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First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Institutional Ownership

First Trust SMID Cap Rising Dividend Achievers ETF logo
$41.38 +0.08 (+0.19%)
Closing price 04:00 PM Eastern
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$41.38 0.00 (0.00%)
As of 07:30 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust SMID Cap Rising Dividend Achievers ETF (NASDAQ:SDVY)

Number of
Institutional Buyers
(last 12 months)
400
Total
Institutional Inflows
(last 12 months)
$1.09B
Number of
Institutional Sellers
(last 12 months)
180
Total
Institutional Outflows
(last 12 months)
$299.49M
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SDVY Institutional Buying and Selling by Quarter

First Trust SMID Cap Rising Dividend Achievers ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/13/2026Accel Wealth Management72,759$2.95M0.6%+6.6%0.027%
10/13/2026Cascade Investment Group Inc.5,159$209K0.1%N/A0.002%
10/13/2026Stegent Equity Advisors Inc.26,425$1.07M0.9%-57.0%0.010%
10/13/2026NorthCrest Asset Manangement LLC6,738$278K0.0%+16.8%0.003%
10/13/2026Avior Wealth Management LLC25,026$1.02M0.0%+11.0%0.009%
10/9/2026Balefire LLC31,097$1.26M0.2%-1.4%0.012%
10/9/2026Decker Wealth Management LLC637,438$25.87M5.3%-2.1%0.240%
10/9/2026Gerald Baker Financial Group LLC132,332$5.37M1.5%+1.7%0.050%
10/9/2026First Heartland Consultants Inc.214,874$8.72M0.6%-47.1%0.081%
10/8/2026Wisconsin Wealth Advisors LLC102,990$4.18M3.5%+0.3%0.039%
10/8/2026Farther Finance Advisors LLC47,277$1.92M0.0%+60.7%0.018%
10/8/2026Titleist Asset Management LLC112,242$4.56M0.3%+0.9%0.042%
10/8/2026Kaydan Wealth Management Inc.19,485$791K0.3%+2.5%0.007%
10/8/2026Winebrenner Capital Management LLC27,398$1.11M0.7%-4.9%0.010%
10/7/2026Rhodes Investment Advisors Inc. ADV6,950$282K0.2%N/A0.003%
10/7/2026Crumly & Associates Inc.574,336$23.31M4.1%+22.5%0.216%
10/6/2026Stewardship Concepts Financial Services LLC161,756$6.56M4.3%+2.7%0.061%
10/5/2026Ballew Advisors Inc37,731$1.56M0.8%-1.9%0.014%
10/5/2026Olistico Wealth LLC1,018$41K0.0%N/A0.000%
10/5/2026Park National Corp OH3,584,904$145.48M3.9%+1.5%1.347%
10/2/2026 CX Institutional137,094$5.56M0.1%+5.2%0.052%
9/23/2026Envestnet Portfolio Solutions Inc.18,597$802K0.0%-86.6%0.007%
9/23/2026Envestnet Asset Management Inc.3,360,284$144.96M0.0%-7.2%1.264%
9/11/2026Smith Chas P & Associates PA Cpas1,004,463$43.33M2.1%-2.1%0.380%
9/9/2026MCF Advisors LLC224,900$9.70M0.3%N/A0.085%
9/9/2026Capital Analysts LLC36,495$1.57M0.0%+4.1%0.014%
9/9/2026Capital Advantage Inc.86,871$3.75M0.5%+6.2%0.033%
9/9/2026Pinnacle Wealth Management Advisory Group LLC212,206$9.16M0.5%+9.7%0.080%
9/9/2026Integrated Wealth Concepts LLC636,990$27.48M0.2%-2.5%0.241%
9/9/2026RFG Advisory LLC265,289$11.45M0.2%-11.7%0.100%
9/9/2026NewEdge Advisors LLC1,197,586$51.66M0.2%+28.4%0.453%
9/9/2026IFP Advisors Inc16,772$724K0.0%+2.1%0.006%
9/9/2026Baird Financial Group Inc.1,760,339$75.94M0.1%+4.2%0.666%
9/8/2026Allworth Financial LP12,149$524K0.0%-3.9%0.005%
9/8/2026Waverly Advisors LLC72,462$3.13M0.0%+2.4%0.027%
9/4/2026Parkside Financial Bank & Trust1,191$51K0.0%N/A0.000%
9/2/2026Kinetic Wealth Investment Advisors LLC17,340$748K0.4%N/A0.007%
8/27/2026Corient Private Wealth LP5,406$233K0.0%N/A0.002%
8/24/2026Carlson Financial Inc.85,441$3.69M1.9%-0.3%0.032%
8/23/2026Ameritas Advisory Services LLC151,896$6.55M0.1%+352.5%0.057%
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8/23/2026Guardian Wealth Advisors LLC NC571,663$24.66M1.4%+4.4%0.216%
8/23/2026PCG Wealth Advisors LLC76,659$3.31M0.7%-9.3%0.029%
8/23/2026SFG Wealth Management LLC.28,871$1.25M0.4%+7.7%0.011%
