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First Trust Short Duration Managed Municipal ETF (FSMB) Institutional Ownership

First Trust Short Duration Managed Municipal ETF logo
$19.57 +0.03 (+0.15%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Short Duration Managed Municipal ETF (NYSEARCA:FSMB)

Number of
Institutional Buyers
(last 12 months)
98
Total
Institutional Inflows
(last 12 months)
$83.54M
Number of
Institutional Sellers
(last 12 months)
50
Total
Institutional Outflows
(last 12 months)
$45.78M
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FSMB Institutional Buying and Selling by Quarter

First Trust Short Duration Managed Municipal ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/9/2026Avaii Wealth Management LLC55,320$1.08M0.3%+2.2%0.169%
10/9/2026Inspirion Wealth Advisors LLC29,870$581K0.1%N/A0.091%
10/8/2026Financial Enhancement Group LLC11,498$224K0.0%N/A0.035%
10/8/2026Farther Finance Advisors LLC19,020$370K0.0%+3.9%0.058%
9/23/2026Envestnet Portfolio Solutions Inc.103,456$2.07M0.0%+5.5%0.328%
9/23/2026Envestnet Asset Management Inc.389,403$7.78M0.0%+3.1%1.236%
9/9/2026Integrated Wealth Concepts LLC12,630$252K0.0%N/A0.040%
9/9/2026RFG Advisory LLC133,263$2.66M0.0%+11.1%0.426%
9/9/2026NewEdge Advisors LLC511,049$10.22M0.0%-3.8%1.633%
9/9/2026IFP Advisors Inc136,134$2.72M0.0%-0.8%0.435%
9/8/2026Waverly Advisors LLC701,965$14.03M0.1%N/A2.243%
8/27/2026Corient Private Wealth LP857,020$17.13M0.0%-18.6%2.738%
8/23/2026Insight Inv LLC91,485$1.83M0.9%+5.4%0.292%
8/23/2026Nilsine Partners LLC281,292$5.62M0.4%-0.3%0.899%
8/22/2026Concurrent Investment Advisors LLC40,125$802K0.0%+1.5%0.128%
8/21/2026XML Financial LLC519,295$10.38M0.8%N/A1.659%
7/7/2026Dynamic Advisor Solutions LLC112,127$2.24M0.1%+8.1%0.358%
7/7/2026Inspirion Wealth Advisors LLC29,870$597K0.1%-2.3%0.095%
7/7/2026CoreCap Advisors LLC12,017$240K0.0%+31.5%0.038%
7/6/2026Hobart Private Capital LLC86,093$1.72M0.3%+28.7%0.275%
6/18/2026Western Wealth Management LLC20,500$409K0.0%N/A0.069%
6/8/2026Pine Valley Investments Ltd Liability Co60,042$1.20M0.1%+9.1%0.204%
6/3/2026NewEdge Advisors LLC531,145$10.60M0.0%+8.9%1.800%
5/20/2026Norris Financial Group LLC32,353$646K0.2%N/A0.110%
5/19/2026Western Wealth Management LLC20,500$409K0.0%N/A0.069%
5/19/2026NewEdge Advisors LLC379,463$7.57M0.1%-22.2%1.286%
5/18/2026Royal Bank of Canada323,015$6.45M0.0%-32.6%1.095%
5/15/2026Gateway Wealth Partners LLC234,040$4.67M0.2%+102.7%0.793%
5/13/2026Cetera Investment Advisers551,996$11.02M0.0%+157.3%1.871%
5/7/2026Legacy Wealth Managment LLC ID2,666$53K0.0%+800.7%0.009%
5/5/2026D.A. Davidson & CO.39,227$783K0.0%-3.9%0.133%
5/5/2026Sanctuary Advisors LLC108,639$2.17M0.0%-11.1%0.368%
5/5/2026Sigma Planning Corp30,429$607K0.0%-3.6%0.103%
5/1/2026Castle Wealth Management LLC51,942$1.04M0.3%+98.2%0.176%
5/1/2026Fifth Third Bancorp86,917$1.74M0.0%N/A0.295%
5/1/2026Arbor Capital Management Inc. ADV69,644$1.39M1.1%+75.1%0.236%
4/30/2026Kestra Advisory Services LLC111,182$2.22M0.0%+19.7%0.377%
4/28/2026Stephens Inc. AR102,125$2.04M0.0%-12.3%0.346%
4/27/2026Capital Financial Group Inc. Co. ADV30,900$617K0.3%+1.6%0.105%
4/27/2026Private Advisor Group LLC45,205$902K0.0%+3.1%0.153%
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4/27/2026Elevation Point Wealth Partners LLC87,828$1.75M0.0%+28.5%0.298%
4/24/2026True Blue Financial LLC211,162$4.22M3.3%+4.7%0.716%
4/24/2026James Investment Research Inc.42,880$856K0.1%-1.6%0.145%
4/22/2026Patriot Financial Group Insurance Agency LLC20,556$410K0.0%+100.0%0.070%
