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LPL Financial (LPLA) Institutional Ownership

LPL Financial logo
$292.46 +0.19 (+0.07%)
Closing price 11/13/2026 04:00 PM Eastern
Extended Trading
$291.77 -0.69 (-0.24%)
As of 11/13/2026 07:55 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for LPL Financial (NASDAQ:LPLA)

Current
Institutional Ownership
Percentage
95.66%
Number of
Institutional Buyers
(last 12 months)
438
Total
Institutional Inflows
(last 12 months)
$8.89B
Number of
Institutional Sellers
(last 12 months)
280
Total
Institutional Outflows
(last 12 months)
$3.03B
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LPLA Institutional Buying and Selling by Quarter

LPL Financial Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/14/2026Marshall Wace LLP536,369$164.02M0.1%-45.0%0.689%
11/13/2026Empowered Funds LLC39,808$12.17M0.1%+105.1%0.051%
11/13/2026Caxton Associates LLP1,267$387K0.0%N/A0.002%
11/13/2026Steward Partners Investment Advisory LLC3,866$1.18M0.0%+32.2%0.005%
11/13/2026State Board of Administration of Florida Retirement System75,004$22.94M0.0%+6.7%0.096%
11/13/2026One Wealth Advisors LLC841$257K0.0%-29.7%0.001%
11/13/2026 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp10,396$3.18M0.0%-13.5%0.013%
11/13/2026 Gabelli Funds LLC4,372$1.34M0.0%+40.0%0.006%
11/12/2026 AlphaGrep UK Ltd655$200K0.1%N/A0.001%
11/12/2026 Benjamin Edwards Inc.969$296K0.0%+27.5%0.001%
11/12/2026 First Trust Advisors LP45,175$13.82M0.0%+75.6%0.058%
11/12/2026 Barrow Hanley Mewhinney & Strauss LLC1,023,131$312.87M1.0%-0.8%1.314%
11/12/2026 State Street Corp1,927,100$589.31M0.0%-50.2%2.475%
11/12/2026 Resona Asset Management Co. Ltd.22,603$6.92M0.0%-1.9%0.029%
11/12/2026 Sumitomo Life Insurance Co.1,158$354K0.0%-3.0%0.001%
11/12/2026 Whittier Trust Co.55,075$18.22M0.2%+36.9%0.071%
11/11/2026 Advisors Asset Management Inc.16,132$4.93M0.0%N/A0.021%
11/11/2026 GW&K Investment Management LLC26,504$8.11M0.1%+0.7%0.034%
11/11/2026 Berger Financial Group Inc657$201K0.0%-17.6%0.001%
11/11/2026 Private Advisor Group LLC32,420$9.91M0.0%+15.8%0.042%
11/11/2026 Focus Advisor Solutions LLC58,396$17.86M0.1%-9.4%0.075%
11/11/2026 Colonial Trust Co SC372$114K0.0%+31.4%0.000%
11/11/2026 Boston Partners3,817,269$1.17B1.0%-10.2%4.902%
11/11/2026 Independent Advisor Alliance4,600$1.41M0.0%-4.9%0.006%
11/10/2026 Voya Investment Management LLC6,506$1.99M0.0%-88.2%0.008%
11/10/2026 Global Retirement Partners LLC1,214$371K0.0%-8.6%0.002%
11/10/2026 Cibc World Market Inc.9,861$3.02M0.0%-0.5%0.013%
11/10/2026 HighTower Advisors LLC8,879$2.72M0.0%-27.5%0.011%
11/9/2026 Bessemer Group Inc.4,688$1.43M0.0%-14.0%0.006%
11/9/2026 Trillium Asset Management LLC70,505$21.56M0.7%-1.8%0.091%
11/9/2026 Danske Bank A S107,530$32.88M0.1%+10.4%0.138%
11/7/2026 Mawer Investment Management Ltd.57,561$17.60M0.1%-10.4%0.074%
11/7/2026 Diversified Trust Co3,100$948K0.0%-4.6%0.004%
11/6/2026 Aberdeen Group plc160,234$49M0.1%+111.2%0.206%
11/6/2026 ICICI Prudential Asset Management Co Ltd30,941$9.46M1.0%+8.8%0.040%
11/6/2026 Allworth Financial LP4,404$1.24M0.0%+7.2%0.006%
11/6/2026 Russell Investments Group Ltd.75,096$22.98M0.0%-0.9%0.096%
11/6/2026 Eurizon Capital SGR S.p.A.16,662$5.10M0.0%+3.9%0.021%
11/6/2026 Fifth Third Bancorp11,032$3.37M0.0%-6.3%0.014%
11/6/2026 King Luther Capital Management Corp11,638$3.56M0.0%+12.1%0.015%
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11/5/2026 Maryland State Retirement & Pension System4,917$1.50M0.0%+14.5%0.006%
11/5/2026 Ritholtz Wealth Management2,760$844K0.0%-1.6%0.004%
11/5/2026 NBH Bank113$35K0.0%N/A0.000%
11/5/2026 Jacobi Capital Management LLC773$236K0.0%+5.6%0.001%
