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First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Institutional Ownership

First Trust SMID Cap Rising Dividend Achievers ETF logo
$43.16 0.00 (0.00%)
As of 07/2/2026 04:00 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for First Trust SMID Cap Rising Dividend Achievers ETF (NASDAQ:SDVY)

Number of
Institutional Buyers
(last 12 months)
437
Total
Institutional Inflows
(last 12 months)
$1.28B
Number of
Institutional Sellers
(last 12 months)
217
Total
Institutional Outflows
(last 12 months)
$469.57M
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SDVY Institutional Buying and Selling by Quarter

First Trust SMID Cap Rising Dividend Achievers ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/2/2026 CX Institutional130,347$5.62M0.2%+2.0%0.050%
6/18/2026Western Wealth Management LLC849,178$33.48M1.2%+12.3%0.328%
6/18/2026Southern Financial Group LLC1,303,502$51.40M14.4%+0.9%0.504%
6/9/2026Rathbones Group PLC16,530$652K0.0%+6.9%0.006%
6/8/2026Pine Valley Investments Ltd Liability Co386,211$15.23M0.7%-11.2%0.149%
6/3/2026Parallel Advisors LLC21,792$859K0.0%+27.8%0.008%
6/3/2026NewEdge Advisors LLC932,398$36.76M0.1%-7.2%0.360%
6/1/2026Financial Solutions Advisory Group Inc.7,426$293K0.0%N/A0.003%
6/1/2026Integrated Investment Consultants LLC6,905$272K0.1%+6.1%0.003%
6/1/2026Keel Point LLC55,393$2.18M0.1%+2.9%0.021%
5/29/2026Ipsen Advisor Group LLC65,234$2.57M1.8%+5.4%0.025%
5/28/2026Cozad Asset Management Inc.108,781$4.29M0.3%+8.9%0.042%
5/21/2026J. Derek Lewis & Associates Inc.24,115$951K0.2%+4.1%0.009%
5/19/2026Western Wealth Management LLC849,178$33.48M1.2%+12.3%0.328%
5/19/2026Cornerstone Wealth LLC TN31,919$1.35M0.8%N/A0.012%
5/19/2026NewEdge Advisors LLC639,713$25.22M0.5%-36.3%0.247%
5/19/2026Bank of America Corp DE9,463,585$373.15M0.0%+6.3%3.656%
5/19/2026Arkadios Wealth Advisors861,728$33.98M0.6%+191.4%0.333%
5/19/2026IFS Group LLC11,871$468K0.4%N/A0.005%
5/18/2026Sunbelt Securities Inc.7,576$299K0.0%+112.1%0.003%
5/18/2026Royal Bank of Canada6,670,911$263.03M0.0%+5.1%2.577%
5/16/2026IMG Wealth Management Inc.139,732$5.51M3.5%-4.4%0.054%
5/16/2026Quantinno Capital Management LP5,734$226K0.0%N/A0.002%
5/15/2026Gateway Wealth Partners LLC351,046$13.84M0.5%+138.9%0.136%
5/15/2026Blue Chip Partners LLC607,551$23.96M1.7%+2.8%0.235%
5/15/2026Everest Financial Group LLC38,150$1.50M0.2%N/A0.015%
5/15/2026Waverly Advisors LLC70,735$2.79M0.0%+4.9%0.027%
5/14/2026Renaissance Technologies LLC64,800$2.56M0.0%N/A0.025%
5/14/2026Hilltop Holdings Inc.41,207$1.63M0.1%-11.7%0.016%
5/14/2026Modern Wealth Management LLC19,868$790K0.0%-14.1%0.008%
5/14/2026Sei Investments Co.6,590$260K0.0%+5.2%0.003%
5/13/2026Cetera Investment Advisers7,943,362$313.21M0.3%+2.9%3.069%
5/13/2026First Trust Advisors LP535,680$21.11M0.0%+17.7%0.207%
5/8/2026PNC Financial Services Group Inc.4,122$163K0.0%-12.1%0.002%
5/8/2026JSF Financial LLC891,631$35.16M6.9%+55.1%0.344%
5/7/2026Commonwealth Financial Services LLC50,390$1.99M0.3%+4.6%0.019%
5/7/2026Balefire LLC14,174$559K0.1%+46.8%0.005%
5/7/2026Parallel Advisors LLC21,792$859K0.0%+27.8%0.008%
5/7/2026Decker Wealth Management LLC628,685$24.79M5.6%N/A0.243%
5/7/2026Spartan Wealth Advisory Services LLC55,959$2.21M0.2%N/A0.022%
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5/6/2026Juno Financial Group LLC49,139$1.94M0.8%+6.9%0.019%
5/6/2026Advisortrust Partners LLC18,151$716K0.3%+53.8%0.007%
5/6/2026Assetmark Inc.6,038$238K0.0%+8.0%0.002%
5/6/2026Goodman Financial Corp15,761$621K0.1%N/A0.006%
5/6/2026Bessemer Group Inc.8,871$350K0.0%+6.8%0.003%
