Free Trial

LPL Financial (LPLA) SEC Filings & 10K Form

LPL Financial logo
$395.32 +16.45 (+4.34%)
As of 10:57 AM Eastern
This is a fair market value price provided by Polygon.io. Learn more.

Recent LPL Financial SEC Filings

DateFilerForm TypeView
07/08/2025
3:14 PM
Gates Greg (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/03/2025
12:17 PM
Gates Greg (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
06/16/2025
3:19 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/16/2025
3:20 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/16/2025
3:22 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/02/2025
10:04 AM
Jambusaria Aneri (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/28/2025
3:41 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2025
3:47 PM
LPL Financial (Issuer)
MULCAHY ANNE M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2025
3:50 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2025
3:53 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2025
3:56 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2025
3:25 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2025
3:30 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/03/2025
3:27 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/03/2025
7:07 AM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
04/02/2025
3:28 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/02/2025
5:09 AM
LPL Financial (Filer)
Form 424B5
04/01/2025
3:41 PM
LPL Financial (Subject)
Form FWP
04/01/2025
7:07 AM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
03/31/2025
5:49 AM
LPL Financial (Filer)
Form 424B5
03/31/2025
5:15 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/26/2025
3:29 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/26/2025
3:31 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/25/2025
11:15 PM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form EFFECT
03/25/2025
3:30 PM
LPL Financial (Filer)
Form DEF 14A
03/25/2025
3:31 PM
LPL Financial (Filer)
Form DEFA14A
03/25/2025
3:33 PM
LPL Financial (Filer)
Form ARS
03/17/2025
3:24 PM
Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2025
3:19 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/14/2025
8:45 AM
Jambusaria Aneri (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
03/06/2025
7:30 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/03/2025
3:33 PM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form S-3
Registration statement under Securities Act of 1933  
02/27/2025
5:05 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2025
5:08 PM
Brown Althea (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2025
5:14 PM
Cohen Marc Eliot (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2025
5:18 PM
Dadyar Sara (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2025
5:23 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2025
5:29 PM
Gates Greg (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2025
5:33 PM
Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2025
5:36 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2025
11:01 AM
Cohen Marc Eliot (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
Bitcoin just humbled Jeff Bezos (Ad)

Bitcoin just passed Amazon in total market cap — but most investors are missing the bigger opportunity. While the crowd buys Bitcoin outright, trader Larry Benedict is using a method called “Bitcoin Skimming” to target 6x, 9x, even 22x bigger profits. He reveals how it works in a free video.

Watch the Bitcoin Skimming strategy here
02/26/2025
8:44 AM
Audette Matthew J (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/25/2025
4:22 PM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
02/24/2025
4:25 PM
LPL Financial (Subject)
Form FWP
02/24/2025
7:44 AM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
02/18/2025
12:07 PM
LPL Financial (Subject)
Steinmeier Richard (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/10/2025
9:12 AM
Enyedi Matthew (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/05/2025
3:20 PM
Audette Matthew J (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
01/30/2025
3:14 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/31/2024
5:34 PM
Cohen Marc Eliot (Reporting)
LPL Financial (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
12/19/2024
9:13 AM
Arnold Dan H. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/18/2024
3:07 PM
Arnold Dan H. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/09/2024
4:11 PM
Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/09/2024
3:31 PM
LPL Financial (Filer)
Form 8-K/A
12/09/2024
7:17 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/05/2024
4:19 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/05/2024
4:05 PM
Jambusaria Aneri (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/04/2024
3:18 PM
LPL Financial (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
10/30/2024
3:08 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/22/2024
5:06 PM
BlackRock, Inc. (Filed by)
LPL Financial (Subject)
Form SC 13G/A
10/21/2024
3:23 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/01/2024
3:30 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/27/2024
3:45 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
3:51 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
3:56 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
3:36 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/13/2024
4:12 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/25/2024
3:07 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
(Data available from 1/1/2016 forward)


Related Companies and Tools


This page (NASDAQ:LPLA) was last updated on 7/18/2025 by MarketBeat.com Staff
From Our Partners