01/30/2020
3:06 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
01/10/2020
3:22 PM | Enyedi Matthew (Reporting)
LPL Financial (Issuer)
| Form 3
Initial statement of beneficial ownership of securities | |
12/20/2019
10:10 AM | LPL Financial (Filer)
| Form CT ORDER
| |
12/10/2019
4:40 PM | LPL Financial (Issuer)
White George Burton (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/26/2019
4:13 PM | Calder Tracy (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/25/2019
5:12 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/25/2019
5:04 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/25/2019
4:57 PM | LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/25/2019
4:50 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/25/2019
4:45 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/25/2019
4:40 PM | EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/15/2019
3:44 PM | LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/12/2019
3:58 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
11/08/2019
3:38 PM | LPL Financial (Issuer)
White George Burton (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/08/2019
3:28 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/07/2019
4:29 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
10/30/2019
7:12 AM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
10/29/2019
4:12 PM | LPL Financial (Filer)
| Form 10-Q
General form for quarterly reports under Section 13 or 15(d) | |
10/24/2019
3:09 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
09/12/2019
4:21 PM | Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/12/2019
4:14 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/10/2019
5:18 PM | LPL Financial (Issuer)
Steinmeier Richard (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/27/2019
5:56 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/27/2019
5:50 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/27/2019
5:46 PM | LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/27/2019
5:41 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/27/2019
5:37 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/27/2019
5:28 PM | EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/26/2019
5:08 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/23/2019
4:23 PM | LPL Financial (Issuer)
Seese Scott (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/15/2019
3:41 PM | LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/07/2019
3:39 PM | Audette Matthew J (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
07/30/2019
3:09 PM | LPL Financial (Filer)
| Form 10-Q
General form for quarterly reports under Section 13 or 15(d) | |
07/25/2019
3:17 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
06/17/2019
4:28 PM | Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/05/2019
5:52 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/05/2019
5:46 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/05/2019
5:41 PM | LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/05/2019
5:33 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/05/2019
5:27 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/05/2019
5:22 PM | EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/30/2019
4:20 PM | LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2019
4:21 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
05/10/2019
4:18 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2019
4:15 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2019
4:12 PM | LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2019
4:09 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2019
4:05 PM | LPL Financial (Issuer)
MULCAHY ANNE M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2019
4:02 PM | LPL Financial (Issuer)
Mnookin Allison (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2019
3:59 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2019
3:55 PM | EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2019
3:52 PM | Calder Tracy (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/10/2019
3:48 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
05/07/2019
4:55 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/02/2019
4:09 PM | LPL Financial (Filer)
| Form 10-Q
General form for quarterly reports under Section 13 or 15(d) | |
04/02/2019
7:33 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/02/2019
7:26 PM | LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/02/2019
7:21 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/02/2019
7:15 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/02/2019
7:10 PM | EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
04/01/2019
8:30 AM | LPL Financial (Filer)
| Form DEFA14A
| |
03/29/2019
3:58 PM | LPL Financial (Filer)
| Form DEFA14A
| |
03/29/2019
3:51 PM | LPL Financial (Filer)
| Form DEF 14A
| |
03/15/2019
8:05 PM | LPL Financial (Issuer)
White George Burton (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/15/2019
8:00 PM | LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/15/2019
7:50 PM | Larsen Sallie R. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/15/2019
7:45 PM | Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/15/2019
7:40 PM | Gooley Thomas (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/15/2019
7:32 PM | Calder Tracy (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/15/2019
7:24 PM | Audette Matthew J (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/04/2019
5:43 PM | LPL Financial (Issuer)
SEMERJIAN DAYTON (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/04/2019
5:33 PM | LPL Financial (Issuer)
SEMERJIAN DAYTON (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
02/26/2019
8:50 PM | LPL Financial (Issuer)
White George Burton (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/26/2019
8:48 PM | LPL Financial (Issuer)
Steinmeier Richard (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/26/2019
8:47 PM | LPL Financial (Issuer)
Seese Scott (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/26/2019
8:44 PM | LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/26/2019
8:39 PM | Larsen Sallie R. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/26/2019
8:37 PM | Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/26/2019
8:35 PM | Gooley Thomas (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/26/2019
8:31 PM | Calder Tracy (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/26/2019
8:25 PM | Audette Matthew J (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/26/2019
8:24 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/26/2019
4:18 PM | LPL Financial (Filer)
| Form 10-K
Annual report pursuant to Section 13 or 15(d) | |
02/13/2019
5:12 PM | Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/11/2019
1:05 PM | LPL Financial (Subject)
VANGUARD GROUP INC (Filed by)
| Form SC 13G/A
| |
02/06/2019
4:53 PM | Gooley Thomas (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/31/2019
3:10 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
01/18/2019
5:05 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
01/11/2019
7:23 PM | LPL Financial (Issuer)
White George Burton (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/14/2018
7:07 PM | LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/14/2018
7:00 PM | Gooley Thomas (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/14/2018
3:33 PM | LPL Financial (Subject)
SPO ADVISORY CORP (Filed by)
| Form SC 13G/A
| |
12/04/2018
3:20 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
11/28/2018
7:35 PM | LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/28/2018
7:31 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/28/2018
7:27 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/28/2018
7:22 PM | LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/28/2018
7:17 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/28/2018
7:13 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/28/2018
7:09 PM | EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
