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Saratoga Investment (SAR) Institutional Ownership

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$25.43 +0.14 (+0.55%)
As of 01:39 PM Eastern
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Institutional Ownership Changes (13F Filings) for Saratoga Investment (NYSE:SAR)

Current
Institutional Ownership
Percentage
19.09%
Number of
Institutional Buyers
(last 12 months)
36
Total
Institutional Inflows
(last 12 months)
$16.68M
Number of
Institutional Sellers
(last 12 months)
14
Total
Institutional Outflows
(last 12 months)
$4.41M
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SAR Institutional Buying and Selling by Quarter

Saratoga Investment Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/6/2025 Ethos Financial Group LLC48,596$1.21M0.1%+6.8%0.310%
7/30/2025 D.A. Davidson & CO.31,109$772K0.0%+3.6%0.199%
7/29/2025 International Assets Investment Management LLC52,610$1.31M0.1%-4.1%0.336%
7/25/2025 Concurrent Investment Advisors LLC9,768$242K0.0%N/A0.062%
7/22/2025 Wealthcare Advisory Partners LLC39,926$990K0.0%+21.4%0.255%
7/17/2025 Janney Montgomery Scott LLC8,077$200K0.0%-12.5%0.052%
7/10/2025 Redhawk Wealth Advisors Inc.34,092$845K0.1%N/A0.222%
5/16/2025Advisors Asset Management Inc.114,511$2.90M0.1%+6.6%0.745%
5/15/2025Cubist Systematic Strategies LLC10,869$275K0.0%N/A0.071%
5/15/2025Royal Bank of Canada23,476$595K0.0%+4.5%0.153%
5/15/2025Trexquant Investment LP66,974$1.70M0.0%+4.6%0.436%
5/14/2025BI Asset Management Fondsmaeglerselskab A S50,232$1.27M0.0%-14.9%0.327%
5/13/2025 Ethos Financial Group LLC45,507$1.15M0.1%N/A0.296%
5/13/2025Kovitz Investment Group Partners LLC12,094$306K0.0%-79.5%0.079%
5/12/2025 Connor Clark & Lunn Investment Management Ltd.29,509$747K0.0%+147.7%0.206%
5/7/2025LPL Financial LLC88,665$2.25M0.0%+1.6%0.618%
5/6/2025 Cetera Investment Advisers10,049$255K0.0%N/A0.070%
5/6/2025 Wedbush Securities Inc.10,700$271K0.0%+23.0%0.075%
5/5/2025Private Advisor Group LLC125,792$3.19M0.0%+2.9%0.877%
4/24/2025Sunbelt Securities Inc.6,932$176K0.0%+36.4%0.048%
4/24/2025 Bartlett & CO. Wealth Management LLC2,000$51K0.0%+300.0%0.014%
4/23/2025 International Assets Investment Management LLC54,886$1.39M0.0%-31.0%0.383%
4/22/2025 Cambridge Investment Research Advisors Inc.15,700$398K0.0%N/A0.109%
4/10/2025 Hennion & Walsh Asset Management Inc.193,168$4.89M0.2%+33.4%1.346%
2/17/2025Two Sigma Advisers LP145,100$3.47M0.0%-1.3%1.011%
2/17/2025Two Sigma Investments LP128,379$3.07M0.0%+6.3%0.895%
2/17/2025Millennium Management LLC105,129$2.52M0.0%-15.0%0.733%
2/17/2025Ameriprise Financial Inc.59,961$1.43M0.0%-7.4%0.418%
2/14/2025Jane Street Group LLC10,520$252K0.0%N/A0.073%
2/14/2025Lido Advisors LLC94,981$2.27M0.0%+32.1%0.662%
2/14/2025Northern Trust Corp11,315$271K0.0%N/A0.079%
2/14/2025Virtus ETF Advisers LLC33,759$808K0.3%-2.2%0.235%
2/14/2025Kovitz Investment Group Partners LLC59,050$1.41M0.0%-5.6%0.411%
2/14/2025BI Asset Management Fondsmaeglerselskab A S59,059$1.41M0.0%+4.8%0.412%
2/13/2025Marshall Wace LLP35,962$860K0.0%N/A0.251%
2/13/2025Mariner LLC13,235$317K0.0%N/A0.092%
2/13/2025Raymond James Financial Inc.34,032$814K0.0%N/A0.237%
2/13/2025Legal & General Group Plc90,997$2.17M0.0%-11.0%0.634%
2/13/2025Wells Fargo & Company MN109,784$2.63M0.0%+3.1%0.765%
2/12/2025Trexquant Investment LP64,017$1.53M0.0%+133.0%0.446%
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2/12/2025JPMorgan Chase & Co.6,789$162K0.0%+35.8%0.047%
2/11/2025LPL Financial LLC87,304$2.09M0.0%-5.9%0.608%
2/10/2025Advisors Asset Management Inc.107,401$2.57M0.0%-4.4%0.749%
2/10/2025 Commonwealth Equity Services LLC15,411$369K0.0%-7.6%0.107%
2/10/2025 Connor Clark & Lunn Investment Management Ltd.11,914$285K0.0%N/A0.083%
