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First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Institutional Ownership

First Trust SMID Cap Rising Dividend Achievers ETF logo
$44.76 +0.13 (+0.29%)
As of 10:58 AM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust SMID Cap Rising Dividend Achievers ETF (NASDAQ:SDVY)

Number of
Institutional Buyers
(last 12 months)
401
Total
Institutional Inflows
(last 12 months)
$1.07B
Number of
Institutional Sellers
(last 12 months)
179
Total
Institutional Outflows
(last 12 months)
$309.40M
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SDVY Institutional Buying and Selling by Quarter

First Trust SMID Cap Rising Dividend Achievers ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/12/2026 Compass Financial Management LLC56,189$2.43M0.3%N/A0.021%
8/8/2026 Forge Financial Services LLC4,828$208K0.0%N/A0.002%
8/7/2026 B & T Capital Management DBA Alpha Capital Management364,252$15.71M2.0%+0.3%0.138%
8/7/2026 Capital Financial Group Inc. Co. ADV79,303$3.42M1.8%+5.1%0.030%
8/7/2026 N.E.W. Advisory Services LLC25,142$1.09M0.1%-1.8%0.010%
8/7/2026 Continuum Advisory LLC105,223$4.54M0.4%+3.7%0.040%
8/6/2026 German American Bancorp Inc.2,000$388K0.0%N/A0.001%
8/6/2026 Stonehaven Wealth & Tax Solutions LLC176,353$7.61M6.1%+1.9%0.067%
8/6/2026 Sound Portfolio Advisors LLC101,013$4.36M3.1%+5.1%0.038%
8/6/2026 Bank of New York Mellon Corp56,482$2.44M0.0%+19.4%0.021%
8/6/2026 Concentrum Wealth Management44,716$1.93M0.5%+4.9%0.017%
8/6/2026 Russell Investments Group Ltd.642$28K0.0%-36.1%0.000%
8/5/2026 Janney Montgomery Scott LLC944,146$40.73M0.1%+3.6%0.357%
8/5/2026 Investment Partners LTD.24,366$1.05M0.3%+1.0%0.009%
8/4/2026 Provident Wealth Management LLC141,372$6.10M1.6%+0.7%0.054%
8/4/2026 Archer Investment Corp2,524$109K0.0%-15.9%0.001%
8/3/2026 Summit Wealth Partners LLC13,794$595K0.1%-2.8%0.005%
7/10/2026 Accel Wealth Management68,241$2.94M0.7%+11.5%0.026%
7/10/2026 Dagco Inc.428,281$18.48M3.4%+3.7%0.163%
7/10/2026 City Holding Co.41,191$1.78M0.2%+5.2%0.016%
7/10/2026 Redhawk Wealth Advisors Inc.16,133$696K0.1%-36.8%0.006%
7/10/2026 Wealthcare Advisory Partners LLC323,604$13.96M0.3%+1.5%0.123%
7/9/2026 Key Client Fiduciary Advisors LLC158,158$6.82M2.0%-1.9%0.060%
7/9/2026 Barry Investment Advisors LLC35,678$1.54M0.3%+38.7%0.014%
7/9/2026 World Equity Group Inc.15,715$678K0.2%+10.5%0.006%
7/9/2026 Focus Financial Network Inc.442,090$19.07M0.6%+6.5%0.168%
7/9/2026 IFC & Insurance Marketing Inc.95,140$4.10M3.6%+7.6%0.036%
7/9/2026 Whitaker Myers Wealth Managers LTD.11,756$507K0.1%-7.0%0.004%
7/9/2026 Arista Wealth Management LLC37,284$1.61M0.2%-4.7%0.014%
7/9/2026 Crumly & Associates Inc.468,829$20.23M3.9%+8.1%0.178%
7/8/2026 Thurston Springer Miller Herd & Titak Inc.18,529$799K0.3%+2.8%0.007%
7/8/2026 First Heartland Consultants Inc.216,902$9.36M0.6%+5.0%0.082%
7/8/2026 TrueWealth Advisors LLC277,141$11.96M2.7%+3.9%0.105%
7/7/2026 Quad Cities Investment Group LLC10,742$463K0.2%-3.0%0.004%
7/7/2026 Balefire LLC31,533$1.36M0.2%+122.5%0.012%
7/7/2026 Dynamic Advisor Solutions LLC132,336$5.71M0.2%+11.8%0.050%
7/7/2026 Baron Wealth Management LLC213,371$9.21M2.4%+13.5%0.081%
7/7/2026 Wisconsin Wealth Advisors LLC102,662$4.43M3.8%-0.4%0.039%
7/6/2026 Hobart Private Capital LLC252,038$10.87M1.9%+3.2%0.096%
7/6/2026 Trilogy Capital Inc.583,903$25.19M1.0%+3.8%0.222%
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7/2/2026 CX Institutional130,347$5.62M0.2%+2.0%0.050%
6/18/2026Western Wealth Management LLC849,178$33.48M1.2%+12.3%0.328%
6/18/2026 Southern Financial Group LLC1,303,502$51.40M14.4%+0.9%0.504%
