Total Return Securities (SWZ) SEC Filings & 10K Form $5.99 +0.04 (+0.67%) As of 02:47 PM Eastern This is a fair market value price provided by Polygon.io. Learn more. Add Compare Share Share SEC Filings Stock AnalysisChartCompetitorsDividendHeadlinesInsider TradesOwnershipSEC FilingsShort InterestTrendsBuy This Stock Recent Total Return Securities SEC Filings All Filing Types 1 10 10-D 10-K 10-M 10-Q 11-K 12b-25 13F 13H 144 15 15F 17-H 18 18-K 19b-4(e) 19b-4 19b-7 1-A 1-E 1-K 1-N 1-SA 1-U 1-Z 20-F 24F-2 25 2-E 3 4 40-F 5 6-K 7-M 8-A 8-K 8-M 9-M ABS DD-15E ABS-15G ABS-EE ADV ADV-E ADV-H ADV-NR ADV-W ATS ATS-R BD BD-N BDW C CA-1 CB CFPORTAL D F-1 F-10 F-3 F-4 F-6 F-7 F-8 F-80 F-N F-X ID MA MA-I MA-NR MA-W MSD MSDW n/a N-14 N-17D-1 N-17f-1 N-17f-2 N-18f-1 N-1A N-2 N-23c-3 N-27D-1 N-3 N-4 N-5 N-54A N-54C N-6 N-6EI-1 N-6F N-8A N-8B-2 N-8B-4 N-8F N-CR N-CSR N-MFP N-PX N-Q NRSRO N-SAR PF PILOT R31 S-1 S-11 S-20 S-3 S-4 S-6 S-8 SBSE SBSE-A SBSE-BD SBSE-C SBSE-W SCI SD SDR SE SF-1 SF-3 SIP T-1 T-2 T-3 T-4 T-6 TA-1 TA-2 TA-W TCR TH WB-APP X-17A-19 X-17A-5 Part I X-17A-5 Part II X-17A-5 Part IIA X-17A-5 Part IIB X-17A-5 Part III X-17A-5 Schedule I X-17F-1A Filing Types Include Ownership Filings Exclude Ownership Filings Only Show Ownership FIlings Ownership Filings Custom Range 1 Month 3 Months 6 Months Year-to-Date 1 Year 2 Years 3 Years Time Frame Start Date End Date Export to Excel DateFilerForm TypeView10/10/20258:11 AMAllspring Global Investments Holdings, LLC (Filed by)Total Return Securities (Subject)Form SCHEDULE 13G/A09/08/20254:16 PMTotal Return Securities (Filer)Form N-CSRS08/28/20254:18 PMTotal Return Securities (Filer)Form N-PXAnnual Report of Proxy Voting Record of Registered Management Investment Company 08/06/202512:24 PMTotal Return Securities (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT07/01/20253:39 PMSELL MORITZ A (Reporting)Total Return Securities (Issuer)Form 4Statement of changes in beneficial ownership of securities 05/29/202512:59 PMTotal Return Securities (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT04/15/20251:56 PMAllspring Global Investments Holdings, LLC (Filed by)Total Return Securities (Subject)Form SCHEDULE 13G/A03/13/20254:06 PMTotal Return Securities (Filer)Form N-CENAnnual Report for Registered Investment Companies 03/11/202511:20 AMTotal Return Securities (Filer)Form N-CSRCertified shareholder report of registered management investment companies 02/27/20253:13 PMTotal Return Securities (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT02/14/20251:52 PMLAZARD ASSET MANAGEMENT LLC (Filed by)Total Return Securities (Subject)Form SCHEDULE 13G01/28/202511:10 AMTotal Return Securities (Subject)Form SC TO-C01/28/202511:11 AMTotal Return Securities (Filer)Form DEF 14A01/27/20254:21 PMTotal Return Securities (Filer)Form DEF 14A01/10/20253:45 PMTotal Return Securities (Subject)Form SC TO-C01/10/20253:35 PMTotal Return Securities (Filer)Form PRE 14A01/10/20253:40 PMTotal Return Securities (Filer)Form PRE 14A11/14/20245:25 PMLAZARD ASSET MANAGEMENT LLC (Filed by)Total Return Securities (Subject)Form SCHEDULE 13G11/14/202411:19 AMTotal Return Securities (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT(Data available from 1/1/2016 forward) Related Companies and Tools Related Companies MIN 10K Form DSM 10K Form NCA 10K Form TDF 10K Form MXF 10K Form MFM 10K Form AEF 10K Form MMT 10K Form IIF 10K Form EMF 10K Form SEC Filings Tools Latest SEC FilingsInsider Trading Activity This page (NYSE:SWZ) was