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First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Institutional Ownership

First Trust SMID Cap Rising Dividend Achievers ETF logo
$41.36 -0.30 (-0.72%)
Closing price 04:00 PM Eastern
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$41.46 +0.11 (+0.25%)
As of 04:23 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust SMID Cap Rising Dividend Achievers ETF (NASDAQ:SDVY)

Number of
Institutional Buyers
(last 12 months)
398
Total
Institutional Inflows
(last 12 months)
$1.09B
Number of
Institutional Sellers
(last 12 months)
177
Total
Institutional Outflows
(last 12 months)
$284.95M
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SDVY Institutional Buying and Selling by Quarter

First Trust SMID Cap Rising Dividend Achievers ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/11/2026 Smith Chas P & Associates PA Cpas1,004,463$43.33M2.1%-2.1%0.380%
9/9/2026 MCF Advisors LLC224,900$9.70M0.3%N/A0.085%
9/9/2026 Capital Analysts LLC36,495$1.57M0.0%+4.1%0.014%
9/9/2026 Capital Advantage Inc.86,871$3.75M0.5%+6.2%0.033%
9/9/2026 Pinnacle Wealth Management Advisory Group LLC212,206$9.16M0.5%+9.7%0.080%
9/9/2026 Integrated Wealth Concepts LLC636,990$27.48M0.2%-2.5%0.241%
9/9/2026 RFG Advisory LLC265,289$11.45M0.2%-11.7%0.100%
9/9/2026 NewEdge Advisors LLC1,197,586$51.66M0.2%+28.4%0.453%
9/9/2026 IFP Advisors Inc16,772$724K0.0%+2.1%0.006%
9/9/2026 Baird Financial Group Inc.1,760,339$75.94M0.1%+4.2%0.666%
9/8/2026 Allworth Financial LP12,149$524K0.0%-3.9%0.005%
9/8/2026 Waverly Advisors LLC72,462$3.13M0.0%+2.4%0.027%
9/4/2026 Parkside Financial Bank & Trust1,191$51K0.0%N/A0.000%
9/2/2026 Kinetic Wealth Investment Advisors LLC17,340$748K0.4%N/A0.007%
8/27/2026 Corient Private Wealth LP5,406$233K0.0%N/A0.002%
8/24/2026 Carlson Financial Inc.85,441$3.69M1.9%-0.3%0.032%
8/23/2026 Ameritas Advisory Services LLC151,896$6.55M0.1%+352.5%0.057%
8/23/2026 Guardian Wealth Advisors LLC NC571,663$24.66M1.4%+4.4%0.216%
8/23/2026 PCG Wealth Advisors LLC76,659$3.31M0.7%-9.3%0.029%
8/23/2026 SFG Wealth Management LLC.28,871$1.25M0.4%+7.7%0.011%
8/23/2026 Ameliora Wealth Management Ltd.177,466$7.66M2.3%+1.2%0.067%
8/23/2026 Northeast Planning Associates INC. NH68,631$2.76M2.0%+6.8%0.026%
8/23/2026 Kaydan Wealth Management Inc.19,014$820K0.2%+9.3%0.007%
8/22/2026 Compass Financial Management LLC56,189$2.43M0.3%N/A0.021%
8/22/2026 NI Acquisitions Company LLC2,204$95K0.0%N/A0.001%
8/22/2026 NBH Bank2,560$110K0.0%N/A0.001%
8/22/2026 BAM Wealth Management LLC81,659$3.52M2.2%+47.3%0.031%
8/22/2026 Comprehensive Financial Planning Inc. PA16,080$694K0.4%+11.8%0.006%
8/22/2026 Concurrent Investment Advisors LLC149,592$6.45M0.1%+1.5%0.057%
8/21/2026 Mason & Associates Inc83,523$3.60M0.6%+2.3%0.032%
8/21/2026 Fairway Financial LLC67,121$2.90M2.0%+1.4%0.025%
8/21/2026 Continuum Advisory LLC105,223$4.54M0.4%+3.7%0.040%
8/21/2026 Orion Capital Management LLC893$39K0.0%N/A0.000%
8/21/2026 XML Financial LLC5,427$234K0.0%N/A0.002%
8/21/2026 Beacon Financial Advisory LLC59,391$2.56M0.5%+35.1%0.022%
8/21/2026 Symphony Financial Ltd. Co.61,688$2.65M0.3%+30.0%0.023%
8/21/2026 Murphy Middleton Hinkle & Parker Inc.11,929$515K0.2%N/A0.005%
8/21/2026 Triumph Capital Management180,465$7.79M1.4%-12.6%0.068%
8/20/2026 Rehmann Capital Advisory Group169,145$7.29M0.3%+6.4%0.064%
8/20/2026 Susquehanna International Group LLP9,858$425K0.0%-69.4%0.004%
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8/20/2026 Benjamin Edwards Inc.298,897$12.90M0.1%+13.0%0.113%
8/19/2026 Archer Investment Corp2,524$109K0.0%-15.9%0.001%
8/12/2026 Compass Financial Management LLC56,189$2.43M0.3%N/A0.021%
8/8/2026 Forge Financial Services LLC4,828$208K0.0%N/A0.002%
