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First Trust Small Cap Growth AlphaDEX Fund (FYC) Institutional Ownership

First Trust Small Cap Growth AlphaDEX Fund logo
$73.08 -1.83 (-2.44%)
Closing price 05/21/2025 03:59 PM Eastern
Extended Trading
$73.04 -0.03 (-0.05%)
As of 04:00 AM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.

Institutional Ownership Changes (13F Filings) for First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC)

Number of
Institutional Buyers
(last 12 months)
76
Total
Institutional Inflows
(last 12 months)
$124.63M
Number of
Institutional Sellers
(last 12 months)
35
Total
Institutional Outflows
(last 12 months)
$20.58M
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FYC Institutional Buying and Selling by Quarter

First Trust Small Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/21/2025 Geneos Wealth Management Inc.8,377$576K0.0%+2.8%0.144%
5/19/2025 Jane Street Group LLC14,131$972K0.0%-61.7%0.246%
5/16/2025 Ashton Thomas Private Wealth LLC21,243$1.46M0.1%+286.2%0.369%
5/16/2025 Goldman Sachs Group Inc.37,546$2.58M0.0%-53.5%0.653%
5/16/2025 Jones Financial Companies Lllp50,739$3.49M0.0%+1,369.4%0.882%
5/15/2025 Royal Bank of Canada130,645$8.99M0.0%-1.2%2.272%
5/15/2025 Baird Financial Group Inc.3,824$263K0.0%-34.0%0.067%
5/14/2025 Comerica Bank3,725$256K0.0%+8.6%0.065%
5/14/2025 Northwestern Mutual Wealth Management Co.873$60K0.0%+102.6%0.015%
5/14/2025 Kestra Advisory Services LLC17,168$1.18M0.0%+0.8%0.299%
5/14/2025 Capital Analysts LLC590$41K0.0%N/A0.010%
5/13/2025 Raymond James Financial Inc.129,404$8.90M0.0%-3.7%2.251%
5/12/2025 Benjamin Edwards Inc.20,817$1.43M0.0%-53.2%0.362%
5/9/2025 Atria Wealth Solutions Inc.3,805$262K0.0%+22.8%0.066%
5/9/2025 PNC Financial Services Group Inc.58,953$4.06M0.0%+11.3%1.025%
5/8/2025 MONECO Advisors LLC14,496$997K0.1%-8.2%0.252%
5/8/2025 US Bancorp DE20,277$1.40M0.0%-5.8%0.353%
5/8/2025 Harbour Investments Inc.20,267$1.39M0.0%+417.4%0.352%
5/8/2025 Marshall Investment Management LLC35,453$2.44M1.5%-46.6%0.617%
5/7/2025 LPL Financial LLC592,006$40.73M0.0%+3.2%10.296%
5/7/2025 Bedel Financial Consulting Inc.71,104$4.95M0.7%+32.6%1.237%
5/6/2025 Cetera Investment Advisers154,934$10.66M0.0%+41.2%2.695%
5/5/2025 Montag A & Associates Inc.500$34K0.0%N/A0.009%
5/5/2025 IFP Advisors Inc87,236$6.00M0.2%-4.0%1.517%
5/5/2025 OneAscent Financial Services LLC5,562$383K0.0%N/A0.097%
5/5/2025 Willner & Heller LLC7,010$482K0.4%-6.5%0.122%
5/2/2025 Independent Wealth Network Inc.7,977$549K0.2%+4.2%0.139%
5/2/2025 Kingsview Wealth Management LLC75,809$5.22M0.1%-11.7%1.318%
5/1/2025 MTM Investment Management LLC16,503$1.14M0.4%-1.4%0.287%
5/1/2025 CWM LLC954$66K0.0%-25.5%0.017%
4/30/2025 Stratos Wealth Partners LTD.3,133$216K0.0%+7.8%0.054%
4/30/2025 49 Wealth Management LLC3,369$232K0.0%-9.8%0.059%
4/29/2025 Envestnet Asset Management Inc.80,600$5.55M0.0%+33.6%1.402%
4/29/2025 Concurrent Investment Advisors LLC100,194$6.89M0.2%+17.2%1.743%
4/29/2025 OneDigital Investment Advisors LLC5,389$371K0.0%+38.7%0.094%
4/28/2025 Private Trust Co. NA1,860$128K0.0%-25.2%0.032%
4/25/2025 G&S Capital LLC14,292$983K0.4%+2.1%0.253%
4/25/2025 New Wave Wealth Advisors LLC97,444$6.70M3.0%-20.3%1.725%
4/24/2025 Golden State Wealth Management LLC5,357$369K0.1%N/A0.095%
4/24/2025 Vista Investment Partners II LLC7,494$516K0.3%N/A0.133%
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4/23/2025 Sylvest Advisors LLC7,313$503K0.3%+13.7%0.128%
4/23/2025 Pinnacle Bancorp Inc.2,826$194K0.1%+15.9%0.050%
4/23/2025 Golden State Wealth Management LLC10,714$737K0.1%N/A0.188%
4/23/2025 Moneywise Inc.29,221$2.01M1.1%-7.4%0.513%