last updated on 10/17/2025 by MarketBeat.com Staff From Our PartnersYour Bank Account Is No Longer SafeWhat If Washington Declared That: YOUR Money ISN'T Actually Yours? Sounds insane, but that's exactly what ...Priority Gold | SponsoredINVESTOR ALERT: Tiny “$3 AI Wonder Stock” on the Verge of Blasting OffRight now, we’re witnessing a monumental shift in the world.Traders Agency | SponsoredCapital Gains Tax Strategies for SeniorsCapital gains taxes can take a bite out of your retirement income—unless you have a smart strategy. From holdi...SmartAsset | Sponsored$100 Trillion “AI Metal” Found in American Ghost TownJeff Brown recently traveled to a ghost town in the middle of an American desert… To investigate what could...Brownstone Research | SponsoredBitcoin grabs headlines, but smart money likes this tokenBitcoin grabs headlines, but smart money likes this token My research team has identified the token positio...Crypto 101 Media | SponsoredIf You Keep Cash In A U.S. Bank Account… Read This NOWThe Treasury Department just issued a stunning warning: U.S. banks could lose up to $6.6 trillion of custom...Banyan Hill Publishing | Sponsored7 market signals flashing red right nowRight now, the same 7 key indicators that predicted 1929, the 1970s stagflation, and the 2008 meltdown are all...American Alternative | SponsoredFront-Run Buffett's Shocking Gold MoveA Historic Gold Announcement Is About to Rock Wall Street? For months, sharp-eyed analysts have watched the...Golden Portfolio | Sponsored Adding Choose a watchlist: Watchlist Adding You have already added ten stocks to your watchlist. Upgrade to MarketBeat All Access to add more stocks to your watchlist. Adding Total Return Securities, Inc. Please log in to your account or sign up in order to add this asset to your watchlist. Share Total Return Securities With A Colleague Link copied to clipboard. Get 30 Days of MarketBeat All Access for Free Sign up for MarketBeat All Access to gain access to MarketBeat's full suite of research tools. Start Your 30-Day Trial MarketBeat All Access Features Best-in-Class Portfolio Monitoring Get personalized stock ideas. Compare portfolio to indices. Check stock news, ratings, SEC filings, and more. Stock Ideas and Recommendations See daily stock ideas from top analysts. Receive short-term trading ideas from MarketBeat. Identify trending stocks on social media. Advanced Stock Screeners and Research Tools Use our seven stock screeners to find suitable stocks. Stay informed with MarketBeat's real-time news. Export data to Excel for personal analysis. Sign in to your free account to enjoy these benefits In-depth profiles and analysis for 20,000 public companies. Real-time analyst ratings, insider transactions, earnings data, and more. Our daily ratings and market update email newsletter. Sign in to your free account to enjoy all that MarketBeat has to offer. Sign In Create Account Your Email Address: Email Address Required Your Password: Password Required Log In or Sign in with Facebook Sign in with Google Forgot your password? Your Email Address: Please enter your email address. Please enter a valid email address Choose a Password: Please enter your password. Your password must be at least 8 characters long and contain at least 1 number, 1 letter, and 1 special character. Create My Account (Free) or Sign in with Facebook Sign in with Google By creating a free account, you agree to our terms of service. This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