2/7/2025HighTower Advisors LLC11,124$266K0.0%N/A0.078%
2/6/2025Raymond James Financial Inc.34,032$814K0.0%N/A0.237%
2/6/2025Promus Capital LLC1,273$30K0.0%N/A0.009%
2/3/2025Private Advisor Group LLC122,295$2.93M0.0%-5.7%0.852%
1/31/2025 D.A. Davidson & CO.29,929$716K0.0%+10.8%0.209%
1/17/2025 Janney Montgomery Scott LLC8,882$212K0.0%N/A0.062%
1/15/2025 Wealthcare Advisory Partners LLC32,845$786K0.0%+2.9%0.229%
1/15/2025 Hennion & Walsh Asset Management Inc.144,817$3.46M0.2%+4.8%1.009%
1/8/2025 International Assets Investment Management LLC79,569$1.93M0.1%-29.1%0.577%
12/26/2024JPMorgan Chase & Co.5,000$116K0.0%N/A0.036%
11/25/2024PVG Asset Management Corp10,165$236K0.9%N/A0.074%
11/15/2024Kovitz Investment Group Partners LLC62,545$1.45M0.0%N/A0.453%
11/13/2024 D.A. Davidson & CO.27,000$626K0.0%-2.7%0.196%
11/8/2024Advisors Asset Management Inc.112,373$2.61M0.0%-2.3%0.814%
10/23/2024 Hennion & Walsh Asset Management Inc.138,185$3.21M0.1%+14.4%1.005%
10/22/2024 International Assets Investment Management LLC112,238$2.60M0.0%+2,268.4%0.817%
10/10/2024 Next Level Private LLC39,154$908K0.4%+20.3%0.285%
8/19/2024B. Riley Wealth Advisors Inc.9,885$225K0.0%+8.4%0.072%
8/8/2024TMD Wealth Management LLC67,730$1.54M0.3%-0.7%0.493%
8/7/2024 Wedbush Securities Inc.9,900$225K0.0%+12.2%0.072%
8/5/2024Private Advisor Group LLC129,550$2.94M0.0%+2.7%0.942%
8/2/2024 Next Level Private LLC32,535$739K0.3%+3.4%0.237%
7/31/2024 Commonwealth Equity Services LLC22,224$505K0.0%+8.2%0.162%
7/30/2024 International Assets Investment Management LLC4,739$108K0.0%N/A0.034%
7/20/2024 Hennion & Walsh Asset Management Inc.120,806$2.74M0.1%-3.6%0.879%
5/15/2024Alpine Global Management LLC31,299$726K0.2%N/A0.228%
5/15/2024Quadrature Capital Ltd29,641$687K0.0%-70.5%0.216%
5/14/2024Advisors Asset Management Inc.126,165$2.93M0.1%+5.7%0.921%
5/8/2024 Avantax Advisory Services Inc.11,393$264K0.0%+7.9%0.083%
5/1/2024 Janney Montgomery Scott LLC22,843$530K0.0%+21.3%0.167%
4/30/2024Private Advisor Group LLC126,133$2.93M0.0%+14.3%0.924%
4/17/2024 Hennion & Walsh Asset Management Inc.125,373$2.91M0.2%+1.7%0.918%
4/15/2024 Wealthcare Advisory Partners LLC30,602$710K0.0%N/A0.224%
3/25/2024Quadrature Capital Ltd100,385$2.60M0.0%+80.3%0.735%
2/14/2024Quadrature Capital Ltd100,385$2.60M0.0%+80.3%0.735%
2/14/2024TMD Wealth Management LLC58,780$1.52M0.4%N/A0.431%
2/13/2024 Bard Associates Inc.15,945$412K0.2%-3.3%0.117%
2/9/2024Trexquant Investment LP15,275$395K0.0%-49.3%0.112%
2/9/2024 D.A. Davidson & CO.24,191$626K0.0%+4.4%0.177%
2/9/2024Hillsdale Investment Management Inc.3,100$80K0.0%-36.7%0.023%
2/9/2024Dynamic Technology Lab Private Ltd13,522$350K0.0%N/A0.099%
2/8/2024 Janney Montgomery Scott LLC18,827$487K0.0%+8.3%0.138%
2/7/2024 Avantax Advisory Services Inc.10,561$273K0.0%+17.9%0.077%
2/7/2024Jump Financial LLC28,857$746K0.0%+129.0%0.211%
2/6/2024Private Advisor Group LLC110,351$2.85M0.0%+34.0%0.808%
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2/1/2024 Larson Financial Group LLC9,664$250K0.0%+5.6%0.071%
2/1/2024 Significant Wealth Partners LLC39,560$1.02M0.7%N/A0.290%
1/26/2024Cerity Partners LLC16,662$431K0.0%N/A0.122%
1/25/2024 International Assets Investment Management LLC86,042$2.23M0.0%+2,604.0%0.630%
1/24/2024 International Assets Investment Management LLC86,042$2.23M0.0%+2,604.0%0.630%
1/19/2024 PFG Advisors23,228$601K0.0%-7.9%0.170%
1/16/2024Raymond James & Associates33,808$874K0.0%-32.0%0.248%
12/1/2023B. Riley Wealth Advisors Inc.9,115$234K0.0%-52.1%0.070%
11/15/2023Advisors Asset Management Inc.140,051$3.60M0.1%+8.9%1.068%
11/14/2023Quadrature Capital Ltd55,663$1.43M0.0%+240.1%0.425%
(Data available from 1/1/2016 forward)

