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Roku (ROKU) 10K Form and Latest SEC Filings 2026

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$152.39 +1.13 (+0.75%)
Closing price 10/2/2026 04:00 PM Eastern
Extended Trading
$151.60 -0.78 (-0.52%)
As of 10/2/2026 07:35 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.

Latest Roku SEC Filings & Recent Activity

Roku (NASDAQ:ROKU) has submitted 925+ documents to the U.S. Securities and Exchange Commission (SEC) since 2017. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. Key figures from these filings, including revenue, earnings, and cash flow, are summarized in Roku's financial statements. The most recent filing was a Form 144 submitted on October 1, 2026.

Form 4
ROKU, INC Reports Ownership Change on Sep. 16, 2026

Form 4 filings disclose changes in stock ownership by company insiders, including purchases, sales, grants, and option exercises.

View insider ownership

8-K
Roku Files Current Report on Sep. 9, 2026

An 8-K is filed when a material corporate event occurs, such as an acquisition, leadership change, or financial update.

View filing

10-Q
Roku Files Quarterly Report on Aug. 6, 2026

The 10-Q contains Roku's unaudited quarterly financial statements, revenue, earnings updates, and cash flow changes between annual reports.

View earnings history

Roku SEC Filing History

Browse Roku's complete SEC filing history using the filters below. Filter by form type - 10-K, 10-Q, 8-K, Form 4, and more - or set a custom date range to find a filing.

