NASDAQ:LPLA - LPL Financial SEC Filings & 10K Form

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$73.66 -1.64 (-2.18 %)
(As of 03/20/2019 04:00 PM ET)
Previous Close$75.30
Today's Range$73.55 - $75.83
52-Week Range$52.03 - $79.34
Volume1.13 million shs
Average Volume855,944 shs
Market Capitalization$6.22 billion
P/E Ratio13.82
Dividend Yield1.33%
Beta1.64

SEC Filings

LPL Financial (NASDAQ:LPLA) SEC Filings

DateFilerForm TypeView
03/15/2019
8:05 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/15/2019
8:00 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/15/2019
7:50 PM
Larsen Sallie R. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/15/2019
7:45 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/15/2019
7:40 PM
Gooley Thomas (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/15/2019
7:32 PM
Calder Tracy (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/15/2019
7:24 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/04/2019
5:43 PM
LPL Financial (Issuer)
SEMERJIAN DAYTON (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/04/2019
5:33 PM
LPL Financial (Issuer)
SEMERJIAN DAYTON (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
View Filing
02/26/2019
8:50 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/26/2019
8:48 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/26/2019
8:47 PM
LPL Financial (Issuer)
Seese Scott (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/26/2019
8:44 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/26/2019
8:39 PM
Larsen Sallie R. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/26/2019
8:37 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/26/2019
8:35 PM
Gooley Thomas (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/26/2019
8:31 PM
Calder Tracy (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/26/2019
8:25 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/26/2019
8:24 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/26/2019
4:18 PM
LPL Financial (Filer)
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
View Filing
02/13/2019
5:12 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/11/2019
1:05 PM
LPL Financial (Subject)
VANGUARD GROUP INC (Filed by)
Form SC 13G/A
View Filing
02/06/2019
4:53 PM
Gooley Thomas (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
01/31/2019
3:10 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
01/18/2019
5:05 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
01/11/2019
7:23 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
12/14/2018
7:07 PM
LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
12/14/2018
7:00 PM
Gooley Thomas (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
12/14/2018
3:33 PM
LPL Financial (Subject)
SPO ADVISORY CORP (Filed by)
Form SC 13G/A
View Filing
12/04/2018
3:20 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
11/28/2018
7:35 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
11/28/2018
7:31 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
11/28/2018
7:27 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
11/28/2018
7:22 PM
LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
11/28/2018
7:17 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
11/28/2018
7:13 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
11/28/2018
7:09 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
11/13/2018
4:16 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
10/31/2018
5:39 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
10/30/2018
4:05 PM
LPL Financial (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
View Filing
10/25/2018
3:06 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
10/02/2018
4:50 PM
Larsen Sallie R. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
09/19/2018
3:07 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
09/11/2018
7:16 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
08/27/2018
5:22 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
08/27/2018
5:16 PM
LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
08/27/2018
5:09 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
08/27/2018
5:05 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
08/27/2018
4:59 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
08/27/2018
4:53 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
08/27/2018
4:48 PM
DINH VIET D (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
08/23/2018
4:27 PM
LPL Financial (Issuer)
Seese Scott (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
08/21/2018
6:15 PM
LPL Financial (Issuer)
Steinmeier Richard (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
View Filing
08/08/2018
4:46 PM
Gooley Thomas (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
08/03/2018
4:30 PM
Arnold Dan H. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
07/31/2018
3:11 PM
LPL Financial (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
View Filing
07/26/2018
3:49 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
06/15/2018
5:12 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/15/2018
5:01 PM
Gooley Thomas (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/12/2018
4:39 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/05/2018
6:10 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/05/2018
6:02 PM
LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/05/2018
5:57 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/05/2018
5:47 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/05/2018
5:39 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/05/2018
5:30 PM
DINH VIET D (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/05/2018
5:23 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/05/2018
5:18 PM
LPL Financial (Issuer)
Mnookin Allison (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
View Filing
06/04/2018
8:17 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
05/22/2018
5:38 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
05/22/2018
5:30 PM
LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
05/22/2018
5:24 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
05/22/2018
5:16 PM
LPL Financial (Issuer)
MULCAHY ANNE M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
05/22/2018
5:11 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
05/22/2018
5:03 PM
EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
05/22/2018
4:58 PM
DINH VIET D (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
05/17/2018
4:05 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
05/15/2018
4:51 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
05/09/2018
4:40 PM
Calder Tracy (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
05/04/2018
4:27 PM
LPL Financial (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
View Filing
05/03/2018
3:55 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
05/03/2018
3:11 PM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
03/29/2018
7:18 AM
LPL Financial (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
03/29/2018
7:13 AM
LPL Financial (Filer)
Form DEFA14A
View Filing
03/29/2018
7:10 AM
LPL Financial (Filer)
Form DEFA14A
View Filing
03/29/2018
7:02 AM
LPL Financial (Filer)
Form DEF 14A
View Filing
03/27/2018
6:48 PM
LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/27/2018
6:43 PM
LPL Financial (Issuer)
RIEPE JAMES S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/27/2018
6:38 PM
LPL Financial (Issuer)
Putnam James S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/27/2018
6:31 PM
Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/27/2018
6:19 PM
DINH VIET D (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/15/2018
8:54 PM
Kalbaugh John Andrew (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/15/2018
8:51 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/15/2018
8:45 PM
LPL Financial (Issuer)
Oroschakoff Michelle (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/15/2018
8:42 PM
LPL Financial (Issuer)
Morrissey William P. Jr. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/15/2018
8:39 PM
Larsen Sallie R. (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/15/2018
8:35 PM
Gooley Thomas (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/15/2018
8:30 PM
Calder Tracy (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/15/2018
8:24 PM
Audette Matthew J (Reporting)
LPL Financial (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
03/08/2018
6:46 PM
LPL Financial (Issuer)
White George Burton (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
This page was last updated on 3/20/2019 by MarketBeat.com Staff

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