11/5/2026 Lido Advisors LLC3,636$1.11M0.0%+215.1%0.005%
11/5/2026 Keybank National Association OH1,638$501K0.0%-25.6%0.002%
11/5/2026 Cornerstone Wealth Management LLC9,681$2.96M0.1%-9.2%0.012%
11/4/2026 Flynn Zito Capital Management LLC8,610$2.63M0.7%-0.6%0.011%
11/4/2026 Fulcrum Asset Management LLP761$234K0.0%N/A0.001%
11/4/2026 Allspring Global Investments Holdings LLC2,501$781K0.0%+3.9%0.003%
11/4/2026 Hohimer Wealth Management LLC2,333$713K0.1%+5.5%0.003%
11/4/2026 M Holdings Securities Inc.3,062$914K0.1%N/A0.004%
11/3/2026 Ethic Inc.5,685$1.74M0.0%+6.5%0.007%
11/3/2026 StoneX Group Inc.663$203K0.0%-19.5%0.001%
11/3/2026 Pictet Asset Management Holding SA41,378$12.65M0.0%+4.8%0.053%
11/3/2026 Alps Advisors Inc.689$211K0.0%N/A0.001%
11/3/2026 International Assets Investment Management LLC911$284K0.0%-7.7%0.001%
11/3/2026 Heritage Family Offices LLP498$152K0.0%N/A0.001%
11/2/2026 Horizon Wealth Management LLC663$203K0.0%N/A0.001%
11/2/2026 Kestra Advisory Services LLC3,197$978K0.0%+42.7%0.004%
11/2/2026 Commonwealth Equity Services LLC9,408$2.88M0.0%-0.4%0.012%
10/31/2026 Caldwell Trust Co7,102$2.17M0.2%-4.4%0.009%
10/30/2026 Markel Group Inc.566,132$173.12M1.3%+1.1%0.719%
10/30/2026 Third View Private Wealth LLC1,967$602K0.1%-47.3%0.002%
10/30/2026 Provenance Wealth Advisors LLC2,597$794K0.0%N/A0.003%
10/30/2026 One Day In July LLC702$215K0.0%N/A0.001%
10/30/2026 TT International Asset Management LTD2,809$859K0.1%-28.9%0.004%
10/30/2026 Gerber Kawasaki Wealth & Investment Management6,856$2.10M0.1%-11.8%0.009%
10/29/2026 Bank Julius Baer & Co. Ltd Zurich6,844$2.09M0.0%N/A0.009%
10/29/2026 Greenleaf Trust8,828$2.70M0.0%-1.3%0.011%
10/29/2026 Sumitomo Mitsui Trust Group Inc.161,482$49.38M0.0%-3.7%0.205%
10/29/2026 Mirae Asset Global Investments Co. Ltd.11,906$3.64M0.0%N/A0.015%
10/29/2026 ARQ Wealth Advisors LLC2,815$861K0.1%-6.6%0.004%
10/29/2026 ProShare Advisors LLC2,703$827K0.0%+28.0%0.003%
10/29/2026 Vise Technologies Inc.5,212$1.59M0.0%+43.7%0.007%
10/28/2026 Peak Financial Advisors LLC6,501$1.99M0.9%N/A0.008%
10/28/2026 International Assets Investment Management LLC13,000$3.98M0.0%+1,217.1%0.017%
10/28/2026 United Asset Strategies Inc.14,943$4.57M0.3%+3.7%0.019%
10/28/2026 Choreo LLC3,735$1.14M0.0%+2.9%0.005%
10/28/2026 North Dakota State Investment Board2,452$750K0.0%+3.5%0.000%
10/27/2026 Asset Management One Co. Ltd.30,498$9.33M0.0%+1.1%0.039%
10/26/2026 Park Avenue Securities LLC2,031$621K0.0%-2.7%0.003%
10/26/2026 Segment Wealth Management LLC11,528$3.53M0.2%+15.3%0.015%
10/23/2026 Signaturefd LLC1,422$435K0.0%+10.6%0.002%
10/23/2026 Citizens Financial Group Inc. RI1,039$318K0.0%N/A0.001%
10/23/2026 Simplicity Wealth LLC14,191$4.34M0.1%+633.4%0.018%
10/23/2026 Iridian Asset Management LLC CT23,436$7.17M2.6%-14.0%0.030%
10/23/2026 Gibbs Wealth Management1,486$454K0.0%+2.3%0.002%
10/23/2026 Winthrop Advisory Group LLC19,508$5.97M0.4%-1.3%0.025%
10/23/2026 Wedbush Securities Inc.837$256K0.0%-7.2%0.001%
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10/23/2026 Sterling Capital Management LLC5,733$1.75M0.0%-27.5%0.007%
10/23/2026 James Investment Research Inc.5,473$1.67M0.2%-8.8%0.007%
10/22/2026 Yousif Capital Management LLC1,857$568K0.0%+6.4%0.002%
10/22/2026 Root Financial Partners LLC2,373$726K0.0%+3.9%0.003%
10/22/2026 Foster Victor Wealth Advisors LLC46,192$14.60M0.7%-11.9%0.059%
10/21/2026 Eagle Rock Investment Company LLC5,671$1.73M0.2%-23.1%0.007%
10/21/2026 Axxcess Wealth Management LLC1,418$434K0.0%N/A0.002%
10/21/2026 Crossmark Global Holdings Inc.757$231K0.0%+6.5%0.001%
10/21/2026 Quadrant Capital Group LLC1,621$528K0.0%-2.7%0.002%
10/21/2026 Nisa Investment Advisors LLC8,808$2.69M0.0%+675.4%0.011%


