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Theory Financial LLC Top Holdings and 13F Report (2026)

About Theory Financial LLC

Investment Activity

  • Theory Financial LLC has $314.38 million in total holdings as of September 30, 2026.
  • Theory Financial LLC owns shares of 103 different stocks, but just 35 companies or ETFs make up 80% of its holdings.
  • Approximately 15.80% of the portfolio was purchased this quarter.
  • About 15.44% of the portfolio was sold this quarter.
  • This quarter, Theory Financial LLC has purchased 99 new stocks and bought additional shares in 36 stocks.
  • Theory Financial LLC sold shares of 47 stocks and completely divested from 3 stocks this quarter.

Largest New Holdings this Quarter

81369Y704 - Industrial Select Sector SPDR Fund
$6,701,074 Holding
81369Y506 - Energy Select Sector SPDR Fund
$4,760,039 Holding
30233Q108 - EXXONMOBIL HOLDINGS CORP
$509,896 Holding
092528793 - BLACKROCK ETF TRUST II
$267,575 Holding
464287176 - iShares TIPS Bond ETF
$260,620 Holding

Largest Purchases this Quarter

Vanguard Financials ETF
62,818 shares (about $8.17M)
Industrial Select Sector SPDR Fund
40,131 shares (about $6.70M)
Energy Select Sector SPDR Fund
77,399 shares (about $4.76M)
Health Care Select Sector SPDR Fund
19,886 shares (about $3.35M)