8/7/2026 B & T Capital Management DBA Alpha Capital Management364,252$15.71M2.0%+0.3%0.138%
8/7/2026 Capital Financial Group Inc. Co. ADV79,303$3.42M1.8%+5.1%0.030%
8/7/2026 N.E.W. Advisory Services LLC25,142$1.09M0.1%-1.8%0.010%
8/7/2026 Continuum Advisory LLC105,223$4.54M0.4%+3.7%0.040%
8/6/2026 German American Bancorp Inc.2,000$388K0.0%N/A0.001%
8/6/2026 Stonehaven Wealth & Tax Solutions LLC176,353$7.61M6.1%+1.9%0.067%
8/6/2026 Sound Portfolio Advisors LLC101,013$4.36M3.1%+5.1%0.038%
8/6/2026 Bank of New York Mellon Corp56,482$2.44M0.0%+19.4%0.021%
8/6/2026 Concentrum Wealth Management44,716$1.93M0.5%+4.9%0.017%
8/6/2026 Russell Investments Group Ltd.642$28K0.0%-36.1%0.000%
8/5/2026 Janney Montgomery Scott LLC944,146$40.73M0.1%+3.6%0.357%
8/5/2026 Investment Partners LTD.24,366$1.05M0.3%+1.0%0.009%
8/4/2026 Provident Wealth Management LLC141,372$6.10M1.6%+0.7%0.054%
8/4/2026 Archer Investment Corp2,524$109K0.0%-15.9%0.001%
8/3/2026 Summit Wealth Partners LLC13,794$595K0.1%-2.8%0.005%
7/10/2026 Accel Wealth Management68,241$2.94M0.7%+11.5%0.026%
7/10/2026 Dagco Inc.428,281$18.48M3.4%+3.7%0.163%
7/10/2026 City Holding Co.41,191$1.78M0.2%+5.2%0.016%
7/10/2026 Redhawk Wealth Advisors Inc.16,133$696K0.1%-36.8%0.006%
7/10/2026 Wealthcare Advisory Partners LLC323,604$13.96M0.3%+1.5%0.123%
7/9/2026 Key Client Fiduciary Advisors LLC158,158$6.82M2.0%-1.9%0.060%
7/9/2026 Barry Investment Advisors LLC35,678$1.54M0.3%+38.7%0.014%
7/9/2026 World Equity Group Inc.15,715$678K0.2%+10.5%0.006%
7/9/2026 Focus Financial Network Inc.442,090$19.07M0.6%+6.5%0.168%
7/9/2026 IFC & Insurance Marketing Inc.95,140$4.10M3.6%+7.6%0.036%
7/9/2026 Whitaker Myers Wealth Managers LTD.11,756$507K0.1%-7.0%0.004%
7/9/2026 Arista Wealth Management LLC37,284$1.61M0.2%-4.7%0.014%
7/9/2026 Crumly & Associates Inc.468,829$20.23M3.9%+8.1%0.178%
7/8/2026 Thurston Springer Miller Herd & Titak Inc.18,529$799K0.3%+2.8%0.007%
7/8/2026 First Heartland Consultants Inc.216,902$9.36M0.6%+5.0%0.082%
7/8/2026 TrueWealth Advisors LLC277,141$11.96M2.7%+3.9%0.105%
7/7/2026 Quad Cities Investment Group LLC10,742$463K0.2%-3.0%0.004%
7/7/2026 Balefire LLC31,533$1.36M0.2%+122.5%0.012%
7/7/2026 Dynamic Advisor Solutions LLC132,336$5.71M0.2%+11.8%0.050%
7/7/2026 Baron Wealth Management LLC213,371$9.21M2.4%+13.5%0.081%
7/7/2026 Wisconsin Wealth Advisors LLC102,662$4.43M3.8%-0.4%0.039%
7/6/2026 Hobart Private Capital LLC252,038$10.87M1.9%+3.2%0.096%
7/6/2026 Trilogy Capital Inc.583,903$25.19M1.0%+3.8%0.222%
7/2/2026 CX Institutional130,347$5.62M0.2%+2.0%0.050%
6/18/2026 Western Wealth Management LLC849,178$33.48M1.2%+12.3%0.328%
6/18/2026 Southern Financial Group LLC1,303,502$51.40M14.4%+0.9%0.504%
6/9/2026 Rathbones Group PLC16,530$652K0.0%+6.9%0.006%
6/8/2026 Pine Valley Investments Ltd Liability Co386,211$15.23M0.7%-11.2%0.149%
6/3/2026 Parallel Advisors LLC21,792$859K0.0%+27.8%0.008%
6/3/2026 NewEdge Advisors LLC932,398$36.76M0.1%-7.2%0.360%
6/1/2026 Financial Solutions Advisory Group Inc.7,426$293K0.0%N/A0.003%
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6/1/2026 Integrated Investment Consultants LLC6,905$272K0.1%+6.1%0.003%
6/1/2026 Keel Point LLC55,393$2.18M0.1%+2.9%0.021%
5/29/2026 Ipsen Advisor Group LLC65,234$2.57M1.8%+5.4%0.025%
5/28/2026 Cozad Asset Management Inc.108,781$4.29M0.3%+8.9%0.042%
5/21/2026 J. Derek Lewis & Associates Inc.24,115$951K0.2%+4.1%0.009%
5/19/2026 Western Wealth Management LLC849,178$33.48M1.2%+12.3%0.328%
5/19/2026 Cornerstone Wealth LLC TN31,919$1.35M0.8%N/A0.012%
5/19/2026 NewEdge Advisors LLC639,713$25.22M0.5%-36.3%0.247%
5/19/2026 Bank of America Corp DE9,463,585$373.15M0.0%+6.3%3.656%
5/19/2026 Arkadios Wealth Advisors861,728$33.98M0.6%+191.4%0.333%


