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Gladstone Investment (GAIN) Institutional Ownership

Gladstone Investment logo
$16.36 +0.01 (+0.06%)
As of 08/21/2026 04:00 PM Eastern
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Institutional Ownership Changes (13F Filings) for Gladstone Investment (NASDAQ:GAIN)

Current
Institutional Ownership
Percentage
11.85%
Number of
Institutional Buyers
(last 12 months)
38
Total
Institutional Inflows
(last 12 months)
$21.59M
Number of
Institutional Sellers
(last 12 months)
25
Total
Institutional Outflows
(last 12 months)
$8.58M
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GAIN Institutional Buying and Selling by Quarter

Gladstone Investment Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/21/2026 Outfitters Financial LLC203,370$3.14M2.2%-0.9%0.511%
8/19/2026 Van ECK Associates Corp804,098$12.43M0.0%+35.8%2.019%
7/1/2026 Confluence Investment Management LLC36,982$572K0.0%N/A0.093%
5/18/2026 Royal Bank of Canada58,179$826K0.0%-12.2%0.146%
5/14/2026 State of Wyoming9,421$134K0.0%-35.8%0.024%
5/13/2026 Cetera Investment Advisers31,653$449K0.0%+2.3%0.079%
5/8/2026 Cassaday & Co Wealth Management LLC79,000$1.12M0.0%-40.2%0.198%
5/7/2026 Greenwood Gearhart LLC17,900$254K0.0%N/A0.045%
5/6/2026 Independent Financial Group LLC24,978$355K0.0%N/A0.063%
4/22/2026 Janney Montgomery Scott LLC18,511$263K0.0%-4.5%0.046%
4/22/2026 Union Bancaire Privee UBP SA3,570$51K0.0%-76.8%0.009%
2/19/2026 Invesco Ltd.54,224$758K0.0%-8.8%0.136%
2/18/2026 Ameriflex Group Inc.19,308$270K0.1%-54.4%0.048%
2/18/2026 NewEdge Advisors LLC20,460$286K0.0%+5.6%0.051%
2/18/2026 Virtus Investment Advisers LLC49,495$691K0.2%-29.5%0.124%
2/17/2026 Abel Hall LLC10,000$140K0.0%N/A0.025%
2/17/2026 Cetera Investment Advisers30,936$432K0.0%-7.3%0.078%
2/17/2026 Osaic Holdings Inc.88,410$1.24M0.0%+395.5%0.222%
2/17/2026 Royal Bank of Canada66,229$926K0.0%+4.7%0.166%
2/17/2026 Blair William & Co. IL154,482$2.16M0.0%-6.3%0.388%
2/13/2026 Kestra Advisory Services LLC1,870$26K0.0%N/A0.005%
2/13/2026 Marshall Wace LLP164,583$2.30M0.0%-44.3%0.413%
2/13/2026 CANADA LIFE ASSURANCE Co50,440$706K0.0%+4.3%0.127%
2/13/2026 Global Strategic Management Inc.39,032$545K0.5%N/A0.098%
2/13/2026 Van ECK Associates Corp798,954$11.16M0.0%-6.5%2.006%
2/13/2026 Wells Fargo & Company MN14,777$206K0.0%+11.3%0.037%
2/12/2026 Advisors Asset Management Inc.94,780$1.32M0.0%-16.7%0.238%
2/12/2026 Jane Street Group LLC14,005$196K0.0%N/A0.035%
2/12/2026 Commonwealth Equity Services LLC28,396$397K0.0%-8.7%0.071%
2/11/2026 LPL Financial LLC193,933$2.71M0.0%-0.9%0.487%
2/11/2026 State of Wyoming14,667$205K0.0%-43.6%0.037%
2/9/2026 Melia Wealth LLC1,127,296$15.75M7.3%-5.9%2.831%
2/9/2026 Legal & General Group Plc273,752$3.83M0.0%+23.0%0.687%
2/4/2026 Atlantic Union Bankshares Corp97,164$1.36M0.0%-2.6%0.245%
2/3/2026 International Assets Investment Management LLC2,190$31K0.0%N/A0.006%
2/3/2026 Cassaday & Co Wealth Management LLC132,000$1.84M0.0%+3.1%0.333%
1/29/2026 UBS Group AG713,016$9.96M0.0%+47.1%1.798%
1/28/2026 Outfitters Financial LLC204,345$2.86M2.2%+1.2%0.515%
1/27/2026 PFG Advisors305,248$4.26M0.2%+206.0%0.770%
1/26/2026 Prosperity Financial Group Inc.16,000$224K0.1%-17.5%0.040%
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1/26/2026 United Advisor Group LLC70,752$988K0.1%-9.8%0.178%
1/21/2026 Register Financial Advisors LLC9,500$133K0.1%N/A0.024%
1/21/2026 Sound Income Strategies LLC10,740$151K0.0%N/A0.027%
1/16/2026 Legacy Capital Wealth Partners LLC111,329$1.56M0.3%+10.0%0.281%
1/14/2026 TrueMark Investments LLC41,678$582K0.1%N/A0.105%
1/13/2026 Albert D Mason Inc.66,833$934K0.6%+31.0%0.169%
1/12/2026 DAVENPORT & Co LLC137,862$1.93M0.0%+1.9%0.348%
1/8/2026 Wealth Enhancement Advisory Services LLC12,098$168K0.0%N/A0.031%
1/5/2026 Union Bancaire Privee UBP SA15,393$215K0.0%-22.3%0.039%
1/1/2026 JPMorgan Chase & Co.7,249$100K0.0%+36.7%0.018%
11/17/2025 CANADA LIFE ASSURANCE Co48,371$666K0.0%+29.9%0.122%
11/17/2025 Verition Fund Management LLC11,054$153K0.0%N/A0.028%
11/17/2025 Prosperity Financial Group Inc.19,400$268K0.1%-21.5%0.049%
11/17/2025 Millennium Management LLC44,546$616K0.0%-73.7%0.112%
11/17/2025 Bank of America Corp DE8,946$124K0.0%+272.1%0.023%
11/14/2025 Raymond James Financial Inc.43,953$607K0.0%+7.6%0.111%
11/13/2025 UBS Group AG484,848$6.70M0.0%+89.6%1.223%
11/13/2025 Magnetar Financial LLC30,090$416K0.0%N/A0.076%
11/13/2025 Van ECK Associates Corp854,730$11.81M0.0%+2.2%2.156%
11/13/2025 Legal & General Group Plc222,547$3.08M0.0%-8.3%0.561%
11/13/2025 Ameriflex Group Inc.42,338$585K0.2%N/A0.107%
11/13/2025 Blair William & Co. IL164,914$2.28M0.0%-2.7%0.416%
11/12/2025 Melia Wealth LLC1,197,594$16.55M7.2%+5.7%3.021%
11/7/2025 Cassaday & Co Wealth Management LLC128,000$1.77M0.0%+13.8%0.335%
11/7/2025 JPMorgan Chase & Co.7,249$100K0.0%+36.7%0.019%
11/6/2025 Advisors Asset Management Inc.113,832$1.57M0.0%-0.9%0.298%
11/5/2025 Prime Capital Investment Advisors LLC10,730$148K0.0%N/A0.028%
11/5/2025 Envestnet Asset Management Inc.15,391$213K0.0%-8.4%0.040%
11/4/2025 Atlantic Union Bankshares Corp99,789$1.38M0.0%+16.6%0.261%
11/4/2025 State of Wyoming26,003$359K0.0%+116.1%0.068%
11/3/2025 Foundations Investment Advisors LLC12,452$172K0.0%-19.2%0.033%
11/3/2025 Mirae Asset Global Investments Co. Ltd.14,000$193K0.0%N/A0.037%
10/15/2025 Albert D Mason Inc.51,013$705K0.5%+6.2%0.133%
9/4/2025 Osaic Holdings Inc.24,828$354K0.0%-6.0%0.065%
8/19/2025 State of Wyoming12,033$172K0.0%+204.3%0.031%
8/15/2025 CANADA LIFE ASSURANCE Co37,238$531K0.0%+6.1%0.097%
8/15/2025 Bank of America Corp DE2,404$34K0.0%-75.3%0.006%
8/14/2025 Jane Street Group LLC14,193$203K0.0%-37.1%0.039%
8/14/2025 Raymond James Financial Inc.40,857$583K0.0%+2.0%0.111%
8/13/2025 Marshall Wace LLP29,972$428K0.0%N/A0.081%
8/13/2025 Invesco Ltd.51,478$735K0.0%N/A0.140%
8/13/2025 Quantbot Technologies LP7,392$105K0.0%N/A0.020%
8/13/2025 Legacy Capital Wealth Partners LLC102,257$1.46M0.3%-3.6%0.278%
8/13/2025 Virtus Investment Advisers LLC53,768$767K0.3%-38.0%0.146%
8/13/2025 Garner Asset Management Corp36,805$525K0.2%-2.4%0.100%
8/12/2025 JPMorgan Chase & Co.5,304$76K0.0%+960.8%0.014%
8/11/2025 United Advisor Group LLC78,434$1.12M0.2%+2.7%0.213%
8/8/2025 Foundations Investment Advisors LLC15,410$220K0.0%N/A0.042%
8/7/2025 Allworth Financial LP5,030$72K0.0%+38,592.3%0.014%
8/6/2025 Outfitter Financial LLC202,295$2.89M2.5%+0.6%0.549%
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8/6/2025 Atlantic Union Bankshares Corp85,613$1.22M0.0%-3.4%0.232%
8/6/2025First Horizon Advisors Inc.2,259$32K0.0%N/A0.006%
7/30/2025 Prosperity Financial Group Inc.24,700$352K0.1%-22.2%0.067%
7/29/2025 Albert D Mason Inc.48,056$686K0.5%-6.2%0.130%
7/28/2025 Melia Wealth LLC1,133,030$16.17M7.7%+4.1%3.076%
7/24/2025 Blair William & Co. IL169,571$2.42M0.0%+0.7%0.460%
7/22/2025 DAVENPORT & Co LLC135,262$1.93M0.0%-12.5%0.367%
7/22/2025 Realta Investment Advisors42,227$603K0.2%+322.3%0.115%
7/18/2025 Union Bancaire Privee UBP SA19,806$283K0.0%+5.1%0.054%
7/11/2025 Kingstone Capital Partners Texas LLC1,759,421$23.81M0.0%N/A4.776%


