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Regional Management (RM) 10K Form and Latest SEC Filings 2026

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$36.41 +0.22 (+0.62%)
Closing price 03:59 PM Eastern
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$36.24 -0.17 (-0.46%)
As of 04:10 PM Eastern
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Latest Regional Management SEC Filings & Recent Activity

Regional Management (NYSE:RM) has submitted 518+ documents to the U.S. Securities and Exchange Commission (SEC) since 2017. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. Key figures from these filings, including revenue, earnings, and cash flow, are summarized in Regional Management's financial statements. The most recent filing was a Form 4 submitted on May 27, 2026.

Form 4
Regional Management Corp. Reports Ownership Change on May. 27, 2026

Form 4 filings disclose changes in stock ownership by company insiders, including purchases, sales, grants, and option exercises.

View insider ownership

8-K
Regional Management Files Current Report on May. 4, 2026

An 8-K is filed when a material corporate event occurs, such as an acquisition, leadership change, or financial update.

View filing

10-Q
Regional Management Files Quarterly Report on May. 1, 2026

The 10-Q contains Regional Management's unaudited quarterly financial statements, revenue, earnings updates, and cash flow changes between annual reports.

View earnings history

Regional Management SEC Filing History

Browse Regional Management's complete SEC filing history using the filters below. Filter by form type - 10-K, 10-Q, 8-K, Form 4, and more - or set a custom date range to find a filing.

