Free Trial
→ The investigation Porter spent tens of thousands to document (From Porter & Company) (Ad)tc pixel Free DFP Stock Alerts

Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) Institutional Ownership

Flaherty & Crumrine Dynamic Preferred and Income Fund logo
$19.10 +0.03 (+0.16%)
Closing price 10/2/2026 03:59 PM Eastern
Extended Trading
$19.10 0.00 (0.00%)
As of 10/2/2026 07:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Flaherty & Crumrine Dynamic Preferred and Income Fund (NYSE:DFP)

Number of
Institutional Buyers
(last 12 months)
39
Total
Institutional Inflows
(last 12 months)
$23.11M
Number of
Institutional Sellers
(last 12 months)
24
Total
Institutional Outflows
(last 12 months)
$7.72M
Get DFP Insider Trade Alerts

Want to know when executives and insiders are buying or selling Flaherty & Crumrine Dynamic Preferred and Income Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

DFP Institutional Buying and Selling by Quarter

Flaherty & Crumrine Dynamic Preferred and Income Fund Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/9/2026Capital Analysts LLC36,343$751K0.0%+6.3%0.000%
9/9/2026NewEdge Advisors LLC31,366$648K0.0%-6.5%0.000%
8/21/2026Triumph Capital Management6,375$132K0.0%+20.9%0.000%
8/20/2026Wedbush Securities Inc.63,120$1.01M0.0%+397.0%0.000%
7/21/2026Merit Financial Group LLC17,880$370K0.0%-19.0%0.000%
7/18/2026Merit Financial Group LLC17,880$370K0.0%-19.0%0.000%
7/16/2026Shaker Financial Services LLC20,669$427K0.1%N/A0.000%
7/9/2026Hennion & Walsh Asset Management Inc.218,689$4.52M0.1%+24.7%0.000%
7/8/2026Thurston Springer Miller Herd & Titak Inc.1,734$36K0.0%N/A0.000%
5/18/2026Royal Bank of Canada31,240$627K0.0%-18.4%0.000%
5/13/2026Cetera Investment Advisers22,871$459K0.0%+6.4%0.000%
4/28/2026Revisor Wealth Management LLC61,021$1.23M0.3%-1.7%0.000%
4/27/2026Private Advisor Group LLC39,931$801K0.0%+2.8%0.000%
4/25/2026Seamount Financial Group Inc.44,992$903K0.4%-4.4%0.000%
4/22/2026Janney Montgomery Scott LLC42,192$847K0.0%+19.1%0.000%
4/17/2026AdvisorNet Financial Inc5,272$106K0.0%+24.0%0.000%
3/9/2026Corient Private Wealth LLC28,978$602K0.0%N/A0.000%
2/25/2026Sit Investment Associates Inc.445,325$9.26M0.2%+24.3%0.000%
2/19/2026Invesco Ltd.308,922$6.42M0.0%-4.9%0.000%
2/19/2026Corient Private Wealth LLC28,978$602K0.0%N/A0.000%
2/19/2026Smith Asset Management Co. LLC96,884$2.01M1.7%-4.1%0.000%
2/18/2026NewEdge Advisors LLC33,337$693K0.0%-4.0%0.000%
2/18/2026Readystate Asset Management LP10,782$224K0.0%N/A0.000%
2/18/2026Asset One Wealth Management LLC10,716$230K0.0%N/A0.000%
2/18/20261607 Capital Partners LLC107,017$2.23M0.2%+34.6%0.000%
2/17/2026Guggenheim Capital LLC301,249$6.26M0.0%-15.6%0.000%
2/17/2026Cetera Investment Advisers21,489$447K0.0%-6.9%0.000%
2/17/2026Osaic Holdings Inc.48,329$1.01M0.0%-3.6%0.000%
2/17/2026&PARTNERS36,927$768K0.0%+8.5%0.000%
2/17/2026Royal Bank of Canada38,261$795K0.0%+12.9%0.000%
2/16/2026Focus Partners Wealth148,586$3.09M0.0%N/A0.000%
2/13/2026Kestra Advisory Services LLC7,589$158K0.0%N/A0.000%
2/13/2026Stifel Financial Corp23,280$484K0.0%+9.7%0.000%
2/13/2026Wells Fargo & Company MN279,231$5.81M0.0%-8.6%0.000%
2/12/2026Commonwealth Equity Services LLC48,567$1.01M0.0%+8.7%0.000%
2/12/2026Principal Securities Inc.39,248$816K0.0%+3.9%0.000%
2/11/2026Janney Montgomery Scott LLC35,435$737K0.0%+6.1%0.000%
2/11/2026Capital Analysts LLC34,401$715K0.0%+10.5%0.000%
2/11/2026Strategic Advocates LLC21,928$457K0.1%-13.9%0.000%
2/11/20261776 Wealth LLC52,132$1.08M0.4%-1.2%0.000%
A major gold reset could be closer than people think (Ad)