SDVY Institutional Ownership - Frequently Asked Questions

During the previous two years, 631 institutional investors and hedge funds held shares of First Trust SMID Cap Rising Dividend Achievers ETF. The most heavily invested institutionals were LPL Financial LLC ($953.87M), Morgan Stanley ($687.72M), Raymond James Financial Inc. ($540.51M), Wells Fargo & Company MN ($476.68M), Bank of America Corp DE ($373.15M), Cetera Investment Advisers ($313.21M), and UBS Group AG ($265.99M).Learn more on First Trust SMID Cap Rising Dividend Achievers ETF's institutional investors.

Of the 599 institutional investors that purchased First Trust SMID Cap Rising Dividend Achievers ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($14.58M), LPL Financial LLC ($9.15M), Cetera Investment Advisers ($2.83M), Park National Corp OH ($2.83M), Harbour Investments Inc. ($2.60M), Bank of America Corp DE ($2.51M), and HighTower Advisors LLC ($2.22M).

Institutional investors have bought a total of 28,029,796 shares in the last 24 months. This purchase volume represents approximately $1.09B in transactions.

Of the 177 institutional investors that sold First Trust SMID Cap Rising Dividend Achievers ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Northwestern Mutual Wealth Management Co. ($1.66M), Smith Chas P & Associates PA Cpas ($467.24K), NewEdge Advisors LLC ($436.45K), Lifestyle Asset Management Inc. ($311.79K), Qube Research & Technologies Ltd ($293.47K), Breakthru Advisory Services LLC ($210.73K), and Ergawealth Advisors Inc. ($210.11K).

Institutional investors have sold a total of 7,407,373 shares in the last 24 months. This volume of shares sold represents approximately $284.95M in transactions.


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Institutional ownership data for NASDAQ:SDVY is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/11/2026. New 13F filings are added each quarter as they're published.
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