| 10/7/2019 | Robinson Capital Management LLC | 63,910 | $0.80M | 0.3% | -55.7% | 0.095% | |
| 8/17/2019 | UBS Group AG | 548,618 | $6.75M | 0.0% | +6.2% | 0.814% | |
| 8/17/2019 | Ladenburg Thalmann Financial Services Inc. | 121,739 | $1.50M | 0.0% | +2.9% | 0.181% | |
| 8/14/2019 | Rivernorth Capital Management LLC | 962,129 | $11.83M | 0.5% | -6.6% | 1.427% | |
| 8/14/2019 | Morgan Stanley | 67,602 | $0.83M | 0.0% | -17.3% | 0.100% | |
| 8/14/2019 | Karpus Management Inc. | 126,604 | $1.56M | 0.1% | -28.6% | 0.188% | |
| 8/14/2019 | Bank of America Corp DE | 422,044 | $5.19M | 0.0% | -4.7% | 0.626% | |
| 8/13/2019 | US Bancorp DE | 9,573 | $0.12M | 0.0% | -14.3% | 0.014% | |
| 8/13/2019 | FCA Corp TX | 90,403 | $1.11M | 0.4% | +1.0% | 0.134% | |
| 8/13/2019 | Parametric Portfolio Associates LLC | 460,701 | $5.67M | 0.0% | +7.6% | 0.683% | |
| 8/13/2019 | TCG Advisors LP | 145,037 | $1.78M | 1.6% | -0.9% | 0.215% | |
| 8/13/2019 | Moneta Group Investment Advisors LLC | 302 | $56K | 0.0% | -93.6% | 0.000% | |
| 8/13/2019 | D.A. Davidson & CO. | 10,629 | $0.13M | 0.0% | N/A | 0.016% | |
| 8/12/2019 | First Allied Advisory Services Inc. | 19,505 | $0.24M | 0.0% | +18.9% | 0.029% | |
| 8/12/2019 | Fiera Capital Corp | 324,188 | $3.99M | 0.0% | -40.0% | 0.481% | |
| 8/10/2019 | LPL Financial LLC | 53,130 | $0.65M | 0.0% | -5.8% | 0.079% | |
| 8/9/2019 | City of London Investment Management Co. Ltd. | 59,044 | $0.73M | 0.1% | -51.4% | 0.088% | |
| 8/9/2019 | Financial Advocates Investment Management | 33,200 | $0.41M | 0.0% | -13.1% | 0.049% | |
| 8/8/2019 | Landscape Capital Management L.L.C. | 55,378 | $0.68M | 0.1% | +33.1% | 0.082% | |
| 8/7/2019 | Partnervest Advisory Services LLC | 14,373 | $0.18M | 0.1% | +33.0% | 0.021% | |
| 8/7/2019 | Van ECK Associates Corp | 317,219 | $3.90M | 0.0% | +14.7% | 0.471% | |
| 8/6/2019 | Wells Fargo & Company MN | 306,225 | $3.77M | 0.0% | +7.7% | 0.454% | |
| 8/6/2019 | Meristem Family Wealth LLC | 20,474 | $0.25M | 0.1% | N/A | 0.030% | |
| 8/6/2019 | JFS Wealth Advisors LLC | 162,434 | $2M | 0.5% | +0.9% | 0.241% | |
| 8/1/2019 | Sigma Planning Corp | 13,497 | $0.17M | 0.0% | +13.1% | 0.020% | |
| 7/31/2019 | Merriman Wealth Management LLC | 18,000 | $0.22M | 0.0% | -18.2% | 0.027% | |
| 7/29/2019 | Janney Montgomery Scott LLC | 17,340 | $0.21M | 0.0% | N/A | 0.026% | |
| 6/30/2019 | Steward Partners Investment Advisory LLC | 5,486 | $67K | 0.0% | N/A | 0.008% | |
| 6/30/2019 | Shufro Rose & Co. LLC | 15,500 | $0.19M | 0.0% | N/A | 0.023% | |
| 6/30/2019 | Ellis Investment Partners LLC | 2,636 | $32K | 0.0% | -91.5% | 0.004% | |
| 6/30/2019 | Robinson Capital Management LLC | 144,212 | $1.78M | 0.6% | N/A | 0.214% | |
| 6/30/2019 | Garner Asset Management Corp | 75,940 | $0.93M | 0.7% | -6.5% | 0.113% | |
| 6/30/2019 | Commonwealth Equity Services LLC | 31,158 | $0.38M | 0.0% | +9.5% | 0.046% | |
