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Nomura (NMR) 10K Form and Latest SEC Filings 2026

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Latest Nomura SEC Filings & Recent Activity

Nomura (NYSE:NMR) has submitted 1,613+ documents to the U.S. Securities and Exchange Commission (SEC) since 2017. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. Key figures from these filings, including revenue, earnings, and cash flow, are summarized in Nomura's financial statements. The most recent filing was a Form 424B2 submitted on October 7, 2026.

Form 4
NOMURA HOLDINGS INC Reports Ownership Change on Sep. 28, 2026

Form 4 filings disclose changes in stock ownership by company insiders, including purchases, sales, grants, and option exercises.

View insider ownership

20-F
Nomura Files Annual Report on Jun. 22, 2026

The 20-F contains Nomura's audited financial statements, revenue, earnings, and risk factors for the prior fiscal year.

View earnings history

Nomura SEC Filing History

Browse Nomura's complete SEC filing history using the filters below. Filter by form type - 10-K, 10-Q, 8-K, Form 4, and more - or set a custom date range to find a filing.

Filing Date
0 Results
DateFilerForm TypeView
10/07/2026 2:18 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
10/07/2026 11:03 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
10/07/2026 8:46 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
10/07/2026 8:23 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
10/06/2026 3:47 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
10/06/2026 3:51 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
10/06/2026 3:16 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
10/05/2026 8:54 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
10/02/2026 2:12 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
10/02/2026 10:28 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
10/02/2026 7:54 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
10/01/2026 2:14 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/30/2026 3:33 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/30/2026 2:49 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/30/2026 8:17 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/30/2026 8:18 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/30/2026 8:21 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/29/2026 2:18 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/29/2026 12:15 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/29/2026 12:18 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/29/2026 12:19 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/28/2026 7:08 PM
Ishizuka Masahiro (2120468) Reporting
Nomura (1163653) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
09/28/2026 6:53 PM
Nomura (1163653) Issuer
Ozaki Yukiko (2120479) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
09/28/2026 6:58 PM
Nomura (1163653) Issuer
Tobari Akihito (2127897) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
09/28/2026 7:03 PM
Hori Akio (2127800) Reporting
Nomura (1163653) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
09/28/2026 6:42 PM
Nomura (1163653) Issuer
Ogawa Shoji (2120477) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
09/28/2026 6:47 PM
Koike Hiroyasu (1857372) Reporting
Nomura (1163653) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
09/28/2026 3:28 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/28/2026 10:14 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/28/2026 10:15 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/25/2026 12:30 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/24/2026 4:07 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/24/2026 3:43 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/24/2026 2:42 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/24/2026 11:24 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/24/2026 11:34 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/23/2026 4:28 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/23/2026 3:45 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/23/2026 2:52 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/23/2026 9:50 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/23/2026 8:47 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
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Uncover the real reason Trump may never end this war
09/22/2026 2:18 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/22/2026 1:24 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/22/2026 12:54 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/21/2026 3:57 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/21/2026 3:01 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/21/2026 2:15 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2026 2:13 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2026 2:03 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2026 2:05 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2026 9:30 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/17/2026 1:51 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/17/2026 1:07 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/17/2026 5:01 AM
Nomura (1163653) Filer
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
09/16/2026 3:40 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/16/2026 3:44 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/16/2026 1:32 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/16/2026 1:17 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/16/2026 1:00 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/16/2026 11:45 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/16/2026 11:50 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/15/2026 12:05 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/15/2026 12:05 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/14/2026 4:02 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/14/2026 2:36 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/14/2026 2:02 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/14/2026 1:41 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/14/2026 1:41 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/14/2026 10:03 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B3
09/14/2026 5:01 AM
Nomura (1163653) Filer
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
09/11/2026 2:28 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/11/2026 1:35 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/11/2026 1:14 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/10/2026 2:31 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/10/2026 2:19 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/10/2026 12:55 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/10/2026 5:02 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/08/2026 1:42 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/02/2026 12:35 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/01/2026 4:07 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/01/2026 4:20 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/01/2026 1:16 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
08/31/2026 3:01 PM
Nomura (1163653) Filer
Form N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company  
08/28/2026 1:08 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
08/28/2026 12:45 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
08/28/2026 11:55 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
08/28/2026 8:47 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
08/28/2026 8:50 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
08/28/2026 5:30 AM
Nomura (1163653) Filer
Form N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company  
08/27/2026 2:26 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
08/27/2026 1:23 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
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Discover how HOST plans to capitalize on surging AI infrastructure demand
08/27/2026 9:24 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
08/27/2026 7:00 AM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
08/26/2026 6:54 PM
Nomura (1163653) Issuer
Ozaki Yukiko (2120479) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/26/2026 6:55 PM
Nomura (1163653) Issuer
Tobari Akihito (2127897) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/26/2026 6:57 PM
Ishizuka Masahiro (2120468) Reporting
Nomura (1163653) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/26/2026 6:47 PM
Hori Akio (2127800) Reporting
Nomura (1163653) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/26/2026 6:48 PM
Koike Hiroyasu (1857372) Reporting
Nomura (1163653) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/26/2026 6:51 PM
Nomura (1163653) Issuer
Ogawa Shoji (2120477) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/25/2026 3:38 PM
Nomura America Finance, LLC (1383951) Filer
Nomura (1163653) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
(Data available from 1/1/2016 forward)

Nomura SEC Filings - Frequently Asked Questions

Nomura (NMR) has submitted 1,613+ filings to the SEC since 2017. You can browse the complete history or filter by form type using the tools above.

Nomura's fiscal year ends on March 31. The company typically files its 10-K annual report by the end of May, covering the prior fiscal year's financial results. Key financial data from these reports is available on Nomura's financial statements page.

The most recent filing was a Form 424B2 submitted on October 7, 2026. View the full filing using the link above.

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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SEC filings for NYSE:NMR are sourced directly from the U.S. Securities and Exchange Commission (SEC), with the most recent filing dated 10/7/2026. New filings are added as they're published.
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