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First Trust Technology AlphaDEX Fund (FXL) Institutional Ownership

First Trust Technology AlphaDEX Fund logo
$192.84 +3.83 (+2.03%)
Closing price 05/5/2026 04:10 PM Eastern
Extended Trading
$192.42 -0.41 (-0.22%)
As of 07:42 AM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Technology AlphaDEX Fund (NYSEARCA:FXL)

Number of
Institutional Buyers
(last 12 months)
133
Total
Institutional Inflows
(last 12 months)
$334.92M
Number of
Institutional Sellers
(last 12 months)
117
Total
Institutional Outflows
(last 12 months)
$128.36M
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Skip Chart & View Institutional Buying and Selling Data

FXL Institutional Buying and Selling by Quarter

First Trust Technology AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/6/2026Independent Financial Group LLC3,688$586K0.0%N/A0.046%
5/5/2026D.A. Davidson & CO.39,964$6.35M0.0%-4.5%0.499%
5/4/2026 Retirement Planning Group LLC9,511$1.51M0.0%+0.7%0.119%
5/4/2026 Chicago Partners Investment Group LLC25,292$4.02M0.1%-2.4%0.316%
5/2/2026 International Assets Investment Management LLC4,072$660K0.0%-7.3%0.051%
5/1/2026 Fifth Third Bancorp4,123$655K0.0%+2,269.5%0.051%
5/1/2026 Triton Wealth Management PLLC27,731$4.52M1.7%-7.6%0.346%
4/30/2026 Equitable Trust Co.3,100$492K0.0%N/A0.038%
4/30/2026 Kestra Advisory Services LLC21,134$3.36M0.0%+6.8%0.262%
4/27/2026 BIP Wealth LLC4,819$766K0.0%-4.7%0.060%
4/27/2026 Private Advisor Group LLC11,983$1.90M0.0%-1.3%0.149%
4/23/2026 Apollon Wealth Management LLC6,034$959K0.0%-10.4%0.075%
4/22/2026 Janney Montgomery Scott LLC77,905$12.38M0.0%-3.4%0.967%
4/21/2026 OLD National Bancorp IN2,390$380K0.0%+2.5%0.030%
4/20/2026 Kestra Private Wealth Services LLC30,087$4.78M0.1%-3.3%0.373%
4/20/2026 RFG Advisory LLC4,751$755K0.0%-4.6%0.059%
4/17/2026 Krilogy Financial LLC6,365$1.01M0.0%-1.9%0.079%
3/17/2026Forty three Eighteen Advisors LLC9,206$1.55M1.2%N/A0.111%
3/17/2026Rockefeller Capital Management L.P.23,071$3.88M0.0%-5.7%0.278%
3/13/2026 World Investment Advisors2,589$436K0.0%+21.8%0.031%
3/5/2026Gunpowder Capital Management LLC dba Oliver Wealth Management3,000$505K0.4%N/A0.036%
3/5/2026 Worthington Financial Partners LLC3,801$640K0.6%N/A0.046%
2/18/2026Ameriflex Group Inc.1,228$207K0.1%-6.4%0.015%
2/18/2026Virtue Capital Management LLC43,517$7.36M0.2%+4,243.0%0.524%
2/18/2026NewEdge Advisors LLC28,004$4.71M0.0%+12.8%0.337%
2/18/2026IHT Wealth Management LLC31,484$5.32M0.1%-0.6%0.379%
2/17/2026Cetera Investment Advisers84,877$14.28M0.0%-6.3%1.021%
2/17/2026Regal Investment Advisors LLC3,250$547K0.0%-14.4%0.039%
2/17/2026Osaic Holdings Inc.68,420$11.52M0.0%-30.5%0.823%
2/17/2026Captrust Financial Advisors34,049$5.73M0.0%+0.2%0.410%
2/17/2026&PARTNERS19,267$3.23M0.0%+6.9%0.232%
2/17/2026Royal Bank of Canada65,851$11.08M0.0%-6.6%0.792%
2/17/2026 Abound Financial LLC1,064$179K0.0%-21.8%0.013%
2/16/2026Truvestments Capital LLC2,349$395K0.1%-5.4%0.028%
2/16/2026Sargent Investment Group LLC2,795$470K0.1%N/A0.034%
2/16/2026 MML Investors Services LLC9,093$1.53M0.0%+3.8%0.109%
2/16/2026Mariner LLC17,106$2.88M0.0%+203.6%0.206%
2/16/2026Arax Advisory Partners9,758$1.64M0.0%N/A0.117%
2/13/2026 Kestra Advisory Services LLC19,789$3.33M0.0%+1.4%0.238%
2/13/2026Stifel Financial Corp88,763$14.94M0.0%+1.7%1.068%
2/13/2026Morgan Stanley687,175$115.64M0.0%-2.8%8.269%
2/13/2026Arkadios Wealth Advisors8,968$1.51M0.0%-1.1%0.108%
2/13/2026Ausdal Financial Partners Inc.2,668$449K0.0%+16.3%0.032%
2/13/2026First National Bank of Omaha1,930$329K0.0%N/A0.023%
