Uptown Financial Advisors LLC Top Holdings and 13F Report (2026)

About Uptown Financial Advisors LLC

Investment Activity

Uptown Financial Advisors LLC has $140.10 million in total holdings as of September 30, 2026.
Uptown Financial Advisors LLC owns shares of 77 different stocks, but just 21 companies or ETFs make up 80% of its holdings.
Approximately 3.56% of the portfolio was purchased this quarter.
About 11.99% of the portfolio was sold this quarter.
This quarter, Uptown Financial Advisors LLC has purchased 77 new stocks and bought additional shares in 30 stocks.
Uptown Financial Advisors LLC sold shares of 21 stocks and completely divested from 6 stocks this quarter.

Largest Holdings

Vanguard Growth ETF: $17,108,419
Vanguard Mid-Cap ETF: $11,162,319
iShares Core S&P Small-Cap ETF: $10,933,659
SPDR Portfolio S&P 500 Value ETF: $10,140,597
SPDR Portfolio Emerging Markets ETF: $8,183,211

Largest New Holdings this Quarter

92204A876 - Vanguard Utilities ETF: $513,000 Holding
92206C870 - Vanguard Intermediate-Term Corporate Bond ETF: $370,015 Holding
81369Y803 - Technology Select Sector SPDR Fund: $277,182 Holding
30233Q108 - EXXONMOBIL HOLDINGS CORP: $253,402 Holding
92206C102 - Vanguard Short-Term Treasury ETF: $218,073 Holding

Largest Purchases this Quarter

Vanguard S&P 500 ETF: 1,148 shares (about $804.59K)
Vanguard Utilities ETF: 3,000 shares (about $513K)
Vanguard Intermediate-Term Corporate Bond ETF: 4,725 shares (about $370.02K)
iShares Core S&P 500 ETF: 438 shares (about $335.44K)
Vanguard Growth ETF: 3,214 shares (about $289.61K)