4/22/2025 Brueske Advisory Services LLC96,179$6.62M6.3%-10.1%1.687%
4/22/2025 Cambridge Investment Research Advisors Inc.34,508$2.37M0.0%-59.3%0.605%
4/22/2025 Nilsine Partners LLC8,410$579K0.1%+10.0%0.148%
4/22/2025 World Equity Group Inc.5,925$412K0.1%N/A0.104%
4/21/2025 Clear Point Advisors Inc.7,886$543K0.5%-6.6%0.138%
4/21/2025 HFG Advisors Inc.20,658$1.42M1.2%+1.9%0.362%
4/21/2025 Dunhill Financial LLC7,176$494K0.2%-48.7%0.126%
4/18/2025 Cornerstone Wealth Management LLC3,248$223K0.0%-6.0%0.057%
4/17/2025 Janney Montgomery Scott LLC11,650$802K0.0%+65.5%0.203%
4/15/2025 Strategic Equity Management10,000$688K0.3%-11.1%0.174%
4/14/2025 Wedmont Private Capital7,624$493K0.0%N/A0.133%
4/10/2025 Eclectic Associates Inc. ADV135,863$9.35M2.5%+6.0%2.342%
3/17/2025 Wealth Enhancement Advisory Services LLC4,519$350K0.0%N/A0.075%
3/6/2025 Plotkin Financial Advisors LLC2,583$200K0.1%N/A0.043%
2/19/2025 Richmond Investment Services LLC45,997$3.56M2.0%N/A0.767%
2/17/2025 Fiduciary Trust Co2,621$203K0.0%N/A0.044%
2/17/2025 Dunhill Financial LLC13,985$1.08M0.5%+93.5%0.233%
2/17/2025 Cetera Investment Advisers109,730$8.50M0.0%+27.8%1.829%
2/17/2025Blue Capital Inc.8,417$652K0.5%N/A0.140%
2/17/2025 Citadel Advisors LLC27,579$2.14M0.0%N/A0.460%
2/17/2025 Baird Financial Group Inc.5,797$449K0.0%+27.4%0.097%
2/17/2025 Bank of America Corp DE132,219$10.24M0.0%+2.8%2.204%
2/17/2025 Benjamin Edwards Inc.44,440$3.45M0.0%-6.2%0.741%
2/17/2025 Ameriprise Financial Inc.6,268$485K0.0%N/A0.104%
2/14/2025 Jane Street Group LLC36,859$2.85M0.0%N/A0.614%
2/14/2025 Comerica Bank3,429$266K0.0%+169.2%0.057%
2/14/2025 Fischer Investment Strategies LLC51,020$3.95M3.1%N/A0.850%
2/14/2025 Stifel Financial Corp52,126$4.04M0.0%+3.0%0.869%
2/14/2025 OneDigital Investment Advisors LLC3,884$301K0.0%N/A0.065%
2/14/2025 Tower Research Capital LLC TRC 2,566$199K0.0%+3,367.6%0.043%
2/14/2025 First Trust Advisors LP250,691$19.41M0.0%-0.7%4.178%
2/14/2025 Concourse Financial Group Securities Inc.405$32K0.0%N/A0.007%
2/13/2025 Synovus Financial Corp2,761$214K0.0%N/A0.046%
2/13/2025 Envestnet Asset Management Inc.60,311$4.67M0.0%+12.7%1.005%
2/13/2025 Wells Fargo & Company MN410,264$31.77M0.0%+60.2%6.838%
2/12/2025 JPMorgan Chase & Co.397$31K0.0%N/A0.007%
2/11/2025 LPL Financial LLC573,829$44.43M0.0%+7.0%9.564%
2/10/2025 Harbour Investments Inc.3,917$303K0.0%+9.4%0.065%
2/10/2025 Commonwealth Equity Services LLC14,355$1.11M0.0%+38.8%0.239%
2/10/2025 Farther Finance Advisors LLC14,671$1.14M0.0%+122.9%0.245%
2/7/2025 HighTower Advisors LLC3,406$264K0.0%N/A0.057%
2/7/2025 Independent Advisor Alliance80,454$6.23M0.1%N/A1.341%
2/7/2025 Strategic Equity Management11,245$871K0.4%-19.2%0.187%
2/7/2025 PNC Financial Services Group Inc.52,961$4.10M0.0%+4.8%0.883%
2/7/2025 Ashton Thomas Private Wealth LLC5,500$426K0.0%N/A0.092%
2/6/2025 Raymond James Financial Inc.134,427$10.41M0.0%N/A2.240%
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2/6/2025 Steward Partners Investment Advisory LLC16,859$1.31M0.0%-2.0%0.281%
2/6/2025 Bedel Financial Consulting Inc.53,636$4.32M0.6%+5.2%0.894%
2/6/2025 Jones Financial Companies Lllp3,453$267K0.0%+12.4%0.058%
2/5/2025 US Bancorp DE21,536$1.67M0.0%-3.0%0.359%
2/5/2025 Private Trust Co. NA2,488$193K0.0%+20.7%0.041%
2/5/2025 Brueske Advisory Services LLC107,001$8.29M7.4%N/A1.783%
2/5/2025 Oppenheimer & Co. Inc.5,409$419K0.0%N/A0.090%
2/4/2025 IFP Advisors Inc90,909$7.04M0.2%-2.3%1.515%
2/4/2025 MONECO Advisors LLC15,799$1.22M0.1%-13.8%0.263%
2/4/2025 Marshall Investment Management LLC66,330$4.93M2.9%N/A1.106%
(Data available from 1/1/2016 forward)