For 50 years, Washington has held 8,133 tonnes of gold on its books at a fraction of today's market price. One executive order could change that — potentially triggering the largest wealth transfer into gold in modern American history. The last time the U.S. faced this combination of inflation, debt, and monetary pressure, gold climbed 2,300% in the 1970s. Reagan Gold Group's free 2026 Gold Guide breaks down what investors need to know now.tc pixel

Get your free 2026 Gold Guide before the next policy shift
2/11/2026LPL Financial LLC196,022$4.08M0.0%-11.6%0.000%
2/11/2026Fiera Capital Corp101,601$2.11M0.0%+88.4%0.000%
2/11/2026Closed End Fund Advisors Inc.45,013$936K0.6%N/A0.000%
2/9/2026Cary Street Partners Financial LLC10,246$213K0.0%-24.5%0.000%
2/9/2026Mathes Company Inc.18,000$374K0.1%+16.1%0.000%
2/6/2026HighTower Advisors LLC10,172$211K0.0%-52.6%0.000%
2/5/2026AlphaCore Capital LLC37,149$772K0.0%-6.0%0.000%
2/3/2026International Assets Investment Management LLC6,763$141K0.0%N/A0.000%
1/30/2026Samalin Investment Counsel LLC42,833$891K0.3%-6.2%0.000%
1/27/2026Revisor Wealth Management LLC62,076$1.33M0.4%-2.4%0.000%
1/26/2026Shaker Financial Services LLC57,012$1.19M0.4%-17.9%0.000%
1/23/2026Farther Finance Advisors LLC17,845$371K0.0%+171.5%0.000%
1/14/2026Hennion & Walsh Asset Management Inc.158,315$3.29M0.1%+29.8%0.000%
1/13/2026Capital Investment Advisors LLC25,690$534K0.0%N/A0.000%
12/23/2025Triumph Capital Management4,250$92K0.0%N/A0.000%
11/26/2025Strategic Advocates LLC25,478$551K0.1%-42.0%0.000%
11/20/2025Centaurus Financial Inc.15,583$337K0.0%-5.5%0.000%
11/19/2025Stance Capital LLC8,406$182K0.1%N/A0.000%
11/17/2025NewEdge Advisors LLC34,713$751K0.0%-3.1%0.000%
11/17/2025Triumph Capital Management4,250$92K0.0%N/A0.000%
11/17/2025Bank of America Corp DE12,529$271K0.0%-29.4%0.000%
11/17/20251607 Capital Partners LLC79,500$1.72M0.1%N/A0.000%
11/17/2025Ameriprise Financial Inc.93,619$2.03M0.0%-39.5%0.000%
11/14/2025Raymond James Financial Inc.1,281,510$27.73M0.0%+18.3%0.000%
11/13/2025Invesco Ltd.324,801$7.03M0.0%+4.6%0.000%
11/13/2025Private Advisor Group LLC38,375$830K0.0%+4.5%0.000%
11/12/2025Level Four Advisory Services LLC11,500$249K0.0%+17.9%0.000%
11/12/2025MGB Wealth Management LLC10,000$216K0.1%N/A0.000%
11/10/2025Cary Street Partners Financial LLC13,570$294K0.0%-45.6%0.000%
11/7/2025Fiera Capital Corp53,931$1.17M0.0%N/A0.000%
11/7/2025PNC Financial Services Group Inc.3,345$72K0.0%-38.6%0.000%
11/6/2025Whipplewood Advisors LLC96,089$2.08M1.4%+2.2%0.000%
11/6/20251776 Wealth LLC52,741$1.14M0.4%-12.4%0.000%
11/6/2025Wedbush Securities Inc.12,800$277K0.0%+20.8%0.000%
11/5/2025J.W. Cole Advisors Inc.10,260$222K0.0%-6.2%0.000%
11/5/2025Envestnet Asset Management Inc.72,231$1.56M0.0%+5.0%0.000%
11/4/2025Atlantic Union Bankshares Corp4,500$97K0.0%N/A0.000%
11/3/2025Smith Asset Management Co. LLC101,043$2.19M1.8%+1.0%0.000%
10/30/2025Samalin Investment Counsel LLC45,675$988K0.3%+1.3%0.000%
10/27/2025Concurrent Investment Advisors LLC30,247$655K0.0%+11.8%0.000%
10/24/2025Seamount Financial Group Inc.47,073$1.02M0.5%-1.3%0.000%
10/22/2025Shaker Financial Services LLC69,440$1.50M0.5%-46.9%0.000%
10/22/2025Hennion & Walsh Asset Management Inc.122,011$2.64M0.1%+23.6%0.000%
10/20/2025Merit Financial Group LLC22,628$490K0.0%-3.2%0.000%
10/15/2025Revisor Wealth Management LLC63,618$1.39M0.5%-3.8%0.000%
10/14/2025Farther Finance Advisors LLC6,573$142K0.0%+158.3%0.000%
9/4/2025Osaic Holdings Inc.49,986$1.03M0.0%+13.1%0.000%
8/29/2025Centaurus Financial Inc.16,483$338K0.0%-17.2%0.000%
8/15/2025Bank of America Corp DE17,748$364K0.0%-4.3%0.000%
8/15/2025Ameriprise Financial Inc.154,856$3.18M0.0%-12.7%0.000%
These gold assets are priced for $1,800 gold [it's over $4,000] (Ad)