8/23/2026Ameliora Wealth Management Ltd.177,466$7.66M2.3%+1.2%0.067%
8/23/2026Northeast Planning Associates INC. NH68,631$2.76M2.0%+6.8%0.026%
8/23/2026Kaydan Wealth Management Inc.19,014$820K0.2%+9.3%0.007%
8/22/2026Compass Financial Management LLC56,189$2.43M0.3%N/A0.021%
8/22/2026NI Acquisitions Company LLC2,204$95K0.0%N/A0.001%
8/22/2026NBH Bank2,560$110K0.0%N/A0.001%
8/22/2026BAM Wealth Management LLC81,659$3.52M2.2%+47.3%0.031%
8/22/2026Comprehensive Financial Planning Inc. PA16,080$694K0.4%+11.8%0.006%
8/22/2026Concurrent Investment Advisors LLC149,592$6.45M0.1%+1.5%0.057%
8/21/2026Mason & Associates Inc83,523$3.60M0.6%+2.3%0.032%
8/21/2026Fairway Financial LLC67,121$2.90M2.0%+1.4%0.025%
8/21/2026Continuum Advisory LLC105,223$4.54M0.4%+3.7%0.040%
8/21/2026Orion Capital Management LLC893$39K0.0%N/A0.000%
8/21/2026XML Financial LLC5,427$234K0.0%N/A0.002%
8/21/2026Beacon Financial Advisory LLC59,391$2.56M0.5%+35.1%0.022%
8/21/2026Symphony Financial Ltd. Co.61,688$2.65M0.3%+30.0%0.023%
8/21/2026Murphy Middleton Hinkle & Parker Inc.11,929$515K0.2%N/A0.005%
8/21/2026Triumph Capital Management180,465$7.79M1.4%-12.6%0.068%
8/20/2026Rehmann Capital Advisory Group169,145$7.29M0.3%+6.4%0.064%
8/20/2026Susquehanna International Group LLP9,858$425K0.0%-69.4%0.004%
8/20/2026Benjamin Edwards Inc.298,897$12.90M0.1%+13.0%0.113%
8/19/2026Archer Investment Corp2,524$109K0.0%-15.9%0.001%
8/12/2026Compass Financial Management LLC56,189$2.43M0.3%N/A0.021%
8/8/2026Forge Financial Services LLC4,828$208K0.0%N/A0.002%
8/7/2026B & T Capital Management DBA Alpha Capital Management364,252$15.71M2.0%+0.3%0.138%
8/7/2026Capital Financial Group Inc. Co. ADV79,303$3.42M1.8%+5.1%0.030%
8/7/2026N.E.W. Advisory Services LLC25,142$1.09M0.1%-1.8%0.010%
8/7/2026Continuum Advisory LLC105,223$4.54M0.4%+3.7%0.040%
8/6/2026German American Bancorp Inc.2,000$388K0.0%N/A0.001%
8/6/2026Stonehaven Wealth & Tax Solutions LLC176,353$7.61M6.1%+1.9%0.067%
8/6/2026Sound Portfolio Advisors LLC101,013$4.36M3.1%+5.1%0.038%
8/6/2026Bank of New York Mellon Corp56,482$2.44M0.0%+19.4%0.021%
8/6/2026Concentrum Wealth Management44,716$1.93M0.5%+4.9%0.017%
8/6/2026Russell Investments Group Ltd.642$28K0.0%-36.1%0.000%
8/5/2026Janney Montgomery Scott LLC944,146$40.73M0.1%+3.6%0.357%
8/5/2026Investment Partners LTD.24,366$1.05M0.3%+1.0%0.009%
8/4/2026Provident Wealth Management LLC141,372$6.10M1.6%+0.7%0.054%
8/4/2026Archer Investment Corp2,524$109K0.0%-15.9%0.001%
8/3/2026Summit Wealth Partners LLC13,794$595K0.1%-2.8%0.005%
7/10/2026Accel Wealth Management68,241$2.94M0.7%+11.5%0.026%
7/10/2026Dagco Inc.428,281$18.48M3.4%+3.7%0.163%
7/10/2026City Holding Co.41,191$1.78M0.2%+5.2%0.016%
7/10/2026Redhawk Wealth Advisors Inc.16,133$696K0.1%-36.8%0.006%
7/10/2026Wealthcare Advisory Partners LLC323,604$13.96M0.3%+1.5%0.123%
7/9/2026Key Client Fiduciary Advisors LLC158,158$6.82M2.0%-1.9%0.060%
7/9/2026Barry Investment Advisors LLC35,678$1.54M0.3%+38.7%0.014%
7/9/2026World Equity Group Inc.15,715$678K0.2%+10.5%0.006%
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7/9/2026Focus Financial Network Inc.442,090$19.07M0.6%+6.5%0.168%
7/9/2026IFC & Insurance Marketing Inc.95,140$4.10M3.6%+7.6%0.036%
7/9/2026Whitaker Myers Wealth Managers LTD.11,756$507K0.1%-7.0%0.004%
7/9/2026Arista Wealth Management LLC37,284$1.61M0.2%-4.7%0.014%
7/9/2026Crumly & Associates Inc.468,829$20.23M3.9%+8.1%0.178%
7/8/2026Thurston Springer Miller Herd & Titak Inc.18,529$799K0.3%+2.8%0.007%
7/8/2026First Heartland Consultants Inc.216,902$9.36M0.6%+5.0%0.082%
7/8/2026TrueWealth Advisors LLC277,141$11.96M2.7%+3.9%0.105%
7/7/2026Quad Cities Investment Group LLC10,742$463K0.2%-3.0%0.004%
7/7/2026Balefire LLC31,533$1.36M0.2%+122.5%0.012%


