Simplify Asset Management Inc. Top Holdings and 13F Report (2021)

About Simplify Asset Management Inc.

Investment Activity

Simplify Asset Management Inc. has $7.19 billion in total holdings as of September 30, 2021.
Simplify Asset Management Inc. owns shares of 139 different stocks, but just 3 companies or ETFs make up 80% of its holdings.
Approximately 8.70% of the portfolio was purchased this quarter.
About 1.44% of the portfolio was sold this quarter.
This quarter, Simplify Asset Management Inc. has purchased 142 new stocks and bought additional shares in 71 stocks.
Simplify Asset Management Inc. sold shares of 34 stocks and completely divested from 23 stocks this quarter.

Largest Holdings

SIMPLIFY EXCHANGE TRADED FUN: $4,917,134,712
iShares Core S&P 500 ETF: $780,831,656
iShares Core U.S. Aggregate Bond ETF: $499,032,910
Simplify Short Term Treasury Futures Strategy ETF: $98,259,364
Simplify US Equity PLUS Upside Convexity ETF: $80,414,767

Largest New Holdings this Quarter

78463V107 - SPDR Gold Shares: $40,766,000 Holding
82889N384 - SIMPLIFY EXCHANGE TRADED FUN: $12,447,053 Holding
74834L100 - Quest Diagnostics: $10,537,094 Holding
67066G104 - NVIDIA: $10,404,680 Holding
036752103 - Elevance Health: $9,891,393 Holding

Largest Purchases this Quarter

SIMPLIFY EXCHANGE TRADED FUN: 3,103,087 shares (about $310.49M)
iShares Core U.S. Aggregate Bond ETF: 941,689 shares (about $93.21M)
SPDR Gold Shares: 110,000 shares (about $40.77M)
UnitedHealth Group: 39,311 shares (about $16.34M)
ISHARES BITCOIN TRUST ETF: 467,700 shares (about $15.57M)