| 6/30/2019 | Summit Financial Wealth Advisors LLC | 99,290 | $1.22M | 0.3% | -8.8% | 0.147% | |
| 6/30/2019 | 6 Meridian | 63,628 | $0.78M | 0.1% | N/A | 0.094% | |
| 6/16/2019 | Weiss Asset Management LP | 28,444 | $0.34M | 0.0% | -73.9% | 0.042% | |
| 5/14/2019 | TCG Advisors LP | 146,406 | $1.75M | 1.6% | +46.1% | 0.217% | |
| 5/10/2019 | Mariner Investment Group LLC | 78,351 | $0.94M | 1.3% | -58.5% | 0.116% | |
| 5/10/2019 | City of London Investment Management Co. Ltd. | 121,492 | $1.45M | 0.1% | +105.8% | 0.180% | |
| 5/10/2019 | Northwestern Mutual Wealth Management Co. | 22,646 | $0.27M | 0.0% | -18.3% | 0.034% | |
| 5/10/2019 | Fiera Capital Corp | 540,661 | $6.45M | 0.0% | -25.9% | 0.802% | |
| 5/9/2019 | Macroview Investment Management LLC | 2,209 | $26K | 0.1% | -27.9% | 0.003% | |
| 5/9/2019 | Wetherby Asset Management Inc. | 11,482 | $0.14M | 0.0% | -40.2% | 0.017% | |
| 5/7/2019 | Mid Atlantic Financial Management Inc. ADV | 25,585 | $0.31M | 0.0% | -22.9% | 0.038% | |
| 5/6/2019 | Raymond James & Associates | 196,214 | $2.34M | 0.0% | +25.6% | 0.291% | |
| 5/6/2019 | Raymond James Financial Services Advisors Inc. | 149,896 | $1.79M | 0.0% | +20.8% | 0.222% | |
| 5/6/2019 | Cetera Advisor Networks LLC | 11,008 | $0.13M | 0.0% | -10.9% | 0.016% | |
| 5/6/2019 | First Allied Advisory Services Inc. | 16,405 | $0.20M | 0.0% | -8.4% | 0.024% | |
| 5/1/2019 | Summit Financial Wealth Advisors LLC | 108,900 | $1.31M | 0.3% | +9.0% | 0.162% | |
| 5/1/2019 | Sigma Planning Corp | 11,930 | $0.14M | 0.0% | N/A | 0.018% | |
| 4/24/2019 | Ellis Investment Partners LLC | 31,062 | $31K | 0.0% | N/A | 0.046% | |
| 4/24/2019 | Oppenheimer & Co. Inc. | 21,000 | $0.25M | 0.0% | +27.3% | 0.031% | |
| 4/23/2019 | JFS Wealth Advisors LLC | 161,040 | $1.92M | 0.5% | +1.4% | 0.239% | |
| 4/23/2019 | Merriman Wealth Management LLC | 22,000 | $0.26M | 0.0% | -21.4% | 0.033% | |
| 4/22/2019 | CWM LLC | 16,271 | $0.19M | 0.0% | -10.1% | 0.024% | |
| 4/9/2019 | Quad Cities Investment Group LLC | 43,268 | $0.52M | 0.5% | +7.7% | 0.064% | |
| 3/4/2019 | Financial Advocates Investment Management | 38,200 | $47K | 0.0% | +43.7% | 0.057% | |
| 2/15/2019 | Karpus Management Inc. | 373,676 | $4.18M | 0.2% | -86.0% | 0.554% | |
| 2/15/2019 | First Allied Advisory Services Inc. | 17,905 | $0.20M | 0.0% | +30.6% | 0.027% | |
| 2/14/2019 | Financial Advocates Investment Management | 38,200 | $47K | 0.0% | +43.7% | 0.057% | |
| 2/14/2019 | Nuveen Asset Management LLC | 88,572 | $1.14M | 0.0% | +83.0% | 0.131% | |
| 2/14/2019 | First Foundation Advisors | 52,542 | $0.59M | 0.0% | +10.2% | 0.078% | |
| 2/14/2019 | Bank of America Corp DE | 441,150 | $4.93M | 0.0% | -21.8% | 0.654% | |
| 2/14/2019 | Two Sigma Securities LLC | 10,319 | $0.12M | 0.0% | N/A | 0.015% | |
| 2/14/2019 | Claybrook Capital LLC | 7,912 | $88K | 0.0% | N/A | 0.012% | |
| 2/14/2019 | Cohen & Steers Inc. | 46,248 | $0.52M | 0.0% | N/A | 0.069% | |
| 2/13/2019 | BOKF NA | 20,595 | $0.23M | 0.0% | +87.2% | 0.031% | |
