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FT Vest U.S. Equity Moderate Buffer ETF - November (GNOV) Institutional Ownership

$43.17 0.00 (0.00%)
As of 10/13/2026 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for FT Vest U.S. Equity Moderate Buffer ETF - November (BATS:GNOV)

Number of
Institutional Buyers
(last 12 months)
52
Total
Institutional Inflows
(last 12 months)
$39.63M
Number of
Institutional Sellers
(last 12 months)
38
Total
Institutional Outflows
(last 12 months)
$38.49M
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GNOV Institutional Buying and Selling by Quarter

FT Vest U.S. Equity Moderate Buffer ETF - November Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/13/2026NorthCrest Asset Manangement LLC18,500$797K0.0%-13.5%0.247%
10/8/2026Farther Finance Advisors LLC24,312$1.04M0.0%-21.7%0.324%
10/8/2026CoreCap Advisors LLC10,194$436K0.0%+8.6%0.136%
10/8/2026Avidian Wealth Enterprises LLC8,829$378K0.0%N/A0.118%
9/23/2026Envestnet Asset Management Inc.93,724$3.92M0.0%-18.7%1.250%
9/11/2026Bullseye Investment Management LLC600$25K0.0%N/A0.008%
9/9/2026NewEdge Advisors LLC37,233$1.56M0.0%-1.3%0.496%
9/9/2026IFP Advisors Inc2,600$109K0.0%N/A0.035%
9/2/2026Citadel Advisors LLC24,822$1.04M0.0%+120.1%0.331%
8/26/2026Schulz Wealth LTD.90,959$3.80M2.0%N/A1.213%
8/23/2026Ameritas Advisory Services LLC7,088$296K0.0%N/A0.095%
8/22/2026Concurrent Investment Advisors LLC54,113$2.26M0.0%-13.5%0.722%
7/10/2026Bay Colony Advisory Group Inc d b a Bay Colony Advisors10,178$425K0.0%-12.6%0.136%
5/19/2026Cornerstone Wealth LLC TN5,300$216K0.1%N/A0.071%
5/18/2026Sunbelt Securities Inc.12,981$505K0.0%-7.7%0.173%
5/18/2026Royal Bank of Canada5,030$196K0.0%-66.8%0.067%
5/13/2026Cetera Investment Advisers340,216$13.25M0.0%-0.6%4.536%
5/5/2026Sigma Planning Corp36,982$1.44M0.0%+1.0%0.493%
5/4/2026Uptick Partners LLC50,520$1.97M0.4%-1.8%0.674%
4/30/2026Kestra Advisory Services LLC249,590$9.72M0.0%+6.1%3.328%
4/22/2026Janney Montgomery Scott LLC22,991$895K0.0%-86.5%0.307%
4/20/2026Kestra Private Wealth Services LLC24,662$960K0.0%-9.2%0.329%
4/17/2026Brookstone Capital Management10,735$418K0.0%+64.0%0.143%
4/16/2026Founders Financial Securities LLC42,288$1.69M0.1%+14.3%0.564%
3/17/2026Rockefeller Capital Management L.P.3,030$120K0.0%+471.7%0.040%
2/20/2026Sunbelt Securities Inc.14,069$559K0.0%+167.7%0.179%
2/19/2026BFI Wealth Solutions LLC5,700$226K0.2%N/A0.072%
2/18/2026NewEdge Advisors LLC37,733$1.50M0.0%+10.0%0.479%
2/17/2026Cetera Investment Advisers342,205$13.59M0.0%+3.5%4.343%
2/17/2026Osaic Holdings Inc.301,483$11.98M0.0%+7.6%3.826%
2/17/2026Royal Bank of Canada15,145$602K0.0%+167.7%0.192%
2/16/2026MML Investors Services LLC30,327$1.21M0.0%+222.0%0.385%
2/16/2026Mariner LLC6,175$245K0.0%-12.7%0.078%
2/13/2026CreativeOne Wealth LLC9,795$389K0.0%N/A0.124%
2/13/2026Kestra Advisory Services LLC235,183$9.34M0.0%+21.3%2.985%
2/13/2026Arkadios Wealth Advisors6,450$256K0.0%N/A0.082%
2/12/2026Jane Street Group LLC19,495$774K0.0%N/A0.247%
2/12/2026Insigneo Advisory Services LLC6,472$257K0.0%N/A0.082%
2/12/2026Commonwealth Equity Services LLC419,428$16.66M0.0%+7.6%5.323%
2/12/2026Wood Tarver Financial Group LLC9,274$368K0.1%+48.4%0.118%
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2/12/2026Steward Partners Investment Advisory LLC28,375$1.13M0.0%+1,161.1%0.360%
2/11/2026Janney Montgomery Scott LLC169,798$6.74M0.0%+705.7%2.155%
2/11/2026LPL Financial LLC128,732$5.11M0.0%+57.2%1.634%
2/10/2026Evolution Wealth Management Inc.2,614$104K0.1%N/A0.033%
2/10/2026Founders Financial Securities LLC36,993$1.47M0.1%+10.6%0.469%
2/10/2026Foundations Investment Advisors LLC29,819$1.18M0.0%-3.2%0.378%
2/9/2026Integrity Alliance LLC.14,668$583K0.0%N/A0.186%
2/9/2026Harbour Investments Inc.5,864$233K0.0%+605.7%0.074%
2/6/2026Americana Partners LLC131,658$5.23M0.1%N/A1.671%
2/6/2026Ignite Planners LLC24,094$962K0.1%-41.1%0.306%
2/6/2026Larson Financial Group LLC1,900$75K0.0%N/A0.024%
2/5/2026Sequent Planning LLC6,852$272K0.1%+18.8%0.087%
2/5/2026Schulz Wealth LTD.97,716$3.88M2.5%-3.2%1.240%
2/3/2026Anfield Capital Management LLC31,453$1.25M0.4%-5.8%0.402%
2/3/2026International Assets Investment Management LLC5,730$228K0.0%N/A0.073%
2/3/2026FSB Premier Wealth Management Inc.55,852$2.22M0.7%-4.2%0.714%
2/3/2026MGO One Seven LLC9,576$380K0.0%N/A0.122%
2/3/2026AssuredPartners Investment Advisors LLC53,713$2.13M0.3%-1.0%0.687%
2/3/2026American Financial Advisors LLC8,453$336K0.0%-3.6%0.108%
2/2/2026Truist Financial Corp45,441$1.81M0.0%+10.9%0.581%
2/2/2026Grantvest Financial Group LLC6,439$256K0.2%-9.7%0.082%
2/2/2026Fifth Third Bancorp1,428$57K0.0%N/A0.018%
2/2/2026Mutual Advisors LLC10,582$420K0.0%N/A0.135%
2/2/2026Uptick Partners LLC51,424$2.04M0.4%-3.1%0.658%
1/30/2026Secured Retirement Advisors LLC27,301$1.08M0.6%-14.8%0.348%
1/30/2026Sigma Planning Corp36,624$1.46M0.0%N/A0.467%
1/29/2026Comprehensive Financial Consultants Institutional Inc.94,306$3.75M1.1%-14.3%1.197%
1/29/2026Kestra Private Wealth Services LLC27,162$1.08M0.0%-1.8%0.345%
1/29/2026Sanctuary Advisors LLC6,364$253K0.0%-11.7%0.081%
1/29/2026Concurrent Investment Advisors LLC40,778$1.62M0.0%+31.4%0.517%
1/28/2026Milestone Asset Management LLC131,378$5.22M1.0%+4.9%1.667%
1/26/2026CWM LLC14,140$562K0.0%+118.6%0.179%
1/23/2026Pinnacle Wealth Management Group Inc.96,420$3.83M1.9%N/A1.224%
1/23/2026DHJJ Financial Advisors Ltd.4,378$174K0.1%+6.2%0.056%
1/20/2026Stratos Wealth Advisors LLC18,225$724K0.0%+66.2%0.231%
1/15/2026Brookstone Capital Management6,547$260K0.0%N/A0.083%
1/13/2026CoreCap Advisors LLC9,270$368K0.0%+4.4%0.118%
1/9/2026First Heartland Consultants Inc.5,420$215K0.0%N/A0.069%
1/8/2026Wealth Enhancement Advisory Services LLC5,433$221K0.0%+26.5%0.069%
1/8/2026NorthCrest Asset Manangement LLC22,465$893K0.0%+70.2%0.286%
1/5/2026 Noble Wealth Management PBC2,326$92K0.0%-16.0%0.030%
11/17/2025Mariner LLC7,075$269K0.0%-4.4%0.113%
11/17/2025Citadel Advisors LLC5,622$214K0.0%N/A0.090%
11/14/2025Raymond James Financial Inc.870,564$33.12M0.0%-4.0%13.929%
11/13/2025Sequent Planning LLC5,770$220K0.1%-5.0%0.092%
11/12/2025Per Stirling Capital Management LLC.85,895$3.27M0.4%-2.2%1.374%
11/12/2025Anfield Capital Management LLC33,380$1.27M0.4%-5.3%0.534%
11/10/2025MAI Capital Management9,888$376K0.0%-48.8%0.158%
11/6/2025Ameritas Advisory Services LLC1,432$54K0.0%-44.9%0.023%
11/6/2025Stratos Wealth Advisors LLC10,968$417K0.0%-21.7%0.175%
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11/6/2025REAP Financial Group LLC29,673$1.13M0.2%-1.1%0.475%
11/5/2025Envestnet Asset Management Inc.60,527$2.30M0.0%+2.9%0.968%
11/4/2025IMC Chicago LLC18,266$695K0.0%N/A0.292%
11/4/2025Uptick Partners LLC53,090$2.02M0.5%-1.2%0.849%
11/3/2025Truist Financial Corp40,959$1.56M0.0%-1.5%0.655%
10/31/2025FSB Premier Wealth Management Inc.58,306$2.22M0.7%-2.9%0.937%
10/29/2025NorthCrest Asset Manangement LLC13,201$503K0.0%+74.6%0.212%
10/29/2025Wealth Enhancement Advisory Services LLC4,294$164K0.0%-56.8%0.069%
10/27/2025LVZ Inc.5,300$202K0.0%N/A0.085%
10/27/2025Concurrent Investment Advisors LLC31,023$1.18M0.0%-1.7%0.499%


