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Caterpillar (CAT) Institutional Ownership

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$500.10 -2.02 (-0.40%)
Closing price 03:59 PM Eastern
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$503.08 +2.98 (+0.60%)
As of 07:59 PM Eastern
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Institutional Ownership Changes (13F Filings) for Caterpillar (NYSE:CAT)

Current
Institutional Ownership
Percentage
70.98%
Number of
Institutional Buyers
(last 12 months)
2211
Total
Institutional Inflows
(last 12 months)
$19.86B
Number of
Institutional Sellers
(last 12 months)
1719
Total
Institutional Outflows
(last 12 months)
$7.75B
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CAT Institutional Buying and Selling by Quarter

Caterpillar Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/9/2025Compton Wealth Advisory Group LLC6,810$3.25M0.8%+4.2%0.001%
10/9/2025LVM Capital Management Ltd. MI2,196$1.05M0.1%-2.2%0.000%
10/9/2025Astoria Portfolio Advisors LLC.1,543$775K0.2%-51.1%0.000%
10/9/2025Rockingstone Advisors LLC956$456K0.2%-28.4%0.000%
10/9/2025Central Bank & Trust Co.20,544$9.80M1.5%-0.6%0.004%
10/9/2025Perkins Coie Trust Co5,177$2.47M0.5%-7.4%0.001%
10/9/2025Breakthru Advisory Services LLC540$258K0.2%N/A0.000%
10/9/2025Franklin Street Advisors Inc. NC6,071$2.90M0.2%-4.7%0.001%
10/9/2025U.S. Capital Wealth Advisors LLC12,680$6.05M0.2%+1.2%0.003%
10/9/2025Prentice Wealth Management LLC554$264K0.1%-43.9%0.000%
10/9/2025Redhawk Wealth Advisors Inc.1,643$784K0.1%-1.2%0.000%
10/9/2025Richard P Slaughter Associates Inc427$204K0.0%N/A0.000%
10/9/2025Voya Investment Management LLC1,777,589$848.18M0.8%+36.9%0.379%
10/9/2025Stillwater Capital Advisors LLC41,778$19.94M2.2%-0.4%0.009%
10/9/2025Affinity Capital Advisors LLC1,447$710K0.1%-6.0%0.000%
10/9/2025Addenda Capital Inc.20,852$9.95M0.4%-19.7%0.004%
10/9/2025Dynamic Advisor Solutions LLC23,823$11.37M0.3%+0.6%0.005%
10/9/2025Eclectic Associates Inc. ADV852$406K0.1%-3.0%0.000%
10/9/2025Stokes Capital Advisors LLC11,133$5.31M1.2%+4.2%0.002%
10/9/2025Fermata Advisors LLC464$221K0.1%-16.1%0.000%
10/9/2025Halter Ferguson Financial Inc.501$239K0.1%-13.8%0.000%
10/9/2025Chapin Davis Inc.5,746$2.74M0.7%-2.2%0.001%
10/9/2025Buckhead Capital Management LLC1,240$592K0.2%N/A0.000%
10/9/2025Contravisory Investment Management Inc.530$253K0.0%+6.0%0.000%
10/9/2025Dakota Community Bank & Trust NA613$292K1.2%+5.3%0.000%
10/9/2025Embree Financial Group797$380K0.1%-2.4%0.000%
10/9/2025First Financial Corp IN1,008$481K0.2%-22.9%0.000%
10/9/2025Central Valley Advisors LLC1,032$492K0.2%+5.6%0.000%
10/9/2025Whalen Wealth Management Inc.503$240K0.1%-33.6%0.000%
10/8/2025Patriot Financial Group Insurance Agency LLC1,736$829K0.1%-9.6%0.000%
10/8/2025Hilltop National Bank2,973$1.42M0.3%-5.3%0.001%
10/8/2025Ipswich Investment Management Co. Inc.16,581$7.91M1.8%-2.6%0.004%
10/8/2025Armstrong Advisory Group Inc.2,317$1.11M0.1%-2.8%0.000%
10/8/2025Fiduciary Alliance LLC2,095$1M0.1%-2.3%0.000%
10/8/2025Firethorn Wealth Partners LLC2,450$1.17M0.5%+31.1%0.001%
10/8/2025Legacy Private Trust Co.2,246$1.07M0.1%N/A0.000%
10/8/2025Kwmg LLC503$240K0.0%N/A0.000%
10/8/2025Wedmont Private Capital8,084$3.93M0.1%+6.7%0.002%
10/8/2025Czech National Bank118,984$56.77M0.4%+3.5%0.025%
10/8/2025Ignite Planners LLC6,594$3.15M0.5%-2.6%0.001%
10/8/2025KWB Wealth532$254K0.0%-14.2%0.000%
10/8/2025Balefire LLC1,622$774K0.2%+2.9%0.000%
10/8/2025Country Club Bank15,774$7.44M0.4%-7.9%0.003%
10/8/2025Congress Park Capital LLC1,520$725K0.2%-4.7%0.000%
10/8/2025Veracity Capital LLC2,052$979K0.3%-2.0%0.000%
10/8/2025Leverty Financial Group LLC630$300K0.1%N/A0.000%
10/7/2025 TCP Asset Management LLC620$296K0.1%+7.8%0.000%
10/7/2025 Cooper Financial Group4,572$2.18M0.2%+5.2%0.001%
10/7/2025 Montecito Bank & Trust3,345$1.60M0.2%N/A0.001%
10/7/2025 Orser Capital Management LLC1,444$689K0.4%N/A0.000%
10/7/2025 Lbmc Investment Advisors LLC3,159$1.51M0.1%+204.9%0.001%
10/7/2025 Acropolis Investment Management LLC2,402$1.15M0.1%+8.1%0.001%
10/7/2025 Norway Savings Bank4,603$2.20M1.1%+0.7%0.001%
10/7/2025 First Community Trust NA951$454K0.4%-9.4%0.000%
10/7/2025 Woodstock Corp1,617$772K0.1%-4.1%0.000%
10/7/2025 Ransom Advisory Ltd1,195$570K0.3%-4.0%0.000%
10/7/2025 ST Germain D J Co. Inc.8,400$4.01M0.2%-3.6%0.002%
10/7/2025 Canandaigua National Trust Co of Florida2,204$1.05M0.8%-3.1%0.000%
10/7/2025 Grant Private Wealth Management Inc1,405$670K0.4%+68.5%0.000%
10/7/2025 Doliver Advisors LP2,152$1.03M0.3%-2.0%0.000%
10/7/2025 Northside Capital Management LLC1,885$899K0.1%-5.0%0.000%
10/7/2025 Renaissance Investment Group LLC513$245K0.0%-8.9%0.000%
10/7/2025 Canandaigua National Bank & Trust Co.18,947$9.04M0.8%+7.4%0.004%
10/7/2025 Assenagon Asset Management S.A.420,435$200.61M0.3%-50.1%0.090%
10/7/2025 Traphagen Investment Advisors LLC3,247$1.55M0.1%-0.8%0.001%
10/7/2025 Cullen Investment Group LTD.8,670$4.32M0.6%-0.5%0.002%
10/7/2025 Salem Investment Counselors Inc.51,250$24.45M0.7%+1.3%0.011%
10/7/2025 Friday Financial898$428K0.2%-31.1%0.000%
10/7/2025 Quintet Private Bank Europe S.A.3,436$1.64M0.1%+0.8%0.001%
10/7/2025 Sonora Investment Management Group LLC22,938$10.95M0.8%+4.2%0.005%
10/7/2025 Union Bancaire Privee UBP SA47,231$21.01M0.4%+155.9%0.010%
10/7/2025 Hardin Capital Partners LLC1,302$621K0.3%-7.1%0.000%
10/6/2025 Destiny Wealth Partners LLC754$360K0.0%N/A0.000%
10/6/2025 ARS Wealth Advisors Group LLC5,242$2.50M0.2%+0.5%0.001%
10/6/2025 Orgel Wealth Management LLC506$241K0.0%N/A0.000%
10/6/2025 Moody National Bank Trust Division5,430$2.59M0.2%+6.1%0.001%
10/6/2025 Old Port Advisors7,463$3.56M0.9%-1.1%0.002%
10/6/2025 Fragasso Financial Advisors Inc1,036$516K0.0%+4.8%0.000%
10/6/2025 Gradient Investments LLC1,447$690K0.0%+32.5%0.000%
10/6/2025 Wisconsin Wealth Advisors LLC443$211K0.2%N/A0.000%
10/6/2025 AssuredPartners Investment Advisors LLC823$393K0.1%+17.4%0.000%
10/6/2025 HF Advisory Group LLC718$342K0.1%-18.1%0.000%
10/6/2025 TruWealth Advisors LLC44,173$21.08M1.1%+62.3%0.009%
10/6/2025 Inspirion Wealth Advisors LLC631$301K0.0%-30.2%0.000%
10/6/2025 Boltwood Capital Management7,961$3.80M1.0%-3.0%0.002%
10/6/2025 Clarus Wealth Advisors2,335$1.16M0.5%-5.1%0.000%
10/6/2025 Venture Visionary Partners LLC28,508$13.60M0.5%-8.9%0.006%
10/6/2025 Greenfield Savings Bank6,628$3.16M1.3%-1.3%0.001%
10/6/2025 Nilsine Partners LLC9,276$4.43M0.4%+2.3%0.002%
10/3/2025 KFA Private Wealth Group LLC1,924$918K0.3%-10.7%0.000%
10/3/2025 HCR Wealth Advisors4,978$2.44M0.3%+25.1%0.001%
10/3/2025 Iowa State Bank9,223$4.40M0.8%-2.5%0.002%
10/3/2025 Summit Financial Wealth Advisors LLC436$210K0.0%N/A0.000%
10/3/2025 Aaron Wealth Advisors LLC7,640$3.65M0.2%+49.5%0.002%
10/3/2025 West Oak Capital LLC4,704$2.24M0.9%-5.4%0.001%
10/2/2025 Central Pacific Bank Trust Division921$439K0.1%-15.0%0.000%
10/2/2025 GAMMA Investing LLC11,763$5.61M0.3%+9.8%0.003%
10/2/2025 Capital Asset Advisory Services LLC10,387$4.96M0.2%+5.2%0.002%
10/2/2025 Global Wealth Strategies & Associates331$158K0.0%+11.1%0.000%
10/1/2025 Park National Corp OH7,191$3.43M0.1%-3.5%0.002%
(Data available from 1/1/2016 forward)