6/9/2026 Rathbones Group PLC16,530$652K0.0%+6.9%0.006%
6/8/2026 Pine Valley Investments Ltd Liability Co386,211$15.23M0.7%-11.2%0.149%
6/3/2026 Parallel Advisors LLC21,792$859K0.0%+27.8%0.008%
6/3/2026 NewEdge Advisors LLC932,398$36.76M0.1%-7.2%0.360%
6/1/2026 Financial Solutions Advisory Group Inc.7,426$293K0.0%N/A0.003%
6/1/2026Integrated Investment Consultants LLC6,905$272K0.1%+6.1%0.003%
6/1/2026Keel Point LLC55,393$2.18M0.1%+2.9%0.021%
5/29/2026 Ipsen Advisor Group LLC65,234$2.57M1.8%+5.4%0.025%
5/28/2026Cozad Asset Management Inc.108,781$4.29M0.3%+8.9%0.042%
5/21/2026 J. Derek Lewis & Associates Inc.24,115$951K0.2%+4.1%0.009%
5/19/2026Western Wealth Management LLC849,178$33.48M1.2%+12.3%0.328%
5/19/2026 Cornerstone Wealth LLC TN31,919$1.35M0.8%N/A0.012%
5/19/2026 NewEdge Advisors LLC639,713$25.22M0.5%-36.3%0.247%
5/19/2026Bank of America Corp DE9,463,585$373.15M0.0%+6.3%3.656%
5/19/2026 Arkadios Wealth Advisors861,728$33.98M0.6%+191.4%0.333%
5/19/2026 IFS Group LLC11,871$468K0.4%N/A0.005%
5/18/2026Sunbelt Securities Inc.7,576$299K0.0%+112.1%0.003%
5/18/2026Royal Bank of Canada6,670,911$263.03M0.0%+5.1%2.577%
5/16/2026 IMG Wealth Management Inc.139,732$5.51M3.5%-4.4%0.054%
5/16/2026Quantinno Capital Management LP5,734$226K0.0%N/A0.002%
5/15/2026 Gateway Wealth Partners LLC351,046$13.84M0.5%+138.9%0.136%
5/15/2026Blue Chip Partners LLC607,551$23.96M1.7%+2.8%0.235%
5/15/2026 Everest Financial Group LLC38,150$1.50M0.2%N/A0.015%
5/15/2026Waverly Advisors LLC70,735$2.79M0.0%+4.9%0.027%
5/14/2026Renaissance Technologies LLC64,800$2.56M0.0%N/A0.025%
5/14/2026Hilltop Holdings Inc.41,207$1.63M0.1%-11.7%0.016%
5/14/2026Modern Wealth Management LLC19,868$790K0.0%-14.1%0.008%
5/14/2026Sei Investments Co.6,590$260K0.0%+5.2%0.003%
5/13/2026 Cetera Investment Advisers7,943,362$313.21M0.3%+2.9%3.069%
5/13/2026 First Trust Advisors LP535,680$21.11M0.0%+17.7%0.207%
5/8/2026 PNC Financial Services Group Inc.4,122$163K0.0%-12.1%0.002%
5/8/2026 JSF Financial LLC891,631$35.16M6.9%+55.1%0.344%
5/7/2026 Commonwealth Financial Services LLC50,390$1.99M0.3%+4.6%0.019%
5/7/2026 Balefire LLC14,174$559K0.1%+46.8%0.005%
5/7/2026 Parallel Advisors LLC21,792$859K0.0%+27.8%0.008%
5/7/2026 Decker Wealth Management LLC628,685$24.79M5.6%N/A0.243%
5/7/2026 Spartan Wealth Advisory Services LLC55,959$2.21M0.2%N/A0.022%
5/6/2026 Juno Financial Group LLC49,139$1.94M0.8%+6.9%0.019%
5/6/2026 Advisortrust Partners LLC18,151$716K0.3%+53.8%0.007%
5/6/2026 Assetmark Inc.6,038$238K0.0%+8.0%0.002%
5/6/2026 Goodman Financial Corp15,761$621K0.1%N/A0.006%
5/6/2026 Bessemer Group Inc.8,871$350K0.0%+6.8%0.003%
5/6/2026 Gerald Baker Financial Group LLC86,623$3.11M1.0%N/A0.033%
5/6/2026 Independent Financial Group LLC304,547$12.01M0.4%N/A0.118%
5/6/2026 Advantage Trust Co443,500$17.49M7.8%+1.1%0.171%
5/6/2026 Gaddis Premier Wealth Advisors LLC152,033$6.00M4.4%+1.9%0.059%
5/5/2026 D.A. Davidson & CO.736,973$29.06M0.2%+9.5%0.285%
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5/5/2026 Bank of New York Mellon Corp47,306$1.87M0.0%+13.2%0.018%
5/5/2026 Gentry Private Wealth LLC9,285$366K0.2%-4.8%0.004%
5/5/2026 Collaborative Wealth Managment Inc.8,279$326K0.1%-77.6%0.003%
5/5/2026 Geneos Wealth Management Inc.35,141$1.39M0.0%-1.2%0.014%
5/5/2026NFSG Corp3,448$136K0.0%+19.1%0.001%
5/5/2026 Ethos Financial Group LLC50,604$2.00M0.1%N/A0.020%
5/5/2026 LFA Lugano Financial Advisors SA1,550$61K0.0%-98.6%0.001%
5/5/2026Sanctuary Advisors LLC587,966$23.18M0.1%-0.1%0.227%
5/5/2026 Sigma Planning Corp300,698$11.86M0.3%+3.1%0.116%
5/4/2026 Retirement Planning Group LLC15,534$613K0.0%+13.6%0.006%