GAIN Institutional Ownership - Frequently Asked Questions

During the previous two years, 77 institutional investors and hedge funds held shares of Gladstone Investment. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($23.81M), Melia Wealth LLC ($15.75M), Van ECK Associates Corp ($12.43M), UBS Group AG ($9.96M), PFG Advisors ($4.26M), Legal & General Group Plc ($3.83M), and Outfitters Financial LLC ($3.14M).Learn more on Gladstone Investment's institutional investors.

11.85% of Gladstone Investment's stock is owned by institutional investors. Learn more on GAIN's institutional investor holdings.

Of the 69 institutional investors that purchased Gladstone Investment's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($1.76M), UBS Group AG ($457.36K), Van ECK Associates Corp ($315.53K), PFG Advisors ($205.50K), Melia Wealth LLC ($189.47K), Invesco Ltd. ($156.62K), and Cassaday & Co Wealth Management LLC ($132K).

Institutional investors have bought a total of 1,523,272 shares in the last 24 months. This purchase volume represents approximately $21.59M in transactions.

Of the 25 institutional investors that sold Gladstone Investment's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Marshall Wace LLP ($130.76K), Millennium Management LLC ($124.65K), Melia Wealth LLC ($70.30K), Van ECK Associates Corp ($55.78K), Cassaday & Co Wealth Management LLC ($53K), Ameriflex Group Inc. ($23.03K), and Virtus Investment Advisers LLC ($20.76K).

Institutional investors have sold a total of 614,126 shares in the last 24 months. This volume of shares sold represents approximately $8.58M in transactions.


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Institutional ownership data for NASDAQ:GAIN is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/21/2026. New 13F filings are added each quarter as they're published.
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