SDVY Institutional Ownership - Frequently Asked Questions

During the previous two years, 631 institutional investors and hedge funds held shares of First Trust SMID Cap Rising Dividend Achievers ETF. The most heavily invested institutionals were LPL Financial LLC ($953.87M), Morgan Stanley ($687.72M), Raymond James Financial Inc. ($540.51M), Wells Fargo & Company MN ($476.68M), Bank of America Corp DE ($373.15M), Cetera Investment Advisers ($313.21M), and UBS Group AG ($265.99M).Learn more on First Trust SMID Cap Rising Dividend Achievers ETF's institutional investors.

Of the 600 institutional investors that purchased First Trust SMID Cap Rising Dividend Achievers ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($14.58M), LPL Financial LLC ($9.15M), Cetera Investment Advisers ($2.83M), Harbour Investments Inc. ($2.60M), Bank of America Corp DE ($2.51M), HighTower Advisors LLC ($2.22M), and Royal Bank of Canada ($2.22M).

Institutional investors have bought a total of 28,045,329 shares in the last 24 months. This purchase volume represents approximately $1.09B in transactions.

Of the 180 institutional investors that sold First Trust SMID Cap Rising Dividend Achievers ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Northwestern Mutual Wealth Management Co. ($1.66M), Smith Chas P & Associates PA Cpas ($467.24K), NewEdge Advisors LLC ($436.45K), Lifestyle Asset Management Inc. ($311.79K), Qube Research & Technologies Ltd ($293.47K), Envestnet Asset Management Inc. ($261.01K), and First Heartland Consultants Inc. ($252.15K).

Institutional investors have sold a total of 7,722,285 shares in the last 24 months. This volume of shares sold represents approximately $299.49M in transactions.


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Institutional ownership data for NASDAQ:SDVY is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/13/2026. New 13F filings are added each quarter as they're published.
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