2/13/2026 Peak Planning Group LLC4,799$808K0.2%N/A0.058%
2/13/2026UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2,218$373K0.0%N/A0.027%
2/13/2026Wells Fargo & Company MN504,292$84.86M0.0%-0.9%6.068%
2/13/2026Summit Financial LLC1,802$303K0.0%+6.9%0.022%
2/13/2026RPg Family Wealth Advisory LLC2,936$494K0.1%-33.4%0.035%
2/12/2026 Commonwealth Equity Services LLC129,777$21.84M0.0%-0.3%1.562%
2/12/2026Steward Partners Investment Advisory LLC2,002$337K0.0%-3.1%0.024%
2/12/2026CIBC Private Wealth Group LLC313$53K0.0%-19.5%0.004%
2/12/2026 Wedbush Securities Inc.4,915$827K0.0%-7.1%0.059%
2/11/2026Gateway Wealth Partners LLC3,162$532K0.1%-5.6%0.038%
2/11/2026 Janney Montgomery Scott LLC80,642$13.57M0.0%-2.6%0.970%
2/11/2026Paragon Private Wealth Management LLC10,906$1.84M0.6%-0.9%0.131%
2/11/2026Cerity Partners LLC1,572$265K0.0%N/A0.019%
2/11/2026LPL Financial LLC576,568$97.03M0.0%+3.9%6.938%
2/11/2026O Shaughnessy Asset Management LLC1,342$226K0.0%-5.2%0.016%
2/11/2026 Hilton Head Capital Partners LLC250$42K0.0%N/A0.003%
2/11/2026Lowe Brockenbrough & Co. Inc.2,170$365K0.0%+57.8%0.026%
2/10/2026REAP Financial Group LLC1,518$255K0.1%-24.1%0.018%
2/10/2026Goldman Sachs Group Inc.5,725$963K0.0%-25.9%0.069%
2/10/2026Kesler Norman & Wride LLC5,856$985K0.2%-6.6%0.070%
2/10/2026Beto Financial Group LLC14,516$2.49M1.7%N/A0.175%
2/10/2026Northwestern Mutual Wealth Management Co.8,252$1.39M0.0%+2.5%0.099%
2/10/2026IFG Advisory LLC2,146$361K0.0%-23.3%0.026%
2/9/2026Harbour Investments Inc.2,957$498K0.0%-10.0%0.036%
2/9/2026 Redstone Wealth Management LLC1,449$244K0.2%N/A0.017%
2/9/2026 Prospera Financial Services Inc6,505$1.10M0.0%-3.0%0.078%
2/6/2026 Signature Estate & Investment Advisors LLC2,486$418K0.0%-3.5%0.030%
2/6/2026Global Retirement Partners LLC2,882$485K0.0%+4.9%0.035%
2/6/2026HighTower Advisors LLC11,538$1.94M0.0%-1.6%0.139%
2/5/2026Northwestern Mutual Wealth Management Co.1,477,431$248.62M0.1%+18,257.7%17.779%
2/5/2026 Triton Wealth Management PLLC30,018$4.93M1.9%-5.4%0.361%
2/4/2026 World Investment Advisors2,589$436K0.0%+21.8%0.031%
2/4/2026 Money Concepts Capital Corp1,234$208K0.0%N/A0.015%
2/4/2026 Bensler LLC1,190$200K0.0%N/A0.014%
2/3/2026 International Assets Investment Management LLC4,391$739K0.0%-1.5%0.053%
2/3/2026 Retirement Planning Group LLC9,449$1.59M0.1%+2.6%0.114%
2/3/2026 RFG Advisory LLC4,980$838K0.0%-5.9%0.060%
2/2/2026 Truist Financial Corp101,118$17.02M0.0%-1.8%1.217%
2/2/2026Benjamin Edwards Inc.9,488$1.60M0.0%-1.8%0.114%
2/2/2026 Oppenheimer & Co. Inc.1,774$299K0.0%-20.2%0.021%
1/30/2026 RCW Management LLC2,935$494K0.5%N/A0.035%
1/30/2026 Socha Financial Group LLC14,779$2.49M1.2%-5.0%0.178%
1/30/2026Dale Q Rice Investment Management Ltd2,725$459K0.3%-9.9%0.033%
1/30/2026 Keybank National Association OH4,715$793K0.0%-1.8%0.057%
1/29/2026Comerica Bank3,758$632K0.0%-14.2%0.045%
1/29/2026Ashton Thomas Private Wealth LLC7,192$1.21M0.0%+0.8%0.087%
1/29/2026D.A. Davidson & CO.41,832$7.04M0.0%-0.6%0.503%
1/29/2026 Kestra Private Wealth Services LLC31,122$5.24M0.1%-1.1%0.375%
1/29/2026UBS Group AG144,319$24.29M0.0%+2.8%1.737%
1/29/2026Sanctuary Advisors LLC3,704$623K0.0%-6.7%0.045%
1/29/2026 Concurrent Investment Advisors LLC5,356$901K0.0%+38.3%0.064%
1/28/2026 Chicago Partners Investment Group LLC25,904$4.51M0.1%-4.3%0.312%
1/28/2026 Kingswood Wealth Advisors LLC1,602$270K0.0%+4.7%0.019%
1/26/2026 Whittier Trust Co. of Nevada Inc.1,466$257K0.0%+69.5%0.018%
1/26/2026CWM LLC8,679$1.46M0.0%+22.0%0.104%
1/23/2026 Farther Finance Advisors LLC13,136$2.21M0.0%+1.1%0.158%