FYC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYC shares?

During the previous two years, 103 institutional investors and hedge funds held shares of First Trust Small Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($40.73M), Wells Fargo & Company MN ($31.77M), First Trust Advisors LP ($19.41M), J Arnold Wealth Management Co ($13.14M), Cetera Investment Advisers ($10.66M), Bank of America Corp DE ($10.24M), and Eclectic Associates Inc. ADV ($9.35M).Learn more on FYC's institutional investors.

Which institutional investors have been buying First Trust Small Cap Growth AlphaDEX Fund stock?

Of the 89 institutional investors that purchased First Trust Small Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($350.93K), J Arnold Wealth Management Co ($208.88K), Wells Fargo & Company MN ($154.10K), Eclectic Associates Inc. ADV ($135.86K), Raymond James Financial Inc. ($134.43K), Cetera Investment Advisers ($125.98K), and LPL Financial LLC ($110.65K).

How much institutional buying is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 2,518,248 shares in the last 24 months. This purchase volume represents approximately $176.89M in transactions.

Which First Trust Small Cap Growth AlphaDEX Fund major shareholders have been selling company stock?

Of the 50 institutional investors that sold First Trust Small Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Services Advisors Inc. ($156.09K), LPL Financial LLC ($54.64K), Cambridge Investment Research Advisors Inc. ($54.06K), Goldman Sachs Group Inc. ($43.18K), MONECO Advisors LLC ($41.45K), IAG Wealth Partners LLC ($40.54K), and Marshall Investment Management LLC ($30.88K).

How much institutional selling is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 639,203 shares in the last 24 months. This volume of shares sold represents approximately $41.73M in transactions.



This page (NASDAQ:FYC) was last updated on 5/22/2025 by MarketBeat.com Staff
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