4/22/2026Rooted Wealth Advisors Inc.12,573$252K0.1%-12.5%0.043%
4/20/2026Kestra Private Wealth Services LLC33,750$674K0.0%+155.0%0.115%
4/20/2026RFG Advisory LLC119,908$2.39M0.0%+9.1%0.408%
4/18/2026EdgeRock Capital LLC10,592$211K0.1%N/A0.036%
4/17/2026Brookstone Capital Management12,159$243K0.0%N/A0.041%
4/16/2026Genesis Private Wealth LLC72,668$1.45M0.5%+2.4%0.247%
3/17/2026Rockefeller Capital Management L.P.477,992$9.58M0.0%+14.3%1.787%
3/13/2026World Investment Advisors22,407$449K0.0%-8.2%0.084%
3/9/2026Corient Private Wealth LLC1,225,195$24.56M0.0%+3.0%4.580%
2/19/2026Corient Private Wealth LLC1,225,195$24.56M0.0%+3.0%4.580%
2/18/2026NewEdge Advisors LLC487,616$9.77M0.0%+10.4%1.823%
2/18/2026Core Wealth Partners LLC19,831$398K0.2%-22.6%0.074%
2/17/2026Cetera Investment Advisers214,530$4.30M0.0%+4.0%0.802%
2/17/2026Equitable Holdings Inc.80,979$1.62M0.0%+3.3%0.303%
2/17/2026Osaic Holdings Inc.299,549$6.01M0.0%-1.5%1.120%
2/17/2026Tower Research Capital LLC TRC 57,463$1.15M0.0%+1,541.8%0.215%
2/17/2026Captrust Financial Advisors10,119$203K0.0%N/A0.038%
2/17/2026&PARTNERS14,300$287K0.0%N/A0.053%
2/17/2026Royal Bank of Canada479,560$9.61M0.0%+6.0%1.793%
2/17/2026Capital Financial Group Inc. Co. ADV30,400$609K0.3%N/A0.114%
2/16/2026MML Investors Services LLC147,035$2.95M0.0%-3.1%0.550%
2/13/2026Stifel Financial Corp223,207$4.47M0.0%-5.5%0.834%
2/13/2026Morgan Stanley4,412,903$88.46M0.0%+0.4%16.497%
2/13/2026Wells Fargo & Company MN461,233$9.25M0.0%+8.7%1.724%
2/13/2026Summit Financial LLC51,221$1.03M0.0%-10.5%0.191%
2/12/2026Jane Street Group LLC40,551$813K0.0%N/A0.152%
2/12/2026Orion Porfolio Solutions LLC108,781$2.18M0.0%-11.5%0.407%
2/12/2026Commonwealth Equity Services LLC199,110$3.99M0.0%+62.0%0.744%
2/12/2026StoneX Group Inc.63,191$1.27M0.1%-18.0%0.236%
2/12/2026Elevation Point Wealth Partners LLC68,375$1.37M0.1%-4.4%0.256%
2/11/2026Gateway Wealth Partners LLC115,448$2.31M0.3%+10.4%0.432%
2/11/2026Janney Montgomery Scott LLC11,414$229K0.0%N/A0.043%
2/11/2026Waddell & Associates LLC25,059$502K0.0%N/A0.094%
2/11/2026LPL Financial LLC1,422,753$28.52M0.0%-1.2%5.319%
2/11/2026JPMorgan Chase & Co.214,080$4.29M0.0%-11.9%0.800%
2/11/2026Francis Financial Inc.161,251$3.23M0.6%+9.1%0.603%
2/10/2026BlackDiamond Wealth Management LLC10,310$208K0.1%-5.6%0.039%
2/10/2026Hazlett Burt & Watson Inc.2,750$55K0.0%+111.5%0.010%
2/9/2026Harbour Investments Inc.7,690$154K0.0%+47.9%0.029%
2/9/2026Prospera Financial Services Inc42,594$854K0.0%+6.7%0.159%
2/6/2026Condor Capital Management230,777$4.63M0.4%-1.4%0.863%
2/6/2026Insight Inv LLC88,235$1.77M1.0%+1.7%0.330%
2/6/2026Principle Wealth Partners LLC24,040$482K0.0%+17.9%0.090%
2/6/2026IFP Advisors Inc114,601$2.30M0.1%+8.8%0.428%
2/6/2026HighTower Advisors LLC880,016$17.64M0.0%+5.5%3.290%
2/6/2026Envestnet Portfolio Solutions Inc.112,281$2.25M0.0%-2.3%0.420%
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2/5/2026Tucker Asset Management LLC4,100$82K0.0%N/A0.015%
2/5/2026TrueWealth Financial Partners201,726$4.04M3.3%N/A0.754%
2/4/2026World Investment Advisors22,407$449K0.0%-8.2%0.084%
2/4/2026Shade Tree Advisors LLC10,866$218K0.2%N/A0.041%
2/3/2026International Assets Investment Management LLC14,993$301K0.0%N/A0.056%
2/3/2026MGO One Seven LLC88,418$1.77M0.0%N/A0.331%
2/3/2026RFG Advisory LLC109,956$2.20M0.0%+89.2%0.411%
2/3/2026Foronjy Financial LLC16,049$322K0.1%-14.3%0.060%
2/2/2026Truist Financial Corp50,748$1.02M0.0%+10.7%0.190%
2/2/2026Mutual Advisors LLC69,217$1.39M0.0%-1.1%0.259%


