLC45,205$902K0.0%+3.1%0.153%
4/27/2026 Elevation Point Wealth Partners LLC87,828$1.75M0.0%+28.5%0.298%
4/24/2026 True Blue Financial LLC211,162$4.22M3.3%+4.7%0.716%
4/24/2026 James Investment Research Inc.42,880$856K0.1%-1.6%0.145%
4/22/2026 Patriot Financial Group Insurance Agency LLC20,556$410K0.0%+100.0%0.070%
4/22/2026 Rooted Wealth Advisors Inc.12,573$252K0.1%-12.5%0.043%
4/20/2026 Kestra Private Wealth Services LLC33,750$674K0.0%+155.0%0.115%
4/20/2026 RFG Advisory LLC119,908$2.39M0.0%+9.1%0.408%
4/18/2026 EdgeRock Capital LLC10,592$211K0.1%N/A0.036%
4/17/2026 Brookstone Capital Management12,159$243K0.0%N/A0.041%
4/16/2026 Genesis Private Wealth LLC72,668$1.45M0.5%+2.4%0.247%
3/17/2026 Rockefeller Capital Management L.P.477,992$9.58M0.0%+14.3%1.787%
3/13/2026 World Investment Advisors22,407$449K0.0%-8.2%0.084%
3/9/2026 Corient Private Wealth LLC1,225,195$24.56M0.0%+3.0%4.580%
2/19/2026 Corient Private Wealth LLC1,225,195$24.56M0.0%+3.0%4.580%
2/18/2026 NewEdge Advisors LLC487,616$9.77M0.0%+10.4%1.823%
2/18/2026 Core Wealth Partners LLC19,831$398K0.2%-22.6%0.074%
2/17/2026 Cetera Investment Advisers214,530$4.30M0.0%+4.0%0.802%
2/17/2026 Equitable Holdings Inc.80,979$1.62M0.0%+3.3%0.303%
2/17/2026 Osaic Holdings Inc.299,549$6.01M0.0%-1.5%1.120%
2/17/2026 Tower Research Capital LLC TRC 57,463$1.15M0.0%+1,541.8%0.215%
2/17/2026 Captrust Financial Advisors10,119$203K0.0%N/A0.038%
2/17/2026 &PARTNERS14,300$287K0.0%N/A0.053%
2/17/2026 Royal Bank of Canada479,560$9.61M0.0%+6.0%1.793%
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2/17/2026 Capital Financial Group Inc. Co. ADV30,400$609K0.3%N/A0.114%
2/16/2026 MML Investors Services LLC147,035$2.95M0.0%-3.1%0.550%
2/13/2026 Stifel Financial Corp223,207$4.47M0.0%-5.5%0.834%
2/13/2026 Morgan Stanley4,412,903$88.46M0.0%+0.4%16.497%
2/13/2026 Wells Fargo & Company MN461,233$9.25M0.0%+8.7%1.724%
2/13/2026 Summit Financial LLC51,221$1.03M0.0%-10.5%0.191%
2/12/2026 Jane Street Group LLC40,551$813K0.0%N/A0.152%
2/12/2026 Orion Porfolio Solutions LLC108,781$2.18M0.0%-11.5%0.407%
2/12/2026 Commonwealth Equity Services LLC199,110$3.99M0.0%+62.0%0.744%
2/12/2026 StoneX Group Inc.63,191$1.27M0.1%-18.0%0.236%
2/12/2026 Elevation Point Wealth Partners LLC68,375$1.37M0.1%-4.4%0.256%
2/11/2026 Gateway Wealth Partners LLC115,448$2.31M0.3%+10.4%0.432%
2/11/2026 Janney Montgomery Scott LLC11,414$229K0.0%N/A0.043%
2/11/2026 Waddell & Associates LLC25,059$502K0.0%N/A0.094%
2/11/2026 LPL Financial LLC1,422,753$28.52M0.0%-1.2%5.319%
2/11/2026 JPMorgan Chase & Co.214,080$4.29M0.0%-11.9%0.800%
2/11/2026 Francis Financial Inc.161,251$3.23M0.6%+9.1%0.603%
2/10/2026 BlackDiamond Wealth Management LLC10,310$208K0.1%-5.6%0.039%
2/10/2026 Hazlett Burt & Watson Inc.2,750$55K0.0%+111.5%0.010%
2/9/2026 Harbour Investments Inc.7,690$154K0.0%+47.9%0.029%
2/9/2026 Prospera Financial Services Inc42,594$854K0.0%+6.7%0.159%
2/6/2026 Condor Capital Management230,777$4.63M0.4%-1.4%0.863%
2/6/2026 Insight Inv LLC88,235$1.77M1.0%+1.7%0.330%
2/6/2026 Principle Wealth Partners LLC24,040$482K0.0%+17.9%0.090%
2/6/2026 IFP Advisors Inc114,601$2.30M0.1%+8.8%0.428%
2/6/2026 HighTower Advisors LLC880,016$17.64M0.0%+5.5%3.290%
2/6/2026 Envestnet Portfolio Solutions Inc.112,281$2.25M0.0%-2.3%0.420%
2/5/2026Tucker Asset Management LLC4,100$82K0.0%N/A0.015%
2/5/2026 TrueWealth Financial Partners201,726$4.04M3.3%N/A0.754%
2/4/2026 World Investment Advisors22,407$449K0.0%-8.2%0.084%
2/4/2026 Shade Tree Advisors LLC10,866$218K0.2%N/A0.041%
2/3/2026 International Assets Investment Management LLC14,993$301K0.0%N/A0.056%
2/3/2026 MGO One Seven LLC88,418$1.77M0.0%N/A0.331%
2/3/2026 RFG Advisory LLC109,956$2.20M0.0%+89.2%0.411%
2/3/2026 Foronjy Financial LLC16,049$322K0.1%-14.3%0.060%
2/2/2026 Truist Financial Corp50,748$1.02M0.0%+10.7%0.190%
2/2/2026 Mutual Advisors LLC69,217$1.39M0.0%-1.1%0.259%
2/2/2026 Uptick Partners LLC9,985$200K0.0%N/A0.037%
1/30/2026 Sigma Planning Corp31,553$632K0.0%N/A0.119%
1/29/2026Comerica Bank90,191$1.81M0.0%-1.6%0.350%
1/29/2026 RMR Wealth Builders1,023,222$20.51M1.6%+8.4%3.974%
1/29/2026 D.A. Davidson & CO.40,827$818K0.0%+11.4%0.159%
1/29/2026 Kestra Private Wealth Services LLC13,236$265K0.0%-8.3%0.051%
1/29/2026 UBS Group AG685,880$13.75M0.0%+0.8%2.664%
1/29/2026 Sanctuary Advisors LLC122,211$2.45M0.0%+3.5%0.475%
1/29/2026 Concurrent Investment Advisors LLC39,530$792K0.0%+17.7%0.154%
1/28/2026 EnRich Financial Partners LLC396,123$7.94M2.2%+3.2%1.538%
1/28/2026 Arbor Capital Management Inc. ADV39,775$798K0.7%+7.0%0.154%
1/27/2026 Novem Group16,315$327K0.0%+25.5%0.063%
1/27/2026Security Financial Services INC.54,655$1.10M0.2%+41.1%0.212%
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1/26/2026Pursuit Wealth Management LLC108,238$2.17M1.9%N/A0.420%
1/26/2026 Foster Victor Wealth Advisors LLC27,163$547K0.0%-2.0%0.105%
1/23/2026 Farther Finance Advisors LLC13,481$270K0.0%+139.1%0.053%
1/23/2026 Stonehaven Wealth & Tax Solutions LLC24,165$484K0.4%N/A0.094%
1/23/2026 Financial Enhancement Group LLC11,498$231K0.0%N/A0.045%
1/23/2026 Fifth Third Securities Inc.21,880$439K0.0%N/A0.085%
1/22/2026 Castle Wealth Management LLC26,203$525K0.2%+43.6%0.102%
1/21/2026 Capital Investment Advisory Services LLC19,729$395K0.0%+3.2%0.077%
1/21/2026 Prime Capital Investment Advisors LLC12,696$254K0.0%-55.4%0.049%
1/21/2026 Crux Wealth Advisors11,612$233K0.1%N/A0.045%