| 2/13/2019 | Stifel Financial Corp | 138,570 | $1.54M | 0.0% | +7.3% | 0.206% | |
| 2/12/2019 | Fiera Capital Corp | 730,008 | $8.16M | 0.0% | +15.8% | 1.083% | |
| 2/12/2019 | Van ECK Associates Corp | 264,960 | $2.96M | 0.0% | +4.6% | 0.393% | |
| 2/11/2019 | Raymond James Financial Services Advisors Inc. | 124,043 | $1.39M | 0.0% | +19.1% | 0.184% | |
| 2/11/2019 | Commonwealth Equity Services LLC | 26,831 | $0.30M | 0.0% | -11.7% | 0.040% | |
| 2/11/2019 | Raymond James & Associates | 156,194 | $1.75M | 0.0% | -13.6% | 0.232% | |
| 2/11/2019 | Bank of New York Mellon Corp | 23,898 | $0.27M | 0.0% | +58.3% | 0.035% | |
| 2/8/2019 | GenTrust LLC | 73,154 | $0.82M | 0.1% | N/A | 0.109% | |
| 2/8/2019 | TCG Advisors LP | 100,242 | $1.12M | 1.1% | N/A | 0.149% | |
| 2/8/2019 | PNC Financial Services Group Inc. | 63,392 | $0.71M | 0.0% | -60.7% | 0.094% | |
| 2/7/2019 | LPL Financial LLC | 54,932 | $0.61M | 0.0% | +31.5% | 0.081% | |
| 2/7/2019 | Macroview Investment Management LLC | 3,065 | $34K | 0.1% | N/A | 0.005% | |
| 2/6/2019 | Quad Cities Investment Group LLC | 40,159 | $0.45M | 0.5% | +24.8% | 0.060% | |
| 2/5/2019 | Cambridge Investment Research Advisors Inc. | 29,672 | $0.33M | 0.0% | +25.1% | 0.044% | |
| 2/1/2019 | Summit Financial Wealth Advisors LLC | 99,900 | $1.12M | 0.4% | -12.9% | 0.148% | |
| 1/31/2019 | Advisors Asset Management Inc. | 144,370 | $1.61M | 0.0% | +19.4% | 0.214% | |
| 1/30/2019 | Fiduciary Financial Services of The Southwest Inc. TX | 44,922 | $0.50M | 0.2% | -9.4% | 0.067% | |
| 1/29/2019 | Oppenheimer & Co. Inc. | 16,500 | $0.18M | 0.0% | -38.8% | 0.024% | |
| 1/28/2019 | Merriman Wealth Management LLC | 28,000 | $0.32M | 0.1% | N/A | 0.042% | |
| 1/28/2019 | JFS Wealth Advisors LLC | 158,763 | $1.78M | 0.5% | +1.5% | 0.235% | |
| 1/25/2019 | CWM LLC | 18,101 | $0.20M | 0.0% | N/A | 0.027% | |
| 1/22/2019 | Dakota Wealth Management | 27,024 | $0.31M | 0.1% | -84.9% | 0.040% | |
| 1/15/2019 | 6 Meridian | 59,475 | $0.67M | 0.1% | -37.0% | 0.088% | |
| 1/14/2019 | Sit Investment Associates Inc. | 728,356 | $8.14M | 0.3% | +1.5% | 1.080% | |
| 12/6/2018 | NINE MASTS CAPITAL Ltd | 79,200 | $0.91M | 0.2% | N/A | 0.117% | |
| 11/20/2018 | Morgan Stanley | 176,161 | $2.02M | 0.0% | -4.7% | 0.261% | |
| 11/16/2018 | Bramshill Investments LLC | 671,681 | $7.68M | 2.0% | +13,256.2% | 0.996% | |
| 11/16/2018 | NINE MASTS CAPITAL Ltd | 79,200 | $0.91M | 0.2% | N/A | 0.117% | |
| 11/15/2018 | Advisors Asset Management Inc. | 120,882 | $1.38M | 0.0% | +45.5% | 0.179% | |
| 11/14/2018 | LPL Financial LLC | 41,763 | $0.48M | 0.0% | -15.5% | 0.062% | |
| 11/13/2018 | First Foundation Advisors | 47,679 | $0.55M | 0.0% | -12.2% | 0.071% | |
| 11/13/2018 | City of London Investment Management Co. Ltd. | 59,044 | $0.68M | 0.1% | N/A | 0.088% | |
| 11/9/2018 | Bank of New York Mellon Corp | 15,098 | $0.17M | 0.0% | -25.8% | 0.022% | |
