Free Trial
→ Read this or regret it forever (From Porter & Company) (Ad)tc pixel Free LPLA Stock Alerts

LPL Financial (LPLA) Institutional Ownership

LPL Financial logo
$289.04 -14.48 (-4.77%)
Closing price 05/11/2026 04:00 PM Eastern
Extended Trading
$289.02 -0.02 (-0.01%)
As of 05/11/2026 07:25 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for LPL Financial (NASDAQ:LPLA)

Current
Institutional Ownership
Percentage
95.66%
Number of
Institutional Buyers
(last 12 months)
613
Total
Institutional Inflows
(last 12 months)
$10.14B
Number of
Institutional Sellers
(last 12 months)
392
Total
Institutional Outflows
(last 12 months)
$4.46B
Get LPLA Insider Trade Alerts

Want to know when executives and insiders are buying or selling LPL Financial stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

LPLA Institutional Buying and Selling by Quarter

LPL Financial Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/8/2026 PNC Financial Services Group Inc.8,940$2.69M0.0%+15.9%0.011%
5/8/2026 Oslo Pensjonsforsikring AS535$161K0.0%N/A0.001%
5/7/2026 WCM Investment Management LLC1,734,395$520.63M1.2%+0.8%2.169%
5/7/2026 Dimensional Fund Advisors LP816,367$245.60M0.1%+3.6%1.021%
5/7/2026 Parallel Advisors LLC2,711$816K0.0%+7.2%0.003%
5/7/2026 Cantillon Capital Management LLC324,927$97.75M0.6%-12.0%0.406%
5/7/2026 SEB Asset Management AB16,710$5.03M0.0%N/A0.021%
5/7/2026 Vision Retirement LLC1,043$314K0.1%-3.2%0.001%
5/7/2026 Valley Wealth Managers Inc.2,203$663K0.0%-4.0%0.003%
5/6/2026 Jennison Associates LLC135,221$40.68M0.0%+21.1%0.169%
5/6/2026 California Public Employees Retirement System143,288$43.11M0.0%-6.1%0.179%
5/6/2026 Future Fund LLC5,210$1.57M0.6%-2.5%0.006%
5/6/2026 Catalyst Capital Advisors LLC595$179K0.0%-76.1%0.001%
5/6/2026 Assetmark Inc.3,453$1.04M0.0%+32.8%0.004%
5/6/2026 Financiere des Professionnels Fonds d investissement inc.12,449$3.75M0.2%N/A0.016%
5/6/2026 Bessemer Group Inc.4,933$1.48M0.0%+43.2%0.006%
5/6/2026 Allspring Global Investments Holdings LLC2,514$727K0.0%-98.0%0.003%
5/6/2026 Independent Financial Group LLC1,794$540K0.0%N/A0.002%
5/5/2026 Wealthfront Advisers LLC9,614$2.89M0.0%+50.6%0.012%
5/5/2026 Marks Group Wealth Management Inc1,082$325K0.0%+36.4%0.001%
5/5/2026 Bank of New York Mellon Corp383,839$115.47M0.0%+5.1%0.479%
5/5/2026 Illinois Municipal Retirement Fund14,272$4.29M0.1%-26.9%0.018%
5/5/2026 Sanctuary Advisors LLC11,486$3.46M0.0%-24.7%0.014%
5/5/2026 Camden National Bank986$297K0.0%+8.5%0.001%
5/5/2026 Roberts Glore & Co. Inc. IL764$230K0.1%N/A0.001%
5/4/2026 Retirement Planning Group LLC1,888$568K0.0%-3.5%0.002%
5/4/2026 Sterling Group Wealth Management LLC5,869$1.77M0.8%+0.7%0.007%
5/4/2026 Empirical Financial Services LLC d.b.a. Empirical Wealth Management17,115$5.15M0.1%+3.8%0.021%
5/4/2026 Principal Financial Group Inc.2,636,544$793.16M0.4%+36.3%3.288%
5/4/2026 Abound Financial LLC193$58K0.0%+9,550.0%0.000%
5/4/2026 Y.D. More Investments Ltd210$63K0.0%+250.0%0.000%
5/2/2026 International Assets Investment Management LLC1,038$300K0.0%-26.9%0.001%
5/2/2026 Anchor Investment Management LLC10,884$3.27M0.3%+2.0%0.014%
5/2/2026 ARQ Wealth Advisors LLC3,090$930K0.2%N/A0.004%
5/1/2026 Fifth Third Bancorp15,263$4.59M0.0%+4,273.4%0.019%
5/1/2026 Simplicity Wealth LLC690$208K0.0%-8.1%0.001%
5/1/2026 Candriam S.C.A.7,295$2.20M0.0%-0.5%0.009%
5/1/2026 Sequoia Financial Advisors LLC3,091$930K0.0%-32.5%0.004%
4/30/2026 Hsbc Holdings PLC43,796$13.18M0.0%-25.0%0.055%
4/30/2026 Whipplewood Advisors LLC204$61K0.0%+1,260.0%0.000%
4/30/2026 First Horizon Corp199$60K0.0%-16.4%0.000%
4/30/2026 Kestra Advisory Services LLC2,498$751K0.0%-35.1%0.003%