Largest Sales this Quarter

Utilities Select Sector SPDR Fund: 28,507 shares (about $1.12M)
NVIDIA: 4,751 shares (about $1.09M)
Microsoft: 731 shares (about $374.93K)
Cisco Systems: 1,859 shares (about $200.08K)
Energy Select Sector SPDR Fund: 3,028 shares (about $186.23K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
VUG Vanguard Growth ETF	$17,108,419	$289,614 ▲	1.7%	189,861	12.2%	ETF
VO Vanguard Mid-Cap ETF	$11,162,319	$205,461 ▲	1.9%	142,340	8.0%	ETF
IJR iShares Core S&P Small-Cap ETF	$10,933,659	$131,416 ▲	1.2%	80,370	7.8%	ETF
SPYV SPDR Portfolio S&P 500 Value ETF	$10,140,597	$95,608 ▲	1.0%	165,885	7.2%	ETF
SPEM SPDR Portfolio Emerging Markets ETF	$8,183,211	$109,058 ▲	1.4%	158,099	5.8%	ETF
BSV Vanguard Short-Term Bond ETF	$7,599,926	$53,786 ▼	-0.7%	99,475	5.4%	ETF
SPYG SPDR Portfolio S&P 500 Growth ETF	$5,863,038	$20,186 ▼	-0.3%	47,635	4.2%	ETF
SCHF Schwab International Equity ETF	$5,059,649	$83,317 ▲	1.7%	184,188	3.6%	ETF
VDE Vanguard Energy ETF	$4,317,459	$37,875 ▼	-0.9%	25,078	3.1%	ETF
VTV Vanguard Value ETF	$3,990,404	$52,940 ▼	-1.3%	18,467	2.8%	ETF
BIV Vanguard Intermediate-Term Bond ETF	$3,902,631	$60,037 ▲	1.6%	53,563	2.8%	ETF
VEA Vanguard FTSE Developed Markets ETF	$3,739,721	$9,250 ▼	-0.2%	52,963	2.7%	ETF
VSS Vanguard FTSE All-World ex-US Small-Cap ETF	$3,182,554	$62,102 ▼	-1.9%	20,499	2.3%	ETF
SPY SPDR S&P 500 ETF Trust	$3,049,983	$286,007 ▲	10.3%	3,999	2.2%	ETF
NVDA NVIDIA	$2,488,203	$1,085,035 ▼	-30.4%	10,895	1.8%	Technology
ENERGY TRANSFER L P	$2,469,154	$76,708 ▼	-3.0%	124,894	1.8%	COM UT LTD PTN
IVV iShares Core S&P 500 ETF	$2,350,394	$335,442 ▲	16.6%	3,069	1.7%	ETF
EPD Enterprise Products Partners	$1,697,101	$13,995 ▼	-0.8%	47,658	1.2%	Energy
LQD iShares iBoxx $ Investment Grade Corporate Bond ETF	$1,679,962	$16,247 ▲	1.0%	16,441	1.2%	ETF
XLU Utilities Select Sector SPDR Fund	$1,654,989	$1,124,321 ▼	-40.5%	41,962	1.2%	ETF
MSFT Microsoft	$1,636,664	$374,930 ▼	-18.6%	3,191	1.2%	Technology
BNDX Vanguard Total International Bond ETF	$1,359,773	$36,700 ▼	-2.6%	29,011	1.0%	ETF
VOO Vanguard S&P 500 ETF	$1,319,019	$804,588 ▲	156.4%	1,882	0.9%	ETF
IWM iShares Russell 2000 ETF	$1,037,641	$5,002 ▼	-0.5%	3,734	0.7%	ETF
IJH iShares Core S&P Mid-Cap ETF	$1,031,259		0.0%	14,333	0.7%	ETF
VYM Vanguard High Dividend Yield ETF	$1,014,698	$7,450 ▲	0.7%	6,538	0.7%	ETF
SPDW SPDR Portfolio Developed World ex-US ETF	$994,622	$12,904 ▼	-1.3%	19,809	0.7%	ETF
META Meta Platforms	$947,810	$24,656 ▲	2.7%	1,307	0.7%	Communication Services
JAAA Janus Henderson AAA CLO ETF	$876,210		0.0%	17,361	0.6%	ETF
VNQ Vanguard Real Estate ETF	$856,122	$4,661 ▲	0.5%	9,551	0.6%	ETF
EMXC iShares MSCI Emerging Markets ex China ETF	$833,179		0.0%	8,409	0.6%	ETF
JNK SPDR Bloomberg High Yield Bond ETF	$700,928	$24,672 ▼	-3.4%	7,557	0.5%	ETF
AVGO Broadcom	$683,767	$55,488 ▼	-7.5%	1,947	0.5%	Technology
SCHV Schwab U.S. Large-Cap Value ETF	$682,589	$4,663 ▲	0.7%	20,492	0.5%	ETF
MINT PIMCO Enhanced Short Maturity Exchange-Traded Fund	$634,666	$136,266 ▲	27.3%	6,311	0.5%	ETF
CSCO Cisco Systems	$616,505	$200,084 ▼	-24.5%	5,728	0.4%	Technology
AGG iShares Core U.S. Aggregate Bond ETF	$578,756	$19,572 ▲	3.5%	6,121	0.4%	ETF
IJS iShares S&P Small-Cap 600 Value ETF	$559,925		0.0%	4,371	0.4%	ETF
MUB iShares National Muni Bond ETF	$534,718	$23,152 ▼	-4.2%	5,289	0.4%	ETF
IEFA iShares Core MSCI EAFE ETF	$530,126	$72,576 ▲	15.9%	5,471	0.4%	ETF
AAPL Apple	$520,510		0.0%	1,562	0.4%	Technology
VGT Vanguard Information Technology ETF	$514,870		0.0%	4,097	0.4%	ETF
