Free Trial

Breakwater Investment Management Top Holdings and 13F Report (2026)

About Breakwater Investment Management

Investment Activity

  • Breakwater Investment Management has $301.70 million in total holdings as of September 30, 2026.
  • Breakwater Investment Management owns shares of 774 different stocks, but just 34 companies or ETFs make up 80% of its holdings.
  • Approximately 10.34% of the portfolio was purchased this quarter.
  • About 8.36% of the portfolio was sold this quarter.
  • This quarter, Breakwater Investment Management has purchased 600 new stocks and bought additional shares in 235 stocks.
  • Breakwater Investment Management sold shares of 128 stocks and completely divested from 72 stocks this quarter.

Largest New Holdings this Quarter

30233Q108 - EXXONMOBIL HOLDINGS CORP
$234,360 Holding
46434V613 - iShares Core Total USD Bond Market ETF
$224,786 Holding
78468R606 - SPDR Portfolio High Yield Bond ETF
$190,393 Holding
98980G102 - Zscaler
$20,341 Holding
78392B206 - SK HYNIX INC
$8,656 Holding

Largest Purchases this Quarter

SSGA ACTIVE TR
154,235 shares (about $4.41M)
SPDR Nuveen ICE Municipal Bond ETF
56,612 shares (about $2.42M)
SSGA ACTIVE TR
98,554 shares (about $2.37M)
SPDR Portfolio Emerging Markets ETF
45,621 shares (about $2.36M)

Largest Sales this Quarter

Vanguard Total Stock Market ETF
8,280 shares (about $3.10M)
Vanguard Total International Bond ETF
53,541 shares (about $2.51M)
Schwab US Broad Market ETF
58,725 shares (about $1.72M)
Vanguard Total Bond Market ETF
24,497 shares (about $1.72M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofBreakwater Investment Management

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
Vanguard Total Stock Market ETF stock logo
VTI
Vanguard Total Stock Market ETF
$39,120,918$3,098,716 ▼-7.3%104,53413.0%ETF
Schwab US Broad Market ETF stock logo
SCHB
Schwab US Broad Market ETF
$23,377,036$1,721,229 ▼-6.9%797,5797.7%ETF
Vanguard Total International Stock ETF stock logo
VXUS
Vanguard Total International Stock ETF
$18,657,742$416,474 ▼-2.2%219,6066.2%ETF
SPDR Portfolio S&P 1500 Composite Stock Market ETF stock logo
SPTM
SPDR Portfolio S&P 1500 Composite Stock Market ETF
$14,370,056$3,821,006 ▲36.2%156,1114.8%ETF
Microsoft Corporation stock logo
MSFT
Microsoft
$13,566,405$1,007,350 ▲8.0%26,4504.5%Technology
Schwab International Equity ETF stock logo
SCHF
Schwab International Equity ETF
$9,020,681$2,218,202 ▲32.6%328,3833.0%ETF
SCHWAB STRATEGIC TR
$8,459,116$874,475 ▲11.5%347,8252.8%CORE BOND ETF
Vanguard FTSE All-World ex-US ETF stock logo
VEU
Vanguard FTSE All-World ex-US ETF
$7,348,286$422,149 ▼-5.4%88,5662.4%ETF
VANGUARD MALVERN FDS
$6,632,299$561,207 ▲9.2%90,0882.2%CORE BD ETF
SSGA ACTIVE TR
$6,476,639$4,406,488 ▲212.9%226,6942.1%SST BRIDGEWATER
Vanguard Total Bond Market ETF stock logo
BND
Vanguard Total Bond Market ETF
$6,472,211$1,718,473 ▼-21.0%92,2622.1%ETF
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$6,462,527$120,496 ▼-1.8%8,4742.1%ETF
Vanguard Total World Stock ETF stock logo
VT
Vanguard Total World Stock ETF
$6,354,987$256,504 ▼-3.9%40,2602.1%ETF
Vanguard FTSE Emerging Markets ETF stock logo
VWO
Vanguard FTSE Emerging Markets ETF
$5,412,840$359,595 ▼-6.2%91,2641.8%ETF
Vanguard Mega Cap Growth ETF stock logo
MGK
Vanguard Mega Cap Growth ETF
$5,034,512$397,006 ▼-7.3%54,3391.7%ETF
Vanguard High Dividend Yield ETF stock logo
VYM
Vanguard High Dividend Yield ETF
$5,033,334$711,753 ▼-12.4%32,4311.7%ETF
Vanguard Total International Bond ETF stock logo
BNDX
Vanguard Total International Bond ETF
$4,978,085$2,509,478 ▼-33.5%106,2101.6%ETF
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$4,720,895$263,102 ▼-5.3%18,9481.6%Consumer Discretionary
Vanguard Dividend Appreciation ETF stock logo
VIG
Vanguard Dividend Appreciation ETF
$4,644,036$320,335 ▼-6.5%19,9051.5%ETF
SPDR Portfolio Aggregate Bond ETF stock logo
SPAB
SPDR Portfolio Aggregate Bond ETF
$4,279,393$1,279,679 ▲42.7%175,6731.4%ETF
Schwab US Dividend Equity ETF stock logo
SCHD
Schwab US Dividend Equity ETF
$3,605,581$854,203 ▼-19.2%110,8391.2%ETF
SPDR Portfolio Emerging Markets ETF stock logo
SPEM
SPDR Portfolio Emerging Markets ETF
$3,469,671$2,361,337 ▲213.1%67,0341.2%ETF
EMHC
SPDR Bloomberg Emerging Markets USD Bond ETF
$3,388,927$483,512 ▲16.6%141,9741.1%ETF
Vanguard Mega Cap Value ETF stock logo
MGV
Vanguard Mega Cap Value ETF
$3,276,419$686,245 ▼-17.3%20,3391.1%ETF
Vanguard International High Dividend Yield ETF stock logo
VYMI
Vanguard International High Dividend Yield ETF
$3,267,112$276,591 ▼-7.8%32,3061.1%ETF
SSGA ACTIVE TR
$3,231,717$2,369,975 ▲275.0%134,3891.1%STATE STREET IG
State Street Blackstone High Income ETF stock logo
HYBL
State Street Blackstone High Income ETF
$3,125,754$2,336,010 ▲295.8%113,3751.0%ETF
SPDR Portfolio Developed World ex-US ETF stock logo
SPDW
SPDR Portfolio Developed World ex-US ETF
$2,968,910$267,267 ▼-8.3%59,1301.0%ETF
SPDR Nuveen ICE Municipal Bond ETF stock logo
TFI
SPDR Nuveen ICE Municipal Bond ETF
$2,875,226$2,421,306 ▲533.4%67,2251.0%ETF
Schwab U.S. Aggregate Bond ETF stock logo
SCHZ
Schwab U.S. Aggregate Bond ETF
$2,591,225$387,391 ▼-13.0%117,2500.9%ETF
iShares Core International Aggregate Bond ETF stock logo
IAGG
iShares Core International Aggregate Bond ETF
$2,582,607$1,758,162 ▼-40.5%52,4920.9%ETF
Vanguard Short-Term Treasury ETF stock logo
VGSH
Vanguard Short-Term Treasury ETF
$2,499,083$520,976 ▼-17.3%43,4170.8%ETF
SPDR SSgA Multi-Asset Real Return ETF stock logo
RLY
SPDR SSgA Multi-Asset Real Return ETF
$2,251,808$1,260,530 ▲127.2%62,2220.7%ETF
Schwab International Small-Cap Equity ETF stock logo
SCHC
Schwab International Small-Cap Equity ETF
$2,185,560$1,607,685 ▲278.2%43,9400.7%ETF
Schwab Emerging Markets Equity ETF stock logo
SCHE
Schwab Emerging Markets Equity ETF
$2,064,236$232,624 ▼-10.1%56,6320.7%ETF
SPDR Bloomberg Emerging Markets Local Bond ETF stock logo
EBND
SPDR Bloomberg Emerging Markets Local Bond ETF
$1,960,455$225,528 ▲13.0%95,1680.6%ETF
Vanguard Tax-Exempt Bond ETF stock logo
VTEB
Vanguard Tax-Exempt Bond ETF
$1,869,174$485,586 ▲35.1%39,4670.6%ETF
SPDR S&P Global Infrastructure ETF stock logo
GII
SPDR S&P Global Infrastructure ETF
$1,795,965$227,905 ▼-11.3%25,6820.6%ETF
Vanguard Emerging Markets Government Bond ETF stock logo
VWOB
Vanguard Emerging Markets Government Bond ETF
$1,791,522$17,992 ▼-1.0%28,3780.6%ETF
Vanguard Growth ETF stock logo
VUG
Vanguard Growth ETF
$1,701,3590.0%18,8810.6%ETF
Schwab Short-Term U.S. Treasury ETF stock logo
SCHO
Schwab Short-Term U.S. Treasury ETF
$1,634,394$368,973 ▼-18.4%68,4990.5%ETF
Vanguard FTSE Europe ETF stock logo
VGK
Vanguard FTSE Europe ETF
$1,499,818$74,735 ▼-4.7%17,2790.5%ETF
Alphabet Inc. stock logo
GOOGL
Alphabet
$1,481,265$27,182 ▲1.9%4,3050.5%Communication Services
Schwab U.S. TIPS ETF stock logo
SCHP
Schwab U.S. TIPS ETF
$1,481,168$189,783 ▼-11.4%58,9400.5%ETF
Vanguard Real Estate ETF stock logo
VNQ
Vanguard Real Estate ETF
$1,447,196$78,069 ▼-5.1%16,1460.5%ETF
Vanguard International Dividend Appreciation ETF stock logo
VIGI
Vanguard International Dividend Appreciation ETF
$1,394,489$1,794 ▼-0.1%14,7690.5%ETF
SPDR Portfolio Short Term Treasury ETF stock logo
SPTS
SPDR Portfolio Short Term Treasury ETF
$1,355,805$27,667 ▲2.1%47,2900.4%ETF
Schwab US Large-Cap ETF stock logo
SCHX
Schwab US Large-Cap ETF
$1,303,380$123,450 ▼-8.7%43,4460.4%ETF
Vanguard Value ETF stock logo
VTV
Vanguard Value ETF
$1,251,469$87,724 ▼-6.6%5,7920.4%ETF
Vanguard Short-Term Inflation-Protected Securities ETF stock logo
VTIP
Vanguard Short-Term Inflation-Protected Securities ETF
$1,230,156$169,317 ▼-12.1%24,9930.4%ETF
Vanguard FTSE Developed Markets ETF stock logo
VEA
Vanguard FTSE Developed Markets ETF
$1,215,057$141,291 ▼-10.4%17,2080.4%ETF
iShares U.S. Treasury Bond ETF stock logo
GOVT
iShares U.S. Treasury Bond ETF
$1,158,523$591,388 ▲104.3%52,9730.4%ETF
iShares International High Yield Bond ETF stock logo
HYXU
iShares International High Yield Bond ETF
$1,114,225$277,681 ▼-19.9%21,3310.4%ETF
Vanguard Mega Cap ETF stock logo
MGC
Vanguard Mega Cap ETF
$1,098,191$279,488 ▼-20.3%3,8900.4%ETF
Vanguard S&P Small-Cap 600 ETF stock logo
VIOO
Vanguard S&P Small-Cap 600 ETF
$1,070,822$542,116 ▲102.5%8,4640.4%ETF
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$1,063,416$42,278 ▼-3.8%2,7920.4%ETF
Schwab U.S. REIT ETF stock logo
SCHH
Schwab U.S. REIT ETF
$1,049,301$245,283 ▼-18.9%47,6090.3%ETF
Vanguard Large-Cap ETF stock logo
VV
Vanguard Large-Cap ETF
$1,033,912$98,853 ▼-8.7%2,9390.3%ETF
iShares 0-5 Year TIPS Bond ETF stock logo
STIP
iShares 0-5 Year TIPS Bond ETF
$973,172$224,225 ▼-18.7%9,7610.3%ETF
Schwab Municipal Bond ETF stock logo
SCMB
Schwab Municipal Bond ETF
$941,830$881,188 ▼-48.3%38,9830.3%ETF
JPMorgan BetaBuilders Europe ETF stock logo
BBEU
JPMorgan BetaBuilders Europe ETF
$914,563$417,582 ▼-31.3%12,0830.3%ETF
TCW ETF TRUST
$905,987$13,689 ▼-1.5%10,0600.3%TRANSFRM 500 ETF
PIT
VanEck Commodity Strategy ETF
$805,699$119,682 ▼-12.9%9,8220.3%ETF
Vanguard Global ex-U.S. Real Estate ETF stock logo
VNQI
Vanguard Global ex-U.S. Real Estate ETF
$717,355$187,811 ▼-20.7%16,8710.2%ETF
Apple Inc. stock logo
AAPL
Apple
$581,120$39,296 ▲7.3%1,7450.2%Technology
iShares J.P. Morgan EM Local Currency Bond ETF stock logo
LEMB
iShares J.P. Morgan EM Local Currency Bond ETF
$562,582$549,358 ▲4,154.3%13,3160.2%ETF
J P MORGAN EXCHANGE TRADED F
$521,711$10,474 ▼-2.0%5,4790.2%JPMORGAN INTL VL
Vanguard Short-Term Bond ETF stock logo
BSV
Vanguard Short-Term Bond ETF
$480,174$22,462 ▼-4.5%6,2850.2%ETF
iShares MSCI All Country Asia ex Japan ETF stock logo
AAXJ
iShares MSCI All Country Asia ex Japan ETF
$476,220$53,211 ▼-10.1%4,0900.2%ETF
SPDR Portfolio Short Term Corporate Bond ETF stock logo
SPSB
SPDR Portfolio Short Term Corporate Bond ETF
$469,2090.0%15,8570.2%ETF
Vanguard Intermediate-Term Treasury ETF stock logo
VGIT
Vanguard Intermediate-Term Treasury ETF
$441,609$656,408 ▼-59.8%7,7940.1%ETF
Alphabet Inc. stock logo
GOOG
Alphabet
$424,222$2,726 ▲0.6%1,2450.1%Communication Services
Vanguard Intermediate-Term Bond ETF stock logo
BIV
Vanguard Intermediate-Term Bond ETF
$420,907$27,249 ▼-6.1%5,7770.1%ETF
iShares Russell 2000 ETF stock logo
IWM
iShares Russell 2000 ETF
$417,9470.0%1,5040.1%ETF
PALANTIR TECHNOLOGIES INC
$394,863$3,554 ▲0.9%2,1110.1%CL A
PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund stock logo
STPZ
PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
$371,130$50,366 ▼-11.9%7,1550.1%ETF
Vanguard Total Corporate Bond ETF stock logo
VTC
Vanguard Total Corporate Bond ETF
$359,971$333,261 ▼-48.1%4,9460.1%ETF
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$329,316$235,882 ▼-41.7%4300.1%ETF
NVIDIA Corporation stock logo
NVDA
NVIDIA
$325,214$40,652 ▲14.3%1,4240.1%Technology
Invesco RAFI US 1000 ETF stock logo
PRF
Invesco RAFI US 1000 ETF
$304,8080.0%5,6000.1%ETF
iShares Global 100 ETF stock logo
IOO
iShares Global 100 ETF
$286,5800.0%1,9900.1%ETF
FNDB
Schwab Fundamental U.S. Broad Market ETF
$273,7460.0%8,9430.1%ETF
iShares National Muni Bond ETF stock logo
MUB
iShares National Muni Bond ETF
$272,768$336,461 ▼-55.2%2,6980.1%ETF
Omeros Corporation stock logo
OMER
Omeros
$267,474$57,120 ▼-17.6%14,0480.1%Healthcare
Schwab US Small-Cap ETF stock logo
SCHA
Schwab US Small-Cap ETF
$262,541$249,946 ▲1,984.5%8,0460.1%ETF
iShares Global Timber & Forestry ETF stock logo
WOOD
iShares Global Timber & Forestry ETF
$239,913$41,341 ▼-14.7%3,5690.1%ETF
Vanguard Information Technology ETF stock logo
VGT
Vanguard Information Technology ETF
$238,271$361,931 ▼-60.3%1,8960.1%ETF
iShares Select Dividend ETF stock logo
DVY
iShares Select Dividend ETF
$235,4050.0%1,5480.1%ETF
EXXONMOBIL HOLDINGS CORP
$234,360$234,360 ▲New Holding1,4400.1%COM SHS
iShares S&P GSCI Commodity-Indexed Trust stock logo
GSG
iShares S&P GSCI Commodity-Indexed Trust
$232,415$8,252 ▼-3.4%6,5340.1%ETF
SPDR S&P MidCap 400 ETF Trust stock logo
MDY
SPDR S&P MidCap 400 ETF Trust
$229,1920.0%3490.1%ETF
Garmin Ltd. stock logo
GRMN
Garmin
$227,465$287 ▲0.1%7930.1%Consumer Discretionary
iShares Core Total USD Bond Market ETF stock logo
IUSB
iShares Core Total USD Bond Market ETF
$224,786$224,786 ▲New Holding5,0980.1%ETF
SPDR Portfolio S&P 500 ETF stock logo
SPLG
SPDR Portfolio S&P 500 ETF
$218,656$12,925 ▼-5.6%2,4360.1%ETF
Thermo Fisher Scientific Inc. stock logo
TMO
Thermo Fisher Scientific
$212,322$30,332 ▼-12.5%3150.1%Healthcare
iShares MSCI South Korea ETF stock logo
EWY
iShares MSCI South Korea ETF
$211,6600.0%1,1580.1%ETF
iShares MSCI Emerging Markets ETF stock logo
EEM
iShares MSCI Emerging Markets ETF
$210,055$200 ▼-0.1%3,1450.1%ETF
WALMART INC
$208,041$4,261 ▲2.1%2,0020.1%COM
WisdomTree U.S. Quality Dividend Growth Fund stock logo
DGRW
WisdomTree U.S. Quality Dividend Growth Fund
$201,871$105,214 ▼-34.3%2,0760.1%ETF
SPDR Portfolio High Yield Bond ETF stock logo
SPHY
SPDR Portfolio High Yield Bond ETF
$190,393$190,393 ▲New Holding8,4280.1%ETF

Showing largest 100 holdings. View all holdings.
SEC Filings and Trading Data