4/30/2026 Sumitomo Mitsui Trust Group Inc.167,528$50.40M0.0%-5.1%0.209%
4/30/2026 Resona Asset Management Co. Ltd.24,326$7.32M0.0%+2.1%0.030%
4/30/2026 Munich Reinsurance Co Stock Corp in Munich37,605$11.31M0.3%+11.6%0.047%
4/30/2026 Personal CFO Solutions LLC809$243K0.0%+20.7%0.001%
4/30/2026 Stenger Family Office LLC3,305$994K0.2%-3.6%0.004%
4/29/2026 United Asset Strategies Inc.13,767$4.14M0.3%+4.3%0.017%
4/29/2026 Burney Co.3,795$1.14M0.0%-87.3%0.005%
4/29/2026 Swedbank AB58,348$17.55M0.0%-19.5%0.073%
4/29/2026 Integrated Advisors Network LLC712$214K0.0%+16.7%0.001%
4/29/2026 Shelton Wealth Management LLC3,672$1.11M0.5%-1.4%0.005%
4/28/2026 Whittier Trust Co. of Nevada Inc.20,868$6.15M0.1%+5.5%0.026%
4/28/2026 Whittier Trust Co.40,451$11.91M0.1%+11.2%0.050%
4/28/2026 DGS Capital Management LLC1,414$425K0.1%-14.2%0.002%
4/28/2026 Berger Financial Group Inc749$225K0.0%+6.1%0.001%
4/28/2026 NBT Bank N A NY299$90K0.0%-16.2%0.000%
4/28/2026 V Square Quantitative Management LLC1,293$389K0.0%+16.0%0.002%
4/28/2026 QRG Capital Management Inc.3,596$1.08M0.0%-15.1%0.004%
4/27/2026 HB Wealth Management LLC7,789$2.34M0.0%+1.6%0.010%
4/27/2026 Leelyn Smith LLC3,764$1.13M0.2%+19.5%0.005%
4/27/2026 Private Advisor Group LLC28,192$8.48M0.0%-3.1%0.035%
4/27/2026 Fjarde AP Fonden Fourth Swedish National Pension Fund22,440$6.75M0.0%+51.4%0.028%
4/27/2026 Elevation Point Wealth Partners LLC5,884$1.77M0.0%+69.2%0.007%
4/25/2026 Strs Ohio9,606$2.89M0.0%-26.7%0.012%
4/25/2026 Keybank National Association OH1,812$545K0.0%+24.4%0.002%
4/25/2026 Physician Wealth Advisors Inc.136$41K0.0%+580.0%0.000%
4/24/2026 Root Financial Partners LLC2,279$686K0.0%-1.7%0.003%
4/24/2026 Fulton Bank N.A.4,963$1.49M0.1%+5.4%0.006%
4/24/2026 James Investment Research Inc.6,186$1.86M0.2%-2.4%0.008%
4/24/2026 IFM Investors Pty Ltd19,251$5.79M0.0%+6.6%0.024%
4/23/2026 Lansforsakringar Fondforvaltning AB publ 24,368$7.33M0.0%-9.7%0.030%
4/23/2026 Apollon Wealth Management LLC1,039$313K0.0%-8.9%0.001%
4/22/2026 Janney Montgomery Scott LLC19,661$5.92M0.0%-68.1%0.025%
4/22/2026 Caldwell Trust Co7,833$2.36M0.2%-0.6%0.010%
4/22/2026 Fort Washington Investment Advisors Inc. OH348,101$104.72M0.6%+38.5%0.434%
4/22/2026 Pictet Asset Management Holding SA39,830$11.98M0.0%-10.4%0.050%
4/22/2026 Union Bancaire Privee UBP SA2,663$791K0.0%+22.0%0.003%
4/22/2026 Sterling Capital Management LLC6,452$1.94M0.0%-22.0%0.008%
4/21/2026 OLD National Bancorp IN1,242$374K0.0%+9.3%0.002%
4/20/2026 Ritholtz Wealth Management2,866$862K0.0%-1.3%0.004%
4/20/2026 Blue Trust Inc.292$88K0.0%-15.1%0.000%
4/20/2026 OP Asset Management Ltd8,436$2.54M0.0%N/A0.011%
4/20/2026 Banque Cantonale Vaudoise4,827$1.45M0.1%-13.1%0.006%
4/20/2026 Assenagon Asset Management S.A.16,473$4.96M0.0%-43.0%0.021%
4/17/2026 Ocean Park Asset Management LLC71,531$21.52M1.1%N/A0.089%
4/16/2026 SG Americas Securities LLC8,052$2.42M0.0%+37.1%0.010%
4/16/2026 Evolve Private Wealth LLC1,002$302K0.0%+20.3%0.001%
4/16/2026 Triad Wealth Partners LLC2,011$605K0.0%+3.8%0.003%
4/16/2026 BI Asset Management Fondsmaeglerselskab A S6,784$2.04M0.0%+37.8%0.008%
4/16/2026 Diversified Trust Co9,098$2.74M0.1%N/A0.011%
4/15/2026 Nations Financial Group Inc. IA ADV3,912$1.18M0.1%-72.4%0.005%
3/20/2026 Hsbc Holdings PLC58,411$20.88M0.0%-41.6%0.073%
3/17/2026Rockefeller Capital Management L.P.5,207$1.86M0.0%+64.5%0.007%
3/11/2026 Meadowbrook Advisors Group LLC568$203K0.1%N/A0.001%
3/9/2026Corient Private Wealth LLC32,951$11.77M0.0%+1.6%0.041%
3/6/2026 Hsbc Holdings PLC58,411$20.88M0.0%-41.6%0.073%
3/4/2026 Stenger Family Office LLC3,427$1.22M0.3%-57.8%0.004%
3/2/2026Reflection Asset Management141$50K0.0%N/A0.000%
3/2/2026Tobam15,505$5.54M1.4%+13.6%0.019%


LPLA Institutional Ownership - Frequently Asked Questions

During the previous two years, 917 institutional investors and hedge funds held shares of LPL Financial. The most heavily invested institutionals were Vanguard Group Inc. ($2.91B), Dodge & Cox ($1.41B), Massachusetts Financial Services Co. MA ($1.33B), Capital World Investors ($1.29B), Boston Partners ($1.27B), Janus Henderson Group PLC ($1.21B), and FMR LLC ($966.05M).Learn more on LPL Financial's institutional investors.

95.66% of LPL Financial's stock is owned by institutional investors. Learn more on LPLA's institutional investor holdings.

Of the 827 institutional investors that purchased LPL Financial's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Dodge & Cox ($3.93M), Capital World Investors ($3.61M), Massachusetts Financial Services Co. MA ($3.10M), Norges Bank ($3.05M), Principal Financial Group Inc. ($2.10M), Boston Partners ($1.87M), and Jennison Associates LLC ($1.36M).

Institutional investors have bought a total of 29,015,919 shares in the last 24 months. This purchase volume represents approximately $10.14B in transactions.

Of the 390 institutional investors that sold LPL Financial's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Jennison Associates LLC ($1.29M), Marshall Wace LLP ($767.71K), Clarkston Capital Partners LLC ($570.80K), Boston Partners ($520.42K), Maverick Capital Ltd. ($488.21K), JPMorgan Chase & Co. ($366.03K), and Hudson Bay Capital Management LP ($340.03K).

Institutional investors have sold a total of 12,816,417 shares in the last 24 months. This volume of shares sold represents approximately $4.46B in transactions.


Related Companies

This page (NASDAQ:LPLA) was last updated on 5/12/2026 by MarketBeat.com Staff.
From Our Partners
Read this or regret it forever
Three Nobel Prize Winners expose this once-in-a-generation wealth shift: “Don’t Say I Didn’t Warn You” P...
Porter & Company | Sponsoredtc pixel
Before you buy SpaceX shares, consider this alternative approach
SpaceX has confidentially filed for an IPO with the SEC, targeting a June 2026 listing at a valuation exceedin...
Weiss Ratings | Sponsoredtc pixel
Your book attached
Veteran trader Bill Poulos is giving away his 'Simple Options Trading For Beginners' book - normally $29.97 - ...
Profits Run | Sponsoredtc pixel
"Computers are about to become obsolete" - George Gilder. Here’s why.
George Gilder predicted the iPhone 16 years early, called Netflix a decade before it dominated streaming, and ...
Eagle Publishing | Sponsoredtc pixel
Iran War Update: Trump’s Hand-Written Letter Reveals What Comes Next
Jim Rickards has uncovered what he believes is Trump's economic plan, with a key trigger date of May 15. The F...
Paradigm Press | Sponsoredtc pixel
Elon's new "super startup"
Adam O'Dell - the analyst who recommended Palantir before it became the top S&P 500 performer - has identified...
Banyan Hill Publishing | Sponsoredtc pixel
Collect $1,170 a month from silver
I've Rarely Seen This With Silver This combination - 20% dividends + 68% share appreciation - never happens...
Investors Alley | Sponsoredtc pixel
SpaceX just filed. The clock is ticking.
Reuters reports Elon Musk filed secretly. Barron's says it's being finalized behind closed doors. CNBC just re...
The Oxford Club | Sponsoredtc pixel