Gold's major miners are generating record free cash flow, with margins as high as 75 percent even after gold's pullback from highs above 4000 an ounce. Yet top junior mining assets remain priced as if gold were still stuck near 1800 an ounce, a gap analyst Garrett Goggin calls the Golden Anomaly. With record cash on hand, majors may soon be forced to buy juniors to secure future production.tc pixel

See the junior gold assets majors may target next
8/14/2025Raymond James Financial Inc.1,083,013$22.23M0.0%+9.3%0.000%
8/14/2025NewEdge Advisors LLC35,820$735K0.0%+3.0%0.000%
8/14/2025Cary Street Partners Financial LLC24,951$512K0.0%-2.7%0.000%
8/14/2025Cerity Partners LLC14,300$294K0.0%-13.6%0.000%
8/13/2025Walleye Capital LLC17,503$359K0.0%-13.1%0.000%
8/13/2025Baird Financial Group Inc.19,489$400K0.0%+40.6%0.000%
8/13/2025Guggenheim Capital LLC345,568$7.10M0.1%+10.8%0.000%
8/13/2025Invesco Ltd.310,380$6.37M0.0%+3.1%0.000%
8/13/2025Level Four Advisory Services LLC9,750$200K0.0%N/A0.000%
8/13/2025Northwestern Mutual Wealth Management Co.1,266$26K0.0%-78.0%0.000%


DFP Institutional Ownership - Frequently Asked Questions

During the previous two years, 81 institutional investors and hedge funds held shares of Flaherty & Crumrine Dynamic Preferred and Income Fund. The most heavily invested institutionals were Raymond James Financial Inc. ($27.73M), Raymond James & Associates ($16.03M), Sit Investment Associates Inc. ($9.26M), Cohen & Steers Inc. ($9.01M), Invesco Ltd. ($6.42M), Guggenheim Capital LLC ($6.26M), and Wells Fargo & Company MN ($5.81M).Learn more on Flaherty & Crumrine Dynamic Preferred and Income Fund's institutional investors.

Of the 70 institutional investors that purchased Flaherty & Crumrine Dynamic Preferred and Income Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($2.26M), Whipplewood Advisors LLC ($233.32K), Kovitz Investment Group Partners LLC ($229.39K), International Assets Investment Management LLC ($177.49K), Hennion & Walsh Asset Management Inc. ($162.34K), Focus Partners Wealth ($148.59K), and Sit Investment Associates Inc. ($124.86K).

Institutional investors have bought a total of 1,095,981 shares in the last 24 months. This purchase volume represents approximately $23.11M in transactions.

Of the 24 institutional investors that sold Flaherty & Crumrine Dynamic Preferred and Income Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Shaker Financial Services LLC ($73.85K), Ameriprise Financial Inc. ($61.24K), Guggenheim Capital LLC ($55.64K), Wells Fargo & Company MN ($26.28K), LPL Financial LLC ($25.75K), Strategic Advocates LLC ($22.03K), and Invesco Ltd. ($15.88K).

Institutional investors have sold a total of 365,048 shares in the last 24 months. This volume of shares sold represents approximately $7.72M in transactions.


Related Companies

Institutional ownership data for NYSE:DFP is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/9/2026. New 13F filings are added each quarter as they're published.
From Our Partners
Elon Warns "America Will Go Bankrupt". Trump's Plan Inside.
National debt just crossed 40 trillion dollars, and Elon Musk says America is 1,000% going to go bankrupt with...
American Hartford Gold | Sponsoredtc pixel
These gold assets are priced for $1,800 gold [it's over $4,000]
Gold's major miners are generating record free cash flow, with margins as high as 75 percent even after gold's...
Golden Portfolio | Sponsoredtc pixel
Small Colorado Company (Backed by Sam Altman) Could Save U.S. Power Grid
A small Colorado company has secured rights to technology that could prevent the U.S. public power grid from c...
Altimetry | Sponsoredtc pixel
Your book attached
Bill Poulos is giving away his 'Safe Trade Options Formula' book for free - but only for a limited time throug...
Profits Run | Sponsoredtc pixel
A major gold reset could be closer than people think
For 50 years, Washington has held 8,133 tonnes of gold on its books at a fraction of today's market price. One...
Reagan Gold Group | Sponsoredtc pixel
Trump's New Dollar
Porter Stansberry says President Trump has signed an executive order initiating what he calls a full U.S. doll...
Porter & Company | Sponsoredtc pixel
I'm giving you a space stock today. Free.
On December 8th, $600 billion in frozen SpaceX stock comes loose. Dylan Jovine says one simple purchase in any...
Behind the Markets | Sponsoredtc pixel
How Elon’s Empire Ends (and how to profit)
Marc Chaikin, the 60 year Wall Street veteran whose Chaikin Money Flow indicator sits on every Bloomberg termi...
Chaikin Analytics | Sponsoredtc pixel