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LPL Financial SEC Filings & 10K Form (NASDAQ:LPLA)

$94.13
-0.53 (-0.56 %)
(As of 02/18/2020 02:38 PM ET)
Today's Range
$93.74
Now: $94.13
$94.87
50-Day Range
$90.90
MA: $95.02
$98.86
52-Week Range
$67.11
Now: $94.13
$99.60
Volume18,711 shs
Average Volume554,660 shs
Market Capitalization$7.61 billion
P/E Ratio14.26
Dividend Yield1.06%
Beta1.4

SEC Filings

LPL Financial (NASDAQ:LPLA) SEC Filings

DateFilerForm TypeView
01/30/2020
3:06 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/10/2020
3:22 PM
Enyedi Matthew (Reporting)
LPL Financial (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
12/20/2019
10:10 AM
LPL Financial (Filer)
Form CT ORDER
12/10/2019
4:40 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/26/2019
4:13 PM
Calder Tracy (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/25/2019
5:12 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/25/2019
5:04 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/25/2019
4:57 PM
LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/25/2019
4:50 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/25/2019
4:45 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/25/2019
4:40 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/15/2019
3:44 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/12/2019
3:58 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/08/2019
3:38 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/08/2019
3:28 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/07/2019
4:29 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/30/2019
7:12 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/29/2019
4:12 PM
LPL Financial (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
10/24/2019
3:09 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/12/2019
4:21 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/12/2019
4:14 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/10/2019
5:18 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2019
5:56 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2019
5:50 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2019
5:46 PM
LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2019
5:41 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2019
5:37 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2019
5:28 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/26/2019
5:08 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/23/2019
4:23 PM
LPL Financial (Issuer)
Seese Scott (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/15/2019
3:41 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/07/2019
3:39 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
07/30/2019
3:09 PM
LPL Financial (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
07/25/2019
3:17 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/17/2019
4:28 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/05/2019
5:52 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/05/2019
5:46 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/05/2019
5:41 PM
LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/05/2019
5:33 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/05/2019
5:27 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/05/2019
5:22 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/30/2019
4:20 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2019
4:21 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/10/2019
4:18 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2019
4:15 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2019
4:12 PM
LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2019
4:09 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2019
4:05 PM
LPL Financial (Issuer)
MULCAHY ANNE M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2019
4:02 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2019
3:59 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2019
3:55 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2019
3:52 PM
Calder Tracy (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/10/2019
3:48 PM
LPL Financial (Issuer)
Thomas Corey E. (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
05/07/2019
4:55 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/02/2019
4:09 PM
LPL Financial (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
04/02/2019
7:33 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2019
7:26 PM
LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2019
7:21 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2019
7:15 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2019
7:10 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2019
8:30 AM
LPL Financial (Filer)
Form DEFA14A
03/29/2019
3:58 PM
LPL Financial (Filer)
Form DEFA14A
03/29/2019
3:51 PM
LPL Financial (Filer)
Form DEF 14A
03/15/2019
8:05 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/15/2019
8:00 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/15/2019
7:50 PM
Larsen Sallie R. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/15/2019
7:45 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/15/2019
7:40 PM
Gooley Thomas (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/15/2019
7:32 PM
Calder Tracy (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/15/2019
7:24 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/04/2019
5:43 PM
LPL Financial (Issuer)
SEMERJIAN DAYTON (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/04/2019
5:33 PM
LPL Financial (Issuer)
SEMERJIAN DAYTON (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
02/26/2019
8:50 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2019
8:48 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2019
8:47 PM
LPL Financial (Issuer)
Seese Scott (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2019
8:44 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2019
8:39 PM
Larsen Sallie R. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2019
8:37 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2019
8:35 PM
Gooley Thomas (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2019
8:31 PM
Calder Tracy (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2019
8:25 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2019
8:24 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/26/2019
4:18 PM
LPL Financial (Filer)
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
02/13/2019
5:12 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/11/2019
1:05 PM
LPL Financial (Subject)
VANGUARD GROUP INC (Filed by)
Form SC 13G/A
02/06/2019
4:53 PM
Gooley Thomas (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/31/2019
3:10 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/18/2019
5:05 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/11/2019
7:23 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/14/2018
7:07 PM
LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/14/2018
7:00 PM
Gooley Thomas (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/14/2018
3:33 PM
LPL Financial (Subject)
SPO ADVISORY CORP (Filed by)
Form SC 13G/A
12/04/2018
3:20 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/28/2018
7:35 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/28/2018
7:31 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/28/2018
7:27 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/28/2018
7:22 PM
LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/28/2018
7:17 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/28/2018
7:13 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/28/2018
7:09 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
This page was last updated on 2/18/2020 by MarketBeat.com Staff

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