SDVY Institutional Ownership - Frequently Asked Questions

During the previous two years, 621 institutional investors and hedge funds held shares of First Trust SMID Cap Rising Dividend Achievers ETF. The most heavily invested institutionals were LPL Financial LLC ($953.87M), Morgan Stanley ($687.72M), Raymond James Financial Inc. ($540.51M), Wells Fargo & Company MN ($476.68M), Bank of America Corp DE ($373.15M), Cetera Investment Advisers ($313.21M), and UBS Group AG ($265.99M).Learn more on First Trust SMID Cap Rising Dividend Achievers ETF's institutional investors.

Of the 590 institutional investors that purchased First Trust SMID Cap Rising Dividend Achievers ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($14.58M), LPL Financial LLC ($9.15M), Cetera Investment Advisers ($3.41M), Park National Corp OH ($2.83M), Harbour Investments Inc. ($2.60M), Bank of America Corp DE ($2.51M), and HighTower Advisors LLC ($2.22M).

Institutional investors have bought a total of 27,795,196 shares in the last 24 months. This purchase volume represents approximately $1.07B in transactions.

Of the 178 institutional investors that sold First Trust SMID Cap Rising Dividend Achievers ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Northwestern Mutual Wealth Management Co. ($1.66M), Bank of America Corp DE ($454.05K), Smith Chas P & Associates PA Cpas ($445.24K), NewEdge Advisors LLC ($436.45K), N.E.W. Advisory Services LLC ($416.44K), Lifestyle Asset Management Inc. ($311.79K), and Qube Research & Technologies Ltd ($293.47K).

Institutional investors have sold a total of 8,129,570 shares in the last 24 months. This volume of shares sold represents approximately $309.40M in transactions.


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Institutional ownership data for NASDAQ:SDVY is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/12/2026. New 13F filings are added each quarter as they're published.
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