FSMB Institutional Ownership - Frequently Asked Questions

During the previous two years, 167 institutional investors and hedge funds held shares of First Trust Short Duration Managed Municipal ETF. The most heavily invested institutionals were Morgan Stanley ($88.46M), LPL Financial LLC ($28.52M), Corient Private Wealth LLC ($24.56M), RMR Wealth Builders ($20.51M), HighTower Advisors LLC ($17.64M), Corient Private Wealth LP ($17.13M), and Waverly Advisors LLC ($14.03M).Learn more on First Trust Short Duration Managed Municipal ETF's institutional investors.

Of the 144 institutional investors that purchased First Trust Short Duration Managed Municipal ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($3.32M), Waverly Advisors LLC ($701.97K), XML Financial LLC ($519.30K), Cetera Investment Advisers ($377.50K), RMR Wealth Builders ($317.10K), Gateway Wealth Partners LLC ($234.04K), and TrueWealth Financial Partners ($201.73K).

Institutional investors have bought a total of 4,174,553 shares in the last 24 months. This purchase volume represents approximately $83.54M in transactions.

Of the 50 institutional investors that sold First Trust Short Duration Managed Municipal ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Inc. ($1.32M), Corient Private Wealth LP ($195.61K), Royal Bank of Canada ($156.55K), NewEdge Advisors LLC ($128.25K), UBS Group AG ($80.39K), Sowell Financial Services LLC ($38.38K), and JPMorgan Chase & Co. ($34.76K).

Institutional investors have sold a total of 2,283,134 shares in the last 24 months. This volume of shares sold represents approximately $45.78M in transactions.


Related Companies

Institutional ownership data for NYSEARCA:FSMB is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/9/2026. New 13F filings are added each quarter as they're published.
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