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Caterpillar (CAT) Institutional Ownership

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$466.62 -0.34 (-0.07%)
Closing price 03:59 PM Eastern
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$465.12 -1.50 (-0.32%)
As of 07:01 PM Eastern
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Institutional Ownership Changes (13F Filings) for Caterpillar (NYSE:CAT)

Current
Institutional Ownership
Percentage
70.98%
Number of
Institutional Buyers
(last 12 months)
2201
Total
Institutional Inflows
(last 12 months)
$19.61B
Number of
Institutional Sellers
(last 12 months)
1711
Total
Institutional Outflows
(last 12 months)
$7.51B
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CAT Institutional Buying and Selling by Quarter

Caterpillar Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/19/2025Watts Gwilliam & Co. LLC1,429$555K0.1%+3.3%0.000%
9/15/2025 Migdal Insurance & Financial Holdings Ltd.1,256$488K0.0%-2.9%0.000%
9/12/2025 Valeo Financial Advisors LLC31,347$12.17M0.3%+58.6%0.007%
9/11/2025 Milestones Private Investment Advisors LLC850$330K0.2%N/A0.000%
9/9/2025 NWF Advisory Services Inc.2,003$778K0.1%N/A0.000%
9/8/2025 Alternative Investment Advisors LLC.529$205K0.1%N/A0.000%
9/5/2025 Prospera Capital Management LLC549$213K0.1%-99.3%0.000%
9/4/2025 Reynders McVeigh Capital Management LLC2,536$984K0.0%+10.4%0.001%
9/4/2025 SevenBridge Financial Group LLC10,481$4.33M0.8%+17.1%0.002%
9/3/2025 American Trust820$318K0.0%N/A0.000%
8/29/2025 Centaurus Financial Inc.3,705$1.44M0.1%+60.7%0.001%
8/28/2025 Tolleson Wealth Management Inc.600$233K0.0%N/A0.000%
8/27/2025 Orion Porfolio Solutions LLC30,429$11.81M0.1%+12.4%0.006%
8/26/2025 Thrivent Financial for Lutherans621,518$241.20M0.5%+12.6%0.133%
8/26/2025 Claris Financial LLC1,654$642K0.5%+42.3%0.000%
8/26/2025 MASTERINVEST Kapitalanlage GmbH7,561$2.94M0.3%N/A0.002%
8/25/2025 Silverlake Wealth Management LLC5,328$2.07M0.6%+44.5%0.001%
8/25/2025 Hilltop Partners LLC580$225K0.1%N/A0.000%
8/22/2025 Carter Financial Group INC.637$247K0.2%N/A0.000%
8/22/2025 Cim Investment Management Inc.7,662$2.88M0.5%+99.7%0.002%
8/21/2025 Clarion Wealth Managment Partners LLC1,278$496K0.5%N/A0.000%
8/20/2025 Kentucky Retirement Systems30,942$12.01M0.4%-6.1%0.007%
8/20/2025 Kentucky Retirement Systems Insurance Trust Fund13,132$5.10M0.4%-6.5%0.003%
8/20/2025 North Dallas Bank & Trust Co.519$201K0.2%N/A0.000%
8/20/2025 Coppell Advisory Solutions LLC578$223K0.0%N/A0.000%
8/19/2025 B. Riley Wealth Advisors Inc.8,999$3.49M0.2%N/A0.002%
8/19/2025 Newbridge Financial Services Group Inc.4,626$1.80M0.3%+6.8%0.001%
8/19/2025 MRP Capital Investments LLC1,100$427K0.3%-22.8%0.000%
8/19/2025 Advisory Services Network LLC40,108$15.57M0.3%+8.3%0.009%
8/19/2025 Anchor Investment Management LLC13,186$5.12M0.4%+2.4%0.003%
8/19/2025 State of Wyoming956$371K0.0%-48.2%0.000%
8/19/2025 Delos Wealth Advisors LLC257$100K0.1%N/A0.000%
8/19/2025 Asset Dedication LLC13,808$5.36M0.4%+0.4%0.003%
8/19/2025 Hohimer Wealth Management LLC3,654$1.42M0.3%-7.3%0.001%
8/19/2025 Pitcairn Co.4,857$1.89M0.1%+6.8%0.001%
8/18/2025 Old North State Trust LLC955$371K0.3%+8.2%0.000%
8/18/2025 N.E.W. Advisory Services LLC1,027$399K0.0%-7.1%0.000%
8/18/2025 Geneos Wealth Management Inc.15,096$5.86M0.1%-3.7%0.003%
8/18/2025 Hollencrest Capital Management1,318$512K0.0%+9.2%0.000%
8/18/2025 Westwood Holdings Group Inc.6,807$2.64M0.0%+16.4%0.001%
8/18/2025 Kestra Investment Management LLC3,290$1.28M0.0%+63.1%0.001%
8/18/2025 Second Line Capital LLC551$214K0.0%N/A0.000%
8/18/2025 Rexford Capital Inc.6,408$2.49M2.1%N/A0.001%
8/16/2025 Nikko Asset Management Americas Inc.11,160$4.33M0.0%-3.3%0.002%