SAR Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of SAR shares?

During the previous two years, 61 institutional investors and hedge funds held shares of Saratoga Investment. The most heavily invested institutionals were Hennion & Walsh Asset Management Inc. ($4.89M), Two Sigma Advisers LP ($3.47M), Private Advisor Group LLC ($3.19M), Two Sigma Investments LP ($3.07M), Advisors Asset Management Inc. ($2.90M), Wells Fargo & Company MN ($2.63M), and Black Diamond Capital Management L.L.C. ($2.61M).Learn more on Saratoga Investment's institutional investors.

What percentage of Saratoga Investment's stock is owned by institutional investors?

19.09% of Saratoga Investment's stock is owned by institutional investors. Learn more on SAR's institutional investor holdings.

Which institutional investors have been buying Saratoga Investment's stock?

Of the 52 institutional investors that purchased Saratoga Investment's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($281.14K), Quadrature Capital Ltd ($128.74K), Alpine Global Management LLC ($83.30K), Hennion & Walsh Asset Management Inc. ($76.71K), Private Advisor Group LLC ($73.67K), Trexquant Investment LP ($69.66K), and Raymond James Financial Inc. ($68.06K).

How much institutional buying is happening at Saratoga Investment?

Institutional investors have bought a total of 693,168 shares in the last 24 months. This purchase volume represents approximately $16.71M in transactions.

Which of Saratoga Investment's major shareholders have been selling company stock?

Of the 15 institutional investors that sold Saratoga Investment's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: International Assets Investment Management LLC ($59.63K), Kovitz Investment Group Partners LLC ($50.45K), Millennium Management LLC ($18.49K), Legal & General Group Plc ($11.23K), BI Asset Management Fondsmaeglerselskab A S ($8.83K), Advisors Asset Management Inc. ($7.63K), and Private Advisor Group LLC ($7.33K).

How much institutional selling is happening at Saratoga Investment?

Institutional investors have sold a total of 183,249 shares in the last 24 months. This volume of shares sold represents approximately $4.50M in transactions.


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This page (NYSE:SAR) was last updated on 8/12/2025 by MarketBeat.com Staff
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