5/6/2026Gerald Baker Financial Group LLC86,623$3.11M1.0%N/A0.033%
5/6/2026Independent Financial Group LLC304,547$12.01M0.4%N/A0.118%
5/6/2026Advantage Trust Co443,500$17.49M7.8%+1.1%0.171%
5/6/2026Gaddis Premier Wealth Advisors LLC152,033$6.00M4.4%+1.9%0.059%
5/5/2026D.A. Davidson & CO.736,973$29.06M0.2%+9.5%0.285%
5/5/2026Bank of New York Mellon Corp47,306$1.87M0.0%+13.2%0.018%
5/5/2026Gentry Private Wealth LLC9,285$366K0.2%-4.8%0.004%
5/5/2026Collaborative Wealth Managment Inc.8,279$326K0.1%-77.6%0.003%
5/5/2026Geneos Wealth Management Inc.35,141$1.39M0.0%-1.2%0.014%
5/5/2026NFSG Corp3,448$136K0.0%+19.1%0.001%
5/5/2026Ethos Financial Group LLC50,604$2.00M0.1%N/A0.020%
5/5/2026LFA Lugano Financial Advisors SA1,550$61K0.0%-98.6%0.001%
5/5/2026Sanctuary Advisors LLC587,966$23.18M0.1%-0.1%0.227%
5/5/2026Sigma Planning Corp300,698$11.86M0.3%+3.1%0.116%
5/4/2026Retirement Planning Group LLC15,534$613K0.0%+13.6%0.006%
5/4/2026Objective Capital Management LLC13,249$522K0.5%-15.9%0.005%
5/4/2026HBW Advisory Services LLC64,371$2.54M0.3%+12.9%0.025%
5/4/2026Team Financial Group LLC8,324$328K0.1%-4.7%0.003%
5/4/2026Procyon Advisors LLC291,405$11.49M0.2%+17.9%0.113%
5/2/2026International Assets Investment Management LLC46,957$1.87M0.0%-0.9%0.018%
5/2/2026Anchor Investment Management LLC770$30K0.0%N/A0.000%
5/1/2026Fifth Third Bancorp100,695$3.97M0.0%N/A0.039%
5/1/2026Sovran Advisors LLC16,048$679K0.1%-2.4%0.006%
5/1/2026Darwin Wealth Management LLC73,270$2.89M0.9%-6.0%0.028%
5/1/2026Triton Wealth Management PLLC23,805$951K0.4%+21.2%0.009%
5/1/2026Simplicity Wealth LLC144,108$5.68M0.3%+68.1%0.056%
5/1/2026Arbor Capital Management Inc. ADV12,440$515K0.4%+2.2%0.005%
4/30/2026Torren Management LLC1,265$50K0.0%N/A0.000%
4/30/2026Stiles Financial Services Inc20,982$827K0.3%+2.2%0.008%
4/30/2026Elevated Capital Advisors LLC20,009$789K0.2%-2.3%0.008%
4/30/2026Mason & Associates Inc81,677$3.14M0.6%+2.9%0.032%
4/30/2026Cherry Creek Investment Advisors Inc.59,136$2.33M1.0%-5.1%0.023%
4/30/2026Kestra Advisory Services LLC1,659,688$65.44M0.2%+5.5%0.642%
4/30/2026Money Concepts Capital Corp40,810$1.61M0.1%+2.3%0.016%
4/30/2026Griffith & Werner Inc.86,694$3.42M1.7%+13.3%0.034%
4/30/2026WPG Advisers LLC52,534$2.07M1.5%-5.4%0.020%
4/29/2026Richmond Investment Services LLC414,692$16.35M2.6%+4.5%0.160%
4/29/2026Axxcess Wealth Management LLC297,107$11.72M0.4%+11.6%0.115%
4/29/2026Advance Capital Management Inc.12,048$475K0.0%+35.1%0.005%
4/28/2026Ascentis Independent Advisors120,647$4.76M0.4%+112.3%0.047%
4/28/2026Stephens Inc. AR91,160$3.59M0.0%-2.2%0.035%
4/28/2026LVZ Inc.2,674,296$105.45M12.0%-4.7%1.038%
4/28/2026Walkner Condon Financial Advisors LLC43,585$1.72M0.2%+23.4%0.017%
4/28/2026Koshinski Asset Management Inc.43,376$1.71M0.1%+3.3%0.017%
4/28/2026Beacon Financial Advisory LLC43,968$1.73M0.4%+7.8%0.017%
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4/27/2026Capital Financial Group Inc. Co. ADV75,426$2.97M1.6%+11.0%0.029%
4/27/2026Altus Wealth Group LLC32,489$1.28M0.5%-10.5%0.013%
4/27/2026Baer Investment Advisory LLC11,329$447K0.1%N/A0.004%
4/27/2026Private Advisor Group LLC1,444,960$56.98M0.3%+6.1%0.561%
4/27/2026Elevation Point Wealth Partners LLC1,039,862$41.00M1.0%+14,172.1%0.403%
4/27/2026Platform Technology Partners16,482$650K0.1%+5.0%0.006%
4/27/2026Prasad Wealth Partners LLC10,112$399K0.1%+5.3%0.004%
4/25/2026KPP Advisory Services LLC168,578$6.65M1.0%-5.9%0.066%
4/24/2026Root Financial Partners LLC25,608$1.01M0.0%-9.1%0.010%
4/24/2026Stegent Equity Advisors Inc.54,653$2.16M1.8%N/A0.021%