GNOV Institutional Ownership - Frequently Asked Questions

During the previous two years, 111 institutional investors and hedge funds held shares of FT Vest U.S. Equity Moderate Buffer ETF - November. The most heavily invested institutionals were Raymond James Financial Inc. ($33.12M), Raymond James & Associates ($24.96M), Commonwealth Equity Services LLC ($16.66M), Cetera Investment Advisers ($13.25M), Osaic Holdings Inc. ($11.98M), Kestra Advisory Services LLC ($9.72M), and Legacy CG LLC ($6.63M).Learn more on FT Vest U.S. Equity Moderate Buffer ETF - November's institutional investors.

Of the 102 institutional investors that purchased FT Vest U.S. Equity Moderate Buffer ETF - November's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($2.41M), Americana Partners LLC ($358.34K), Cetera Investment Advisers ($194.58K), Commonwealth Equity Services LLC ($190.17K), Legacy CG LLC ($189.48K), Janney Montgomery Scott LLC ($170.15K), and Comprehensive Financial Consultants Institutional Inc. ($120.01K).

Institutional investors have bought a total of 991,395 shares in the last 24 months. This purchase volume represents approximately $39.63M in transactions.

Of the 38 institutional investors that sold FT Vest U.S. Equity Moderate Buffer ETF - November's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Gries Financial LLC ($612.81K), Janney Montgomery Scott LLC ($146.81K), Commonwealth Equity Services LLC ($43.09K), Raymond James Financial Inc. ($36.52K), Envestnet Asset Management Inc. ($21.60K), Comprehensive Financial Consultants Institutional Inc. ($17.61K), and Ignite Planners LLC ($16.78K).

Institutional investors have sold a total of 1,002,772 shares in the last 24 months. This volume of shares sold represents approximately $38.49M in transactions.


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Institutional ownership data for BATS:GNOV is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/13/2026. New 13F filings are added each quarter as they're published.
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