S&P 500   5,022.21
DOW   37,753.31
QQQ   425.84
ASML Fires Warning Shot For Tech Investors
Checking in with 5 Bitcoin Stocks Ahead of Bitcoin's Halving
Closing prices for crude oil, gold and other commodities
Lululemon’s P/E Is Back to 2017 Levels: Should You Buy the Dip?
Abbott Laboratories Outlook is Healthy: Buy the Dip
Stock market today: Asian shares gain despite Wall Street's tech-led retreat
Prologis Stock Leading U.S. Logistics Boom
S&P 500   5,022.21
DOW   37,753.31
QQQ   425.84
ASML Fires Warning Shot For Tech Investors
Checking in with 5 Bitcoin Stocks Ahead of Bitcoin's Halving
Closing prices for crude oil, gold and other commodities
Lululemon’s P/E Is Back to 2017 Levels: Should You Buy the Dip?
Abbott Laboratories Outlook is Healthy: Buy the Dip
Stock market today: Asian shares gain despite Wall Street's tech-led retreat
Prologis Stock Leading U.S. Logistics Boom
S&P 500   5,022.21
DOW   37,753.31
QQQ   425.84
ASML Fires Warning Shot For Tech Investors
Checking in with 5 Bitcoin Stocks Ahead of Bitcoin's Halving
Closing prices for crude oil, gold and other commodities
Lululemon’s P/E Is Back to 2017 Levels: Should You Buy the Dip?
Abbott Laboratories Outlook is Healthy: Buy the Dip
Stock market today: Asian shares gain despite Wall Street's tech-led retreat
Prologis Stock Leading U.S. Logistics Boom
S&P 500   5,022.21
DOW   37,753.31
QQQ   425.84
ASML Fires Warning Shot For Tech Investors
Checking in with 5 Bitcoin Stocks Ahead of Bitcoin's Halving
Closing prices for crude oil, gold and other commodities
Lululemon’s P/E Is Back to 2017 Levels: Should You Buy the Dip?
Abbott Laboratories Outlook is Healthy: Buy the Dip
Stock market today: Asian shares gain despite Wall Street's tech-led retreat
Prologis Stock Leading U.S. Logistics Boom

LPL Financial (LPLA) SEC Filings & 10K Form

$259.11
-1.00 (-0.38%)
(As of 04/17/2024 ET)

Recent LPL Financial SEC Filings

DateFilerForm TypeView
03/28/2024
3:40 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2024
3:45 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2024
3:29 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2024
3:35 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2024
3:11 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/29/2024
3:45 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/27/2024
6:57 PM
Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
7:04 PM
LPL Financial (Issuer)
Sethi Kabir (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
7:13 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
6:51 PM
Gates Greg (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
6:42 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
6:25 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
6:33 PM
Brown Althea (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2024
6:16 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2024
4:25 PM
Gates Greg (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/26/2024
3:48 PM
Larsen Sallie R. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/26/2024
3:36 PM
LPL Financial (Subject)
Sethi Kabir (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/26/2024
11:17 AM
Enyedi Matthew (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/22/2024
4:17 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/21/2024
3:38 PM
Larsen Sallie R. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/20/2024
10:28 AM
Enyedi Matthew (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/13/2024
7:39 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/05/2024
3:41 PM
Audette Matthew J (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
01/08/2024
4:24 PM
Dadyar Sara (Reporting)
LPL Financial (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
12/26/2023
3:15 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/14/2023
3:39 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2023
4:25 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2023
4:31 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2023
4:14 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2023
4:20 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2023
3:57 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2023
4:04 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2023
4:09 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/13/2023
8:05 AM
Larsen Sallie R. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/13/2023
6:01 AM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
11/09/2023
6:00 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/08/2023
4:08 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/08/2023
4:15 PM
LPL Financial (Subject)
Form FWP
11/08/2023
7:34 AM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 424B5
11/06/2023
3:47 PM
Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/02/2023
3:15 PM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form 305B2
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11/02/2023
1:11 PM
Jambusaria Aneri (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/01/2023
11:15 PM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form EFFECT
10/27/2023
7:01 AM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form S-3/A
10/17/2023
3:50 PM
LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
Form S-3/A
09/22/2023
6:36 AM
LPL Capital Partners, Inc. (Filer)
LPL Financial (Filer)
LPL HOLDINGS INC (Filer)
LPL Insurance Associates, Inc. (Filer)
Form S-3
Registration statement under Securities Act of 1933  
09/21/2023
3:18 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/20/2023
3:20 PM
Arnold Dan H. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
09/19/2023
3:15 PM
Arnold Dan H. (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
09/14/2023
3:12 PM
Brown Althea (Reporting)
LPL Financial (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
09/14/2023
3:19 PM
Brown Althea (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/13/2023
9:16 AM
LPL Financial (Subject)
Steinmeier Richard (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
09/05/2023
3:33 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/29/2023
5:17 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/29/2023
5:20 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/29/2023
4:58 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/29/2023
5:04 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/29/2023
5:08 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/29/2023
5:13 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/29/2023
4:52 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/24/2023
7:51 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/22/2023
10:07 AM
Enyedi Matthew (Reporting)
LPL Financial (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/01/2023
3:49 PM
LPL Financial (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
07/12/2023
3:21 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/13/2023
4:13 PM
Gates Greg (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/07/2023
3:24 PM
Gates Greg (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/07/2023
3:29 PM
Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/05/2023
4:01 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/05/2023
3:56 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/05/2023
3:45 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/05/2023
3:50 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/12/2023
8:02 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/05/2023
7:24 AM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
(Data available from 1/1/2016 forward)


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This page (NASDAQ:LPLA) was last updated on 4/17/2024 by MarketBeat.com Staff

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