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Caterpillar (CAT) Institutional Ownership

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$313.94 +4.67 (+1.51%)
Closing price 03:59 PM Eastern
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$313.50 -0.44 (-0.14%)
As of 07:58 PM Eastern
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Institutional Ownership Changes (13F Filings) for Caterpillar (NYSE:CAT)

Current
Institutional Ownership
Percentage
70.98%
Number of
Institutional Buyers
(last 12 months)
1914
Total
Institutional Inflows
(last 12 months)
$11.93B
Number of
Institutional Sellers
(last 12 months)
1490
Total
Institutional Outflows
(last 12 months)
$6.74B
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CAT Institutional Buying and Selling by Quarter

Caterpillar Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/1/2025Turtle Creek Wealth Advisors LLC25,945$8.56M1.3%+27.8%0.005%
5/1/2025Florida Financial Advisors LLC758$249K0.1%+8.1%0.000%
5/1/2025Bleakley Financial Group LLC19,748$6.51M0.2%+2.0%0.004%
5/1/2025Securian Asset Management Inc.25,318$8.35M0.3%-2.4%0.005%
5/1/2025MQS Management LLC1,407$464K0.3%N/A0.000%
5/1/2025Zullo Investment Group Inc.2,032$670K0.3%+7.1%0.000%
5/1/2025Legacy Financial Group Inc.1,131$373K0.1%+6.2%0.000%
5/1/2025Whitener Capital Management Inc.11,103$3.66M1.0%-2.2%0.002%
5/1/2025Marks Group Wealth Management Inc2,094$691K0.1%-5.3%0.000%
5/1/2025Secured Retirement Advisors LLC4,324$1.43M0.9%-63.5%0.001%
5/1/2025Asset Dedication LLC13,751$4.54M0.4%-2.4%0.003%
5/1/2025Cahaba Wealth Management Inc.2,272$749K0.1%+3.9%0.000%
5/1/2025CWM LLC90,696$29.91M0.1%+7.9%0.019%
5/1/2025TFR Capital LLC.2,053$677K0.3%+167.3%0.000%
5/1/2025Hughes Financial Services LLC222$73K0.0%N/A0.000%
5/1/2025Oxbow Advisors LLC7,768$2.56M0.3%-1.0%0.002%
5/1/2025Schear Investment Advisers LLC6,981$2.30M1.3%+1.7%0.001%
5/1/2025Pittenger & Anderson Inc.36,759$12.12M0.4%-0.1%0.008%
5/1/2025TruNorth Capital Management LLC204$67K0.0%+40.7%0.000%
5/1/2025Westmount Partners LLC1,834$605K0.2%-29.1%0.000%
5/1/2025Louisiana State Employees Retirement System25,700$8.48M0.2%-1.2%0.005%
5/1/2025Stephens Inc. AR70,471$23.24M0.3%-22.8%0.015%
5/1/2025Schechter Investment Advisors LLC3,136$1.03M0.1%-34.5%0.001%
5/1/2025New York State Common Retirement Fund593,155$195.62M0.3%-2.3%0.124%
5/1/2025Mutual of America Capital Management LLC61,122$20.16M0.2%-3.8%0.013%
5/1/2025BankPlus Trust Department4,887$1.61M0.5%+1.5%0.001%
5/1/2025Arizona State Retirement System141,689$46.73M0.3%+0.8%0.030%
5/1/2025Valued Wealth Advisors LLC100$33K0.0%-28.1%0.000%
5/1/2025Realta Investment Advisors2,658$877K0.4%+11.3%0.001%
5/1/2025Mathes Company Inc.13,902$4.59M1.9%-2.2%0.003%
5/1/2025Kathmere Capital Management LLC1,917$632K0.1%-5.2%0.000%
5/1/2025Ballentine Partners LLC8,291$2.73M0.0%-2.3%0.002%
5/1/2025Fort Sheridan Advisors LLC3,721$1.23M0.2%-4.2%0.001%
5/1/2025B & T Capital Management DBA Alpha Capital Management13,616$4.49M0.9%+3.7%0.003%
5/1/2025Focused Wealth Management Inc7,962$2.63M0.4%+2.9%0.002%
5/1/2025Rational Advisors Inc.2,557$843K0.1%+52.7%0.001%
5/1/2025SkyOak Wealth LLC1,101$363K0.1%+8.8%0.000%
5/1/2025Martin Capital Advisors LLP2,111$696K0.5%-8.7%0.000%
5/1/2025Fortem Financial Group LLC2,196$724K0.3%-13.4%0.000%
5/1/2025IFC Advisors LLC5,067$1.67M0.3%-1.7%0.001%
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5/1/2025Quest 10 Wealth Builders Inc.149$49K0.1%-17.7%0.000%
5/1/2025Applied Capital LLC FL11,928$3.93M3.1%-3.5%0.002%
5/1/2025Callahan Advisors LLC54,657$18.03M1.7%-0.4%0.011%
5/1/2025Park Square Financial Group LLC523$172K0.1%-31.0%0.000%
