01/11/2023
3:21 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
01/11/2023
3:23 PM | Ko Albert J (Reporting)
LPL Financial (Issuer)
| Form 3
Initial statement of beneficial ownership of securities | |
11/30/2022
4:46 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/30/2022
4:50 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/30/2022
4:36 PM | LPL Financial (Issuer)
Mnookin Allison (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/30/2022
4:41 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
|
11/30/2022
4:25 PM | EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/30/2022
4:31 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/30/2022
4:18 PM | BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/21/2022
4:13 PM | LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/21/2022
4:21 PM | LPL Financial (Issuer)
Simonich Brent (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/02/2022
3:50 PM | Audette Matthew J (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/01/2022
4:08 PM | LPL Financial (Filer)
| Form 10-Q
General form for quarterly reports under Section 13 or 15(d) | |
10/27/2022
3:10 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
10/07/2022
4:18 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/09/2022
4:22 PM | LPL Financial (Issuer)
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/02/2022
4:17 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/02/2022
4:00 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/02/2022
4:05 PM | LPL Financial (Issuer)
Mnookin Allison (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/02/2022
4:09 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/02/2022
3:49 PM | BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/19/2022
4:13 PM | LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/19/2022
4:02 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/17/2022
5:20 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/08/2022
3:48 PM | LPL Financial (Issuer)
Steinmeier Richard (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/04/2022
3:27 PM | LPL Financial (Filer)
| Form 10-Q
General form for quarterly reports under Section 13 or 15(d) | |
08/02/2022
7:16 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/28/2022
5:15 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/28/2022
4:52 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/28/2022
4:57 PM | LPL Financial (Issuer)
Mnookin Allison (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/28/2022
5:04 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/28/2022
5:10 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/28/2022
4:46 PM | EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/28/2022
4:41 PM | BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/14/2022
7:32 AM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
06/06/2022
3:40 PM | Gates Greg (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/31/2022
4:13 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/23/2022
6:05 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/23/2022
5:52 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/23/2022
5:58 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
|
05/23/2022
5:40 PM | LPL Financial (Issuer)
MULCAHY ANNE M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/23/2022
5:29 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/23/2022
5:35 PM | LPL Financial (Issuer)
Mnookin Allison (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/23/2022
5:19 PM | BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/23/2022
5:24 PM | EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/18/2022
4:06 PM | LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/18/2022
3:47 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
05/10/2022
3:38 PM | LPL Financial (Issuer)
Sethi Kabir (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2022
3:33 PM | LPL Financial (Issuer)
Sethi Kabir (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
05/03/2022
3:44 PM | LPL Financial (Filer)
| Form 10-Q
General form for quarterly reports under Section 13 or 15(d) | |
04/28/2022
3:17 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
09/09/2021
3:38 PM | LPL Financial (Issuer)
Steinmeier Richard (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/31/2021
5:39 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/31/2021
5:07 PM | BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/31/2021
5:12 PM | EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/31/2021
5:18 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/31/2021
5:23 PM | LPL Financial (Issuer)
Mnookin Allison (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/31/2021
5:28 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/31/2021
5:33 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/26/2021
7:45 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/30/2021
8:06 AM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
07/21/2021
5:29 PM | Enyedi Matthew (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/16/2021
4:27 PM | LPL Financial (Issuer)
White George Burton (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/16/2021
4:16 PM | Fandrey Edward (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/16/2021
4:22 PM | LPL Financial (Issuer)
Seese Scott (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/09/2021
4:56 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/09/2021
4:47 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/09/2021
4:52 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/09/2021
4:37 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/09/2021
4:43 PM | LPL Financial (Issuer)
Mnookin Allison (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/09/2021
4:25 PM | BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/09/2021
4:31 PM | EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/27/2021
4:08 PM | Fandrey Edward (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/12/2021
4:10 PM | Enyedi Matthew (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/12/2021
3:53 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2021
7:16 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2021
7:22 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2021
6:57 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2021
7:02 PM | LPL Financial (Issuer)
Mnookin Allison (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2021
7:06 PM | LPL Financial (Issuer)
MULCAHY ANNE M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2021
7:11 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2021
6:49 PM | BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2021
6:53 PM | EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/05/2021
4:29 PM | LPL Financial (Filer)
| Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans | |
05/05/2021
4:09 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
04/01/2021
4:09 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/01/2021
4:17 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/01/2021
4:02 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/01/2021
3:50 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/01/2021
3:56 PM | LPL Financial (Issuer)
Mnookin Allison (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
|
04/01/2021
3:44 PM | EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/01/2021
3:37 PM | BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/30/2021
4:11 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/15/2021
3:17 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/10/2021
4:16 PM | LPL Financial (Issuer)
Steinmeier Richard (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/01/2021
7:15 PM | LPL Financial (Issuer)
Steinmeier Richard (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/01/2021
7:20 PM | LPL Financial (Issuer)
White George Burton (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/01/2021
6:54 PM | LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/01/2021
7:00 PM | LPL Financial (Issuer)
Seese Scott (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/01/2021
7:07 PM | LPL Financial (Issuer)
SEMERJIAN DAYTON (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
