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LPL Financial (LPLA) Institutional Ownership

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$305.95 -2.10 (-0.68%)
Closing price 03:59 PM Eastern
Extended Trading
$305.92 -0.03 (-0.01%)
As of 07:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for LPL Financial (NASDAQ:LPLA)

Current
Institutional Ownership
Percentage
95.66%
Number of
Institutional Buyers
(last 12 months)
488
Total
Institutional Inflows
(last 12 months)
$10.97B
Number of
Institutional Sellers
(last 12 months)
325
Total
Institutional Outflows
(last 12 months)
$2.81B
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LPLA Institutional Buying and Selling by Quarter

LPL Financial Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/23/2026QRG Capital Management Inc.3,445$970K0.0%-4.2%0.004%
9/23/2026Envestnet Portfolio Solutions Inc.3,452$972K0.0%+5.1%0.004%
9/15/2026Anchor Investment Management LLC10,962$3.09M0.2%+0.7%0.014%
9/9/2026Sequoia Financial Advisors LLC2,986$841K0.0%-3.4%0.004%
9/9/2026Tidal Investments LLC1,348$380K0.0%-43.8%0.002%
9/9/2026National Pension Service161,309$45.44M0.0%+14.8%0.205%
9/9/2026WINTON GROUP Ltd21,878$6.16M0.2%+2,011.8%0.028%
9/9/2026Engineers Gate Manager LP1,047$295K0.0%N/A0.001%
9/9/2026Integrated Wealth Concepts LLC1,526$430K0.0%-29.3%0.002%
9/9/2026NewEdge Advisors LLC2,531$713K0.0%-27.8%0.003%
9/9/2026Baird Financial Group Inc.6,767$1.91M0.0%-6.3%0.009%
9/8/2026Allworth Financial LP4,107$1.16M0.0%-36.8%0.005%
9/8/2026Arizona State Retirement System22,991$6.48M0.0%+5.7%0.029%
9/8/2026Waverly Advisors LLC2,299$648K0.0%-16.1%0.003%
9/8/2026Nykredit A S29,959$8.44M0.0%N/A0.038%
8/27/2026Corient Private Wealth LP30,811$8.68M0.0%-5.4%0.039%
8/26/2026Amundi164,400$46.31M0.0%+30.7%0.209%
8/26/2026HighTower Advisors LLC12,255$3.45M0.0%-7.5%0.016%
8/23/2026Saudi Central Bank5,613$1.58M0.0%+90.0%0.007%
8/22/2026Raiffeisen Bank International AG5,384$1.45M0.0%+113.5%0.007%
8/22/2026TD Waterhouse Canada Inc.7,753$2.27M0.0%-88.5%0.010%
8/22/2026Concurrent Investment Advisors LLC2,622$739K0.0%+40.0%0.003%
8/21/2026Nykredit A S33,242$9.36M0.0%N/A0.042%
8/21/2026B. Metzler seel. Sohn & Co. AG46,399$13.07M0.1%-2.4%0.059%
8/20/2026CTC Alternative Strategies Ltd.720$203K0.3%N/A0.001%
8/20/2026Quantitative Investment Management LLC5,335$1.50M0.2%+126.3%0.007%
8/20/2026Moore Capital Management LP55,840$15.73M0.2%N/A0.071%
8/20/2026Two Sigma Securities LLC6,789$1.91M0.2%+59.4%0.009%
8/20/2026Benjamin Edwards Inc.760$214K0.0%-12.4%0.001%
8/20/2026Alyeska Investment Group L.P.155,023$43.67M0.1%-0.3%0.197%
8/20/2026Northwestern Mutual Wealth Management Co.7,604$2.14M0.0%-48.2%0.010%
8/20/2026Wedbush Securities Inc.902$254K0.0%N/A0.001%
8/20/2026Thornburg Investment Management Inc.54,967$15.48M0.1%+48.5%0.070%
8/20/2026Greenleaf Trust8,942$2.52M0.0%-1.6%0.011%
8/19/2026UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC578,032$162.82M0.0%-2.3%0.734%
8/19/2026Royal London Asset Management Ltd.63,710$17.95M0.0%-1.9%0.081%
8/19/2026Van ECK Associates Corp1,048,344$295.30M0.2%+4.5%1.331%
8/19/2026Nissay Asset Management Corp Japan10,760$3.03M0.0%+4.5%0.014%
8/19/2026Hsbc Holdings PLC70,358$19.78M0.0%+60.6%0.089%
8/19/2026Wellington Management Group LLP77,866$21.93M0.0%-45.2%0.099%
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8/19/2026Archer Investment Corp779$219K0.0%N/A0.001%
8/18/2026Beacon Pointe Advisors LLC2,135$601K0.0%N/A0.003%
8/18/2026Livforsakringsbolaget Skandia Omsesidigt600$169K0.0%N/A0.001%