DateFilerForm TypeView
05/27/2026 3:30 PM
Johnson Sandra K. (1809898) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2026 4:30 PM
BASSWOOD CAPITAL MANAGEMENT, L.L.C. (1085393) Reporting
LINDENBAUM BENNETT D (927942) Reporting
LINDENBAUM MATTHEW A (927943) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2026 4:34 PM
Brown Jonathan David (1729585) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2026 3:30 PM
Campos Roel C (1525543) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2026 3:30 PM
Palomares Carlos (1525514) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2026 3:30 PM
Dunn Michael R (1334037) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2026 3:30 PM
Freiberg Steven J (1338913) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2026 3:30 PM
Johnson Sandra K. (1809898) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2026 3:30 PM
Contreras-Sweet Maria (1700964) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2026 3:30 PM
Booth Julie (1816496) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/26/2026 9:25 AM
Johnson Sandra K. (1809898) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/11/2026 3:33 PM
Atwood Catherine R (1827360) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
05/11/2026 3:34 PM
Atwood Catherine R (1827360) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/04/2026 4:09 PM
Regional Management (1519401) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/01/2026 3:30 PM
Regional Management (1519401) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
04/30/2026 4:22 PM
Forager Capital Management, LLC (1802986) Reporting
Forager Fund, L.P. (1539281) Reporting
Kissel Edward Urban (1877495) Reporting
MacArthur Robert Symmes (1877496) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/29/2026 3:20 PM
Regional Management (1519401) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/21/2026 4:19 PM
Forager Capital Management, LLC (1802986) Reporting
Forager Fund, L.P. (1539281) Reporting
Kissel Edward Urban (1877495) Reporting
MacArthur Robert Symmes (1877496) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/20/2026 3:30 PM
Barnette Steven B (1854411) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/17/2026 4:18 PM
Fisher Brian J. (1567382) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/17/2026 3:38 PM
Fisher Brian J. (1567382) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
04/17/2026 3:38 PM
Barnette Steven B (1854411) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
04/16/2026 5:48 PM
Forager Capital Management, LLC (1802986) Reporting
Forager Fund, L.P. (1539281) Reporting
Kissel Edward Urban (1877495) Reporting
MacArthur Robert Symmes (1877496) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/16/2026 3:30 PM
Campos Roel C (1525543) Reporting
Regional Management (1519401) Issuer
Form 4/A
04/16/2026 3:30 PM
Fisher Brian J. (1567382) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/16/2026 3:30 PM
Rana Harpreet (1832994) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/14/2026 3:35 PM
Fisher Brian J. (1567382) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
04/14/2026 3:37 PM
Rana Harpreet (1832994) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
04/13/2026 2:10 PM
Regional Management (1519401) Filer
Form ARS
04/09/2026 3:35 PM
Regional Management (1519401) Filer
Form DEF 14A
04/08/2026 3:30 PM
Campos Roel C (1525543) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2026 3:15 PM
Regional Management (1519401) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/24/2026 6:40 PM
BASSWOOD CAPITAL MANAGEMENT, L.L.C. (1085393) Reporting
BASSWOOD FINANCIAL FUND, L.P. (1519641) Reporting
Basswood Financial Fund, Ltd. (947724) Reporting
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (1538637) Reporting
BASSWOOD OPPORTUNITY PARTNERS, L.P. (1085394) Reporting
BASSWOOD PARTNERS, L.L.C. (1269758) Reporting
LINDENBAUM BENNETT D (927942) Reporting
LINDENBAUM MATTHEW A (927943) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/23/2026 7:13 PM
BASSWOOD CAPITAL MANAGEMENT, L.L.C. (1085393) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/23/2026 7:12 PM
Basswood Financial Fund, Ltd. (947724) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/23/2026 7:12 PM
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (1538637) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/23/2026 7:12 PM
BASSWOOD FINANCIAL FUND, L.P. (1519641) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/23/2026 7:13 PM
BASSWOOD OPPORTUNITY PARTNERS, L.P. (1085394) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/23/2026 5:30 AM
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (1538637) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/23/2026 5:32 AM
Basswood Financial Fund, Ltd. (947724) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/20/2026 8:59 PM
BASSWOOD CAPITAL MANAGEMENT, L.L.C. (1085393) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
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02/20/2026 8:59 PM
BASSWOOD OPPORTUNITY PARTNERS, L.P. (1085394) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/20/2026 8:59 PM
BASSWOOD FINANCIAL FUND, L.P. (1519641) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/20/2026 4:06 PM
Regional Management (1519401) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/20/2026 3:51 PM
Regional Management (1519401) Filer
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
02/11/2026 3:30 PM
Beck Robert William (1783531) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/10/2026 3:32 PM
Beck Robert William (1783531) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/04/2026 3:42 PM
Regional Management (1519401) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/14/2026 6:54 PM
Forager Capital Management, LLC (1802986) Reporting
Forager Fund, L.P. (1539281) Reporting
Kissel Edward Urban (1877495) Reporting
MacArthur Robert Symmes (1877496) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
01/09/2026 7:17 PM
Forager Capital Management, LLC (1802986) Reporting
Forager Fund, L.P. (1539281) Reporting
Kissel Edward Urban (1877495) Reporting
MacArthur Robert Symmes (1877496) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
01/06/2026 7:30 PM
Forager Capital Management, LLC (1802986) Reporting
Forager Fund, L.P. (1539281) Reporting
Kissel Edward Urban (1877495) Reporting
MacArthur Robert Symmes (1877496) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
01/05/2026 3:43 PM
Barnette Steven B (1854411) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
01/05/2026 3:43 PM
Parmar Manish (1798778) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
01/05/2026 3:44 PM
Rana Harpreet (1832994) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
01/05/2026 3:44 PM
Atwood Catherine R (1827360) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
01/05/2026 3:44 PM
Fisher Brian J. (1567382) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