Largest Sales this Quarter

Communication Services Select Sector SPDR Fund
107,843 shares (about $11.97M)
Simplify Managed Futures Strategy ETF
188,808 shares (about $5.45M)
SPDR Gold Shares
11,403 shares (about $4.34M)
Vanguard Information Technology ETF
22,637 shares (about $2.84M)
Technology Select Sector SPDR Fund
13,033 shares (about $2.55M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofTheory Financial LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
Schwab U.S. Aggregate Bond ETF stock logo
SCHZ
Schwab U.S. Aggregate Bond ETF
$24,700,188$2,862,767 ▲13.1%1,117,6567.9%ETF
Vanguard Financials ETF stock logo
VFH
Vanguard Financials ETF
$14,261,376$8,171,993 ▲134.2%109,6274.5%ETF
SPDR Portfolio S&P 500 ETF stock logo
SPLG
SPDR Portfolio S&P 500 ETF
$12,235,596$275,024 ▼-2.2%136,3153.9%ETF
Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF stock logo
PDBC
Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
$12,134,894$5,332,783 ▲78.4%628,7513.9%ETF
XLC
Communication Services Select Sector SPDR Fund
$9,894,196$11,967,338 ▼-54.7%89,1613.1%ETF
iShares 5-10 Year Investment Grade Corporate Bond ETF stock logo
IGIB
iShares 5-10 Year Investment Grade Corporate Bond ETF
$9,477,028$1,107,650 ▲13.2%188,2233.0%ETF
iShares Core Total USD Bond Market ETF stock logo
IUSB
iShares Core Total USD Bond Market ETF
$9,117,499$2,078,843 ▲29.5%206,7932.9%ETF
HYLB
Xtrackers USD High Yield Corporate Bond ETF
$9,038,016$31,557 ▼-0.3%256,6162.9%ETF
Health Care Select Sector SPDR Fund stock logo
XLV
Health Care Select Sector SPDR Fund
$8,504,536$3,349,200 ▲65.0%50,4962.7%ETF
iShares MBS ETF stock logo
MBB
iShares MBS ETF
$8,250,865$2,002,738 ▼-19.5%92,0652.6%ETF
WisdomTree U.S. MidCap Fund stock logo
EZM
WisdomTree U.S. MidCap Fund
$8,037,292$200,377 ▲2.6%112,1902.6%ETF
ETF OPPORTUNITIES TRUST
$7,499,634$635,223 ▼-7.8%259,4672.4%SMI FULL ETF
iShares MSCI ACWI ex U.S. ETF stock logo
ACWX
iShares MSCI ACWI ex U.S. ETF
$6,966,039$3,299,754 ▲90.0%92,1192.2%ETF
Industrial Select Sector SPDR Fund stock logo
XLI
Industrial Select Sector SPDR Fund
$6,701,074$6,701,074 ▲New Holding40,1312.1%ETF
Vanguard Total International Stock ETF stock logo
VXUS
Vanguard Total International Stock ETF
$6,616,685$26,423 ▼-0.4%77,8802.1%ETF
Schwab U.S. TIPS ETF stock logo
SCHP
Schwab U.S. TIPS ETF
$6,591,976$676,550 ▲11.4%262,3152.1%ETF
Vanguard Small-Cap Value ETF stock logo
VBR
Vanguard Small-Cap Value ETF
$6,506,729$975,409 ▲17.6%28,1642.1%ETF
Invesco S&P SmallCap Momentum ETF stock logo
XSMO
Invesco S&P SmallCap Momentum ETF
$6,377,761$1,191,965 ▲23.0%78,1782.0%ETF
Invesco S&P SmallCap 600 Pure Value ETF stock logo
RZV
Invesco S&P SmallCap 600 Pure Value ETF
$6,225,603$705,380 ▲12.8%44,8622.0%ETF
iShares MSCI Global Metals & Mining Producers ETF stock logo
PICK
iShares MSCI Global Metals & Mining Producers ETF
$6,016,806$1,633,250 ▼-21.3%100,3471.9%ETF
iShares U.S. Equity Factor Rotation Active ETF stock logo
DYNF
iShares U.S. Equity Factor Rotation Active ETF
$5,671,236$310,701 ▼-5.2%81,8831.8%ETF
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$5,621,053$253,647 ▼-4.3%39,5131.8%ETF
TIDAL TRUST I
$5,469,764$2,423,826 ▼-30.7%196,5421.7%FUND GRAN US ETF
iShares J.P. Morgan USD Emerging Markets Bond ETF stock logo
EMB
iShares J.P. Morgan USD Emerging Markets Bond ETF
$5,224,663$1,773,197 ▲51.4%57,5151.7%ETF
Simplify Managed Futures Strategy ETF stock logo
CTA
Simplify Managed Futures Strategy ETF
$4,971,093$5,445,223 ▼-52.3%172,3681.6%ETF
Energy Select Sector SPDR Fund stock logo
XLE
Energy Select Sector SPDR Fund
$4,760,039$4,760,039 ▲New Holding77,3991.5%ETF
iShares Semiconductor ETF stock logo
SOXX
iShares Semiconductor ETF
$4,503,060$2,474,721 ▼-35.5%7,9191.4%ETF
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$4,473,371$352,007 ▼-7.3%19,5961.4%ETF
Invesco Dorsey Wright Technology Momentum ETF stock logo
PTF
Invesco Dorsey Wright Technology Momentum ETF
$4,088,711$1,289,584 ▼-24.0%37,5491.3%ETF
Vanguard Information Technology ETF stock logo
VGT
Vanguard Information Technology ETF
$3,864,981$2,844,792 ▼-42.4%30,7551.2%ETF
BLACKROCK ETF TRUST
$3,766,078$484,291 ▲14.8%103,6061.2%ISHA IN CTRY ETF
Vanguard Tax-Exempt Bond ETF stock logo
VTEB
Vanguard Tax-Exempt Bond ETF
$3,730,074$1,278,910 ▲52.2%78,7601.2%ETF
iShares U.S. Treasury Bond ETF stock logo
GOVT
iShares U.S. Treasury Bond ETF
$3,695,286$214,982 ▲6.2%168,9661.2%ETF
Invesco NASDAQ 100 ETF stock logo
QQQM
Invesco NASDAQ 100 ETF
$3,553,626$2,372,232 ▼-40.0%11,6651.1%ETF
Technology Select Sector SPDR Fund stock logo
XLK
Technology Select Sector SPDR Fund
$3,363,768$2,551,210 ▼-43.1%17,1841.1%ETF
SPDR Portfolio Emerging Markets ETF stock logo
SPEM
SPDR Portfolio Emerging Markets ETF
$3,362,278$738,253 ▲28.1%64,9591.1%ETF
ROUNDHILL ETF TRUST
$3,197,933$112,451 ▲3.6%52,9811.0%MEMORY ETF
BLACKROCK ETF TRUST
$2,922,863$660,275 ▲29.2%59,6990.9%ISHA LA CORE ETF
VanEck Uranium and Nuclear ETF stock logo
NLR
VanEck Uranium and Nuclear ETF
$2,802,421$22,140 ▲0.8%27,0870.9%ETF
iShares National Muni Bond ETF stock logo
MUB
iShares National Muni Bond ETF
$2,623,545$287,933 ▲12.3%25,9500.8%ETF
BLACKROCK ETF TRUST II
$2,606,503$609,917 ▲30.5%52,0260.8%ISHA GLO USD ETF
Vanguard Value ETF stock logo
VTV
Vanguard Value ETF
$2,571,568$570,667 ▼-18.2%11,9010.8%ETF
XTEN
BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF
$2,364,708$6,950 ▲0.3%55,7980.8%ETF
BLACKROCK ETF TRUST
$2,326,303$72,112 ▼-3.0%77,9070.7%ISHA SYST AL ETF
BLACKROCK ETF TRUST
$2,106,782$332,923 ▼-13.6%44,6450.7%ISHA I IN TE ETF
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$2,071,624$125,599 ▼-5.7%2,7050.7%ETF
BTHM
BlackRock Future U.S. Themes ETF
$1,835,042$72,084 ▼-3.8%41,7240.6%ETF
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$1,766,336$4,342,719 ▼-71.1%4,6380.6%ETF
GRAYSCALE BITCOIN MINI TR ET
$1,745,629$61,928 ▼-3.4%47,2430.6%SHS NEW
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$1,377,3100.0%1,8060.4%ETF
iShares Russell 1000 Growth ETF stock logo
IWF
iShares Russell 1000 Growth ETF
$1,318,2360.0%10,5240.4%ETF
GLOBAL X FDS
$1,191,507$278,531 ▼-18.9%19,8320.4%DEFENSE TECH ETF
iShares ESG Aware U.S. Aggregate Bond ETF stock logo
EAGG
iShares ESG Aware U.S. Aggregate Bond ETF
$1,080,163$25,928 ▲2.5%23,8710.3%ETF
ISHARES TR
$1,054,289$757,881 ▼-41.8%22,6680.3%LONG TERM MUNI
iShares S&P 100 ETF stock logo
OEF
iShares S&P 100 ETF
$989,969$41,647 ▼-4.0%2,5910.3%ETF
iShares ESG Aware USD Corporate Bond ETF stock logo
SUSC
iShares ESG Aware USD Corporate Bond ETF
$981,073$73,187 ▲8.1%44,7060.3%ETF
BlackRock U.S. Carbon Transition Readiness ETF stock logo
LCTU
BlackRock U.S. Carbon Transition Readiness ETF
$956,927$163,585 ▼-14.6%11,7170.3%ETF
iShares ESG Aware MSCI USA ETF stock logo
ESGU
iShares ESG Aware MSCI USA ETF
$890,378$27,856 ▼-3.0%5,3380.3%ETF
iShares MSCI USA Quality Factor ETF stock logo
QUAL
iShares MSCI USA Quality Factor ETF
$781,174$48,893 ▼-5.9%3,5150.2%ETF
SPDR Gold MiniShares Trust stock logo
GLDM
SPDR Gold MiniShares Trust
$707,734$11,670 ▲1.7%8,6120.2%ETF
iShares ESG MSCI KLD 400 ETF stock logo
DSI
iShares ESG MSCI KLD 400 ETF
$684,853$20,173 ▼-2.9%4,6850.2%ETF
iShares Flexible Income Active ETF stock logo
BINC
iShares Flexible Income Active ETF
$676,574$67,906 ▲11.2%13,3210.2%ETF
Berkshire Hathaway Inc. stock logo
BRK.B
Berkshire Hathaway
$669,531$68,198 ▲11.3%1,3450.2%Finance
Alphabet Inc. stock logo
GOOGL
Alphabet
$655,128$39,913 ▼-5.7%1,9040.2%Communication Services
Apple Inc. stock logo
AAPL
Apple
$643,062$5,661 ▼-0.9%1,9310.2%Technology
