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NASDAQ:LPLA

LPL Financial SEC Filings & 10K Form

$133.19
+1.58 (+1.20 %)
(As of 03/5/2021 03:22 PM ET)
Add
Compare
Today's Range
$128.40
Now: $133.19
$133.75
50-Day Range
$105.25
MA: $123.41
$135.41
52-Week Range
$32.01
Now: $133.19
$138.00
Volume36,526 shs
Average Volume672,813 shs
Market Capitalization$10.61 billion
P/E Ratio22.16
Dividend Yield0.74%
Beta1.49

SEC Filings

LPL Financial (NASDAQ:LPLA) SEC Filings

DateFilerForm TypeView
03/01/2021
7:20 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
7:15 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
7:11 PM
LPL Financial (Issuer)
Simonich Brent (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
7:07 PM
LPL Financial (Issuer)
SEMERJIAN DAYTON (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
7:00 PM
LPL Financial (Issuer)
Seese Scott (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
6:54 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
6:45 PM
Larsen Sallie R. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
6:40 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
6:36 PM
Fandrey Edward (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
6:30 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
6:24 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/01/2021
6:17 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/25/2021
4:59 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/25/2021
4:53 PM
LPL Financial (Issuer)
Seese Scott (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/25/2021
4:40 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/25/2021
4:34 PM
Larsen Sallie R. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/25/2021
4:29 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/25/2021
4:22 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/25/2021
4:17 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/17/2021
5:34 PM
LPL Financial (Issuer)
Simonich Brent (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/17/2021
5:29 PM
LPL Financial (Issuer)
Simonich Brent (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
02/17/2021
5:18 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/17/2021
5:11 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/17/2021
3:33 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/16/2021
4:04 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/12/2021
5:15 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/12/2021
5:08 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 5
Annual statement of changes in beneficial ownership of securities  
02/11/2021
3:47 PM
JANUS HENDERSON GROUP PLC (Filed by)
LPL Financial (Subject)
Form SC 13G/A
02/11/2021
3:43 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/04/2021
3:04 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/04/2021
8:45 AM
LPL Financial (Subject)
WELLINGTON MANAGEMENT GROUP LLP (Filed by)
Form SC 13G
01/28/2021
3:28 PM
Fandrey Edward (Reporting)
LPL Financial (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
12/04/2020
3:49 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/03/2020
4:15 PM
LPL Financial (Filed by)
WADDELL & REED FINANCIAL INC (Subject)
Form DFAN14A
12/02/2020
8:16 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/02/2020
8:14 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/02/2020
8:11 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/02/2020
8:09 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/02/2020
8:06 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/02/2020
8:03 PM
EBERHART PAULETT (Reporting)
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/02/2020
8:03 PM
LPL Financial (Issuer)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/02/2020
8:01 PM
BERNARD EDWARD C (Reporting)
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/02/2020
8:01 PM
LPL Financial (Issuer)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/02/2020
4:10 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/25/2020
3:27 PM
Larsen Sallie R. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/17/2020
6:40 PM
Larsen Sallie R. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/13/2020
6:14 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/12/2020
4:38 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/12/2020
4:34 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/12/2020
4:28 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
10/29/2020
3:14 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/08/2020
4:05 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/09/2020
3:36 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/08/2020
3:31 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/01/2020
5:57 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/01/2020
5:52 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/01/2020
5:48 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/01/2020
5:42 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/01/2020
5:37 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/01/2020
5:33 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/01/2020
5:28 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/14/2020
4:22 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/14/2020
4:12 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/14/2020
3:35 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/13/2020
5:43 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/30/2020
6:17 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/30/2020
5:39 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/16/2020
4:49 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/16/2020
4:44 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/16/2020
4:38 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/16/2020
4:31 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/16/2020
4:25 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/16/2020
4:20 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/16/2020
4:15 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/11/2020
4:33 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/11/2020
4:28 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/11/2020
4:20 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/27/2020
3:34 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/11/2020
5:41 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/11/2020
5:36 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/11/2020
5:31 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/11/2020
5:26 PM
LPL Financial (Issuer)
MULCAHY ANNE M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/11/2020
5:21 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/11/2020
5:16 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/11/2020
5:05 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/11/2020
4:59 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/11/2020
4:53 PM
BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
04/15/2020
8:00 AM
LPL Financial (Filer)
Form DEFA14A
04/02/2020
4:07 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2020
4:03 PM
LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2020
3:52 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/23/2020
3:26 PM
LPL Financial (Filer)
Form DEFA14A
03/23/2020
3:23 PM
LPL Financial (Filer)
Form DEF 14A
03/17/2020
7:47 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2020
7:42 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2020
7:37 PM
Larsen Sallie R. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2020
7:32 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2020
7:23 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2020
7:18 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2020
7:13 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
This page was last updated on 3/5/2021 by MarketBeat.com Staff

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