DateFilerForm TypeView
10/01/2026 3:16 PM
Banks Matthew C. (1959033) Reporting
Roku (1428439) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
09/16/2026 5:00 PM
Roku (1428439) Issuer
Wood Anthony J. (1716837) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
09/16/2026 5:01 PM
Jedda Dan (1834902) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
09/15/2026 3:20 PM
Jedda Dan (1834902) Reporting
Roku (1428439) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
09/10/2026 3:05 PM
Fox Corp (1754301) Filed by
Roku (1428439) Subject
Form 425
09/09/2026 4:44 PM
Collier Charles (1951665) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
09/09/2026 8:26 AM
Roku (1428439) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/09/2026 8:37 AM
Roku (1428439) Subject
Form 425
09/03/2026 6:39 PM
Ozgen Mustafa (1767033) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
09/03/2026 6:41 PM
Collier Charles (1951665) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
09/03/2026 6:42 PM
HUNT NEIL D (1393571) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
09/03/2026 6:44 PM
Jedda Dan (1834902) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
09/03/2026 6:45 PM
Fuchsberg Gilbert (1937263) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
09/03/2026 6:46 PM
Handman Christopher T. (1699291) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
09/03/2026 6:49 PM
Roku (1428439) Issuer
Wood Anthony J. (1716837) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
09/03/2026 6:37 PM
Banks Matthew C. (1959033) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
09/02/2026 3:02 PM
Collier Charles (1951665) Reporting
Roku (1428439) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
09/02/2026 3:05 PM
Handman Christopher T. (1699291) Reporting
Roku (1428439) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
09/01/2026 3:20 PM
HUNT NEIL D (1393571) Reporting
Roku (1428439) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
09/01/2026 8:28 AM
Roku (1428439) Filer
Form DEFM14A
08/17/2026 6:23 PM
Handman Christopher T. (1699291) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/17/2026 6:26 PM
Ozgen Mustafa (1767033) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/17/2026 6:30 PM
Fuchsberg Gilbert (1937263) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/17/2026 6:34 PM
Banks Matthew C. (1959033) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/17/2026 6:09 PM
Roku (1428439) Issuer
Wood Anthony J. (1716837) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/17/2026 6:13 PM
Jedda Dan (1834902) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/17/2026 6:17 PM
Collier Charles (1951665) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/17/2026 3:11 PM
Jedda Dan (1834902) Reporting
Roku (1428439) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/10/2026 6:09 AM
Fox Corp (1754301) Filed by
Roku (1428439) Subject
Form 425
08/07/2026 6:44 PM
Fuchsberg Gilbert (1937263) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/06/2026 3:15 PM
Roku (1428439) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
08/05/2026 6:17 PM
HUNT NEIL D (1393571) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/05/2026 6:19 PM
Banks Matthew C. (1959033) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/05/2026 6:20 PM
Collier Charles (1951665) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/04/2026 3:06 PM
Collier Charles (1951665) Reporting
Roku (1428439) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/03/2026 3:18 PM
HUNT NEIL D (1393571) Reporting
Roku (1428439) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/03/2026 3:05 PM
Banks Matthew C. (1959033) Reporting
Roku (1428439) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
07/16/2026 5:48 PM
Jedda Dan (1834902) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
07/15/2026 3:09 PM
Jedda Dan (1834902) Reporting
Roku (1428439) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
07/08/2026 9:11 AM
FMR LLC (315066) Filed by
Roku (1428439) Subject
Form SCHEDULE 13G/A
07/07/2026 4:22 PM
Roku (1428439) Subject
Form 425
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07/07/2026 4:16 PM
Collier Charles (1951665) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
07/02/2026 5:10 PM
Banks Matthew C. (1959033) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
07/02/2026 5:11 PM
HUNT NEIL D (1393571) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/30/2026 3:28 PM
Fox Corp (1754301) Filed by
Roku (1428439) Subject
Form 425
06/18/2026 3:42 PM
Roku (1428439) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/17/2026 3:02 PM
Roku (1428439) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/16/2026 4:57 PM
Jedda Dan (1834902) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/15/2026 8:07 PM
Fox Corp (1754301) Filed by
Roku (1428439) Subject
Form 425
06/15/2026 4:07 PM
Fox Corp (1754301) Filed by
Roku (1428439) Subject
Form 425
06/15/2026 4:08 PM
Fox Corp (1754301) Filed by
Roku (1428439) Subject
Form 425
06/15/2026 4:08 PM
Fox Corp (1754301) Filed by
Roku (1428439) Subject
Form 425
06/15/2026 4:08 PM
Fox Corp (1754301) Filed by
Roku (1428439) Subject
Form 425
06/15/2026 4:09 PM
Roku (1428439) Subject
Form 425
06/15/2026 4:09 PM
Roku (1428439) Subject
Form 425
06/15/2026 4:09 PM
Roku (1428439) Subject
Form 425
06/15/2026 4:09 PM
Roku (1428439) Subject
Form 425
06/15/2026 4:10 PM
Roku (1428439) Subject
Form 425
06/15/2026 4:14 PM
Roku (1428439) Subject
Form 425
06/15/2026 4:16 PM
Roku (1428439) Subject
Form 425
06/15/2026 4:19 PM
Roku (1428439) Subject
Form 425
06/15/2026 3:19 PM
Fox Corp (1754301) Filed by
Roku (1428439) Subject
Form 425
06/15/2026 6:47 AM
Roku (1428439) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/15/2026 6:48 AM
Roku (1428439) Subject
Form 425
06/15/2026 6:16 AM
Fox Corp (1754301) Filed by
Roku (1428439) Subject
Form 425
06/12/2026 8:08 PM
Roku (1428439) Issuer
Rothrock Ray A. (1500899) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
06/12/2026 8:09 PM
HUNT NEIL D (1393571) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/12/2026 8:13 PM
HODRICK LAURIE SIMON (1136783) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/12/2026 8:14 PM
Fyfield Mai (1741111) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/12/2026 8:17 PM
Blackburn Jeffrey M (1374831) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/12/2026 8:21 PM
LUNA GINA (1746807) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/12/2026 8:03 PM
Roku (1428439) Issuer
Wood Anthony J. (1716837) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
06/12/2026 8:04 PM
Ozgen Mustafa (1767033) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/12/2026 8:06 PM
Hastings Jeff (1336253) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/12/2026 3:42 PM
Roku (1428439) Subject
Wood Anthony J. (1716837) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
06/12/2026 3:21 PM
Ozgen Mustafa (1767033) Reporting
Roku (1428439) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
06/11/2026 6:52 PM
Roku (1428439) Issuer
Wood Anthony J. (1716837) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
06/10/2026 3:31 PM
Roku (1428439) Subject
Wood Anthony J. (1716837) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
06/08/2026 6:14 PM
Collier Charles (1951665) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/03/2026 5:38 PM
Collier Charles (1951665) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/03/2026 5:24 PM
Handman Christopher T. (1699291) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/03/2026 5:26 PM
Banks Matthew C. (1959033) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/03/2026 5:28 PM
Ozgen Mustafa (1767033) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/03/2026 5:29 PM
Roku (1428439) Issuer
Wood Anthony J. (1716837) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
06/03/2026 5:31 PM
Jedda Dan (1834902) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/03/2026 5:33 PM
HUNT NEIL D (1393571) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/03/2026 5:36 PM
Fuchsberg Gilbert (1937263) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
06/02/2026 3:05 PM
Handman Christopher T. (1699291) Reporting
Roku (1428439) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
06/02/2026 3:05 PM
Fuchsberg Gilbert (1937263) Reporting
Roku (1428439) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
06/02/2026 3:06 PM
Collier Charles (1951665) Reporting
Roku (1428439) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
06/01/2026 3:19 PM
HUNT NEIL D (1393571) Reporting
Roku (1428439) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
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05/29/2026 3:04 PM
Roku (1428439) Filer
Form SD
Specialized Disclosure Report  
05/18/2026 4:58 PM
Jedda Dan (1834902) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/13/2026 5:34 PM
Roku (1428439) Issuer
Wood Anthony J. (1716837) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/11/2026 3:37 PM
Roku (1428439) Subject
Wood Anthony J. (1716837) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/06/2026 10:35 AM
FMR LLC (315066) Filed by
Roku (1428439) Subject
Form SCHEDULE 13G/A
05/05/2026 6:23 PM
Banks Matthew C. (1959033) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/05/2026 6:18 PM
Collier Charles (1951665) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/05/2026 6:20 PM
HUNT NEIL D (1393571) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/05/2026 6:21 PM
Fuchsberg Gilbert (1937263) Reporting
Roku (1428439) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
(Data available from 1/1/2016 forward)

Roku SEC Filings - Frequently Asked Questions

Roku (ROKU) has submitted 925+ filings to the SEC since 2017. You can browse the complete history or filter by form type using the tools above.

Roku's fiscal year ends on December 31. The company typically files its 10-K annual report by the end of February, covering the prior fiscal year's financial results. Key financial data from these reports is available on Roku's financial statements page.

The most recent filing was a Form 144 submitted on October 1, 2026. View the full filing using the link above.

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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SEC filings for NASDAQ:ROKU are sourced directly from the U.S. Securities and Exchange Commission (SEC), with the most recent filing dated 10/1/2026. New filings are added as they're published.
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