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$577,530$24,915 ▲4.5%2,3180.2%Consumer Discretionary
iShares ESG Aware 1-5 Year USD Corporate Bond ETF stock logo
SUSB
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
$541,369$16,246 ▲3.1%22,1600.2%ETF
iShares Core MSCI Emerging Markets ETF stock logo
IEMG
iShares Core MSCI Emerging Markets ETF
$529,163$356,130 ▼-40.2%6,5200.2%ETF
iShares ESG Advanced Total USD Bond Market ETF stock logo
EUSB
iShares ESG Advanced Total USD Bond Market ETF
$526,941$18,956 ▲3.7%12,6760.2%ETF
Schwab U.S. Large-Cap Value ETF stock logo
SCHV
Schwab U.S. Large-Cap Value ETF
$520,2360.0%15,6180.2%ETF
EXXONMOBIL HOLDINGS CORP
$509,896$509,896 ▲New Holding3,1330.2%COM SHS
Vanguard Growth ETF stock logo
VUG
Vanguard Growth ETF
$504,976$811 ▼-0.2%5,6040.2%ETF
iShares ESG Advanced MSCI USA ETF stock logo
USXF
iShares ESG Advanced MSCI USA ETF
$471,384$48,731 ▼-9.4%6,9260.1%ETF
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$461,149$16,954 ▼-3.5%4,7600.1%ETF
iShares U.S. Fixed Income Balanced Risk Systematic ETF stock logo
FIBR
iShares U.S. Fixed Income Balanced Risk Systematic ETF
$443,903$62,367 ▲16.3%5,2670.1%ETF
Alnylam Pharmaceuticals, Inc. stock logo
ALNY
Alnylam Pharmaceuticals
$420,445$3,701 ▼-0.9%1,7040.1%Healthcare
iShares MSCI EAFE Growth ETF stock logo
EFG
iShares MSCI EAFE Growth ETF
$418,926$5,392 ▼-1.3%3,4960.1%ETF
SPDR Portfolio Short Term Treasury ETF stock logo
SPTS
SPDR Portfolio Short Term Treasury ETF
$401,237$29,874 ▼-6.9%13,9950.1%ETF
iShares ESG Advanced MSCI EAFE ETF stock logo
DMXF
iShares ESG Advanced MSCI EAFE ETF
$400,648$120,880 ▲43.2%4,7330.1%ETF
NVIDIA Corporation stock logo
NVDA
NVIDIA
$396,696$69,656 ▲21.3%1,7370.1%Technology
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$391,093$18,513 ▼-4.5%3380.1%Healthcare
Chevron Corporation stock logo
CVX
Chevron
$373,2960.0%1,8280.1%Energy
iShares Russell Mid-Cap Value ETF stock logo
IWS
iShares Russell Mid-Cap Value ETF
$368,5770.0%2,2930.1%ETF
iShares ESG Aware MSCI EM ETF stock logo
ESGE
iShares ESG Aware MSCI EM ETF
$353,936$34,933 ▼-9.0%6,5350.1%ETF
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$352,104$6,883 ▲2.0%1,3300.1%Healthcare
iShares ESG Aware MSCI USA Value ETF stock logo
EVUS
iShares ESG Aware MSCI USA Value ETF
$323,367$17,767 ▼-5.2%8,9180.1%ETF
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$310,6490.0%9390.1%Finance
Microsoft Corporation stock logo
MSFT
Microsoft
$299,1690.0%5830.1%Technology
iShares U.S. Technology ETF stock logo
IYW
iShares U.S. Technology ETF
$295,364$53,245 ▼-15.3%1,1150.1%ETF
Vanguard FTSE Developed Markets ETF stock logo
VEA
Vanguard FTSE Developed Markets ETF
$277,9920.0%3,9370.1%ETF
Vanguard Mid-Cap Value ETF stock logo
VOE
Vanguard Mid-Cap Value ETF
$274,9150.0%1,4060.1%ETF
Broadcom Inc. stock logo
AVGO
Broadcom
$271,470$12,643 ▼-4.4%7730.1%Technology
iShares MSCI Intl Value Factor ETF stock logo
IVLU
iShares MSCI Intl Value Factor ETF
$268,363$64,550 ▼-19.4%6,2570.1%ETF
BLACKROCK ETF TRUST II
$267,575$267,575 ▲New Holding5,7040.1%ISHAR BACKE ETF
Invesco QQQ stock logo
QQQ
Invesco QQQ
$263,3580.0%3560.1%ETF
iShares TIPS Bond ETF stock logo
TIP
iShares TIPS Bond ETF
$260,620$260,620 ▲New Holding2,5050.1%ETF
iShares MSCI EAFE Value ETF stock logo
EFV
iShares MSCI EAFE Value ETF
$247,075$186,058 ▼-43.0%3,1220.1%ETF
AbbVie Inc. stock logo
ABBV
AbbVie
$246,9500.0%9440.1%Healthcare
iShares ESG Aware MSCI EAFE ETF stock logo
ESGD
iShares ESG Aware MSCI EAFE ETF
$230,317$230,317 ▲New Holding2,2350.1%ETF
Direxion Daily Technology Bull 3X ETF stock logo
TECL
Direxion Daily Technology Bull 3X ETF
$227,292$227,292 ▲New Holding9760.1%ETF

Showing largest 100 holdings. View all holdings.
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