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Biden, McCarthy to discuss debt limit in talks on Wednesday
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S&P 500   3,852.36
DOW   32,920.46
QQQ   296.26
Inflation Tips for Startups – Top 11
Is This The End of Capitalism? (Ad)
Trustees picked by DeSantis may change progressive college
Qatar replaces Russian company in Lebanon gas exploration
Is This The End of Capitalism? (Ad)
France must raise pension age to 64, prime minister says
Elon Musk's mysterious ways on display in Tesla tweet trial
The Next Big Crisis Is Here (Ad)
Biden, McCarthy to discuss debt limit in talks on Wednesday
Dutch firm: US, allies near deal to limit chip tech to China
S&P 500   3,852.36
DOW   32,920.46
QQQ   296.26
Inflation Tips for Startups – Top 11
Is This The End of Capitalism? (Ad)
Trustees picked by DeSantis may change progressive college
Qatar replaces Russian company in Lebanon gas exploration
Is This The End of Capitalism? (Ad)
France must raise pension age to 64, prime minister says
Elon Musk's mysterious ways on display in Tesla tweet trial
The Next Big Crisis Is Here (Ad)
Biden, McCarthy to discuss debt limit in talks on Wednesday
Dutch firm: US, allies near deal to limit chip tech to China
S&P 500   3,852.36
DOW   32,920.46
QQQ   296.26
Inflation Tips for Startups – Top 11
Is This The End of Capitalism? (Ad)
Trustees picked by DeSantis may change progressive college
Qatar replaces Russian company in Lebanon gas exploration
Is This The End of Capitalism? (Ad)
France must raise pension age to 64, prime minister says
Elon Musk's mysterious ways on display in Tesla tweet trial
The Next Big Crisis Is Here (Ad)
Biden, McCarthy to discuss debt limit in talks on Wednesday
Dutch firm: US, allies near deal to limit chip tech to China
NASDAQ:LPLA

LPL Financial - LPLA SEC Filings & 10K Form

$232.00
-0.24 (-0.10%)
(As of 01/27/2023 12:00 AM ET)
Add
Compare
Today's Range
$230.21
$234.95
50-Day Range
$206.94
$239.91
52-Week Range
$140.65
$271.56
Volume
578,383 shs
Average Volume
565,177 shs
Market Capitalization
$18.47 billion
P/E Ratio
29.78
Dividend Yield
0.43%
Price Target
$262.63

Recent LPL Financial SEC Filings

DateFilerForm TypeView
01/11/2023
3:21 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/11/2023
3:23 PM
Ko Albert J (Reporting)
LPL Financial (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
11/30/2022
4:46 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/30/2022
4:50 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/30/2022
4:36 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/30/2022
4:41 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/30/2022
4:25 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/30/2022
4:31 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/30/2022
4:18 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/21/2022
4:13 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/21/2022
4:21 PM
LPL Financial (Issuer)
Simonich Brent (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/02/2022
3:50 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/01/2022
4:08 PM
LPL Financial (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
10/27/2022
3:10 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/07/2022
4:18 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/09/2022
4:22 PM
LPL Financial (Issuer)
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/02/2022
4:17 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/02/2022
4:00 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/02/2022
4:05 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/02/2022
4:09 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/02/2022
3:49 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/19/2022
4:13 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/19/2022
4:02 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/17/2022
5:20 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/08/2022
3:48 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/04/2022
3:27 PM
LPL Financial (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
08/02/2022
7:16 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/28/2022
5:15 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/28/2022
4:52 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/28/2022
4:57 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/28/2022
5:04 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/28/2022
5:10 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/28/2022
4:46 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/28/2022
4:41 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/14/2022
7:32 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/06/2022
3:40 PM
Gates Greg (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/31/2022
4:13 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/23/2022
6:05 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/23/2022
5:52 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/23/2022
5:58 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/23/2022
5:40 PM
LPL Financial (Issuer)
MULCAHY ANNE M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/23/2022
5:29 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/23/2022
5:35 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/23/2022
5:19 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/23/2022
5:24 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/18/2022
4:06 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/18/2022
3:47 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/10/2022
3:38 PM
LPL Financial (Issuer)
Sethi Kabir (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2022
3:33 PM
LPL Financial (Issuer)
Sethi Kabir (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
05/03/2022
3:44 PM
LPL Financial (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
04/28/2022
3:17 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/09/2021
3:38 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/31/2021
5:39 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/31/2021
5:07 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/31/2021
5:12 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/31/2021
5:18 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/31/2021
5:23 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/31/2021
5:28 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/31/2021
5:33 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/26/2021
7:45 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/30/2021
8:06 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/21/2021
5:29 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/16/2021
4:27 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/16/2021
4:16 PM
Fandrey Edward (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/16/2021
4:22 PM
LPL Financial (Issuer)
Seese Scott (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/09/2021
4:56 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/09/2021
4:47 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/09/2021
4:52 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/09/2021
4:37 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/09/2021
4:43 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/09/2021
4:25 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/09/2021
4:31 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/27/2021
4:08 PM
Fandrey Edward (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/12/2021
4:10 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/12/2021
3:53 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2021
7:16 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2021
7:22 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2021
6:57 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2021
7:02 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2021
7:06 PM
LPL Financial (Issuer)
MULCAHY ANNE M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2021
7:11 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2021
6:49 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2021
6:53 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/05/2021
4:29 PM
LPL Financial (Filer)
Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans  
05/05/2021
4:09 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/01/2021
4:09 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2021
4:17 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2021
4:02 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2021
3:50 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2021
3:56 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2021
3:44 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2021
3:37 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/30/2021
4:11 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/15/2021
3:17 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/10/2021
4:16 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
7:15 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
7:20 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
6:54 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
7:00 PM
LPL Financial (Issuer)
Seese Scott (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
7:07 PM
LPL Financial (Issuer)
SEMERJIAN DAYTON (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
This page (NASDAQ:LPLA) was last updated on 1/29/2023 by MarketBeat.com Staff