Largest Sales this Quarter

iShares Core S&P 500 ETF: 49,614 shares (about $37.16M)
Simplify Short Term Treasury Futures Strategy ETF: 717,960 shares (about $14.66M)
Align Technology: 40,050 shares (about $6.75M)
Eli Lilly and Company: 1,988 shares (about $2.38M)
10x Genomics: 61,765 shares (about $2.37M)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
SIMPLIFY EXCHANGE TRADED FUN	$4,917,134,712	$310,494,885 â–²	6.7%	49,141,862	68.4%	GOVT MONE MA ETF
IVV iShares Core S&P 500 ETF	$780,831,656	$37,155,428 â–¼	-4.5%	1,042,652	10.9%	ETF
AGG iShares Core U.S. Aggregate Bond ETF	$499,032,910	$93,208,377 â–²	23.0%	5,041,755	6.9%	Finance
TUA Simplify Short Term Treasury Futures Strategy ETF	$98,259,364	$14,664,333 â–¼	-13.0%	4,810,740	1.4%	ETF
SPUC Simplify US Equity PLUS Upside Convexity ETF	$80,414,767		0.0%	1,634,812	1.1%	ETF
ISHARES BITCOIN TRUST ETF	$64,672,483	$15,569,733 â–²	31.7%	1,942,700	0.9%	SHS BEN INT
AGGH Simplify Aggregate Bond ETF	$42,541,092		0.0%	2,109,127	0.6%	ETF
GLD SPDR Gold Shares	$40,766,000	$40,766,000 â–²	New Holding	110,000	0.6%	Finance
BUCK Simplify Treasury Option Income ETF	$39,814,000		0.0%	1,700,000	0.6%	ETF
SIMPLIFY EXCHANGE TRADED FUN	$38,680,150		0.0%	1,553,376	0.5%	NATL MUNI BD ETF
SIMPLIFY EXCHANGE TRADED FUN	$37,864,596		0.0%	3,777,620	0.5%	MULTI QIS ALTERN
PAGP Plains GP	$30,880,177		0.0%	1,272,360	0.4%	Energy
SIMPLIFY EXCHANGE TRADED FUN	$28,648,214		0.0%	822,303	0.4%	NEXT INTANGIBLE
PURECYCLE TECHNOLOGIES INC	$24,720,821	$10,359,811 â–²	72.1%	3,048,190	0.3%	COM
UTHR United Therapeutics	$24,605,042	$6,046,823 â–²	32.6%	45,411	0.3%	Medical
NVO Novo Nordisk A/S	$24,205,769	$8,512,274 â–²	54.2%	504,918	0.3%	Medical
JNJ Johnson & Johnson	$18,509,080	$10,097,339 â–²	120.0%	72,879	0.3%	Medical
WRBY Warby Parker	$17,811,582	$8,987,770 â–²	101.9%	587,066	0.2%	Consumer Staples
LLY Eli Lilly and Company	$17,649,612	$2,384,467 â–¼	-11.9%	14,715	0.2%	Medical
UNH UnitedHealth Group	$17,544,574	$16,338,831 â–²	1,355.1%	42,212	0.2%	Medical
JAZZ Jazz Pharmaceuticals	$16,520,903	$4,055,525 â–²	32.5%	68,560	0.2%	Medical
ABBV AbbVie	$16,220,966	$3,985,978 â–²	32.6%	64,461	0.2%	Medical
BHVN Biohaven	$15,478,994	$2,110,802 â–²	15.8%	1,040,255	0.2%	Medical
SIMPLIFY EXCHANGE TRADED FUN	$15,472,781		0.0%	624,406	0.2%	TARGE 15 ETF
BENITEC BIOPHARMA INC	$13,454,353	$5,931,555 â–²	78.8%	1,005,557	0.2%	COM NEW
SIMPLIFY EXCHANGE TRADED FUN	$12,447,053	$12,447,053 â–²	New Holding	428,078	0.2%	CHINA A SHS PLUS
TMO Thermo Fisher Scientific	$11,570,887	$2,842,711 â–²	32.6%	23,079	0.2%	Medical
ALGN Align Technology	$11,274,415	$6,754,833 â–¼	-37.5%	66,847	0.2%	Medical
TXG 10x Genomics	$11,231,243	$2,368,070 â–¼	-17.4%	292,938	0.2%	Medical
DGX Quest Diagnostics	$10,537,094	$10,537,094 â–²	New Holding	49,715	0.1%	Medical
NVDA NVIDIA	$10,404,680	$10,404,680 â–²	New Holding	52,000	0.1%	Computer and Technology
GILD Gilead Sciences	$10,274,600	$2,524,273 â–²	32.6%	81,325	0.1%	Medical
ELV Elevance Health	$9,891,393	$9,891,393 â–²	New Holding	25,577	0.1%	Medical
ACHV Achieve Life Sciences	$9,351,646	$1,616,782 â–²	20.9%	1,432,105	0.1%	Medical
DHR Danaher	$8,159,020	$2,005,754 â–²	32.6%	42,834	0.1%	Medical
AMGN Amgen	$7,595,105	$1,857,676 â–²	32.4%	20,974	0.1%	Medical
CVS CVS Health	$7,354,260	$1,766,616 â–²	31.6%	71,090	0.1%	Medical
AZNCF AstraZeneca	$6,482,729	$1,587,120 â–²	32.4%	34,188	0.1%	Medical
CAH Cardinal Health	$6,382,178	$6,382,178 â–²	New Holding	26,924	0.1%	Medical
EYPT Eyepoint Pharmaceuticals	$5,720,629	$1,056,799 â–²	22.7%	400,044	0.1%	Medical
ESTA Establishment Labs	$5,194,937	$646,235 â–²	14.2%	60,540	0.1%	Medical
VRTX Vertex Pharmaceuticals	$5,193,809	$1,251,760 â–²	31.8%	10,456	0.1%	Medical
MIST Milestone Pharmaceuticals	$4,488,168	$2,469,585 â–²	122.3%	3,349,379	0.1%	Medical
TSLA Tesla	$4,467,193	$198,944 â–¼	-4.3%	10,621	0.1%	Auto/Tires/Trucks
VANECK BITCOIN ETF	$4,392,132	$918,134 â–²	26.4%	264,427	0.1%	SH BEN INT
GH Guardant Health	$4,136,477	$1,012,702 â–²	32.4%	27,571	0.1%	Medical
RITM Rithm Capital	$3,864,858	$704,250 â–²	22.3%	411,593	0.1%	Finance
DCTH Delcath Systems	$3,333,454	$45,878 â–²	1.4%	264,770	0.0%	Medical
GEHC GE HealthCare Technologies	$3,331,080	$818,048 â–²	32.6%	52,040	0.0%	Medical
SIMPLIFY EXCHANGE TRADED FUN	$3,149,398		0.0%	91,464	0.0%	PIPE SAND SM ETF
