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First Trust Small Cap Growth AlphaDEX Fund (FYC) Institutional Ownership

First Trust Small Cap Growth AlphaDEX Fund logo
$92.27 +2.57 (+2.87%)
Closing price 10/13/2025 03:58 PM Eastern
Extended Trading
$92.24 -0.02 (-0.03%)
As of 10/13/2025 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC)

Number of
Institutional Buyers
(last 12 months)
85
Total
Institutional Inflows
(last 12 months)
$149.56M
Number of
Institutional Sellers
(last 12 months)
42
Total
Institutional Outflows
(last 12 months)
$26.72M
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FYC Institutional Buying and Selling by Quarter

First Trust Small Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/9/2025 Redhawk Wealth Advisors Inc.63,573$5.77M0.7%N/A0.971%
10/9/2025 Eclectic Associates Inc. ADV150,002$13.61M2.5%+4.4%2.290%
10/7/2025 Nova Wealth Management Inc.4,345$394K0.3%N/A0.066%
9/4/2025Osaic Holdings Inc.39,081$3.11M0.0%+17.8%0.686%
8/18/2025Geneos Wealth Management Inc.12,956$1.03M0.0%+54.7%0.227%
8/15/2025Tower Research Capital LLC TRC 4,766$379K0.0%-23.0%0.084%
8/15/2025Equitable Holdings Inc.58,012$4.62M0.0%+8.9%1.018%
8/15/2025MML Investors Services LLC6,931$552K0.0%-12.2%0.122%
8/15/2025Great Valley Advisor Group Inc.2,645$211K0.0%-12.2%0.046%
8/15/2025Benjamin Edwards Inc.5,662$451K0.0%-72.8%0.099%
8/15/2025Bank of America Corp DE246,143$19.59M0.0%+92.8%4.318%
8/14/2025Raymond James Financial Inc.129,114$10.28M0.0%-0.2%2.265%
8/14/2025NewEdge Advisors LLC3,990$318K0.0%-9.0%0.070%
8/13/2025Proactive Wealth Strategies LLC9,464$753K0.4%N/A0.166%
8/13/2025Gateway Wealth Partners LLC8,061$642K0.1%-14.4%0.141%
8/13/2025First Trust Advisors LP254,884$20.28M0.0%+2.8%4.472%
8/13/2025Twin Peaks Wealth Advisors LLC818$68K0.0%N/A0.014%
8/13/2025Northwestern Mutual Wealth Management Co.5,104$406K0.0%+484.7%0.090%
8/12/2025Richmond Investment Services LLC136,207$10.84M2.3%+103.8%2.390%
8/12/2025Financial Advocates Investment Management3,523$280K0.0%-11.2%0.062%
8/12/2025Steward Partners Investment Advisory LLC15,711$1.25M0.0%-6.8%0.276%
8/12/2025Ameritas Investment Partners Inc.10,245$815K0.0%+13.5%0.180%
8/11/2025Plotkin Financial Advisors LLC2,583$206K0.1%N/A0.045%
8/11/2025Western Wealth Management LLC8,131$647K0.0%+4.2%0.143%
8/8/2025MTM Investment Management LLC15,753$1.25M0.4%-4.5%0.276%
8/8/2025Kingsview Wealth Management LLC74,287$5.91M0.1%-2.0%1.303%
8/8/2025Cetera Investment Advisers191,383$15.23M0.0%+23.5%3.358%
8/8/2025Creative Planning2,532$202K0.0%N/A0.044%
8/8/2025PNC Financial Services Group Inc.54,448$4.33M0.0%-7.6%0.955%
8/7/202549 Wealth Management LLC3,046$242K0.0%-9.6%0.053%
8/6/2025Prospera Financial Services Inc5,786$460K0.0%-3.3%0.102%
8/6/2025Summit Investment Advisors Inc.9,025$621K0.5%N/A0.158%
8/6/2025Golden State Wealth Management LLC1,790$142K0.0%-66.6%0.031%
8/5/2025HFG Advisors Inc.21,947$1.75M1.4%+6.2%0.385%
8/4/2025Atria Investments Inc17,133$1.36M0.0%+208.0%0.301%
8/1/2025Ashton Thomas Private Wealth LLC2,991$238K0.0%-85.9%0.052%
8/1/2025Envestnet Asset Management Inc.61,512$4.90M0.0%-23.7%1.079%
7/29/2025Stratos Wealth Partners LTD.4,193$334K0.0%+33.8%0.074%
7/29/2025Private Trust Co. NA2,244$179K0.0%+20.6%0.039%
7/28/2025Harbour Investments Inc.19,622$1.56M0.0%-3.2%0.344%
7/25/2025Atria Wealth Solutions Inc.4,214$335K0.0%+10.7%0.073%
7/25/2025Concurrent Investment Advisors LLC99,235$7.90M0.2%-1.0%1.726%
7/24/2025US Bancorp DE20,463$1.63M0.0%+0.9%0.359%
7/22/2025Willner & Heller LLC7,352$585K0.5%+4.9%0.129%
7/21/2025Ameritas Advisory Services LLC1,848$147K0.0%N/A0.032%
7/18/2025New Wave Wealth Advisors LLC95,441$7.60M3.2%-2.1%1.631%
7/18/2025Brueske Advisory Services LLC89,808$7.15M4.9%-6.6%1.535%
7/18/2025Truist Financial Corp5,179$412K0.0%+29.6%0.089%
7/17/2025 Eclectic Associates Inc. ADV143,687$11.43M2.5%+5.8%2.456%
7/17/2025Janney Montgomery Scott LLC18,804$1.50M0.0%+61.4%0.321%
7/17/2025Wagner Wealth Management LLC2,737$218K0.0%-8.9%0.047%
7/16/2025Independent Wealth Network Inc.8,163$650K0.2%+2.3%0.140%
7/16/2025Moneywise Inc.26,188$2.08M1.0%-10.4%0.448%
7/16/2025Sylvest Advisors LLC7,878$627K0.4%+7.7%0.135%
5/21/2025Geneos Wealth Management Inc.8,377$576K0.0%+2.8%0.144%
5/19/2025Jane Street Group LLC14,131$972K0.0%-61.7%0.246%
5/16/2025Ashton Thomas Private Wealth LLC21,243$1.46M0.1%+286.2%0.369%
5/16/2025Goldman Sachs Group Inc.37,546$2.58M0.0%-53.5%0.653%
5/16/2025Jones Financial Companies Lllp50,739$3.49M0.0%+1,369.4%0.882%
5/15/2025Royal Bank of Canada130,645$8.99M0.0%-1.2%2.272%
5/15/2025Baird Financial Group Inc.3,824$263K0.0%-34.0%0.067%
5/14/2025Comerica Bank3,725$256K0.0%+8.6%0.065%
5/14/2025Northwestern Mutual Wealth Management Co.873$60K0.0%+102.6%0.015%
5/14/2025Kestra Advisory Services LLC17,168$1.18M0.0%+0.8%0.299%
5/14/2025Capital Analysts LLC590$41K0.0%N/A0.010%
5/13/2025Raymond James Financial Inc.129,404$8.90M0.0%-3.7%2.251%
5/12/2025Benjamin Edwards Inc.20,817$1.43M0.0%-53.2%0.362%
5/9/2025Atria Wealth Solutions Inc.3,805$262K0.0%+22.8%0.066%
5/9/2025PNC Financial Services Group Inc.58,953$4.06M0.0%+11.3%1.025%
5/8/2025MONECO Advisors LLC14,496$997K0.1%-8.2%0.252%
5/8/2025US Bancorp DE20,277$1.40M0.0%-5.8%0.353%
5/8/2025Harbour Investments Inc.20,267$1.39M0.0%+417.4%0.352%
5/8/2025Marshall Investment Management LLC35,453$2.44M1.5%-46.6%0.617%
5/7/2025LPL Financial LLC592,006$40.73M0.0%+3.2%10.296%
5/7/2025Bedel Financial Consulting Inc.71,104$4.95M0.7%+32.6%1.237%
5/6/2025Cetera Investment Advisers154,934$10.66M0.0%+41.2%2.695%
5/5/2025Montag A & Associates Inc.500$34K0.0%N/A0.009%
5/5/2025IFP Advisors Inc87,236$6.00M0.2%-4.0%1.517%
5/5/2025OneAscent Financial Services LLC5,562$383K0.0%N/A0.097%
5/5/2025Willner & Heller LLC7,010$482K0.4%-6.5%0.122%
5/2/2025Independent Wealth Network Inc.7,977$549K0.2%+4.2%0.139%
5/2/2025Kingsview Wealth Management LLC75,809$5.22M0.1%-11.7%1.318%
5/1/2025MTM Investment Management LLC16,503$1.14M0.4%-1.4%0.287%
5/1/2025CWM LLC954$66K0.0%-25.5%0.017%
4/30/2025Stratos Wealth Partners LTD.3,133$216K0.0%+7.8%0.054%
4/30/202549 Wealth Management LLC3,369$232K0.0%-9.8%0.059%
4/29/2025Envestnet Asset Management Inc.80,600$5.55M0.0%+33.6%1.402%
4/29/2025Concurrent Investment Advisors LLC100,194$6.89M0.2%+17.2%1.743%
4/29/2025OneDigital Investment Advisors LLC5,389$371K0.0%+38.7%0.094%
4/28/2025Private Trust Co. NA1,860$128K0.0%-25.2%0.032%
4/25/2025G&S Capital LLC14,292$983K0.4%+2.1%0.253%
4/25/2025New Wave Wealth Advisors LLC97,444$6.70M3.0%-20.3%1.725%
4/24/2025Golden State Wealth Management LLC5,357$369K0.1%N/A0.095%
4/24/2025Vista Investment Partners II LLC7,494$516K0.3%N/A0.133%
4/23/2025Sylvest Advisors LLC7,313$503K0.3%+13.7%0.128%
4/23/2025Pinnacle Bancorp Inc.2,826$194K0.1%+15.9%0.050%
4/23/2025Golden State Wealth Management LLC10,714$737K0.1%N/A0.188%
4/23/2025Moneywise Inc.29,221$2.01M1.1%-7.4%0.513%
4/22/2025Brueske Advisory Services LLC96,179$6.62M6.3%-10.1%1.687%
4/22/2025Cambridge Investment Research Advisors Inc.34,508$2.37M0.0%-59.3%0.605%
(Data available from 1/1/2016 forward)