8/16/2025 Public Sector Pension Investment Board34,758$13.49M0.1%-46.1%0.007%
8/16/2025 Evergreen Capital Management LLC4,048$1.57M0.0%-11.4%0.001%
8/15/2025 Strategic Investment Advisors MI1,816$705K0.1%+7.1%0.000%
8/15/2025 CANADA LIFE ASSURANCE Co283,800$110.24M0.2%-1.8%0.061%
8/15/2025 44 Wealth Management LLC5,993$2.33M0.8%-5.7%0.001%
8/15/2025 Tower Research Capital LLC TRC 12,709$4.93M0.1%-22.3%0.003%
8/15/2025 Security National Bank of Sioux City Iowa IA1,064$413K0.3%+23.1%0.000%
8/15/2025 MUFG Securities EMEA plc1,390$540K0.0%N/A0.000%
8/15/2025 Howland Capital Management LLC6,875$2.67M0.1%-12.1%0.001%
8/15/2025 Blue Edge Capital LLC13,468$5.23M0.8%-3.3%0.003%
8/15/2025 Rakuten Securities Inc.123$48K0.0%-67.2%0.000%
8/15/2025 Corient Private Wealth LLC569,196$221.17M0.3%-10.1%0.121%
8/15/2025 Equitable Holdings Inc.23,033$8.94M0.1%+31.3%0.005%
8/15/2025 Florida Financial Advisors LLC817$317K0.1%+7.8%0.000%
8/15/2025 Northeast Financial Consultants Inc712$276K0.0%N/A0.000%
8/15/2025 State of Tennessee Department of Treasury165,553$64.27M0.2%-9.5%0.035%
8/15/2025 Hayek Kallen Investment Management12,940$5.02M1.7%+2.8%0.003%
8/15/2025 FSB Premier Wealth Management Inc.1,193$463K0.2%+2.1%0.000%
8/15/2025 E Fund Management Co. Ltd.1,183$459K0.0%-81.0%0.000%
8/15/2025 Stonebridge Capital Advisors LLC1,689$656K0.0%-4.8%0.000%
8/15/2025 Sender Co & Partners Inc.2,078$807K0.2%N/A0.000%
8/15/2025 Captrust Financial Advisors132,226$51.33M0.1%-2.1%0.028%
8/15/2025 Blue Chip Partners LLC3,694$1.43M0.1%-15.6%0.001%
8/15/2025 Keel Point LLC3,622$1.41M0.1%+23.7%0.001%
8/15/2025 Alaethes Wealth LLC5,773$2.24M0.7%+2.4%0.001%
8/15/2025 WFA of San Diego LLC2,361$917K0.7%N/A0.001%
8/15/2025 Lantern Wealth Advisors LLC3,636$1.41M0.8%N/A0.001%
8/15/2025 Vident Advisory LLC30,538$11.86M0.1%+0.4%0.007%
8/15/2025 Visionary Wealth Advisors2,832$1.10M0.1%+11.0%0.001%
8/15/2025 Two Sigma Securities LLC784$304K0.0%N/A0.000%
8/15/2025 Tandem Wealth Advisors LLC1,105$429K0.2%+27.2%0.000%
8/15/2025 Scott Marsh Financial LLC3,290$1.28M0.5%N/A0.001%
8/15/2025 Tidal Investments LLC121,697$47.24M0.3%+18.7%0.026%
8/15/2025 Tolleson Wealth Management Inc.600$233K0.0%N/A0.000%
8/15/2025 Smartleaf Asset Management LLC4,514$1.74M0.2%-12.2%0.001%
8/15/2025 Snowden Capital Advisors LLC11,818$4.59M0.1%-13.9%0.003%
8/15/2025 Sompo Asset Management Co. Ltd.2,450$951K0.2%+1.2%0.001%
8/15/2025 Royal London Asset Management Ltd.260,759$101.23M0.2%-6.5%0.056%
8/15/2025 Rafferty Asset Management LLC42,457$16.48M0.1%+16.8%0.009%
8/15/2025 Redwood Investment Management LLC3,741$1.45M0.2%-10.9%0.001%
8/15/2025 Oxford Financial Group LTD. LLC706$274K0.0%-22.8%0.000%
8/15/2025 Onex Canada Asset Management Inc.10,298$4.00M0.5%+1.7%0.002%
8/15/2025 Orion Investment Co575$223K0.1%N/A0.000%
8/15/2025 Orion Porfolio Solutions LLC30,417$11.81M0.1%+12.4%0.006%
8/15/2025 Paces Ferry Wealth Advisors LLC658$255K0.1%-3.9%0.000%
8/15/2025 MML Investors Services LLC154,361$59.93M0.2%-0.8%0.033%
8/15/2025 Moore Capital Management LP27,893$10.83M0.1%N/A0.006%
8/15/2025 McIlrath & Eck LLC798$310K0.0%+22.8%0.000%
8/15/2025 Meiji Yasuda Asset Management Co Ltd.21,340$8.28M0.4%-21.4%0.005%
8/15/2025Canal Capital Management LLC1,600$621K0.1%+4.2%0.000%
8/15/2025 Mission Creek Capital Partners Inc.12,208$4.74M1.0%-15.0%0.003%
8/15/2025 Modern Wealth Management LLC10,173$3.95M0.1%-0.4%0.002%
8/15/2025 Lazard Asset Management LLC29,665$11.52M0.0%-52.4%0.006%
8/15/2025 Houlihan Financial Resource Group Ltd.629$264K0.1%-19.3%0.000%
8/15/2025 ICONIQ Capital LLC1,740$675K0.0%+18.3%0.000%
8/15/2025 IHT Wealth Management LLC11,960$4.64M0.1%+2.8%0.003%
(Data available from 1/1/2016 forward)