VPU Vanguard Utilities ETF	$513,000	$513,000 ▲	New Holding	3,000	0.4%	ETF
ABBV AbbVie	$511,932	$11,510 ▲	2.3%	1,957	0.4%	Healthcare
SCHD Schwab US Dividend Equity ETF	$490,097	$75,339 ▲	18.2%	15,066	0.3%	ETF
VWO Vanguard FTSE Emerging Markets ETF	$477,683	$5,338 ▲	1.1%	8,054	0.3%	ETF
VIG Vanguard Dividend Appreciation ETF	$474,086	$151,185 ▲	46.8%	2,032	0.3%	ETF
JNJ Johnson & Johnson	$470,708	$15,620 ▼	-3.2%	1,778	0.3%	Healthcare
TXN Texas Instruments	$454,026	$78,705 ▲	21.0%	1,621	0.3%	Technology
VBR Vanguard Small-Cap Value ETF	$433,874	$20,793 ▲	5.0%	1,878	0.3%	ETF
SCHG Schwab U.S. Large-Cap Growth ETF	$412,333		0.0%	11,476	0.3%	ETF
AXP American Express	$378,909	$36,188 ▲	10.6%	1,246	0.3%	Finance
IEMG iShares Core MSCI Emerging Markets ETF	$372,687		0.0%	4,592	0.3%	ETF
VCIT Vanguard Intermediate-Term Corporate Bond ETF	$370,015	$370,015 ▲	New Holding	4,725	0.3%	ETF
XLE Energy Select Sector SPDR Fund	$342,875	$186,229 ▼	-35.2%	5,575	0.2%	ETF
EFA iShares MSCI EAFE ETF	$337,954		0.0%	3,253	0.2%	ETF
JPM JPMorgan Chase & Co.	$326,529	$9,594 ▲	3.0%	987	0.2%	Finance
VNQI Vanguard Global ex-U.S. Real Estate ETF	$309,875	$16,244 ▲	5.5%	7,287	0.2%	ETF
WFC Wells Fargo & Company	$284,498	$49,151 ▲	20.9%	3,554	0.2%	Finance
CVX Chevron	$283,035	$8,373 ▲	3.0%	1,386	0.2%	Energy
SCHC Schwab International Small-Cap Equity ETF	$283,021	$13,480 ▼	-4.5%	5,690	0.2%	ETF
XLK Technology Select Sector SPDR Fund	$277,182	$277,182 ▲	New Holding	1,416	0.2%	ETF
GOOGL Alphabet	$267,694		0.0%	778	0.2%	Communication Services
EXXONMOBIL HOLDINGS CORP	$253,402	$253,402 ▲	New Holding	1,557	0.2%	COM SHS
AMZN Amazon.com	$251,891		0.0%	1,011	0.2%	Consumer Discretionary
NFLX Netflix	$250,488		0.0%	3,600	0.2%	Communication Services
BSL Blackstone Senior Floating Rate 2027 Term Fund	$224,294		0.0%	17,320	0.2%	Finance
NAD Nuveen Quality Municipal Income Fund	$221,932		0.0%	21,930	0.2%	Finance
SPMD SPDR Portfolio S&P 400 Mid Cap ETF	$221,460		0.0%	3,513	0.2%	ETF
VGSH Vanguard Short-Term Treasury ETF	$218,073	$218,073 ▲	New Holding	3,788	0.2%	ETF
KMI Kinder Morgan	$212,467	$2,864 ▲	1.4%	7,047	0.2%	Energy
SPSB SPDR Portfolio Short Term Corporate Bond ETF	$210,533		0.0%	7,115	0.2%	ETF
PSX Phillips 66	$204,248	$204,248 ▲	New Holding	800	0.1%	Energy
CAT Caterpillar	$202,698		0.0%	250	0.1%	Industrials
SUB iShares Short-Term National Muni Bond ETF	$202,285		0.0%	1,935	0.1%	ETF
JBBB Janus Henderson B-BBB CLO ETF	$201,351		0.0%	4,265	0.1%	ETF
NEA Nuveen AMT-Free Quality Municipal Income Fund	$114,415		0.0%	11,499	0.1%	Finance
QQQ Invesco QQQ	$0	$11,953,245 ▼	-100.0%	0	0.0%	ETF
SPACE EXPLORATION TECHN CORP	$0	$518,048 ▼	-100.0%	0	0.0%	CLASS A COM STK
TSLA Tesla	$0	$214,085 ▼	-100.0%	0	0.0%	Consumer Discretionary
XOM ExxonMobil	$0	$209,455 ▼	-100.0%	0	0.0%	Energy
IBM International Business Machines	$0	$208,939 ▼	-100.0%	0	0.0%	Technology
MIDD Middleby	$0	$206,412 ▼	-100.0%	0	0.0%	Industrials

Showing largest 100 holdings. View all holdings.

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Uptown Financial Advisors LLC Top Holdings and 13F Report (2026)

About Uptown Financial Advisors LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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Uptown Financial Advisors LLC Top Holdings and 13F Report (2026)

About Uptown Financial Advisors LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofUptown Financial Advisors LLC

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools