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Innovator U.S. Small Cap Power Buffer ETF - October (KOCT) Institutional Ownership

$37.88 -0.06 (-0.16%)
Closing price 04:10 PM Eastern
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$37.88 +0.00 (+0.01%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Innovator U.S. Small Cap Power Buffer ETF - October (BATS:KOCT)

Number of
Institutional Buyers
(last 12 months)
55
Total
Institutional Inflows
(last 12 months)
$30.19M
Number of
Institutional Sellers
(last 12 months)
29
Total
Institutional Outflows
(last 12 months)
$11.09M
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KOCT Institutional Buying and Selling by Quarter

Innovator U.S. Small Cap Power Buffer ETF - October Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/23/2026 Envestnet Asset Management Inc.37,409$1.40M0.0%-28.7%1.107%
9/11/2026 Bullseye Investment Management LLC8,240$308K0.2%N/A0.244%
9/9/2026 NewEdge Advisors LLC8,867$331K0.0%+15.8%0.262%
9/9/2026 IFP Advisors Inc25,617$957K0.0%-6.2%0.758%
9/2/2026 Citadel Advisors LLC7,535$282K0.0%+12.5%0.223%
8/26/2026 Schulz Wealth LTD.5,930$222K0.1%N/A0.175%
8/22/2026 Concurrent Investment Advisors LLC22,779$851K0.0%-4.0%0.674%
7/8/2026 First Heartland Consultants Inc.6,961$260K0.0%-15.6%0.206%
7/7/2026 CoreCap Advisors LLC6,957$260K0.0%+48.3%0.206%
5/19/2026 Winnow Wealth LLC6,012$204K0.2%-11.9%0.178%
5/19/2026 Cornerstone Wealth LLC TN13,210$472K0.3%N/A0.391%
5/18/2026Sunbelt Securities Inc.33,011$1.12M0.1%+24.7%0.977%
5/13/2026 Cetera Investment Advisers176,899$6.00M0.0%-1.9%5.234%
5/5/2026 Compass Financial Group Inc.240,533$8.16M3.7%-0.3%7.116%
5/5/2026 Sigma Planning Corp9,299$315K0.0%-75.4%0.275%
5/4/2026 Vantage Point Financial LLC7,155$243K0.1%-20.7%0.212%
4/30/2026 Kestra Advisory Services LLC42,178$1.43M0.0%+35.3%1.248%
4/29/2026 Global Strategic Investment Solutions LLC55,148$1.87M0.2%-18.1%1.632%
4/21/2026 Long Island Wealth Management Inc.19,598$665K0.3%+7.7%0.580%
4/18/2026 BCS Wealth Management9,865$335K0.1%-50.0%0.292%
4/16/2026 Founders Financial Securities LLC33,179$1.16M0.1%+17.4%0.982%
4/15/2026 Nations Financial Group Inc. IA ADV17,537$595K0.0%-2.3%0.519%
3/13/2026 World Investment Advisors7,376$248K0.0%N/A0.218%
2/20/2026Sunbelt Securities Inc.26,482$892K0.1%+35.6%0.783%
2/19/2026 BFI Wealth Solutions LLC72,386$2.44M2.3%N/A2.142%
2/18/2026 Mercer Global Advisors Inc. ADV18,658$628K0.0%-42.0%0.552%
2/17/2026 Cetera Investment Advisers180,301$6.07M0.0%+54.3%5.334%
2/17/2026 Osaic Holdings Inc.185,583$6.25M0.0%+7.7%5.491%
2/16/2026 MML Investors Services LLC12,502$421K0.0%N/A0.370%
2/16/2026 Financial Network Wealth Advisors LLC1,553$52K0.1%+60.9%0.046%
2/13/2026 Arete Wealth Advisors LLC8,734$294K0.0%+13.8%0.258%
2/13/2026 Kestra Advisory Services LLC31,176$1.05M0.0%+42.9%0.922%
2/12/2026 TopTier Wealth Management LLC10,033$338K0.2%N/A0.297%
2/12/2026 Commonwealth Equity Services LLC143,369$4.83M0.0%+42.3%4.242%
2/12/2026 Wood Tarver Financial Group LLC23,056$776K0.2%+43.9%0.682%
2/12/2026 Principal Securities Inc.167,161$5.63M0.1%+2,206.6%4.946%
2/11/2026 Capital Analysts LLC10,070$339K0.0%-3.8%0.298%
2/11/2026 Winnow Wealth LLC6,822$232K0.2%-13.3%0.202%
2/11/2026 LPL Financial LLC55,103$1.86M0.0%+19.3%1.630%
2/11/2026 Tradition Wealth Management LLC11,850$399K0.0%-61.9%0.351%
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2/11/2026 Atlantic Private Wealth LLC17,553$591K0.4%N/A0.519%
2/10/2026 Founders Financial Securities LLC28,264$952K0.1%+15.9%0.836%
2/10/2026 Corrado Advisors LLC34,507$1.16M0.6%+49.5%1.021%
2/9/2026 Valtinson Bruner Financial Planning LLC42,954$1.45M0.4%-63.8%1.271%
2/9/2026 Blue Bell Private Wealth Management LLC38,753$1.31M0.2%+3.6%1.147%
2/9/2026 Harbour Investments Inc.10,210$344K0.0%+794.8%0.302%
2/6/2026 IFP Advisors Inc24,835$836K0.0%+118.8%0.735%
2/6/2026 HighTower Advisors LLC42,455$1.43M0.0%+5.6%1.256%
2/5/2026 Compass Financial Group Inc.241,182$8.12M3.6%-0.8%7.136%
2/2/2026 Truist Financial Corp52,756$1.78M0.0%-30.7%1.561%
1/30/2026 Sigma Planning Corp37,793$1.27M0.0%N/A1.118%
1/29/2026 Global Strategic Investment Solutions LLC67,296$2.27M0.2%-9.6%1.991%
1/26/2026 Nations Financial Group Inc. IA ADV17,957$605K0.0%-2.3%0.531%
1/26/2026CWM LLC28,323$954K0.0%-3.0%0.838%
1/26/2026 BCS Wealth Management19,730$664K0.1%+100.0%0.584%
1/23/2026U.S. Capital Wealth Advisors LLC30,567$1.03M0.0%+19.2%0.904%
1/23/2026 DHJJ Financial Advisors Ltd.51,118$1.72M0.6%+13.5%1.512%
1/21/2026 Capital Investment Advisory Services LLC36,434$1.23M0.1%+1.4%1.078%
1/21/2026 Prime Capital Investment Advisors LLC7,965$268K0.0%N/A0.236%
1/16/2026 PFS Partners LLC10,776$363K0.2%+325.4%0.319%
1/16/2026 CRA Financial Services LLC10,120$341K0.0%-4.7%0.299%
1/12/2026 Fiduciary Financial Group LLC13,699$461K0.1%N/A0.405%
1/8/2026 Elmwood Wealth Management Inc.8,450$285K0.1%+38.5%0.250%
1/8/2026 Wealth Enhancement Advisory Services LLC12,437$429K0.0%+26.5%0.368%
1/7/2026 Fragasso Financial Advisors Inc19,974$673K0.0%+10.1%0.591%
1/5/2026 Commons Capital LLC44,495$1.50M1.0%+319.6%1.316%
1/5/2026 Noble Wealth Management PBC1,800$61K0.0%+20.0%0.053%
1/1/2026 JPMorgan Chase & Co.10,557$349K0.0%+59.4%0.312%
12/2/2025 IFP Advisors Inc11,349$375K0.0%+10.6%0.336%
11/19/2025Sunbelt Securities Inc.19,525$645K0.0%-15.8%0.578%
11/19/2025GM Advisory Group LLC12,668$418K0.0%N/A0.375%
11/18/2025 Advisory Services Network LLC14,954$494K0.0%-4.6%0.442%
11/17/2025 NewEdge Advisors LLC7,656$253K0.0%-43.1%0.227%
11/17/2025 Mercer Global Advisors Inc. ADV32,158$1.06M0.0%N/A0.951%
11/17/2025 Focus Partners Wealth41,180$1.36M0.0%-12.3%1.218%
11/14/2025 Raymond James Financial Inc.18,216$601K0.0%-47.7%0.539%
11/14/2025 Wood Tarver Financial Group LLC16,023$529K0.2%+16.6%0.474%
11/14/2025 Diligent Investors LLC14,306$472K0.1%+7.5%0.423%
11/13/2025 SageView Advisory Group LLC54,829$1.81M0.1%+1.1%1.622%
11/12/2025 FSA Advisors Inc.12,210$403K0.3%+15.2%0.361%
11/12/2025 Kingsview Wealth Management LLC9,319$308K0.0%-73.2%0.276%
11/12/2025 Arete Wealth Advisors LLC7,678$254K0.0%+10.0%0.227%
11/10/2025 First Heartland Consultants Inc.8,668$286K0.0%-5.7%0.256%
11/10/2025 OneDigital Investment Advisors LLC11,037$364K0.0%N/A0.327%
11/7/2025 Axxcess Wealth Management LLC12,228$404K0.0%N/A0.362%
11/7/2025 JPMorgan Chase & Co.10,557$349K0.0%+59.4%0.312%
11/6/2025 Elmwood Wealth Management Inc.6,100$201K0.1%N/A0.180%
11/6/2025 Stratos Wealth Advisors LLC33,371$1.10M0.1%-12.1%0.987%
11/5/2025 Capital Investment Advisory Services LLC35,937$1.19M0.1%+3,983.8%1.063%
11/5/2025 Compass Financial Group Inc.243,165$8.03M3.6%-4.2%7.194%
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11/5/2025 Envestnet Asset Management Inc.69,188$2.29M0.0%-5.0%2.047%
11/4/2025 Valtinson Bruner Financial Planning LLC118,562$3.92M1.2%-0.6%3.508%
11/4/2025 Wealthgarden F.S. LLC8,568$287K0.2%N/A0.253%
11/4/2025 Winnow Wealth LLC7,871$268K0.2%N/A0.233%
11/3/2025 Truist Financial Corp76,088$2.51M0.0%-12.3%2.251%
10/30/2025 Accredited Investors Inc.19,278$637K0.0%N/A0.570%
10/30/2025 Forvis Mazars Wealth Advisors LLC6,314$208K0.0%-51.4%0.187%
10/29/2025 NorthCrest Asset Manangement LLC8,546$283K0.0%N/A0.253%
10/28/2025 Nations Financial Group Inc. IA ADV18,389$607K0.0%-6.0%0.544%
10/27/2025 Concurrent Investment Advisors LLC25,042$827K0.0%N/A0.741%


KOCT Institutional Ownership - Frequently Asked Questions

During the previous two years, 102 institutional investors and hedge funds held shares of Innovator U.S. Small Cap Power Buffer ETF - October. The most heavily invested institutionals were Compass Financial Group Inc. ($8.16M), Osaic Holdings Inc. ($6.25M), Cetera Investment Advisers ($6.00M), Principal Securities Inc. ($5.63M), Commonwealth Equity Services LLC ($4.83M), BFI Wealth Solutions LLC ($2.44M), and Red Crane Wealth Management LLC ($2.07M).Learn more on Innovator U.S. Small Cap Power Buffer ETF - October's institutional investors.

Of the 89 institutional investors that purchased Innovator U.S. Small Cap Power Buffer ETF - October's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Cetera Investment Advisers ($347.19K), Compass Financial Group Inc. ($259.87K), Principal Securities Inc. ($161.19K), Raymond James Financial Inc. ($90.10K), BFI Wealth Solutions LLC ($72.39K), Red Crane Wealth Management LLC ($71.35K), and Commonwealth Equity Services LLC ($66.60K).

Institutional investors have bought a total of 899,843 shares in the last 24 months. This purchase volume represents approximately $30.19M in transactions.

Of the 29 institutional investors that sold Innovator U.S. Small Cap Power Buffer ETF - October's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Valtinson Bruner Financial Planning LLC ($76.29K), Truist Financial Corp ($34.05K), Sigma Planning Corp ($28.49K), Kingsview Wealth Management LLC ($25.39K), Global Strategic Investment Solutions LLC ($19.30K), Tradition Wealth Management LLC ($19.28K), and Envestnet Asset Management Inc. ($18.69K).

Institutional investors have sold a total of 329,084 shares in the last 24 months. This volume of shares sold represents approximately $11.09M in transactions.


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Institutional ownership data for BATS:KOCT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/23/2026. New 13F filings are added each quarter as they're published.
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