8/18/2026Concorde Asset Management LLC1,124$317K0.2%N/A0.001%
8/18/2026Empowered Funds LLC19,405$5.47M0.0%N/A0.025%
8/18/2026United Capital Financial Advisors LLC2,193$618K0.0%N/A0.003%
8/18/2026Public Employees Retirement System of Ohio23,767$6.70M0.0%N/A0.030%
8/17/2026Transamerica Financial Advisors LLC283$80K0.0%N/A0.000%
8/17/2026Corient Private Wealth LP30,811$8.68M0.0%N/A0.039%
8/17/2026Perennial Investment Advisors LLC842$238K0.0%N/A0.001%
8/17/2026Azora Capital LP525,867$148.13M6.2%N/A0.668%
8/17/2026Bamco Inc. NY114,224$32.18M0.0%N/A0.145%
8/17/2026Bank of America Corp DE815,663$229.76M0.0%N/A1.036%
8/17/2026Basswood Capital Management L.L.C.2,921$823K0.0%N/A0.004%
8/15/2026Freestone Grove Partners LP178,123$50.17M0.3%N/A0.226%
8/15/2026Caisse de depot et placement du Quebec231,867$65.31M0.1%N/A0.294%
8/15/2026Man Group plc35,153$9.90M0.0%N/A0.045%
8/15/2026Roberts Glore & Co. Inc. IL755$213K0.1%N/A0.001%
8/15/2026Polar Asset Management Partners Inc.3,736$1.05M0.0%N/A0.005%
8/15/2026Jupiter Topco LLC4,198,356$1.18B0.5%N/A5.332%
8/14/2026Hsbc Holdings PLC70,358$19.78M0.0%N/A0.089%
8/14/2026EFG International AG24,793$6.99M0.1%N/A0.031%
8/14/2026Primecap Management Co. CA16,000$4.51M0.0%N/A0.020%
8/14/2026HMI Capital Management L.P.118,600$33.41M4.7%N/A0.151%
8/14/2026Legal & General Group Plc283,459$79.85M0.0%N/A0.360%
8/14/2026The Manufacturers Life Insurance Company5,055$1.42M0.0%N/A0.006%
8/14/2026Veratis Advisors Inc.1,100$310K0.2%N/A0.001%
8/14/2026SurgoCap Partners LP1,063,218$299.49M9.7%N/A1.350%
8/13/2026Winmill & CO. Inc.46,500$13.10M2.9%N/A0.059%
8/13/2026Cibc World Market Inc.9,907$2.79M0.0%N/A0.013%
8/13/2026OMERS ADMINISTRATION Corp4,455$1.26M0.0%N/A0.006%
8/13/2026Osmosis Investment Management UK Ltd1,915$539K0.0%N/A0.002%
8/13/2026Sanctuary Advisors LLC9,902$2.79M0.0%N/A0.013%
8/13/2026Connor Clark & Lunn Investment Management Ltd.14,288$4.03M0.0%N/A0.018%
8/13/2026Barrow Hanley Mewhinney & Strauss LLC1,031,243$290.48M0.9%N/A1.310%
8/13/2026Bank of Nova Scotia4,914$1.38M0.0%N/A0.006%
8/12/2026Elevation Point Wealth Partners LLC5,927$1.67M0.0%N/A0.008%
8/12/2026Daiichi Life Insurance Co. Ltd.1,593$449K0.0%N/A0.002%
8/12/2026Foyston Gordon & Payne Inc36,282$10.29M2.2%N/A0.046%
8/12/2026Commerce Bank13,172$3.71M0.0%N/A0.017%
8/12/2026Northwestern Mutual Wealth Management Co.7,604$2.14M0.0%N/A0.010%
8/12/2026Evolve Private Wealth LLC1,809$510K0.0%N/A0.002%
8/12/2026Sumitomo Life Insurance Co.1,194$336K0.0%N/A0.002%
8/12/2026Korea Investment CORP36,812$10.37M0.0%N/A0.047%
8/12/2026Heron Bay Capital Management235,259$66.27M6.0%N/A0.299%
8/12/2026Callan Family Office LLC7,444$2.10M0.0%N/A0.009%
8/11/2026Allworth Financial LP4,107$1.16M0.0%N/A0.005%
8/11/2026B. Metzler seel. Sohn & Co. AG46,399$13.07M0.1%N/A0.059%
8/11/2026Silvant Capital Management LLC17,188$4.84M0.1%N/A0.022%
8/11/2026Ceredex Value Advisors LLC74,269$20.92M0.6%N/A0.094%
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8/11/2026D L Carlson Investment Group Inc.5,351$1.51M0.2%N/A0.007%
8/11/2026PCM Encore LLC848$239K0.0%N/A0.001%
8/11/2026Trillium Asset Management LLC71,767$20.22M0.6%N/A0.091%
8/11/2026Vise Technologies Inc.3,626$1.02M0.0%N/A0.005%
8/11/2026Foresight Global Investors Inc.1,436$404K0.2%N/A0.002%
8/10/2026Shepherd Financial Partners LLC4,755$1.34M0.1%N/A0.006%
8/10/2026NewEdge Wealth LLC11,476$3.23M0.0%N/A0.015%
8/10/2026Danske Bank A S2,721$766K0.0%N/A0.003%
8/10/2026Danske Bank A S94,640$26.66M0.1%N/A0.120%
8/10/2026Gables Capital Management Inc.400$113K0.0%N/A0.001%