12/11/2025 5:59 PM
BASSWOOD CAPITAL MANAGEMENT, L.L.C. (1085393) Reporting
BASSWOOD FINANCIAL FUND, L.P. (1519641) Reporting
Basswood Financial Fund, Ltd. (947724) Reporting
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (1538637) Reporting
BASSWOOD OPPORTUNITY PARTNERS, L.P. (1085394) Reporting
BASSWOOD PARTNERS, L.L.C. (1269758) Reporting
LINDENBAUM BENNETT D (927942) Reporting
LINDENBAUM MATTHEW A (927943) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
12/10/2025 7:01 PM
BASSWOOD FINANCIAL FUND, L.P. (1519641) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/10/2025 7:03 PM
Basswood Financial Fund, Ltd. (947724) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/10/2025 7:05 PM
BASSWOOD CAPITAL MANAGEMENT, L.L.C. (1085393) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/10/2025 7:06 PM
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (1538637) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/10/2025 7:07 PM
Basswood Financial Long Only Fund, Ltd. (1888091) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/10/2025 7:09 PM
BASSWOOD OPPORTUNITY PARTNERS, L.P. (1085394) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/09/2025 6:57 PM
Basswood Financial Fund, Ltd. (947724) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/09/2025 6:59 PM
BASSWOOD FINANCIAL FUND, L.P. (1519641) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/09/2025 7:00 PM
BASSWOOD OPPORTUNITY PARTNERS, L.P. (1085394) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/04/2025 3:30 PM
Dunn Michael R (1334037) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
12/01/2025 8:36 PM
Basswood Financial Long Only Fund, Ltd. (1888091) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/01/2025 8:37 PM
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (1538637) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/01/2025 8:38 PM
BASSWOOD FINANCIAL FUND, L.P. (1519641) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/01/2025 8:39 PM
Basswood Financial Fund, Ltd. (947724) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/01/2025 8:32 PM
BASSWOOD CAPITAL MANAGEMENT, L.L.C. (1085393) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/01/2025 8:34 PM
BASSWOOD CAPITAL MANAGEMENT, L.L.C. (1085393) Reporting
BASSWOOD FINANCIAL FUND, L.P. (1519641) Reporting
Basswood Financial Fund, Ltd. (947724) Reporting
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (1538637) Reporting
BASSWOOD OPPORTUNITY PARTNERS, L.P. (1085394) Reporting
LINDENBAUM BENNETT D (927942) Reporting
LINDENBAUM MATTHEW A (927943) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
12/01/2025 8:35 PM
BASSWOOD OPPORTUNITY PARTNERS, L.P. (1085394) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
12/01/2025 7:33 PM
Dunn Michael R (1334037) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/26/2025 6:25 PM
BASSWOOD OPPORTUNITY PARTNERS, L.P. (1085394) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/26/2025 6:20 PM
Basswood Financial Long Only Fund, Ltd. (1888091) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/26/2025 6:21 PM
Basswood Financial Fund, Ltd. (947724) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/26/2025 6:22 PM
BASSWOOD FINANCIAL FUND, L.P. (1519641) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/26/2025 6:23 PM
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (1538637) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/26/2025 6:24 PM
BASSWOOD CAPITAL MANAGEMENT, L.L.C. (1085393) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/25/2025 8:56 PM
BASSWOOD CAPITAL MANAGEMENT, L.L.C. (1085393) Reporting
Basswood Financial Fund, Ltd. (947724) Reporting
BASSWOOD OPPORTUNITY PARTNERS, L.P. (1085394) Reporting
Regional Management (1519401) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
11/25/2025 7:23 PM
BASSWOOD OPPORTUNITY PARTNERS, L.P. (1085394) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/25/2025 7:24 PM
Basswood Financial Fund, Ltd. (947724) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/25/2025 7:25 PM
BASSWOOD FINANCIAL FUND, L.P. (1519641) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/25/2025 7:26 PM
BASSWOOD CAPITAL MANAGEMENT, L.L.C. (1085393) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/25/2025 7:27 PM
Basswood Financial Long Only Fund, Ltd. (1888091) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/25/2025 7:28 PM
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (1538637) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/24/2025 8:44 PM
BASSWOOD CAPITAL MANAGEMENT, L.L.C. (1085393) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/24/2025 8:45 PM
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (1538637) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/24/2025 8:39 PM
Basswood Financial Fund, Ltd. (947724) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
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11/24/2025 8:40 PM
BASSWOOD FINANCIAL FUND, L.P. (1519641) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/24/2025 8:42 PM
Basswood Financial Long Only Fund, Ltd. (1888091) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/24/2025 8:43 PM
BASSWOOD OPPORTUNITY PARTNERS, L.P. (1085394) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/24/2025 3:14 PM
Barnette Steven B (1854411) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/24/2025 6:42 AM
BASSWOOD CAPITAL MANAGEMENT, L.L.C. (1085393) Reporting
Regional Management (1519401) Subject
Form 144/A
11/24/2025 6:46 AM
BASSWOOD FINANCIAL FUND, L.P. (1519641) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/24/2025 6:50 AM
Basswood Financial Long Only Fund, Ltd. (1888091) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/24/2025 6:51 AM
Basswood Financial Fund, Ltd. (947724) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/24/2025 6:54 AM
BASSWOOD OPPORTUNITY PARTNERS, L.P. (1085394) Reporting
Regional Management (1519401) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
(Data available from 1/1/2016 forward)

Regional Management SEC Filings - Frequently Asked Questions

Regional Management (RM) has submitted 518+ filings to the SEC since 2017. You can browse the complete history or filter by form type using the tools above.

Regional Management's fiscal year ends on December 31. The company typically files its 10-K annual report by the end of February, covering the prior fiscal year's financial results. Key financial data from these reports is available on Regional Management's financial statements page.

The most recent filing was a Form 4 submitted on May 27, 2026. This was an insider ownership change filed by 4 - Regional Management Corp. (0001519401) (Issuer).

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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This page (NYSE:RM) was last updated on 6/10/2026 by MarketBeat.com Staff.
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