SDVY Institutional Ownership - Frequently Asked Questions

During the previous two years, 629 institutional investors and hedge funds held shares of First Trust SMID Cap Rising Dividend Achievers ETF. The most heavily invested institutionals were LPL Financial LLC ($953.87M), Morgan Stanley ($687.72M), Raymond James Financial Inc. ($540.51M), Wells Fargo & Company MN ($476.68M), Bank of America Corp DE ($373.15M), Cetera Investment Advisers ($313.21M), and UBS Group AG ($265.99M).Learn more on First Trust SMID Cap Rising Dividend Achievers ETF's institutional investors.

Of the 593 institutional investors that purchased First Trust SMID Cap Rising Dividend Achievers ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($14.58M), LPL Financial LLC ($11.26M), Capital Investment Advisors LLC ($4.37M), Park National Corp OH ($3.48M), Cetera Investment Advisers ($3.41M), Harbour Investments Inc. ($2.62M), and Bank of America Corp DE ($2.51M).

Institutional investors have bought a total of 33,922,819 shares in the last 24 months. This purchase volume represents approximately $1.28B in transactions.

Of the 217 institutional investors that sold First Trust SMID Cap Rising Dividend Achievers ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Northwestern Mutual Wealth Management Co. ($1.66M), NewEdge Advisors LLC ($963.75K), Csenge Advisory Group ($615.77K), Advance Capital Management Inc. ($494.07K), Raymond James Financial Inc. ($477.62K), Bank of America Corp DE ($454.05K), and Smith Chas P & Associates PA Cpas ($445.24K).

Institutional investors have sold a total of 12,673,454 shares in the last 24 months. This volume of shares sold represents approximately $469.57M in transactions.


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This page (NASDAQ:SDVY) was last updated on 7/5/2026 by MarketBeat.com Staff.
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