FYC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYC shares?

During the previous two years, 115 institutional investors and hedge funds held shares of First Trust Small Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($40.73M), Wells Fargo & Company MN ($31.77M), First Trust Advisors LP ($20.28M), Bank of America Corp DE ($19.59M), Cetera Investment Advisers ($15.23M), Eclectic Associates Inc. ADV ($13.61M), and J Arnold Wealth Management Co ($13.14M).Learn more on First Trust Small Cap Growth AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Small Cap Growth AlphaDEX Fund's stock?

Of the 100 institutional investors that purchased First Trust Small Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($334.77K), J Arnold Wealth Management Co ($208.88K), Cetera Investment Advisers ($162.43K), Wells Fargo & Company MN ($154.10K), Eclectic Associates Inc. ADV ($150.00K), Raymond James Financial Inc. ($134.43K), and Bank of America Corp DE ($122.02K).

How much institutional buying is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,950,481 shares in the last 24 months. This purchase volume represents approximately $149.56M in transactions.

Which of First Trust Small Cap Growth AlphaDEX Fund's major shareholders have been selling company stock?

Of the 42 institutional investors that sold First Trust Small Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Cambridge Investment Research Advisors Inc. ($50.18K), Goldman Sachs Group Inc. ($43.18K), Benjamin Edwards Inc. ($41.72K), Marshall Investment Management LLC ($30.88K), New Wave Wealth Advisors LLC ($26.79K), Jane Street Group LLC ($22.73K), and Kingsview Wealth Management LLC ($21.62K).

How much institutional selling is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 370,446 shares in the last 24 months. This volume of shares sold represents approximately $26.72M in transactions.


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This page (NASDAQ:FYC) was last updated on 10/14/2025 by MarketBeat.com Staff
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