5/1/2025Gateway Wealth Partners LLC3,779$1.25M0.3%+3.2%0.001%
5/1/2025Greater Midwest Financial Group LLC6,262$2.07M1.4%+5.5%0.001%
5/1/2025SteelPeak Wealth LLC14,004$4.62M0.2%-6.1%0.003%
5/1/2025Diversify Wealth Management LLC1,743$536K0.0%-12.5%0.000%
5/1/2025Xponance Inc.70,671$23.31M0.2%+0.8%0.015%
5/1/2025Country Club Bank17,246$5.69M0.4%+1.1%0.004%
5/1/2025Fingerlakes Wealth Management Inc.1,184$390K0.3%-16.0%0.000%
5/1/2025Fidelis Capital Partners LLC9,970$3.06M0.3%-0.3%0.002%
4/30/2025Clarity Wealth Advisors LLC1,083$357K0.1%N/A0.000%
4/30/2025Ramsay Stattman Vela & Price Inc.1,309$432K0.1%-10.9%0.000%
4/30/2025Burford Brothers Inc.3,898$1.29M0.6%+5.0%0.001%
4/30/2025CFC Planning Co LLC5,198$1.71M1.9%+7.4%0.001%
4/30/2025State of Michigan Retirement System137,672$45.40M0.3%-1.0%0.029%
4/30/2025MJP Associates Inc. ADV1,035$341K0.1%-35.7%0.000%
4/30/2025Cerity Partners LLC294,869$97.25M0.2%+28.1%0.062%
4/30/2025 Arcus Capital Partners LLC957$316K0.1%+27.6%0.000%
4/30/2025DMC Group LLC2,648$873K0.7%-15.6%0.001%
4/30/2025Vision Capital Management Inc.820$270K0.0%-19.6%0.000%
4/30/2025Telos Capital Management Inc.3,211$1.06M0.1%+1.3%0.001%
4/30/2025 Alps Advisors Inc.15,142$4.99M0.0%-3.1%0.003%
4/30/2025 Allworth Financial LP62,166$19.08M0.1%+2.2%0.013%
4/30/2025Capital Insight Partners LLC1,918$633K0.1%+3.4%0.000%
4/30/2025Peoples Financial Services CORP.2,800$923K0.4%-3.7%0.001%
4/30/2025Stonebrook Private Inc.1,093$360K0.1%+3.7%0.000%
4/30/2025Sharpepoint LLC710$218K0.2%N/A0.000%
4/30/2025MainStreet Investment Advisors LLC27,210$8.97M1.3%-4.6%0.006%
4/30/2025Pineridge Advisors LLC117$39K0.0%-30.4%0.000%
4/30/2025Rogco LP2,890$953K0.4%-3.0%0.001%
4/30/2025Leavell Investment Management Inc.14,708$4.85M0.2%+2.4%0.003%
4/30/2025Quotient Wealth Partners LLC2,410$795K0.0%-2.5%0.001%
4/30/2025Main Street Research LLC98,562$32.51M2.1%+2.2%0.021%
4/30/2025 Bridges Investment Management Inc.5,615$1.85M0.0%-2.7%0.001%
4/30/2025Nisa Investment Advisors LLC171,185$56.46M0.3%+4.9%0.036%
4/30/2025Moloney Securities Asset Management LLC911$300K0.0%-33.3%0.000%
4/30/2025 Banque Pictet & Cie SA803$265K0.0%-94.2%0.000%
4/30/2025LBP AM SA3,544$1.17M0.0%-50.7%0.001%
4/30/2025 Axxcess Wealth Management LLC25,176$8.30M0.2%+21.6%0.005%
4/30/2025New Mexico Educational Retirement Board22,602$7.45M0.3%-2.2%0.005%
4/30/2025Court Place Advisors LLC6,635$2.19M0.7%-4.0%0.001%
4/30/2025Cornerstone Planning Group LLC429$141K0.0%+102.4%0.000%
4/30/2025Dogwood Wealth Management LLC1,919$633K0.3%+13.0%0.000%
4/30/2025Principal Securities Inc.19,310$7.01M0.2%+0.4%0.004%
4/30/2025Linden Thomas Advisory Services LLC7,489$2.47M0.3%+7.2%0.002%
4/30/2025Greenleaf Trust16,411$5.41M0.0%-7.5%0.003%
4/30/2025Optimum Investment Advisors4,111$1.36M0.6%-4.0%0.001%
4/30/2025CORDA Investment Management LLC.3,191$1.05M0.1%-3.3%0.001%
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4/30/2025Silverlake Wealth Management LLC3,688$1.22M0.5%+1.2%0.001%
4/30/2025Trek Financial LLC3,499$1.15M0.1%+14.9%0.001%
4/30/2025DekaBank Deutsche Girozentrale372,828$122.23M0.2%+14.2%0.078%
4/30/2025Personal CFO Solutions LLC844$278K0.1%+30.9%0.000%
4/30/2025Valeo Financial Advisors LLC19,760$6.52M0.2%-0.9%0.004%
4/30/2025 BXM Wealth LLC831$272K0.3%+32.1%0.000%
4/30/2025Stratos Wealth Partners LTD.17,041$5.62M0.1%-19.9%0.004%
4/30/2025Stratos Wealth Advisors LLC5,298$1.75M0.1%+6.8%0.001%
4/30/2025Liberty One Investment Management LLC14,035$4.63M0.5%+5.8%0.003%
4/30/2025Stratos Investment Management LLC4,553$1.50M0.1%+35.5%0.001%
(Data available from 1/1/2016 forward)

CAT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CAT shares?

During the previous two years, 3,137 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were Vanguard Group Inc. ($16.98B), State Street Corp ($14.23B), BlackRock Inc. ($8.34B), Capital World Investors ($5.95B), Geode Capital Management LLC ($3.79B), Fisher Asset Management LLC ($3.29B), and Northern Trust Corp ($2.48B).Learn more on CAT's institutional investors.

What percentage of Caterpillar stock is owned by institutional investors?

70.98% of Caterpillar stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.

Which institutional investors have been buying Caterpillar stock?

Of the 2,663 institutional investors that purchased Caterpillar stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Norges Bank ($11.64M), Bank Julius Baer & Co. Ltd Zurich ($9.23M), Gateway Advisory LLC ($4.02M), GAMMA Investing LLC ($3.73M), International Assets Investment Management LLC ($3.62M), FMR LLC ($1.81M), and Altshuler Shaham Ltd ($1.46M).

How much institutional buying is happening at Caterpillar?

Institutional investors have bought a total of 81,005,420 shares in the last 24 months. This purchase volume represents approximately $24.50B in transactions.

Which Caterpillar major shareholders have been selling company stock?

Of the 2,006 institutional investors that sold Caterpillar stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: OFI Invest Asset Management ($28.26M), International Assets Investment Management LLC ($2.13M), Altshuler Shaham Ltd ($2.05M), Capital World Investors ($1.94M), Private Advisor Group LLC ($1.55M), Bank of New York Mellon Corp ($1.51M), and Capital International Investors ($1.28M).

How much institutional selling is happening at Caterpillar?

Institutional investors have sold a total of 70,515,804 shares in the last 24 months. This volume of shares sold represents approximately $20.10B in transactions.


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This page (NYSE:CAT) was last updated on 5/1/2025 by MarketBeat.com Staff
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