CAT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CAT shares?

During the previous two years, 3,266 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were Vanguard Group Inc. ($17.88B), State Street Corp ($13.96B), Capital World Investors ($5.95B), State Farm Mutual Automobile Insurance Co. ($5.83B), Geode Capital Management LLC ($4.06B), Fisher Asset Management LLC ($3.66B), and Northern Trust Corp ($2.18B).Learn more on Caterpillar's institutional investors.

What percentage of Caterpillar's stock is owned by institutional investors?

70.98% of Caterpillar's stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.

Which institutional investors have been buying Caterpillar's stock?

Of the 2,800 institutional investors that purchased Caterpillar's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Norges Bank ($17.22M), Valeo Financial Advisors LLC ($7.29M), GAMMA Investing LLC ($3.73M), International Assets Investment Management LLC ($3.62M), Capital Wealth Planning LLC ($1.42M), Pacer Advisors Inc. ($1.38M), and Capital Research Global Investors ($1.32M).

How much institutional buying is happening at Caterpillar?

Institutional investors have bought a total of 53,675,276 shares in the last 24 months. This purchase volume represents approximately $19.86B in transactions.

Which of Caterpillar's major shareholders have been selling company stock?

Of the 1,713 institutional investors that sold Caterpillar's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: International Assets Investment Management LLC ($2.13M), Capital World Investors ($1.09M), Legal & General Group Plc ($900.22K), Ameriprise Financial Inc. ($768.11K), Vanguard Group Inc. ($749.92K), Diamond Hill Capital Management Inc. ($648.87K), and Amundi ($611.22K).

How much institutional selling is happening at Caterpillar?

Institutional investors have sold a total of 21,257,878 shares in the last 24 months. This volume of shares sold represents approximately $7.75B in transactions.


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This page (NYSE:CAT) was last updated on 10/9/2025 by MarketBeat.com Staff
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