CAT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CAT shares?

During the previous two years, 3,253 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were Vanguard Group Inc. ($17.88B), State Street Corp ($13.96B), Capital World Investors ($5.95B), State Farm Mutual Automobile Insurance Co. ($5.83B), Geode Capital Management LLC ($4.06B), Fisher Asset Management LLC ($3.66B), and Northern Trust Corp ($2.18B).Learn more on Caterpillar's institutional investors.

What percentage of Caterpillar's stock is owned by institutional investors?

70.98% of Caterpillar's stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.

Which institutional investors have been buying Caterpillar's stock?

Of the 2,784 institutional investors that purchased Caterpillar's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Norges Bank ($17.22M), Valeo Financial Advisors LLC ($7.29M), GAMMA Investing LLC ($3.73M), International Assets Investment Management LLC ($3.62M), Capital Wealth Planning LLC ($1.42M), Pacer Advisors Inc. ($1.38M), and Capital Research Global Investors ($1.32M).

How much institutional buying is happening at Caterpillar?

Institutional investors have bought a total of 53,155,477 shares in the last 24 months. This purchase volume represents approximately $19.61B in transactions.

Which of Caterpillar's major shareholders have been selling company stock?

Of the 1,711 institutional investors that sold Caterpillar's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: International Assets Investment Management LLC ($2.13M), Capital World Investors ($1.09M), Legal & General Group Plc ($900.22K), Ameriprise Financial Inc. ($768.11K), Vanguard Group Inc. ($749.92K), Diamond Hill Capital Management Inc. ($648.87K), and Amundi ($611.22K).

How much institutional selling is happening at Caterpillar?

Institutional investors have sold a total of 20,759,270 shares in the last 24 months. This volume of shares sold represents approximately $7.51B in transactions.


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This page (NYSE:CAT) was last updated on 9/19/2025 by MarketBeat.com Staff
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