ISRG Intuitive Surgical	$2,979,419	$1,302,402 â–¼	-30.4%	7,492	0.0%	Medical
SIMPLIFY EXCHANGE TRADED FUN	$2,755,808	$201,068 â–¼	-6.8%	116,500	0.0%	ANCORATO TARGET
PHAT Phathom Pharmaceuticals	$2,704,547	$142,341 â–¼	-5.0%	249,267	0.0%	Medical
SIMPLIFY EXCHANGE TRADED FUN	$2,641,000		0.0%	100,000	0.0%	US EQUI PLUS ETF
CORT Corcept Therapeutics	$2,298,436	$985,056 â–¼	-30.0%	26,434	0.0%	Medical
QQQ Invesco QQQ	$2,209,200	$2,209,200 â–²	New Holding	3,000	0.0%	Finance
ABEO Abeona Therapeutics	$2,134,671	$1,004,695 â–¼	-32.0%	345,416	0.0%	Medical
PCRX Pacira BioSciences	$2,107,816	$518,309 â–²	32.6%	83,083	0.0%	Medical
CSCO Cisco Systems	$1,985,544	$347,094 â–¼	-14.9%	16,904	0.0%	Computer and Technology
CLDX Celldex Therapeutics	$1,977,116	$590,151 â–¼	-23.0%	53,134	0.0%	Medical
WALMART INC	$1,912,961	$302,744 â–²	18.8%	16,890	0.0%	COM
ABT Abbott Laboratories	$1,864,344	$457,330 â–²	32.5%	20,546	0.0%	Medical
DX Dynex Capital	$1,763,295	$693,794 â–²	64.9%	134,500	0.0%	Finance
EW Edwards Lifesciences	$1,688,707	$415,211 â–²	32.6%	18,668	0.0%	Medical
KYVERNA THERAPEUTICS INC	$1,626,993	$84,618 â–²	5.5%	182,603	0.0%	COM
MFA MFA Financial	$1,625,459	$399,751 â–¼	-19.7%	167,746	0.0%	Finance
CMPS Compass Pathways	$1,617,076	$633,510 â–¼	-28.1%	114,281	0.0%	Medical
NLY Annaly Capital Management	$1,606,320	$501,669 â–²	45.4%	71,839	0.0%	Finance
INSM Insmed	$1,512,938	$363,254 â–²	31.6%	14,190	0.0%	Medical
IBM International Business Machines	$1,409,987	$62,991 â–²	4.7%	5,014	0.0%	Computer and Technology
PALANTIR TECHNOLOGIES INC	$1,402,490	$36,984 â–²	2.7%	12,021	0.0%	CL A
LEONABIO INC	$1,371,874		0.0%	149,279	0.0%	COM
DELL Dell Technologies	$1,368,591	$42,715 â–²	3.2%	3,172	0.0%	Computer and Technology
BRK.B Berkshire Hathaway	$1,332,038	$20,016 â–²	1.5%	2,662	0.0%	Finance
AGNC AGNC Investment	$1,258,786	$130,800 â–²	11.6%	115,485	0.0%	Finance
IVA Inventiva	$1,184,966	$323,417 â–²	37.5%	313,483	0.0%	Medical
TGTX TG Therapeutics	$1,168,519	$286,787 â–²	32.5%	21,269	0.0%	Medical
AQST Aquestive Therapeutics	$1,159,488	$184,887 â–²	19.0%	278,723	0.0%	Medical
FLL Full House Resorts	$1,107,630	$1,107,630 â–²	New Holding	397,000	0.0%	Consumer Discretionary
ADBE Adobe	$1,061,799	$597,223 â–²	128.6%	5,179	0.0%	Computer and Technology
ZVRA Zevra Therapeutics	$1,014,684	$428,350 â–¼	-29.7%	70,759	0.0%	Medical
QCOM Qualcomm	$1,010,986	$19,033 â–¼	-1.8%	5,471	0.0%	Computer and Technology
ARTIVA BIOTHERAPEUTICS INC	$983,144	$757,813 â–²	336.3%	101,355	0.0%	COM
STX Seagate Technology	$955,350	$4,825 â–²	0.5%	990	0.0%	Computer and Technology
OBIO Orchestra BioMed	$946,655		0.0%	219,387	0.0%	Medical
COOPER COS INC	$945,281	$232,340 â–²	32.6%	13,182	0.0%	COM
PALISADE BIO INC	$941,635	$210,135 â–²	28.7%	450,543	0.0%	COM
ARMOUR RESIDENTIAL REIT INC	$940,555		0.0%	53,900	0.0%	COM SHS
WDC Western Digital	$931,892	$47,265 â–¼	-4.8%	1,459	0.0%	Computer and Technology
OWL Blue Owl Capital	$931,875	$931,875 â–²	New Holding	106,500	0.0%	Finance
MRK Merck & Co., Inc.	$920,960	$80,056 â–²	9.5%	7,167	0.0%	Medical
AGILON HEALTH INC	$903,420	$903,420 â–²	New Holding	8,429	0.0%	COM NEW
MA Mastercard	$809,947	$26,194 â–²	3.3%	1,577	0.0%	Business Services
OCUL Ocular Therapeutix	$795,921	$87,879 â–¼	-9.9%	81,051	0.0%	Medical
XOM ExxonMobil	$736,374	$70,411 â–²	10.6%	5,386	0.0%	Energy
SYK Stryker	$708,390	$170,014 â–²	31.6%	2,250	0.0%	Medical
CRM Salesforce	$692,437	$692,437 â–²	New Holding	4,420	0.0%	Computer and Technology
CHIMERA INVT CORP	$680,674		0.0%	51,025	0.0%	COM SHS
BSX Boston Scientific	$640,798	$157,489 â–²	32.6%	15,014	0.0%	Medical
GE GE Aerospace	$614,038	$8,970 â–¼	-1.4%	1,643	0.0%	Aerospace

Showing largest 100 holdings. View all holdings.

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Simplify Asset Management Inc. Top Holdings and 13F Report (2021)

About Simplify Asset Management Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

Best-in-Class Portfolio Monitoring

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Simplify Asset Management Inc. Top Holdings and 13F Report (2021)

About Simplify Asset Management Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofSimplify Asset Management Inc.

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools