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Simplify Short Term Treasury Futures Strategy ETF (TUA) Institutional Ownership

$19.25 +0.03 (+0.16%)
Closing price 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Simplify Short Term Treasury Futures Strategy ETF (NYSEARCA:TUA)

Number of
Institutional Buyers
(last 12 months)
57
Total
Institutional Inflows
(last 12 months)
$259.20M
Number of
Institutional Sellers
(last 12 months)
42
Total
Institutional Outflows
(last 12 months)
$69.21M
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Skip Chart & View Institutional Buying and Selling Data

TUA Institutional Buying and Selling by Quarter

Simplify Short Term Treasury Futures Strategy ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/8/2026Farther Finance Advisors LLC7,889$150K0.0%-65.8%0.034%
10/2/2026 Private Client Services LLC133,354$2.54M0.7%N/A0.567%
9/23/2026Envestnet Asset Management Inc.88,568$1.81M0.0%N/A0.362%
9/15/2026Anchor Investment Management LLC17,373$355K0.0%-12.6%0.053%
8/23/2026Straight Path Wealth Management31,697$647K0.2%-2.3%0.097%
8/23/2026Mid American Wealth Advisory Group Inc.1,505,044$30.74M11.1%+32.1%4.603%
8/22/2026Montgomery Financial Services LLC17,341$354K0.3%N/A0.053%
8/22/2026SMART Wealth LLC17,838$364K0.1%-47.5%0.055%
7/10/2026Heck Capital Advisors LLC447,209$9.13M0.5%+4.3%1.218%
7/9/2026Ferguson Shapiro LLC530,665$10.84M3.2%-77.2%1.445%
7/7/2026Financial Enhancement Group LLC844,724$17.25M2.1%+33.3%2.300%
7/6/2026 Private Client Services LLC132,458$2.71M0.7%-33.5%0.361%
5/15/2026Legacy PCG LLC22,004$464K2.5%N/A0.057%
5/15/2026Cumberland Partners Ltd19,168$404K0.0%-92.8%0.050%
5/14/2026Hilltop Holdings Inc.57,302$1.21M0.1%-60.6%0.149%
5/7/2026Hollencrest Capital Management201,303$4.25M0.2%-0.4%0.522%
5/6/2026FSA Advisors Inc.13,431$283K0.2%+10.1%0.035%
4/30/2026Elevated Capital Advisors LLC165,802$3.50M0.9%+48.1%0.430%
4/29/2026Broussard Financial Group LLC372,250$7.85M6.3%+7.5%0.965%
4/28/2026B.O.S.S. Retirement Advisors LLC135,491$2.86M0.9%-6.1%0.347%
4/28/2026Evolution Wealth Management Inc.18,108$382K0.3%-4.6%0.046%
4/27/2026Simplify Asset Management Inc.5,528,700$116.66M1.8%N/A14.176%
4/27/20264WEALTH Advisors Inc.22,471$473K0.4%-24.0%0.058%
4/25/2026KPP Advisory Services LLC13,636$288K0.0%N/A0.035%
4/24/2026Ferguson Shapiro LLC2,326,522$49.09M15.0%+4.1%5.950%
4/23/2026Networth Advisors LLC8,763$185K0.1%-11.2%0.022%
4/21/2026Welch Group LLC12,758$269K0.0%N/A0.033%
4/21/2026LifeWealth Investments LLC163,258$3.45M1.0%+6.7%0.418%
4/21/2026Aegis Wealth Management Inc.70,337$1.48M1.2%-6.9%0.180%
4/20/2026Kestra Private Wealth Services LLC82,163$1.73M0.0%+35.2%0.210%
4/20/2026Financial Enhancement Group LLC633,652$13.51M1.7%+54.7%1.621%
4/20/2026Park Edge Advisors LLC380,176$8.02M1.8%-0.2%0.972%
4/16/2026CWC Advisors LLC.14,622$309K0.1%-9.5%0.037%
2/18/2026OLD Mission Capital LLC18,734$410K0.0%-79.9%0.064%
2/18/2026IHT Wealth Management LLC61,141$1.34M0.0%+4.8%0.208%
2/17/2026Hilltop Holdings Inc.145,310$3.18M0.2%+56.3%0.494%
2/17/2026Equitable Holdings Inc.26,008$570K0.0%N/A0.088%
2/17/2026Osaic Holdings Inc.9,451$207K0.0%+70.1%0.032%
2/17/2026Private Advisor Group LLC873,195$19.13M0.1%N/A2.970%
2/17/2026Royal Bank of Canada79,467$1.74M0.0%-1.2%0.270%
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2/16/2026MML Investors Services LLC19,451$426K0.0%+12.9%0.066%
2/13/2026Summit Financial LLC53,836$1.18M0.0%-19.1%0.183%
2/12/2026Commonwealth Equity Services LLC72,127$1.58M0.0%-2.5%0.245%
2/12/2026Great Lakes Retirement Inc.134,613$2.95M0.3%-5.7%0.458%
2/12/2026Bank of Montreal Can3,603$79K0.0%+22.3%0.012%
2/12/2026Principal Securities Inc.129,655$2.84M0.0%+25.1%0.441%
2/12/2026Group One Trading LLC6,022$132K0.0%-91.9%0.020%
2/11/2026Howard Bailey Securities LLC151,380$3.32M1.3%+17.4%0.515%
2/11/2026LPL Financial LLC825,818$18.09M0.0%+121.2%2.809%
2/11/2026Straight Path Wealth Management31,447$689K0.2%+5.5%0.107%
2/10/2026Evolution Wealth Management Inc.18,979$416K0.3%+30.4%0.065%
2/10/2026Goldman Sachs Group Inc.13,801$302K0.0%N/A0.047%
2/10/2026Foundations Investment Advisors LLC12,746$279K0.0%+37.3%0.043%
2/6/2026Cumberland Partners Ltd265,795$5.82M0.4%+22.0%0.904%
2/6/2026Lloyd Advisory Services LLC.691,416$15.14M5.9%+10.7%2.352%
2/6/2026Kingdom Financial Group LLC.40,648$890K0.3%+66.2%0.138%
2/6/2026Magnolia Private Wealth LLC267,669$5.86M4.1%-15.6%0.910%
2/6/2026Authentikos Wealth Advisory LLC241,817$5.30M3.5%-23.3%0.823%
2/6/2026IFP Advisors Inc5,971$131K0.0%+11.9%0.020%
2/6/2026Csenge Advisory Group44,077$965K0.0%-2.2%0.150%
2/6/2026HighTower Advisors LLC920,206$20.16M0.0%+1,071.3%3.130%
2/5/2026Aegis Wealth Management Inc.75,552$1.66M1.3%N/A0.257%
2/4/2026Trek Financial LLC11,868$260K0.0%N/A0.040%
2/3/2026Encompass More Asset Management92,398$2.02M0.4%+2.7%0.313%
2/2/2026FSA Advisors Inc.12,202$267K0.0%N/A0.041%
2/2/2026B.O.S.S. Retirement Advisors LLC144,340$3.16M1.0%-44.1%0.489%
2/2/2026Broussard Financial Group LLC346,142$7.58M6.1%N/A1.173%
1/30/2026Pekin Hardy Strauss Inc.28,129$616K0.1%-14.7%0.095%
1/29/2026Aprio Wealth Management LLC295,635$6.48M0.4%-2.7%0.988%
1/29/2026Kestra Private Wealth Services LLC60,755$1.33M0.0%+3.9%0.203%
1/29/2026Golden Reserve Retirement LLC12,873$282K0.1%N/A0.043%
1/28/2026Clarity Financial LLC13,280$291K0.0%N/A0.044%
1/27/2026Evergreen Capital Management LLC346,606$7.59M0.2%+1.6%1.158%
1/27/2026Belpointe Asset Management LLC66,759$1.46M0.1%+20.9%0.223%
1/27/2026FSR Wealth Management Ltd.11,275$247K0.3%-24.7%0.038%
1/27/2026Elevated Capital Advisors LLC111,926$2.45M0.6%-2.4%0.374%
1/26/2026LifeWealth Investments LLC153,042$3.35M1.1%-2.2%0.510%
1/26/2026SMART Wealth LLC33,583$736K0.2%-3.6%0.112%
1/26/2026AE Wealth Management LLC1,878,550$41.15M0.2%-5.0%6.258%
1/26/2026Ferguson Shapiro LLC2,235,784$48.97M15.1%+17.4%7.448%
1/26/2026Key Capital Management INC3,217$70K0.1%N/A0.011%
1/23/2026Farther Finance Advisors LLC36,464$799K0.0%-8.6%0.121%
1/23/2026Financial Enhancement Group LLC409,479$8.88M1.2%N/A1.364%
1/23/2026Fourpath Capital Management LLC872,303$19.11M2.6%-21.9%2.906%
1/23/2026Altfest L J & Co. Inc.853,327$18.69M2.0%+1.5%2.843%
1/23/2026Mid American Wealth Advisory Group Inc.1,139,443$24.96M10.5%+3.7%3.796%
1/22/2026Networth Advisors LLC9,864$216K0.2%N/A0.033%
1/22/2026Centennial Advisors LLC54,133$1.19M1.5%N/A0.180%
1/21/20264WEALTH Advisors Inc.29,557$647K0.6%-2.7%0.098%
1/16/2026Park Edge Advisors LLC380,893$8.34M1.9%-1.3%1.243%
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1/16/2026Heck Capital Advisors LLC285,483$6.25M0.5%+6.8%0.931%
1/15/2026Professional Financial Advisors LLC26,250$575K0.1%+3.8%0.086%
1/14/2026WESPAC Advisors LLC42,338$927K0.5%-20.8%0.138%
1/7/2026Magnus Financial Group LLC13,910$305K0.0%-15.2%0.047%
1/7/2026 Private Client Services LLC208,194$4.56M1.4%+5.4%0.698%
1/2/2026Insight Wealth Strategies LLC640,356$14.03M1.6%N/A2.147%
12/2/2025IFP Advisors Inc5,337$117K0.0%-24.4%0.018%
11/17/2025Kestra Private Wealth Services LLC58,493$1.28M0.0%+1.8%0.197%
11/17/2025Proficio Capital Partners LLC225,250$4.93M0.1%N/A0.758%
11/17/2025Hilltop Holdings Inc.92,970$2.03M0.1%-12.9%0.313%