FSMB Institutional Ownership - Frequently Asked Questions

During the previous two years, 166 institutional investors and hedge funds held shares of First Trust Short Duration Managed Municipal ETF. The most heavily invested institutionals were Morgan Stanley ($88.46M), LPL Financial LLC ($28.52M), Corient Private Wealth LLC ($24.56M), Raymond James Financial Services Advisors Inc. ($23.08M), RMR Wealth Builders ($20.51M), HighTower Advisors LLC ($17.64M), and PFS Partners LLC ($13.78M).Learn more on First Trust Short Duration Managed Municipal ETF's institutional investors.

Of the 143 institutional investors that purchased First Trust Short Duration Managed Municipal ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($3.32M), Cetera Investment Advisers ($398.08K), RMR Wealth Builders ($351.13K), Gateway Wealth Partners LLC ($234.04K), TrueWealth Financial Partners ($201.73K), HighTower Advisors LLC ($159.41K), and LPL Financial LLC ($138.85K).

Institutional investors have bought a total of 3,484,396 shares in the last 24 months. This purchase volume represents approximately $69.72M in transactions.

Of the 60 institutional investors that sold First Trust Short Duration Managed Municipal ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Inc. ($1.32M), Royal Bank of Canada ($156.55K), Orion Porfolio Solutions LLC ($121.04K), NewEdge Advisors LLC ($108.15K), MML Investors Services LLC ($80.39K), UBS Group AG ($80.39K), and Envestnet Asset Management Inc. ($69.95K).

Institutional investors have sold a total of 2,505,381 shares in the last 24 months. This volume of shares sold represents approximately $50.19M in transactions.


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This page (NYSEARCA:FSMB) was last updated on 5/25/2026 by MarketBeat.com Staff.
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