FXL Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FXL shares?

During the previous two years, 262 institutional investors and hedge funds held shares of First Trust Technology AlphaDEX Fund. The most heavily invested institutionals were Morgan Stanley ($115.64M), LPL Financial LLC ($97.03M), Wells Fargo & Company MN ($84.86M), Raymond James Financial Inc. ($64.78M), Raymond James & Associates ($38.20M), UBS Group AG ($24.29M), and Raymond James Financial Services Advisors Inc. ($23.10M).Learn more on First Trust Technology AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Technology AlphaDEX Fund's stock?

Of the 204 institutional investors that purchased First Trust Technology AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Northwestern Mutual Wealth Management Co. ($1.47M), Raymond James Financial Inc. ($443.11K), LPL Financial LLC ($100.58K), Strategic Financial Concepts LLC ($95.53K), Independent Advisor Alliance ($78.96K), Vestmark Advisory Solutions Inc. ($69.19K), and CX Institutional ($51.52K).

How much institutional buying is happening at First Trust Technology AlphaDEX Fund?

Institutional investors have bought a total of 2,022,211 shares in the last 24 months. This purchase volume represents approximately $334.92M in transactions.

Which of First Trust Technology AlphaDEX Fund's major shareholders have been selling company stock?

Of the 116 institutional investors that sold First Trust Technology AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: RVW Wealth LLC ($132.65K), Vestmark Advisory Solutions Inc. ($121.23K), CX Institutional ($87.79K), NewEdge Advisors LLC ($58.81K), Raymond James Financial Inc. ($57.47K), Creative Planning ($50.73K), and Osaic Holdings Inc. ($37.37K).

How much institutional selling is happening at First Trust Technology AlphaDEX Fund?

Institutional investors have sold a total of 839,702 shares in the last 24 months. This volume of shares sold represents approximately $128.36M in transactions.



This page (NYSEARCA:FXL) was last updated on 5/6/2026 by MarketBeat.com Staff.
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