TUA Institutional Ownership - Frequently Asked Questions

During the previous two years, 119 institutional investors and hedge funds held shares of Simplify Short Term Treasury Futures Strategy ETF. The most heavily invested institutionals were Simplify Asset Management Inc. ($116.66M), Southern Farm Bureau Life Insurance ($63M), AE Wealth Management LLC ($41.15M), Mid American Wealth Advisory Group Inc. ($30.74M), HighTower Advisors LLC ($20.16M), Private Advisor Group LLC ($19.13M), and Fourpath Capital Management LLC ($19.11M).Learn more on Simplify Short Term Treasury Futures Strategy ETF's institutional investors.

Of the 109 institutional investors that purchased Simplify Short Term Treasury Futures Strategy ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Simplify Asset Management Inc. ($5.60M), Southern Farm Bureau Life Insurance ($2.97M), Financial Enhancement Group LLC ($1.86M), Private Advisor Group LLC ($1.29M), Fourpath Capital Management LLC ($1.12M), Mid American Wealth Advisory Group Inc. ($1.10M), and Ferguson Shapiro LLC ($1.04M).

Institutional investors have bought a total of 12,120,819 shares in the last 24 months. This purchase volume represents approximately $259.20M in transactions.

Of the 42 institutional investors that sold Simplify Short Term Treasury Futures Strategy ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Ferguson Shapiro LLC ($1.80M), Cumberland Partners Ltd ($246.63K), Fourpath Capital Management LLC ($244.61K), Authentikos Wealth Advisory LLC ($142.63K), B.O.S.S. Retirement Advisors LLC ($130.54K), Pekin Hardy Strauss Inc. ($103.08K), and Hilltop Holdings Inc. ($101.78K).

Institutional investors have sold a total of 3,302,876 shares in the last 24 months. This volume of shares sold represents approximately $69.21M in transactions.


Related Companies

Institutional ownership data for NYSEARCA:TUA is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/8/2026. New 13F filings are added each quarter as they're published.
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