LPLA Institutional Ownership - Frequently Asked Questions

During the previous two years, 913 institutional investors and hedge funds held shares of LPL Financial. The most heavily invested institutionals were Vanguard Group Inc. ($2.91B), Dodge & Cox ($1.41B), BlackRock Inc. ($1.33B), Massachusetts Financial Services Co. MA ($1.33B), Capital World Investors ($1.29B), Boston Partners ($1.27B), and Jupiter Topco LLC ($1.18B).Learn more on LPL Financial's institutional investors.

95.66% of LPL Financial's stock is owned by institutional investors. Learn more on LPLA's institutional investor holdings.

Of the 836 institutional investors that purchased LPL Financial's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: BlackRock Inc. ($4.73M), Jupiter Topco LLC ($4.20M), Dodge & Cox ($3.93M), Capital World Investors ($3.61M), Norges Bank ($3.05M), Massachusetts Financial Services Co. MA ($3.01M), and Barrow Hanley Mewhinney & Strauss LLC ($2.29M).

Institutional investors have bought a total of 34,952,946 shares in the last 24 months. This purchase volume represents approximately $10.97B in transactions.

Of the 325 institutional investors that sold LPL Financial's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Jennison Associates LLC ($1.29M), Clarkston Capital Partners LLC ($502.38K), Macquarie Group Ltd. ($331.22K), Sei Investments Co. ($295.56K), Wellington Management Group LLP ($245.44K), AGF Management Ltd. ($227.75K), and JPMorgan Chase & Co. ($221.57K).

Institutional investors have sold a total of 8,259,999 shares in the last 24 months. This volume of shares sold represents approximately $2.81B in transactions.


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Institutional ownership data for NASDAQ:LPLA is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/23/2026. New 13F filings are added each quarter as they're published.
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