LPLA Institutional Ownership - Frequently Asked Questions

During the previous two years, 910 institutional investors and hedge funds held shares of LPL Financial. The most heavily invested institutionals were Vanguard Group Inc. ($2.91B), Dodge & Cox ($1.41B), BlackRock Inc. ($1.33B), Massachusetts Financial Services Co. MA ($1.33B), Capital World Investors ($1.29B), Jupiter Topco LLC ($1.18B), and Boston Partners ($1.17B).Learn more on LPL Financial's institutional investors.

95.66% of LPL Financial's stock is owned by institutional investors. Learn more on LPLA's institutional investor holdings.

Of the 829 institutional investors that purchased LPL Financial's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: BlackRock Inc. ($4.73M), Jupiter Topco LLC ($4.20M), Dodge & Cox ($3.93M), Capital World Investors ($3.61M), Norges Bank ($3.05M), Massachusetts Financial Services Co. MA ($3.01M), and Barrow Hanley Mewhinney & Strauss LLC ($2.29M).

Institutional investors have bought a total of 28,703,798 shares in the last 24 months. This purchase volume represents approximately $8.89B in transactions.

Of the 280 institutional investors that sold LPL Financial's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: State Street Corp ($1.94M), Jennison Associates LLC ($993.28K), Assenagon Asset Management S.A. ($747.86K), Boston Partners ($552.57K), Marshall Wace LLP ($550.25K), Clarkston Capital Partners LLC ($402.23K), and Macquarie Group Ltd. ($331.22K).

Institutional investors have sold a total of 9,218,856 shares in the last 24 months. This volume of shares sold represents approximately $3.03B in transactions.


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Institutional ownership data for NASDAQ:LPLA is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 11/14/2026. New 13F filings are added each quarter as they're published.
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